CAPITAL SOUTHWEST CORP - CSWC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SMH CAPITAL ADVISORS INC | History | Added to | 80,526 | 1,862,576 | 7.05% | 7.46% | 1 | +454 | 0.57% | Q3 2026 | Oct 29, 2026 |
| VAN ECK ASSOCIATES CORP | History | No change | 1,526,667 | 36,288 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 1,218,244 | 28,957 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 1,180,391 | 28,057 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 876,046 | 20,797 | 0.93% | 1.0% | 5 | -58,275 | -6.24% | Q3 2026 | Oct 09, 2026 |
| SANDERS MORRIS HARRIS LLC | History | Reduced | 665,694 | 15,397 | 2.04% | 10.48% | 6 | -94,298 | -12.41% | Q3 2026 | Oct 14, 2026 |
| Empowered Funds, LLC | History | No change | 525,697 | 12,495 | 0.07% | 0.07% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Empirical Finance, LLC | History | No change | 525,500 | 12,491 | 0.52% | 0.52% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Legal & General Group Plc | History | No change | 499,715 | 11,885 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 490,926 | 11,669 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Muzinich & Co., Inc. | History | Added to | 453,109 | 10,480 | 3.48% | 3.54% | 11 | +17,200 | 3.95% | Q3 2026 | Oct 22, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 417,574 | 9,925 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| LPL Financial LLC | History | No change | 402,585 | 9,569 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Columbus Macro, LLC | History | Added to | 398,048 | 9,206 | 0.9% | 0.87% | 14 | +23,177 | 6.18% | Q3 2026 | Oct 14, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 379,686 | 9,025 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Melia Wealth LLC | History | No change | 377,760 | 8,979 | 5.17% | 5.17% | 16 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| TECTONIC ADVISORS LLC | History | Added to | 377,520 | 8,732 | 0.4% | 0.41% | 17 | +22,150 | 6.23% | Q3 2026 | Oct 22, 2026 |
| BlackRock, Inc. | History | No change | 300,377 | 7,139 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 291,800 | 6,936 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Added to | 293,778 | 6,795 | 0.0% | 0.0% | 20 | +2,000 | 0.69% | Q3 2026 | Oct 29, 2026 |
| EPIQ PARTNERS, LLC | History | Reduced | 289,321 | 6,692 | 2.88% | 2.96% | 21 | -4,682 | -1.59% | Q3 2026 | Oct 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 269,532 | 6,406 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Union Bancaire Privee, UBP SA | History | No change | 1,685 | 6,103 | 0.06% | 0.07% | 23 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Womack Financial LLC | History | Added to | 239,347 | 5,536 | 3.64% | 3.62% | 24 | +8,809 | 3.82% | Q3 2026 | Oct 13, 2026 |
| MORGAN STANLEY | History | No change | 215,970 | 5,133 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 197,768 | 4,700 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| FIRST MANHATTAN CO. LLC. | History | No change | 167,842 | 3,989 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Naviter Wealth, LLC | History | No change | 167,732 | 3,986 | 0.36% | 0.36% | 28 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CITADEL ADVISORS LLC | History | No change | 163,551 | 3,887 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Schonfeld Strategic Advisors LLC | History | No change | 160,021 | 3,803 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 157,937 | 3,754 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GRACE & WHITE INC /NY | History | No change | 159,697 | 3,693 | 0.61% | 0.6% | 32 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 129,161 | 3,070 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GraniteShares Advisors LLC | History | Added to | 128,430 | 2,970 | 1.95% | 1.93% | 34 | +1,986 | 1.57% | Q3 2026 | Oct 29, 2026 |
| MARSHALL WACE, LLP | History | No change | 120,787 | 2,871 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | No change | 112,516 | 2,674 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hodges Capital Management Inc. | History | No change | 112,283 | 2,668 | 0.18% | 0.18% | 37 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 103,851 | 2,468 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Trexquant Investment LP | History | No change | 103,686 | 2,464 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 104,570 | 2,418 | 0.04% | 0.04% | 40 | +9,208 | 9.66% | Q3 2026 | Oct 01, 2026 |
| Advisors Asset Management, Inc. | History | No change | 98,619 | 2,344 | 0.04% | 0.04% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| XTX Topco Ltd | History | No change | 97,027 | 2,306 | 0.03% | 0.03% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| First Dallas Securities Inc. | History | No change | 90,468 | 2,150 | 0.71% | 0.71% | 43 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 91,921 | 2,126 | 0.04% | 0.03% | 44 | +32,806 | 55.5% | Q3 2026 | Oct 13, 2026 |
| Inspire Advisors, LLC | History | No change | 87,762 | 2,086 | 0.15% | 0.15% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 86,011 | 2,044 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Neuberger Berman Group LLC | History | No change | 84,495 | 2,008 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Oct 27, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 83,697 | 1,989 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| STATE STREET CORP | History | No change | 80,442 | 1,912 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| Truvestments Capital LLC | History | No change | 78,667 | 1,869 | 0.28% | 0.28% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 77,938 | 1,848 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 77,193 | 1,834 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 78,611 | 1,818 | 0.38% | 0.34% | 53 | +3,958 | 5.3% | Q3 2026 | Oct 21, 2026 |
| Militia Capital Management LLC | History | No change | 75,000 | 1,782 | 0.05% | 0.05% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| DENALI ADVISORS LLC | History | No change | 72,014 | 1,711 | 0.17% | 0.17% | 55 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 71,278 | 1,648 | 0.0% | 0.0% | 56 | +6,575 | 10.16% | Q3 2026 | Nov 02, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 70,828 | 1,638 | 0.05% | 0.04% | 57 | +8,454 | 13.55% | Q3 2026 | Oct 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 66,615 | 1,583 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COZAD ASSET MANAGEMENT INC | History | No change | 66,133 | 1,571 | 0.1% | 0.1% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 67,058 | 1,551 | 0.06% | 0.09% | 60 | -2,717 | -3.89% | Q3 2026 | Oct 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 64,463 | 1,491 | 0.0% | 0.0% | 61 | +1,172 | 1.85% | Q3 2026 | Nov 02, 2026 |
| Moerus Capital Management LLC | History | No change | 61,698 | 1,466 | 0.65% | 0.65% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bayshore Capital Advisors, LLC | History | Added to | 61,320 | 1,418 | 0.73% | 0.54% | 63 | +13,000 | 26.9% | Q3 2026 | Nov 02, 2026 |
| Mariner, LLC | History | No change | 51,258 | 1,218 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Catalyst Capital Advisors LLC | History | No change | 49,000 | 1,133 | 0.02% | 0.02% | 65 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | No change | 45,257 | 1,075 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantbot Technologies LP | History | No change | 43,455 | 1,032 | 0.04% | 0.04% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GEN Financial Management, INC. | History | Added to | 44,069 | 1,019 | 0.55% | 0.38% | 68 | +17,500 | 65.87% | Q3 2026 | Oct 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 42,721 | 1,015 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Symphony Financial, Ltd. Co. | History | Added to | 43,403 | 1,010 | 0.09% | 0.11% | 70 | +1,249 | 2.96% | Q3 2026 | Oct 22, 2026 |
| Brookstone Capital Management | History | Added to | 42,451 | 981 | 0.01% | 0.01% | 71 | +3,754 | 9.7% | Q3 2026 | Oct 22, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 41,595 | 962 | 0.04% | 0.04% | 72 | +782 | 1.92% | Q3 2026 | Nov 04, 2026 |
| NAVELLIER & ASSOCIATES INC | History | No change | 38,884 | 924 | 0.07% | 0.07% | 73 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Janney Montgomery Scott LLC | History | No change | 37,445 | 890 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 36,618 | 870 | 0.33% | 0.33% | 75 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 31,550 | 749 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OCCUDO QUANTITATIVE STRATEGIES LP | History | No change | 30,530 | 725 | 0.04% | 0.04% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 30,925 | 715 | 0.0% | 0.0% | 78 | -5,278 | -14.58% | Q3 2026 | Nov 02, 2026 |
| AlphaCore Capital LLC | History | Reduced | 30,726 | 710 | 0.01% | 0.01% | 79 | -820 | -2.6% | Q3 2026 | Nov 04, 2026 |
| Greenland Capital Management LP | History | No change | 29,000 | 689 | 0.08% | 0.08% | 80 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 27,535 | 654 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jump Financial, LLC | History | No change | 26,405 | 627 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | No change | 26,157 | 621 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 24,481 | 581 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 24,009 | 570 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 23,312 | 554 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 23,275 | 538 | 0.01% | 0.01% | 87 | +594 | 2.62% | Q3 2026 | Oct 23, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 21,812 | 518 | 0.03% | 0.03% | 88 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Zuckerman Investment Group, LLC | History | No change | 21,371 | 507 | 0.04% | 0.04% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 20,184 | 467 | 0.01% | 0.01% | 90 | +908 | 4.71% | Q3 2026 | Oct 22, 2026 |
| Mraz, Amerine & Associates, Inc. | History | Reduced | 19,354 | 447 | 0.07% | 0.07% | 91 | -2,625 | -11.94% | Q3 2026 | Oct 30, 2026 |
| &PARTNERS | History | No change | 18,428 | 438 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LBMC INVESTMENT ADVISORS, LLC | History | No change | 18,250 | 433 | 0.02% | 0.02% | 93 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| DEARBORN PARTNERS LLC | History | No change | 19,420 | 429 | 0.02% | 0.02% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| 1900 WEALTH MANAGEMENT LLC | History | No change | 18,272 | 422 | 0.02% | 0.02% | 95 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| FCG Investment Co | History | Added to | 17,477 | 404 | 0.13% | 0.11% | 96 | +3,714 | 26.99% | Q3 2026 | Oct 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 17,172 | 397 | 0.41% | 0.45% | 97 | -2,315 | -11.88% | Q3 2026 | Nov 04, 2026 |
| Fund Advisors of America Inc/FL | History | No change | 16,578 | 394 | 0.36% | 0.36% | 98 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 16,171 | 384 | 0.09% | 0.09% | 99 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BROWN ADVISORY INC | History | No change | 15,770 | 374 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Belpointe Asset Management LLC | History | No change | 15,354 | 364 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| CreativeOne Wealth, LLC | History | No change | 15,016 | 356 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 13,949 | 328 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| US BANCORP \DE\ | History | No change | 13,700 | 325 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Black Swift Group, LLC | History | No change | 13,550 | 322 | 0.05% | 0.05% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Amundi | History | No change | 13,279 | 315 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| EAGLE GLOBAL ADVISORS LLC | History | Added to | 13,565 | 313 | 0.01% | 0.01% | 107 | +50 | 0.37% | Q3 2026 | Nov 02, 2026 |
| Engineers Gate Manager LP | History | No change | 13,045 | 310 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mission Hills Financial Advisory, LLC | History | No change | 12,836 | 305 | 0.13% | 0.13% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Generali Investments CEE, investicni spolecnost, a.s. | History | No change | 12,758 | 303 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Core Wealth Partners LLC | History | Added to | 12,766 | 295 | 0.12% | 0.12% | 112 | +446 | 3.62% | Q3 2026 | Oct 30, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 12,437 | 295 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Accel Wealth Management | History | Added to | 12,533 | 289 | 0.06% | 0.07% | 113 | +12 | 0.1% | Q3 2026 | Oct 13, 2026 |
| DRW Securities, LLC | History | No change | 11,959 | 284 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | No change | 11,902 | 282 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Brevan Howard Capital Management LP | History | No change | 11,794 | 280 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 11,558 | 274 | 0.02% | 0.02% | 117 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 11,442 | 271 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 11,373 | 270 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 11,251 | 267 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Creative Planning | History | Reduced | 11,407 | 263 | 0.0% | 0.0% | 121 | -945 | -7.65% | Q3 2026 | Nov 02, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 10,993 | 261 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | No change | 10,845 | 257 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ProShare Advisors LLC | History | Reduced | 10,743 | 248 | 0.0% | 0.0% | 124 | -621 | -5.46% | Q3 2026 | Oct 28, 2026 |
| MACKENZIE FINANCIAL CORP | History | No change | 10,520 | 243 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Total Clarity Wealth Management, Inc. | History | New | 10,280 | 237 | 0.05% | — | 126 | +10,280 | New | Q3 2026 | Oct 26, 2026 |
| Permanent Capital Management, LP | History | No change | 9,820 | 233 | 0.03% | 0.03% | 127 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | No change | 9,746 | 231 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SageGuard Financial Group, LLC | History | No change | 9,122 | 216 | 0.03% | 0.03% | 129 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 8,825 | 209 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| EIGHT 31 FINANCIAL, LLC | History | No change | 8,750 | 207 | 0.12% | 0.12% | 131 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VPR Management LLC | History | No change | 8,500 | 202 | 0.08% | 0.08% | 132 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 8,477 | 201 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Leonteq Securities AG | History | Added to | 8,200 | 189 | 0.01% | 0.01% | 134 | +1,200 | 17.14% | Q3 2026 | Oct 29, 2026 |
| Allworth Financial LP | History | No change | 6,535 | 155 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rialto Wealth Management, LLC | History | No change | 4,809 | 114 | 0.02% | 0.02% | 136 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 4,096 | 97 | 0.01% | 0.01% | 137 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Parallel Advisors, LLC | History | No change | 4,185 | 96 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 4,000 | 95 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFG Advisory, LLC | History | No change | 3,500 | 83 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,088 | 73 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Burk Holdings LLC | History | No change | 3,068 | 72 | 0.03% | 0.03% | 142 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Capital Analysts, LLC | History | No change | 2,975 | 71 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SIGNATUREFD, LLC | History | Added to | 3,055 | 70 | 0.0% | 0.0% | 144 | +317 | 11.58% | Q3 2026 | Oct 23, 2026 |
| Osbon Capital Management LLC | History | No change | 2,500 | 59 | 0.05% | 0.05% | 145 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| State of Alaska, Department of Revenue | History | Added to | 2,507 | 57 | 0.0% | 0.0% | 146 | +270 | 12.07% | Q3 2026 | Oct 15, 2026 |
| Washington Trust Advisors, Inc. | History | No change | 2,500 | 57 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Spire Wealth Management | History | Reduced | 2,400 | 55 | 0.0% | 0.0% | 148 | -400 | -14.29% | Q3 2026 | Oct 30, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 2,336 | 54 | 0.0% | 0.0% | 149 | +17 | 0.73% | Q3 2026 | Nov 04, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 2,048 | 47 | 0.0% | 0.0% | 150 | -390 | -16.0% | Q3 2026 | Oct 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,810 | 43 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | No change | 1,750 | 40 | 0.01% | 0.01% | 152 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,630 | 38 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Elequin Capital, LP | History | No change | 1,606 | 38 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allied Private Wealth LLC | History | No change | 1,575 | 37 | 0.02% | 0.02% | 155 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,225 | 29 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 1,206 | 27 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 1,161 | 26 | 0.0% | 0.01% | 158 | -933 | -44.56% | Q3 2026 | Oct 19, 2026 |
| North Star Investment Management Corp. | History | No change | 1,025 | 23 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Heritage Wealth Advisors | History | No change | 980 | 23 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Larson Financial Group LLC | History | No change | 1,000 | 23 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NFSG Corp | History | No change | 1,000 | 23 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| NewEdge Advisors, LLC | History | No change | 955 | 22 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Avion Wealth | History | Added to | 906 | 20 | 0.0% | 0.0% | 164 | +6 | 0.67% | Q3 2026 | Nov 03, 2026 |
| BFC Planning, Inc. | History | No change | 855 | 20 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 700 | 16 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 662 | 15 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CENTRAL TRUST Co | History | No change | 600 | 14 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 600 | 13 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| GROUP ONE TRADING LLC | History | No change | 514 | 12 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | History | No change | 500 | 11 | 0.01% | 0.01% | 171 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Latitude Advisors, LLC | History | New | 439 | 10 | 0.0% | — | 173 | +439 | New | Q3 2026 | Oct 27, 2026 |
| Key Capital Management, INC | History | Reduced | 462 | 10 | 0.0% | 0.01% | 172 | -264 | -36.36% | Q3 2026 | Nov 03, 2026 |
| Dunhill Financial, LLC | History | No change | 400 | 9 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 291 | 6 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| LRI Investments, LLC | History | No change | 250 | 5 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Signature Equity Partners, LLC | History | New | 181 | 4 | 0.0% | — | 178 | +181 | New | Q3 2026 | Oct 29, 2026 |
| FIRST HORIZON CORP | History | No change | 200 | 4 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Archer Investment Corp | History | No change | 146 | 3 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Quarry LP | History | No change | 88 | 2 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | New | 52 | 1 | 0.0% | — | 183 | +52 | New | Q3 2026 | Nov 04, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 60 | 1 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 69 | 1 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Arlington Capital Management INC | History | Closed out | 0 | 0 | — | 0.36% | — | -24,202 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Samalin Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -16,005 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -985 | -100.0% | Q3 2026 | Oct 15, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -970 | -100.0% | Q3 2026 | Nov 04, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2026 | Oct 23, 2026 |
| United Community Bank | History | New | 40 | 0 | — | — | — | +40 | New | Q3 2026 | Oct 28, 2026 |
| Mainstream Capital Management LLC | History | New | 35 | 0 | — | — | — | +35 | New | Q3 2026 | Oct 23, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -27 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Hilton Head Capital Partners, LLC | History | Added to | 31 | 0 | — | — | — | +1 | 3.33% | Q3 2026 | Oct 23, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NBT BANK, N.A. | History | No change | 34 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| ASSETMARK, INC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |