CAPITAL SOUTHWEST CORP - CSWC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TWO SIGMA INVESTMENTS, LP | History | Added to | 2,349,648 | 51,974 | 0.04% | 0.03% | 1 | +1,300,266 | 123.91% | Q1 2026 | May 15, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 1,127,561 | 24,942 | 0.02% | 0.03% | 2 | -252,755 | -18.31% | Q1 2026 | May 15, 2026 |
| SANDERS MORRIS HARRIS LLC | History | New | 1,111,173 | 24,579 | 3.9% | — | 3 | +1,111,173 | New | Q1 2026 | Apr 09, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 1,062,917 | 23,543 | 0.05% | 0.05% | 4 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | Added to | 903,329 | 19,810 | 0.96% | 0.99% | 5 | +17,362 | 1.96% | Q1 2026 | Apr 27, 2026 |
| UBS Group AG | History | Added to | 854,131 | 18,893 | 0.0% | 0.0% | 6 | +36,983 | 4.53% | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 751,700 | 16,627 | 0.0% | 0.0% | 7 | +574,400 | 323.97% | Q1 2026 | May 15, 2026 |
| Empowered Funds, LLC | History | New | 619,098 | 13,694 | 0.09% | — | 8 | +619,098 | New | Q1 2026 | May 14, 2026 |
| Empirical Finance, LLC | History | New | 618,866 | 13,689 | 0.64% | — | 9 | +618,866 | New | Q1 2026 | May 14, 2026 |
| Melia Wealth LLC | History | Added to | 515,478 | 11,402 | 5.52% | 5.15% | 10 | +12,490 | 2.48% | Q1 2026 | May 08, 2026 |
| Cetera Investment Advisers | History | Added to | 452,698 | 10,013 | 0.01% | 0.01% | 11 | +28,067 | 6.61% | Q1 2026 | May 13, 2026 |
| Legal & General Group Plc | History | Added to | 443,138 | 9,804 | 0.0% | 0.0% | 12 | +53,558 | 13.75% | Q1 2026 | May 08, 2026 |
| Muzinich & Co., Inc. | History | Added to | 426,243 | 9,428 | 3.3% | 2.96% | 13 | +921 | 0.22% | Q1 2026 | Apr 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 402,926 | 8,912 | 0.0% | 0.0% | 14 | +16,788 | 4.35% | Q1 2026 | May 04, 2026 |
| Columbus Macro, LLC | History | Added to | 357,781 | 7,914 | 0.85% | 0.84% | 15 | +12,261 | 3.55% | Q1 2026 | Apr 21, 2026 |
| FRANKLIN RESOURCES INC | History | Added to | 329,121 | 7,280 | 0.0% | 0.0% | 16 | +66,822 | 25.48% | Q1 2026 | May 13, 2026 |
| EPIQ PARTNERS, LLC | History | Added to | 312,326 | 6,908 | 3.23% | 3.21% | 17 | +1,361 | 0.44% | Q1 2026 | Apr 09, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 284,778 | 6,299 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| BlackRock, Inc. | History | Reduced | 276,490 | 6,115 | 0.0% | 0.0% | 19 | -145,767 | -34.52% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 264,659 | 5,854 | 0.0% | 0.0% | 20 | -16,354 | -5.82% | Q1 2026 | May 14, 2026 |
| Womack Financial LLC | History | Added to | 232,275 | 5,137 | 3.78% | 3.55% | 21 | +15,150 | 6.98% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Added to | 231,713 | 5,125 | 0.0% | 0.0% | 22 | +16,933 | 7.88% | Q1 2026 | May 06, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 204,548 | 4,524 | 0.0% | 0.0% | 23 | +7,380 | 3.74% | Q1 2026 | May 15, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 196,768 | 4,352 | 0.02% | 0.03% | 24 | +1,750 | 0.9% | Q1 2026 | May 15, 2026 |
| FIRST MANHATTAN CO. LLC. | History | Reduced | 188,859 | 4,177 | 0.01% | 0.01% | 25 | -17,143 | -8.32% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 184,028 | 4,070 | 0.0% | 0.0% | 26 | -54,236 | -22.76% | Q1 2026 | May 15, 2026 |
| GRACE & WHITE INC /NY | History | No change | 164,697 | 3,643 | 0.64% | 0.65% | 27 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Reduced | 147,319 | 3,258 | 0.01% | 0.01% | 28 | -22,539 | -13.27% | Q1 2026 | May 15, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 135,453 | 2,996 | 0.04% | 0.04% | 29 | +5,605 | 4.32% | Q1 2026 | May 11, 2026 |
| Naviter Wealth, LLC | History | Added to | 124,570 | 2,755 | 0.34% | 0.29% | 30 | +25,325 | 25.52% | Q1 2026 | Apr 10, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 121,575 | 2,689 | 0.0% | 0.0% | 31 | -17,562 | -12.62% | Q1 2026 | May 12, 2026 |
| Hodges Capital Management Inc. | History | Added to | 110,275 | 2,439 | 0.2% | 0.21% | 32 | +1,813 | 1.67% | Q1 2026 | Apr 28, 2026 |
| GraniteShares Advisors LLC | History | Reduced | 109,894 | 2,430 | 1.75% | 1.65% | 33 | -12,578 | -10.27% | Q1 2026 | Apr 23, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 108,400 | 2,397 | 0.04% | 0.04% | 34 | +4,937 | 4.77% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 105,475 | 2,350 | 0.0% | 0.0% | 35 | +85,369 | 424.59% | Q1 2026 | May 15, 2026 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 95,339 | 2,108 | 0.03% | 0.03% | 36 | +11,529 | 13.76% | Q1 2026 | Apr 01, 2026 |
| HRT FINANCIAL LP | History | Added to | 93,416 | 2,066 | 0.01% | 0.0% | 37 | +30,271 | 47.94% | Q1 2026 | May 14, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 92,473 | 2,045 | 0.0% | 0.0% | 38 | -2,312 | -2.44% | Q1 2026 | May 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Added to | 90,908 | 2,010 | 0.0% | 0.0% | 39 | +77,498 | 577.91% | Q1 2026 | May 15, 2026 |
| First Dallas Securities Inc. | History | Reduced | 89,691 | 1,983 | 0.73% | 0.74% | 40 | -220 | -0.24% | Q1 2026 | Apr 27, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 88,225 | 1,951 | 0.02% | 0.02% | 41 | -1,484 | -1.65% | Q1 2026 | May 12, 2026 |
| SMH CAPITAL ADVISORS INC | History | Reduced | 1,733 | 1,733 | 5.26% | 3.53% | 42 | -76,671 | -97.79% | Q1 2026 | Apr 10, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 75,847 | 1,677 | 0.19% | 0.19% | 43 | -437 | -0.57% | Q1 2026 | May 08, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 75,400 | 1,667 | 0.0% | 0.0% | 44 | -15,100 | -16.69% | Q1 2026 | May 15, 2026 |
| Truvestments Capital LLC | History | New | 72,746 | 1,609 | 0.29% | — | 45 | +72,746 | New | Q1 2026 | May 13, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 71,174 | 1,574 | 0.32% | 0.31% | 46 | +4,956 | 7.48% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Added to | 69,062 | 1,527 | 0.0% | 0.0% | 47 | +6,555 | 10.49% | Q1 2026 | May 15, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 69,760 | 1,498 | 0.09% | 0.07% | 48 | +85 | 0.12% | Q1 2026 | Apr 24, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 65,606 | 1,458 | 0.0% | 0.0% | 49 | -6,175 | -8.6% | Q1 2026 | May 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 63,745 | 1,410 | 0.05% | 0.04% | 50 | +5,832 | 10.07% | Q1 2026 | May 13, 2026 |
| Moerus Capital Management LLC | History | No change | 61,698 | 1,364 | 0.5% | 0.59% | 51 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| COZAD ASSET MANAGEMENT INC | History | Added to | 59,867 | 1,324 | 0.1% | 0.09% | 52 | +7,487 | 14.29% | Q1 2026 | May 28, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 56,864 | 1,257 | 0.0% | 0.0% | 53 | +12,486 | 28.14% | Q1 2026 | Apr 30, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 56,578 | 1,251 | 0.0% | — | 54 | +56,578 | New | Q1 2026 | May 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 55,815 | 1,235 | 0.0% | 0.0% | 55 | +17,736 | 46.58% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 55,028 | 1,217 | 0.0% | 0.0% | 56 | -37,319 | -40.41% | Q1 2026 | Apr 27, 2026 |
| Catalyst Capital Advisors LLC | History | No change | 49,000 | 1,083 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 41,774 | 924 | 0.0% | 0.0% | 58 | -8,684 | -17.21% | Q1 2026 | May 15, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 40,588 | 897 | 0.04% | 0.05% | 59 | -247 | -0.6% | Q1 2026 | Apr 23, 2026 |
| Symphony Financial, Ltd. Co. | History | Added to | 40,969 | 891 | 0.12% | 0.12% | 60 | +1,528 | 3.87% | Q1 2026 | Apr 30, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 37,030 | 819 | 0.05% | 0.05% | 61 | +1,530 | 4.31% | Q1 2026 | May 15, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | Reduced | 37,018 | 818 | 0.33% | 0.36% | 62 | -1,066 | -2.8% | Q1 2026 | May 05, 2026 |
| Militia Capital Management LLC | History | New | 35,000 | 774 | 0.17% | — | 63 | +35,000 | New | Q1 2026 | May 13, 2026 |
| Mariner, LLC | History | Added to | 31,895 | 705 | 0.0% | 0.0% | 64 | +11,839 | 59.03% | Q1 2026 | May 13, 2026 |
| AlphaCore Capital LLC | History | New | 30,996 | 685 | 0.02% | — | 65 | +30,996 | New | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 30,588 | 676 | 0.69% | 1.49% | 66 | -83,143 | -73.1% | Q1 2026 | May 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 29,217 | 646 | 0.01% | 0.0% | 67 | +1,756 | 6.39% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 26,651 | 589 | 0.0% | 0.0% | 68 | -20,566 | -43.56% | Q1 2026 | May 14, 2026 |
| Invesco Ltd. | History | Reduced | 26,318 | 582 | 0.0% | 0.0% | 69 | -8,258 | -23.88% | Q1 2026 | May 12, 2026 |
| Greenland Capital Management LP | History | New | 26,000 | 575 | 0.07% | — | 70 | +26,000 | New | Q1 2026 | May 15, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 24,648 | 545 | 0.01% | 0.01% | 71 | -20 | -0.08% | Q1 2026 | Apr 22, 2026 |
| Mraz, Amerine & Associates, Inc. | History | Reduced | 24,254 | 536 | 0.08% | 0.1% | 72 | -4,656 | -16.11% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 23,273 | 515 | 0.0% | 0.0% | 73 | -56,283 | -70.75% | Q1 2026 | May 15, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 22,881 | 506 | 0.18% | 0.22% | 74 | -5,462 | -19.27% | Q1 2026 | Apr 22, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 22,464 | 496 | 0.14% | 0.2% | 75 | -10,218 | -31.26% | Q1 2026 | May 14, 2026 |
| Zuckerman Investment Group, LLC | History | Reduced | 21,937 | 485 | 0.05% | 0.09% | 76 | -22,993 | -51.18% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Added to | 21,621 | 478 | 0.0% | 0.0% | 78 | +9,854 | 83.74% | Q1 2026 | May 14, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 21,618 | 478 | 0.0% | 0.01% | 77 | +304 | 1.43% | Q1 2026 | May 15, 2026 |
| Arlington Capital Management, Inc. | History | New | 21,565 | 477 | 0.27% | — | 79 | +21,565 | New | Q1 2026 | May 01, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 20,830 | 460 | 0.01% | 0.03% | 80 | -30,010 | -59.03% | Q1 2026 | May 15, 2026 |
| Bayshore Capital Advisors, LLC | History | New | 20,500 | 453 | 0.19% | — | 81 | +20,500 | New | Q1 2026 | Apr 14, 2026 |
| Vantage Financial Partners, LLC | History | No change | 19,918 | 441 | 0.09% | 0.09% | 82 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| DEARBORN PARTNERS LLC | History | Reduced | 19,420 | 429 | 0.02% | 0.02% | 83 | -579 | -2.9% | Q1 2026 | May 12, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | New | 19,172 | 424 | 0.18% | — | 84 | +19,172 | New | Q1 2026 | May 15, 2026 |
| Purpose Unlimited Inc. | History | New | 19,000 | 408 | 0.02% | — | 85 | +19,000 | New | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 18,416 | 407 | 0.01% | — | 87 | +18,416 | New | Q1 2026 | May 15, 2026 |
| Fund Advisors of America Inc/FL | History | Reduced | 18,426 | 407 | 0.41% | 0.42% | 86 | -2,194 | -10.64% | Q1 2026 | May 13, 2026 |
| 1900 WEALTH MANAGEMENT LLC | History | No change | 18,272 | 404 | 0.03% | 0.03% | 88 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| LBMC INVESTMENT ADVISORS, LLC | History | No change | 18,250 | 403 | 0.02% | 0.02% | 89 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Engineers Gate Manager LP | History | New | 17,597 | 389 | 0.0% | — | 90 | +17,597 | New | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 17,437 | 385 | 0.0% | 0.0% | 91 | -10,753 | -38.14% | Q1 2026 | May 15, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 16,378 | 362 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 15,801 | 349 | 0.01% | 0.02% | 93 | -7,781 | -33.0% | Q1 2026 | Apr 28, 2026 |
| Quantbot Technologies LP | History | Reduced | 15,733 | 348 | 0.01% | 0.01% | 94 | -3,545 | -18.39% | Q1 2026 | May 13, 2026 |
| Inspire Advisors, LLC | History | New | 14,608 | 323 | 0.03% | — | 95 | +14,608 | New | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 14,690 | 315 | 0.0% | 0.0% | 96 | -3,828 | -20.67% | Q1 2026 | May 13, 2026 |
| OCCUDO QUANTITATIVE STRATEGIES LP | History | New | 12,877 | 309 | 0.02% | — | 97 | +12,877 | New | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | No change | 13,700 | 303 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| XTX Topco Ltd | History | New | 13,313 | 294 | 0.01% | — | 99 | +13,313 | New | Q1 2026 | May 15, 2026 |
| Generali Investments CEE, investicni spolecnost, a.s. | History | No change | 12,758 | 282 | 0.01% | 0.02% | 100 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Accel Wealth Management | History | Added to | 12,508 | 276 | 0.07% | 0.08% | 101 | +13 | 0.1% | Q1 2026 | Apr 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 11,587 | 256 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Core Wealth Partners LLC | History | No change | 11,520 | 254 | 0.12% | 0.11% | 103 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| ProShare Advisors LLC | History | Added to | 11,330 | 250 | 0.0% | 0.0% | 104 | +386 | 3.53% | Q1 2026 | Apr 24, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 11,251 | 248 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DRW Securities, LLC | History | New | 11,165 | 246 | 0.0% | — | 106 | +11,165 | New | Q1 2026 | May 13, 2026 |
| Focus Partners Wealth | History | New | 10,960 | 242 | 0.0% | — | 107 | +10,960 | New | Q1 2026 | May 14, 2026 |
| FCG Investment Co | History | New | 10,669 | 235 | 0.1% | — | 108 | +10,669 | New | Q1 2026 | Apr 09, 2026 |
| Creative Planning | History | New | 9,938 | 219 | 0.0% | — | 109 | +9,938 | New | Q1 2026 | May 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 9,747 | 215 | 0.0% | 0.0% | 110 | +109 | 1.13% | Q1 2026 | May 05, 2026 |
| SageGuard Financial Group, LLC | History | Reduced | 9,690 | 214 | 0.03% | 0.04% | 111 | -2,423 | -20.0% | Q1 2026 | Apr 23, 2026 |
| Squarepoint Ops LLC | History | New | 9,637 | 213 | 0.0% | — | 112 | +9,637 | New | Q1 2026 | May 15, 2026 |
| Trexquant Investment LP | History | Reduced | 9,613 | 212 | 0.0% | 0.0% | 113 | -12,509 | -56.55% | Q1 2026 | May 15, 2026 |
| EAGLE GLOBAL ADVISORS LLC | History | New | 9,350 | 206 | 0.01% | — | 114 | +9,350 | New | Q1 2026 | May 15, 2026 |
| Vident Advisory, LLC | History | Reduced | 9,293 | 205 | 0.0% | 0.0% | 115 | -2,426 | -20.7% | Q1 2026 | May 14, 2026 |
| VPR Management LLC | History | No change | 8,500 | 188 | 0.08% | 0.08% | 116 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 7,233 | 159 | 0.0% | 0.0% | 117 | -20,521 | -73.94% | Q1 2026 | May 14, 2026 |
| Leonteq Securities AG | History | Added to | 7,000 | 154 | 0.01% | 0.0% | 118 | +700 | 11.11% | Q1 2026 | Apr 27, 2026 |
| Allworth Financial LP | History | Added to | 5,588 | 123 | 0.0% | 0.0% | 119 | +743 | 15.34% | Q1 2026 | May 14, 2026 |
| Rialto Wealth Management, LLC | History | No change | 4,809 | 106 | 0.02% | 0.03% | 120 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 4,654 | 102 | 0.0% | 0.0% | 121 | +3,088 | 197.19% | Q1 2026 | May 08, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 4,409 | 97 | 0.0% | 0.0% | 122 | +409 | 10.23% | Q1 2026 | May 07, 2026 |
| Parallel Advisors, LLC | History | No change | 4,185 | 92 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Reduced | 3,998 | 88 | 0.0% | 0.01% | 125 | -3,438 | -46.23% | Q1 2026 | May 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 3,986 | 88 | 0.0% | 0.0% | 124 | -1,767 | -30.71% | Q1 2026 | May 11, 2026 |
| SIGNATUREFD, LLC | History | Added to | 3,409 | 75 | 0.0% | 0.0% | 126 | +746 | 28.01% | Q1 2026 | Apr 07, 2026 |
| Burk Holdings LLC | History | New | 3,068 | 67 | 0.03% | — | 128 | +3,068 | New | Q1 2026 | May 07, 2026 |
| MAI Capital Management | History | No change | 3,051 | 67 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Capital Analysts, LLC | History | Added to | 2,903 | 64 | 0.0% | 0.0% | 129 | +73 | 2.58% | Q1 2026 | May 14, 2026 |
| Weiss Asset Management LP | History | Added to | 2,852 | 63 | 0.0% | — | 130 | +2,808 | 6381.82% | Q1 2026 | May 15, 2026 |
| CENTRAL TRUST Co | History | New | 2,700 | 59 | 0.0% | — | 132 | +2,700 | New | Q1 2026 | Apr 17, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 2,702 | 59 | 0.0% | 0.0% | 131 | -2,616 | -49.19% | Q1 2026 | Apr 07, 2026 |
| Osbon Capital Management LLC | History | Added to | 2,650 | 58 | 0.05% | 0.05% | 133 | +150 | 6.0% | Q1 2026 | May 15, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 2,606 | 57 | 0.0% | 0.0% | 134 | -2,467 | -48.63% | Q1 2026 | May 13, 2026 |
| Washington Trust Advisors, Inc. | History | No change | 2,500 | 55 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 2,329 | 51 | 0.0% | 0.0% | 136 | -468 | -16.73% | Q1 2026 | May 15, 2026 |
| State of Alaska, Department of Revenue | History | No change | 2,237 | 49 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,930 | 42 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Union Bancaire Privee, UBP SA | History | Reduced | 1,685 | 36 | 0.0% | 0.29% | 139 | -5,580 | -76.81% | Q1 2026 | Apr 22, 2026 |
| Wilmington Savings Fund Society, FSB | History | New | 1,600 | 35 | 0.0% | — | 140 | +1,600 | New | Q1 2026 | Apr 30, 2026 |
| SageView Advisory Group, LLC | History | No change | 1,551 | 34 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Triumph Capital Management | History | No change | 1,400 | 30 | 0.01% | 0.01% | 142 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,340 | 29 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Elequin Capital, LP | History | New | 1,177 | 26 | 0.0% | — | 144 | +1,177 | New | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 1,156 | 24 | 0.0% | 0.0% | 145 | +352 | 43.78% | Q1 2026 | May 15, 2026 |
| Blue Trust, Inc. | History | No change | 1,053 | 23 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Quarry LP | History | Added to | 1,030 | 22 | 0.0% | 0.0% | 150 | +750 | 267.86% | Q1 2026 | May 15, 2026 |
| North Star Investment Management Corp. | History | No change | 1,025 | 22 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Larson Financial Group LLC | History | No change | 1,000 | 22 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NFSG Corp | History | No change | 1,000 | 22 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 802 | 17 | 0.0% | — | 152 | +802 | New | Q1 2026 | May 15, 2026 |
| Key Capital Management, INC | History | Added to | 782 | 17 | 0.01% | 0.01% | 151 | +268 | 52.14% | Q1 2026 | May 07, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 700 | 15 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 600 | 13 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Spire Wealth Management | History | No change | 600 | 13 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Avion Wealth | History | No change | 500 | 11 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | History | No change | 500 | 11 | 0.01% | 0.01% | 157 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | Reduced | 450 | 9 | 0.0% | 0.0% | 158 | -2,250 | -83.33% | Q1 2026 | May 11, 2026 |
| Dunhill Financial, LLC | History | No change | 400 | 8 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 348 | 7 | 0.0% | 0.0% | 160 | -126 | -26.58% | Q1 2026 | May 08, 2026 |
| REDMONT WEALTH ADVISORS LLC | History | No change | 335 | 7 | 0.01% | 0.01% | 161 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 291 | 6 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| LRI Investments, LLC | History | No change | 250 | 5 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Beaird Harris Wealth Management, LLC | History | New | 197 | 4 | 0.0% | — | 166 | +197 | New | Q1 2026 | May 14, 2026 |
| FIRST HORIZON CORP | History | No change | 200 | 4 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 225 | 4 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Archer Investment Corp | History | Added to | 142 | 3 | 0.0% | 0.0% | 167 | +4 | 2.9% | Q1 2026 | May 04, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 62 | 1 | 0.0% | 0.0% | 169 | -132 | -68.04% | Q1 2026 | May 11, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | Reduced | 60 | 1 | 0.0% | 0.0% | 168 | -10 | -14.29% | Q1 2026 | May 11, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -229,086 | -100.0% | Q1 2026 | May 15, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -188,921 | -100.0% | Q1 2026 | May 11, 2026 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -97,739 | -100.0% | Q1 2026 | May 14, 2026 |
| FJ Capital Management LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -92,685 | -100.0% | Q1 2026 | May 15, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -88,378 | -100.0% | Q1 2026 | May 15, 2026 |
| Sovereign's Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.03% | — | -76,522 | -100.0% | Q1 2026 | May 15, 2026 |
| Atom Investors LP | History | Closed out | 0 | 0 | — | 0.12% | — | -65,809 | -100.0% | Q1 2026 | May 15, 2026 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -35,950 | -100.0% | Q1 2026 | May 15, 2026 |
| CAXTON ASSOCIATES LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -26,267 | -100.0% | Q1 2026 | May 14, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.04% | — | -22,564 | -100.0% | Q1 2026 | May 08, 2026 |
| Point72 Asset Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,784 | -100.0% | Q1 2026 | May 15, 2026 |
| Catalina Capital Group, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -11,897 | -100.0% | Q1 2026 | Apr 23, 2026 |
| GRIMES & Co WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,261 | -100.0% | Q1 2026 | Apr 21, 2026 |
| BNP Paribas Asset Management Holding S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,677 | -100.0% | Q1 2026 | May 14, 2026 |
| TCTC Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,136 | -100.0% | Q1 2026 | May 07, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -500 | -100.0% | Q1 2026 | May 13, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -447 | -100.0% | Q1 2026 | May 11, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -109 | -100.0% | Q1 2026 | Apr 28, 2026 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Essential Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -82 | -100.0% | Q1 2026 | May 21, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 30 | 0 | — | — | — | +30 | New | Q1 2026 | Apr 20, 2026 |
| ASSETMARK, INC | History | Added to | 27 | 0 | — | — | — | +24 | 800.0% | Q1 2026 | May 06, 2026 |
| NBT BANK N A /NY | History | Added to | 33 | 0 | — | — | — | +11 | 50.0% | Q1 2026 | Apr 28, 2026 |
| PMV Capital Advisers, LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2026 | Apr 16, 2026 |
| CITIGROUP INC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 11, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |