ALLSPRING INCOME OPPORTUNITIES FUND - EAD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 3,932,339 | 25,481 | 0.0% | 0.0% | 1 | -30,201 | -0.76% | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 1,735,083 | 11,243 | 0.23% | 0.22% | 2 | +115,381 | 7.12% | Q1 2026 | May 13, 2026 |
| Pathstone Holdings, LLC | History | Added to | 1,558,061 | 10,096 | 0.04% | 0.04% | 3 | +35,040 | 2.3% | Q1 2026 | May 11, 2026 |
| Peak Planning Group, LLC | History | Reduced | 1,142,766 | 7,405 | 2.05% | 2.26% | 4 | -46,322 | -3.9% | Q1 2026 | Apr 22, 2026 |
| Invesco Ltd. | History | Added to | 1,044,494 | 6,768 | 0.0% | 0.0% | 5 | +81,251 | 8.44% | Q1 2026 | May 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 898,819 | 5,824 | 0.05% | 0.05% | 6 | -144,855 | -13.88% | Q1 2026 | May 15, 2026 |
| COHEN & STEERS, INC. | History | No change | 864,743 | 5,604 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 567,595 | 3,708 | 1.29% | 1.27% | 8 | -19,234 | -3.28% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Added to | 393,980 | 2,552 | 0.0% | 0.0% | 9 | +25,597 | 6.95% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Added to | 385,978 | 2,501 | 0.0% | 0.0% | 10 | +38,746 | 11.16% | Q1 2026 | May 06, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 326,901 | 2,119 | 0.0% | 0.0% | 11 | +17,326 | 5.6% | Q1 2026 | May 01, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 305,177 | 1,977 | 0.03% | 0.01% | 12 | +182,531 | 148.83% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 224,084 | 1,452 | 0.0% | 0.0% | 13 | +86,968 | 63.43% | Q1 2026 | May 04, 2026 |
| BROWN ADVISORY INC | History | No change | 204,649 | 1,326 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 173,542 | 1,124 | 0.02% | 0.02% | 15 | +5,195 | 3.09% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 168,990 | 1,095 | 0.0% | 0.0% | 16 | +338 | 0.2% | Q1 2026 | Apr 30, 2026 |
| Fiera Capital Corp | History | Reduced | 166,605 | 1,079 | 0.0% | 0.0% | 17 | -6,212 | -3.59% | Q1 2026 | May 12, 2026 |
| Marks Group Wealth Management, Inc | History | Reduced | 162,945 | 1,055 | 0.1% | 0.11% | 18 | -13,495 | -7.65% | Q1 2026 | May 05, 2026 |
| EASTERLY INVESTMENT PARTNERS LLC | History | No change | 158,861 | 1,029 | 0.08% | 0.07% | 19 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Luken Investment Analytics, LLC | History | Added to | 143,441 | 929 | 0.36% | 0.38% | 20 | +1,963 | 1.39% | Q1 2026 | May 12, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | No change | 120,904 | 783 | 0.28% | 0.28% | 21 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Corient Private Wealth LLC | History | Reduced | 117,234 | 759 | 0.0% | 0.0% | 22 | -3,500 | -2.9% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 111,048 | 719 | 0.01% | 0.0% | 23 | +25,655 | 30.04% | Q1 2026 | May 04, 2026 |
| Sowell Financial Services LLC | History | No change | 103,500 | 670 | 0.02% | 0.03% | 24 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 100,927 | 654 | 0.0% | 0.0% | 25 | -1,117 | -1.09% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 87,992 | 570 | 0.0% | 0.0% | 26 | -326 | -0.37% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 84,412 | 546 | 0.0% | 0.0% | 27 | -3,483 | -3.96% | Q1 2026 | Apr 27, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 83,030 | 538 | 0.03% | 0.09% | 28 | -207,647 | -71.44% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 77,372 | 501 | 0.0% | 0.0% | 29 | +61,894 | 399.88% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 72,166 | 468 | 0.0% | 0.0% | 30 | +2,116 | 3.02% | Q1 2026 | May 15, 2026 |
| PFG Investments, LLC | History | Added to | 69,985 | 453 | 0.02% | 0.02% | 31 | +90 | 0.13% | Q1 2026 | Apr 27, 2026 |
| Lido Advisors, LLC | History | Added to | 66,780 | 436 | 0.0% | 0.0% | 32 | +1,464 | 2.24% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 64,112 | 415 | 0.0% | 0.0% | 33 | -2,660 | -3.98% | Q1 2026 | Apr 08, 2026 |
| Rareview Capital LLC | History | No change | 55,900 | 394 | 0.23% | 0.26% | 34 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Logan Stone Capital, LLC | History | Added to | 41,445 | 268 | 0.07% | 0.07% | 35 | +1,711 | 4.31% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 41,490 | 268 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 28,075 | 181 | 0.0% | 0.0% | 37 | -20,513 | -42.22% | Q1 2026 | May 12, 2026 |
| CHOREO, LLC | History | Added to | 25,554 | 166 | 0.0% | 0.0% | 38 | +137 | 0.54% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 22,578 | 146 | 0.0% | 0.0% | 39 | -957 | -4.07% | Q1 2026 | May 15, 2026 |
| Merit Financial Group, LLC | History | Reduced | 21,942 | 142 | 0.0% | 0.0% | 40 | -287 | -1.29% | Q1 2026 | Apr 15, 2026 |
| NOMURA HOLDINGS INC | History | New | 21,335 | 138 | 0.0% | — | 41 | +21,335 | New | Q1 2026 | May 15, 2026 |
| Fingerlakes Wealth Management, Inc. | History | Added to | 21,250 | 137 | 0.09% | 0.09% | 42 | +492 | 2.37% | Q1 2026 | Apr 21, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 21,116 | 136 | 0.09% | 0.1% | 43 | -1,102 | -4.96% | Q1 2026 | Apr 21, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 20,795 | 134 | 0.0% | 0.0% | 44 | -625 | -2.92% | Q1 2026 | Apr 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 20,142 | 130 | 0.0% | 0.0% | 45 | -1,266 | -5.91% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Reduced | 18,927 | 119 | 0.0% | 0.0% | 46 | -1,569 | -7.66% | Q1 2026 | May 13, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 17,923 | 116 | 0.07% | 0.07% | 47 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Global Retirement Partners, LLC | History | No change | 16,736 | 113 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NWF Advisory Services Inc. | History | No change | 17,300 | 112 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| GC Wealth Management RIA, LLC | History | Reduced | 16,937 | 109 | 0.0% | 0.0% | 50 | -1,882 | -10.0% | Q1 2026 | May 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 16,648 | 107 | 0.0% | 0.0% | 51 | +191 | 1.16% | Q1 2026 | Apr 23, 2026 |
| Allworth Financial LP | History | No change | 16,000 | 103 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 15,554 | 101 | 0.0% | 0.0% | 53 | -1,712 | -9.92% | Q1 2026 | Apr 07, 2026 |
| Collaborative Wealth Managment Inc. | History | No change | 15,440 | 100 | 0.05% | 0.04% | 54 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| WEST MICHIGAN ADVISORS, LLC | History | Added to | 13,676 | 89 | 0.02% | 0.02% | 55 | +317 | 2.37% | Q1 2026 | May 05, 2026 |
| Focus Partners Wealth | History | No change | 13,146 | 85 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Rothschild Wealth LLC | History | No change | 13,250 | 85 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| CITADEL ADVISORS LLC | History | New | 13,029 | 84 | 0.0% | — | 58 | +13,029 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 11,900 | 77 | 0.0% | 0.0% | 59 | -3,897 | -24.67% | Q1 2026 | May 07, 2026 |
| VSM Wealth Advisory, LLC | History | New | 11,480 | 74 | 0.02% | — | 60 | +11,480 | New | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 11,365 | 73 | 0.0% | — | 61 | +11,365 | New | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 10,966 | 71 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| RETIREMITTEN FINANCIAL LLC | History | New | 10,000 | 64 | 0.03% | — | 63 | +10,000 | New | Q1 2026 | May 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 6,502 | 42 | 0.0% | 0.01% | 64 | -664 | -9.27% | Q1 2026 | May 11, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 40,900 | 40 | 0.0% | 0.0% | 65 | -6,400 | -13.53% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 5,669 | 36 | 0.0% | 0.0% | 66 | +387 | 7.33% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 4,483 | 29 | 0.0% | 0.0% | 67 | +75 | 1.7% | Q1 2026 | May 08, 2026 |
| IFG Advisory, LLC | History | New | 4,000 | 25 | 0.07% | — | 68 | +4,000 | New | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 3,434 | 22 | 0.0% | — | 69 | +3,375 | 5720.34% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,330 | 21 | 0.0% | 0.0% | 70 | -3,000 | -47.39% | Q1 2026 | Apr 07, 2026 |
| Advisory Services Network, LLC | History | New | 3,078 | 19 | 0.0% | — | 71 | +3,078 | New | Q1 2026 | May 15, 2026 |
| TD Waterhouse Canada Inc. | History | New | 3,000 | 19 | 0.0% | — | 72 | +3,000 | New | Q1 2026 | May 12, 2026 |
| WPG Advisers, LLC | History | Added to | 2,814 | 18 | 0.01% | 0.01% | 74 | +145 | 5.43% | Q1 2026 | Apr 29, 2026 |
| Noble Wealth Management PBC | History | No change | 2,900 | 18 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| FNY Investment Advisers, LLC | History | New | 1,800 | 11 | 0.0% | — | 75 | +1,800 | New | Q1 2026 | Apr 15, 2026 |
| COMERICA BANK | History | No change | 1,433 | 9 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,339 | 8 | 0.0% | — | 77 | +1,339 | New | Q1 2026 | May 01, 2026 |
| BlackRock, Inc. | History | New | 1,119 | 7 | 0.0% | — | 79 | +1,119 | New | Q1 2026 | May 13, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 1,210 | 7 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Arax Advisory Partners | History | No change | 1,000 | 6 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 850 | 5 | 0.0% | — | 81 | +850 | New | Q1 2026 | Apr 28, 2026 |
| Farther Finance Advisors, LLC | History | New | 798 | 5 | 0.0% | — | 82 | +798 | New | Q1 2026 | Apr 07, 2026 |
| CWM, LLC | History | No change | 631 | 4 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TRUST CO OF VERMONT | History | No change | 465 | 3 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 440 | 2 | 0.0% | 0.0% | 86 | +40 | 10.0% | Q1 2026 | Apr 06, 2026 |
| US BANCORP \DE\ | History | No change | 409 | 2 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Wilmington Savings Fund Society, FSB | History | New | 200 | 1 | 0.0% | — | 88 | +200 | New | Q1 2026 | Apr 30, 2026 |
| IFP Advisors, Inc | History | No change | 300 | 1 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -87,559 | -100.0% | Q1 2026 | May 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.01% | — | -23,602 | -100.0% | Q1 2026 | May 12, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -17,834 | -100.0% | Q1 2026 | May 13, 2026 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,240 | -100.0% | Q1 2026 | May 06, 2026 |
| Strategic Advocates LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,603 | -100.0% | Q1 2026 | May 15, 2026 |
| Private Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2026 | Apr 23, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 144 | 0 | — | — | — | +144 | New | Q1 2026 | May 15, 2026 |
| Smithfield Trust Co | History | Closed out | 0 | 0 | — | — | — | -122 | -100.0% | Q1 2026 | May 08, 2026 |
| MATHER GROUP, LLC. | History | New | 54 | 0 | — | — | — | +54 | New | Q1 2026 | Apr 13, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 46 | 0 | — | — | — | +46 | New | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 11, 2026 |
| ASSETMARK, INC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Cheviot Value Management, LLC | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Advocate Investing Services LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |