ALLSPRING INCOME OPPORTUNITIES FUND - EAD
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 3,962,540 | 26,866 | 0.0% | 0.0% | 1 | -86,072 | -2.13% | Q4 2025 | Feb 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 1,619,702 | 10,982 | 13.47% | 0.19% | 2 | +311,355 | 23.8% | Q4 2025 | Feb 25, 2026 |
| Pathstone Holdings, LLC | History | New | 1,523,021 | 10,326 | 0.04% | — | 3 | +1,523,021 | New | Q4 2025 | Feb 13, 2026 |
| Peak Planning Group, LLC | History | New | 1,189,088 | 8,062 | 2.26% | — | 4 | +1,189,088 | New | Q4 2025 | Feb 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 1,043,674 | 7,076 | 0.05% | 0.05% | 5 | +62,895 | 6.41% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Added to | 963,243 | 6,530 | 0.0% | 0.0% | 6 | +11,827 | 1.24% | Q4 2025 | Feb 19, 2026 |
| COHEN & STEERS, INC. | History | No change | 864,743 | 5,863 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Shaker Financial Services, LLC | History | Added to | 586,829 | 4,004 | 1.27% | 1.22% | 8 | +82,826 | 16.43% | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | Reduced | 368,383 | 2,497 | 0.0% | 0.0% | 9 | -828 | -0.22% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Added to | 347,232 | 2,354 | 0.0% | 0.0% | 10 | +38,009 | 12.29% | Q4 2025 | Feb 11, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 309,575 | 2,099 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 290,677 | 1,970 | 0.09% | 0.15% | 12 | -88,078 | -23.25% | Q4 2025 | Feb 17, 2026 |
| BROWN ADVISORY INC | History | Reduced | 204,649 | 1,387 | 0.0% | 0.0% | 13 | -16,000 | -7.25% | Q4 2025 | Feb 13, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 176,440 | 1,196 | 0.11% | 0.11% | 14 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Fiera Capital Corp | History | Added to | 172,817 | 1,171 | 0.0% | 0.0% | 15 | +46,790 | 37.13% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 168,652 | 1,143 | 0.0% | 0.0% | 16 | +3,293 | 1.99% | Q4 2025 | Feb 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 168,347 | 1,141 | 0.02% | 0.02% | 17 | +3,986 | 2.43% | Q4 2025 | Feb 12, 2026 |
| EASTERLY INVESTMENT PARTNERS LLC | History | No change | 158,861 | 1,077 | 0.07% | 0.08% | 18 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Luken Investment Analytics, LLC | History | Added to | 141,478 | 959 | 0.38% | 0.38% | 19 | +2,244 | 1.61% | Q4 2025 | Feb 03, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 137,116 | 929 | 0.0% | 0.0% | 20 | +3,823 | 2.87% | Q4 2025 | Feb 10, 2026 |
| Advisors Asset Management, Inc. | History | New | 122,646 | 831 | 0.01% | — | 21 | +122,646 | New | Q4 2025 | Feb 12, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | Added to | 120,904 | 819 | 0.28% | 0.28% | 22 | +12,659 | 11.69% | Q4 2025 | Feb 10, 2026 |
| Corient Private Wealth LLC | History | New | 120,734 | 818 | 0.0% | — | 23 | +120,734 | New | Q4 2025 | Mar 09, 2026 |
| Sowell Financial Services LLC | History | No change | 103,500 | 701 | 0.03% | 0.03% | 24 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 102,044 | 691 | 0.0% | 0.0% | 25 | +5,567 | 5.77% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 88,318 | 598 | 0.0% | 0.0% | 26 | +19,465 | 28.27% | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 87,895 | 595 | 0.0% | 0.0% | 27 | +72,448 | 469.01% | Q4 2025 | Feb 12, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Added to | 87,559 | 593 | 0.02% | 0.02% | 28 | +23,115 | 35.87% | Q4 2025 | Feb 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 85,393 | 578 | 0.0% | 0.0% | 29 | +75,881 | 797.74% | Q4 2025 | Feb 02, 2026 |
| ROYAL BANK OF CANADA | History | New | 70,050 | 475 | 0.0% | — | 30 | +70,050 | New | Q4 2025 | Feb 17, 2026 |
| PFG Investments, LLC | History | Added to | 69,895 | 473 | 0.02% | 0.02% | 31 | +12,592 | 21.97% | Q4 2025 | Jan 26, 2026 |
| Lido Advisors, LLC | History | No change | 65,316 | 461 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 66,772 | 455 | 0.0% | 0.0% | 33 | +429 | 0.65% | Q4 2025 | Jan 08, 2026 |
| Rareview Capital LLC | History | Reduced | 55,900 | 394 | 0.26% | 1.62% | 34 | -319,052 | -85.09% | Q4 2025 | Jan 29, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 48,588 | 329 | 0.0% | 0.0% | 35 | +30,613 | 170.31% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 47,300 | 320 | 0.0% | 0.0% | 36 | -1,000 | -2.07% | Q4 2025 | Feb 18, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 41,490 | 281 | 0.0% | 0.0% | 37 | -16,200 | -28.08% | Q4 2025 | Jan 20, 2026 |
| Logan Stone Capital, LLC | History | New | 39,734 | 269 | 0.07% | — | 38 | +39,734 | New | Q4 2025 | Feb 17, 2026 |
| CHOREO, LLC | History | Reduced | 25,417 | 173 | 0.0% | 0.0% | 39 | -634 | -2.43% | Q4 2025 | Jan 23, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 23,602 | 160 | 0.01% | — | 40 | +23,602 | New | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 23,535 | 159 | 0.0% | 0.0% | 41 | -801 | -3.29% | Q4 2025 | Feb 17, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 22,218 | 150 | 0.1% | 0.11% | 43 | -417 | -1.84% | Q4 2025 | Feb 09, 2026 |
| Merit Financial Group, LLC | History | Reduced | 22,229 | 150 | 0.0% | 0.0% | 42 | -307 | -1.36% | Q4 2025 | Jan 26, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 21,408 | 145 | 0.0% | 0.0% | 44 | -42,091 | -66.29% | Q4 2025 | Feb 17, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 21,420 | 145 | 0.0% | 0.0% | 45 | -830 | -3.73% | Q4 2025 | Jan 13, 2026 |
| Fingerlakes Wealth Management, Inc. | History | Reduced | 20,758 | 140 | 0.09% | 0.1% | 46 | -694 | -3.24% | Q4 2025 | Feb 05, 2026 |
| Mariner, LLC | History | Added to | 20,496 | 138 | 0.0% | 0.0% | 47 | +2,568 | 14.32% | Q4 2025 | Feb 13, 2026 |
| GC Wealth Management RIA, LLC | History | New | 18,819 | 127 | 0.0% | — | 48 | +18,819 | New | Q4 2025 | Jan 30, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | New | 17,923 | 121 | 0.07% | — | 49 | +17,923 | New | Q4 2025 | Jan 16, 2026 |
| Marex Group plc | History | New | 17,834 | 120 | 0.0% | — | 50 | +17,834 | New | Q4 2025 | Feb 12, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 17,266 | 117 | 0.0% | 0.0% | 51 | -752 | -4.17% | Q4 2025 | Jan 05, 2026 |
| NWF Advisory Services Inc. | History | No change | 17,300 | 117 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q4 2025 | Mar 03, 2026 |
| Global Retirement Partners, LLC | History | New | 16,736 | 113 | 0.0% | — | 53 | +16,736 | New | Q4 2025 | Feb 06, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 16,457 | 111 | 0.0% | 0.0% | 54 | +2,113 | 14.73% | Q4 2025 | Feb 02, 2026 |
| Allworth Financial LP | History | New | 16,000 | 108 | 0.0% | — | 55 | +16,000 | New | Q4 2025 | Feb 05, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 15,797 | 107 | 0.0% | 0.0% | 56 | +500 | 3.27% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Added to | 15,478 | 104 | 0.0% | 0.0% | 57 | +553 | 3.71% | Q4 2025 | Feb 17, 2026 |
| Collaborative Wealth Managment Inc. | History | No change | 15,440 | 104 | 0.04% | 0.04% | 58 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| WEST MICHIGAN ADVISORS, LLC | History | Added to | 13,359 | 91 | 0.02% | 0.02% | 59 | +305 | 2.34% | Q4 2025 | Jan 28, 2026 |
| Rothschild Wealth LLC | History | New | 13,250 | 89 | 0.01% | — | 62 | +13,250 | New | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | New | 13,146 | 89 | 0.0% | — | 61 | +13,146 | New | Q4 2025 | Feb 13, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 13,240 | 89 | 0.0% | 0.0% | 60 | -6,708 | -33.63% | Q4 2025 | Feb 09, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 10,966 | 74 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 7,166 | 48 | 0.01% | — | 64 | +7,166 | New | Q4 2025 | Feb 13, 2026 |
| CoreCap Advisors, LLC | History | Added to | 6,330 | 42 | 0.0% | 0.0% | 65 | +3,000 | 90.09% | Q4 2025 | Jan 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 5,282 | 35 | 0.0% | 0.0% | 66 | +121 | 2.34% | Q4 2025 | Mar 16, 2026 |
| Strategic Advocates LLC | History | Added to | 4,603 | 31 | 0.01% | 0.01% | 67 | +41 | 0.9% | Q4 2025 | Feb 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 4,408 | 29 | 0.0% | 0.0% | 68 | +72 | 1.66% | Q4 2025 | Feb 06, 2026 |
| Noble Wealth Management PBC | History | Added to | 2,900 | 19 | 0.01% | 0.01% | 69 | +1,000 | 52.63% | Q4 2025 | Jan 05, 2026 |
| WPG Advisers, LLC | History | Reduced | 2,669 | 18 | 0.01% | 0.01% | 70 | -5 | -0.19% | Q4 2025 | Jan 28, 2026 |
| COMERICA BANK | History | Reduced | 1,433 | 9 | 0.0% | 0.0% | 71 | -619 | -30.17% | Q4 2025 | Jan 29, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 1,210 | 8 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Arax Advisory Partners | History | Reduced | 1,000 | 6 | 0.0% | 0.0% | 73 | -1,000 | -50.0% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | No change | 631 | 4 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| TRUST CO OF VERMONT | History | No change | 465 | 3 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| US BANCORP \DE\ | History | No change | 409 | 2 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| IFP Advisors, Inc | History | No change | 300 | 2 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 400 | 2 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Private Wealth Management Group, LLC | History | New | 200 | 1 | 0.0% | — | 79 | +200 | New | Q4 2025 | Jan 23, 2026 |
| KPP Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -29,016 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Clear Creek Financial Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,648 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Apollon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,950 | -100.0% | Q3 2025 | Oct 17, 2025 |
| VSM Wealth Advisory, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,898 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -10,644 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -3,181 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,078 | -100.0% | Q3 2025 | Nov 18, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q3 2025 | Dec 15, 2025 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -1,700 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Smithfield Trust Co | History | New | 122 | 0 | — | — | — | +122 | New | Q4 2025 | Feb 09, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | — | — | -10 | -90.91% | Q4 2025 | Feb 13, 2026 |
| Cedar Mountain Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Advocate Investing Services LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 59 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ASSETMARK, INC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Cheviot Value Management, LLC | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |