ALLSPRING MULTI-SECTOR INCOME FUND - ERC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 2,870,006 | 25,859 | 0.52% | 0.57% | 1 | -190,963 | -6.24% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 877,697 | 7,908 | 0.0% | 0.0% | 2 | +57,369 | 6.99% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 840,687 | 7,575 | 0.0% | 0.0% | 3 | +45,240 | 5.69% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 657,365 | 5,922 | 0.05% | 0.05% | 4 | -54,164 | -7.61% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 577,787 | 5,205 | 0.0% | 0.0% | 5 | -1,796 | -0.31% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Reduced | 543,879 | 4,900 | 0.0% | 0.0% | 6 | -1,634 | -0.3% | Q1 2026 | May 12, 2026 |
| 1607 Capital Partners, LLC | History | No change | 525,628 | 4,735 | 0.34% | 0.33% | 7 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Shaker Financial Services, LLC | History | Added to | 368,049 | 3,344 | 1.17% | 1.03% | 8 | +20,201 | 5.81% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 247,405 | 2,229 | 0.0% | 0.0% | 9 | -16,732 | -6.33% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 237,759 | 2,142 | 0.04% | 0.01% | 10 | +148,292 | 165.75% | Q1 2026 | May 15, 2026 |
| Rareview Capital LLC | History | Added to | 183,467 | 1,733 | 1.02% | 0.93% | 11 | +31,591 | 20.8% | Q1 2026 | Apr 27, 2026 |
| Byrne Asset Management LLC | History | New | 184,930 | 1,666 | 0.98% | — | 12 | +184,930 | New | Q1 2026 | Apr 02, 2026 |
| Sowell Financial Services LLC | History | Reduced | 157,253 | 1,416 | 0.05% | 0.05% | 13 | -2,614 | -1.64% | Q1 2026 | Apr 20, 2026 |
| COHEN & STEERS, INC. | History | No change | 143,767 | 1,295 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 130,721 | 1,177 | 0.0% | 0.0% | 15 | -858 | -0.65% | Q1 2026 | May 07, 2026 |
| LPL Financial LLC | History | Reduced | 86,576 | 780 | 0.0% | 0.0% | 16 | -39,064 | -31.09% | Q1 2026 | May 06, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 77,900 | 701 | 0.02% | 0.01% | 17 | +11,510 | 17.34% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 70,332 | 633 | 0.0% | 0.0% | 18 | +636 | 0.91% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 66,195 | 596 | 0.0% | 0.0% | 20 | -13,644 | -17.09% | Q1 2026 | May 15, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 66,251 | 596 | 0.01% | 0.01% | 19 | -118 | -0.18% | Q1 2026 | May 12, 2026 |
| Calamos Advisors LLC | History | New | 66,148 | 595 | 0.0% | — | 21 | +66,148 | New | Q1 2026 | May 04, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 63,431 | 571 | 0.41% | 0.42% | 22 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Equitable Holdings, Inc. | History | Added to | 59,813 | 556 | 0.0% | 0.0% | 23 | +5,178 | 9.48% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 61,110 | 550 | 0.0% | 0.0% | 24 | -888 | -1.43% | Q1 2026 | May 12, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 55,102 | 496 | 0.0% | 0.0% | 25 | -660 | -1.18% | Q1 2026 | Apr 22, 2026 |
| Independent Advisor Alliance | History | New | 52,100 | 469 | 0.01% | — | 26 | +52,100 | New | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Reduced | 52,009 | 468 | 0.0% | 0.0% | 27 | -54,538 | -51.19% | Q1 2026 | May 05, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 51,609 | 465 | 0.01% | 0.01% | 28 | +5,258 | 11.34% | Q1 2026 | Apr 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 38,496 | 347 | 0.0% | 0.0% | 29 | -1,161 | -2.93% | Q1 2026 | Apr 30, 2026 |
| Closed-End Fund Advisors, Inc. | History | No change | 36,682 | 330 | 0.34% | 0.2% | 30 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Uncommon Cents Investing LLC | History | Added to | 36,325 | 327 | 0.08% | 0.08% | 31 | +2,900 | 8.68% | Q1 2026 | Apr 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 35,670 | 323 | 0.02% | 0.02% | 32 | +2,700 | 8.19% | Q1 2026 | May 01, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 32,961 | 296 | 0.0% | 0.0% | 33 | +2,115 | 6.86% | Q1 2026 | May 04, 2026 |
| AlphaCore Capital LLC | History | No change | 30,000 | 272 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 28,481 | 256 | 0.0% | 0.0% | 35 | -69 | -0.24% | Q1 2026 | Apr 20, 2026 |
| Cetera Investment Advisers | History | Reduced | 22,136 | 199 | 0.0% | 0.0% | 37 | -623 | -2.74% | Q1 2026 | May 13, 2026 |
| Mariner, LLC | History | No change | 22,189 | 199 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 21,582 | 194 | 0.0% | 0.0% | 38 | -1,885 | -8.03% | Q1 2026 | Apr 08, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 18,548 | 167 | 0.0% | 0.0% | 40 | +183 | 1.0% | Q1 2026 | Apr 22, 2026 |
| Private Advisor Group, LLC | History | No change | 18,570 | 167 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| World Investment Advisors | History | Reduced | 17,527 | 157 | 0.0% | 0.0% | 41 | -158 | -0.89% | Q1 2026 | Apr 27, 2026 |
| Encompass More Asset Management | History | Added to | 13,866 | 124 | 0.02% | 0.02% | 42 | +92 | 0.67% | Q1 2026 | Apr 28, 2026 |
| Integris Wealth Management, LLC | History | No change | 12,500 | 116 | 0.03% | 0.03% | 43 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| NWAM LLC | History | No change | 12,359 | 111 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 12,116 | 109 | 0.0% | 0.0% | 45 | -326 | -2.62% | Q1 2026 | Apr 08, 2026 |
| Perigon Wealth Management, LLC | History | No change | 12,071 | 108 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 11,031 | 99 | 0.0% | 0.0% | 47 | +136 | 1.25% | Q1 2026 | Apr 27, 2026 |
| Allworth Financial LP | History | No change | 11,073 | 99 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Catalina Capital Group, LLC | History | No change | 10,929 | 98 | 0.06% | 0.06% | 49 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| VSM Wealth Advisory, LLC | History | New | 6,803 | 61 | 0.02% | — | 50 | +6,803 | New | Q1 2026 | May 05, 2026 |
| CoreCap Advisors, LLC | History | Added to | 4,037 | 36 | 0.0% | 0.0% | 51 | +1,600 | 65.65% | Q1 2026 | Apr 07, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 2,600 | 23 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| IFG Advisory, LLC | History | New | 2,500 | 22 | 0.06% | — | 54 | +2,500 | New | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 22,500 | 22 | 0.0% | 0.0% | 53 | -1,600 | -6.64% | Q1 2026 | May 15, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,000 | 18 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,892 | 17 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FNY Investment Advisers, LLC | History | New | 1,600 | 14 | 0.01% | — | 57 | +1,600 | New | Q1 2026 | Apr 15, 2026 |
| McIlrath & Eck, LLC | History | No change | 1,510 | 13 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 1,400 | 12 | 0.0% | 0.0% | 59 | -12,236 | -89.73% | Q1 2026 | May 08, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,172 | 10 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| ASSETMARK, INC | History | New | 750 | 6 | 0.0% | — | 61 | +750 | New | Q1 2026 | May 06, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 602 | 5 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Private Wealth Management Group, LLC | History | New | 420 | 3 | 0.0% | — | 64 | +420 | New | Q1 2026 | Apr 23, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 400 | 3 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Osbon Capital Management LLC | History | New | 280 | 2 | 0.0% | — | 67 | +280 | New | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 254 | 2 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 329 | 2 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| FIFTH THIRD BANCORP | History | New | 205 | 1 | 0.0% | — | 69 | +205 | New | Q1 2026 | May 01, 2026 |
| Wilmington Savings Fund Society, FSB | History | New | 200 | 1 | 0.0% | — | 70 | +200 | New | Q1 2026 | Apr 30, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 167 | 1 | 0.0% | — | 71 | +167 | New | Q1 2026 | Apr 28, 2026 |
| WPG Advisers, LLC | History | Added to | 151 | 1 | 0.0% | 0.0% | 68 | +5 | 3.42% | Q1 2026 | Apr 29, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -46,832 | -100.0% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,963 | -100.0% | Q1 2026 | May 04, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -25,212 | -100.0% | Q1 2026 | May 15, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,150 | -100.0% | Q1 2026 | May 12, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -13,229 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,960 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Turim 21 Investimentos Ltda. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,911 | -100.0% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -950 | -100.0% | Q1 2026 | May 13, 2026 |
| BlackRock, Inc. | History | New | 60 | 0 | — | — | — | +60 | New | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | New | 54 | 0 | — | — | — | +54 | New | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |