Eaton Vance Tax-Advantaged Global Dividend Income Fund - ETG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 2,685,642 | 54,035 | 0.0% | 0.0% | 1 | +53,914 | 2.05% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 2,201,303 | 44,290 | 0.01% | 0.01% | 2 | -63,873 | -2.82% | Q1 2026 | May 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,458,769 | 29,350 | 0.0% | 0.0% | 3 | +155,996 | 11.97% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 840,344 | 16,907 | 0.0% | 0.0% | 4 | +120,907 | 16.81% | Q1 2026 | May 11, 2026 |
| McGowan Group Asset Management, Inc. | History | Added to | 624,406 | 12,563 | 1.6% | 1.79% | 5 | +638 | 0.1% | Q1 2026 | May 11, 2026 |
| Shaker Financial Services, LLC | History | Added to | 398,083 | 8,009 | 2.79% | 0.56% | 6 | +321,586 | 420.39% | Q1 2026 | May 12, 2026 |
| Karpus Management, Inc. | History | Reduced | 387,327 | 7,793 | 0.24% | 0.3% | 7 | -29,902 | -7.17% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 367,874 | 7,401 | 0.0% | 0.0% | 8 | -1,829 | -0.49% | Q1 2026 | May 06, 2026 |
| Heron Bay Capital Management | History | Reduced | 311,443 | 6,266 | 0.58% | 1.37% | 9 | -591 | -0.19% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 305,677 | 6,150 | 0.0% | 0.0% | 10 | +19,855 | 6.95% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 297,267 | 5,981 | 0.0% | 0.0% | 11 | -53,210 | -15.18% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 294,978 | 5,934 | 0.0% | 0.0% | 12 | -24,108 | -7.56% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 233,157 | 4,691 | 0.02% | 0.03% | 13 | +10,926 | 4.92% | Q1 2026 | May 08, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 200,737 | 4,038 | 0.0% | 0.0% | 14 | +10,819 | 5.7% | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 186,038 | 3,743 | 0.01% | 0.01% | 15 | +3,131 | 1.71% | Q1 2026 | Apr 22, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 174,979 | 3,520 | 0.01% | 0.01% | 16 | +26,951 | 18.21% | Q1 2026 | May 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 170,543 | 3,431 | 0.03% | 0.03% | 17 | +2,821 | 1.68% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 138,333 | 2,783 | 0.03% | — | 18 | +138,333 | New | Q1 2026 | May 04, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 134,703 | 2,710 | 0.05% | 0.07% | 19 | -35,017 | -20.63% | Q1 2026 | May 15, 2026 |
| COHEN & STEERS, INC. | History | Reduced | 128,868 | 2,593 | 0.0% | 0.01% | 20 | -20,000 | -13.43% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 122,469 | 2,464 | 0.0% | 0.0% | 21 | -5,564 | -4.35% | Q1 2026 | Apr 27, 2026 |
| WealthTrust Axiom LLC | History | Reduced | 118,579 | 2,385 | 0.59% | 0.72% | 22 | -3,165 | -2.6% | Q1 2026 | May 11, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 115,801 | 2,329 | 0.01% | 0.01% | 23 | +1,059 | 0.92% | Q1 2026 | May 05, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 113,239 | 2,278 | 0.08% | 0.1% | 24 | -6,386 | -5.34% | Q1 2026 | May 13, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 112,600 | 2,265 | 0.01% | 0.02% | 25 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 111,568 | 2,244 | 0.0% | 0.0% | 26 | -2,825 | -2.47% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 96,504 | 1,941 | 0.0% | 0.0% | 27 | +3,532 | 3.8% | Q1 2026 | May 13, 2026 |
| Live Oak Private Wealth LLC | History | No change | 92,351 | 1,858 | 0.26% | 0.29% | 28 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Arkadios Wealth Advisors | History | New | 88,776 | 1,786 | 0.03% | — | 29 | +88,776 | New | Q1 2026 | May 18, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 85,374 | 1,717 | 0.35% | 0.42% | 30 | -439 | -0.51% | Q1 2026 | Apr 24, 2026 |
| COMERICA BANK | History | No change | 72,581 | 1,676 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| EDGEWOOD MANAGEMENT LLC | History | No change | 82,000 | 1,649 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 80,717 | 1,624 | 0.07% | — | 33 | +80,717 | New | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 71,082 | 1,430 | 0.0% | — | 34 | +71,082 | New | Q1 2026 | May 01, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 62,088 | 1,249 | 0.0% | 0.0% | 35 | +981 | 1.61% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 54,619 | 1,120 | 0.0% | 0.0% | 36 | -23,236 | -29.85% | Q1 2026 | Apr 08, 2026 |
| PMG Family Office LLC | History | Added to | 49,372 | 993 | 1.11% | 1.3% | 37 | +616 | 1.26% | Q1 2026 | Apr 17, 2026 |
| &PARTNERS | History | Added to | 46,353 | 929 | 0.0% | 0.01% | 38 | +3,903 | 9.19% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 45,648 | 918 | 0.0% | 0.0% | 39 | +6,865 | 17.7% | Q1 2026 | Apr 30, 2026 |
| PFG Investments, LLC | History | Added to | 38,924 | 783 | 0.04% | 0.04% | 40 | +162 | 0.42% | Q1 2026 | Apr 27, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 35,134 | 706 | 0.0% | 0.0% | 41 | +6 | 0.02% | Q1 2026 | May 12, 2026 |
| 1776 Wealth LLC | History | No change | 32,103 | 645 | 0.25% | 0.28% | 42 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Joel Isaacson & Co., LLC | History | Added to | 30,892 | 621 | 0.02% | 0.02% | 43 | +266 | 0.87% | Q1 2026 | Apr 22, 2026 |
| Merit Financial Group, LLC | History | No change | 29,786 | 599 | 0.0% | 0.01% | 44 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 29,555 | 594 | 0.0% | 0.0% | 45 | +11,451 | 63.25% | Q1 2026 | May 05, 2026 |
| Fairman Group, LLC | History | No change | 28,557 | 574 | 0.49% | 0.53% | 46 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 27,351 | 550 | 0.0% | 0.0% | 47 | +8,172 | 42.61% | Q1 2026 | Apr 30, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 27,004 | 543 | 0.01% | 0.01% | 48 | +89 | 0.33% | Q1 2026 | Apr 20, 2026 |
| Kovack Advisors, Inc. | History | Added to | 26,563 | 542 | 0.03% | 0.03% | 49 | +895 | 3.49% | Q1 2026 | May 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 25,356 | 510 | 0.0% | 0.0% | 50 | +16,070 | 173.06% | Q1 2026 | May 08, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 25,179 | 506 | 0.01% | 0.01% | 51 | +293 | 1.18% | Q1 2026 | Apr 20, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | Reduced | 23,545 | 473 | 0.17% | 0.38% | 52 | -24,363 | -50.85% | Q1 2026 | May 11, 2026 |
| Palogic Value Management, L.P. | History | No change | 23,500 | 472 | 0.2% | 0.23% | 53 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WCG Wealth Advisors LLC | History | No change | 22,209 | 446 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 21,778 | 438 | 0.01% | 0.01% | 55 | -439 | -1.98% | Q1 2026 | May 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 20,265 | 407 | 0.0% | 0.0% | 56 | +23 | 0.11% | Q1 2026 | Apr 27, 2026 |
| DENVER WEALTH MANAGEMENT, INC. | History | Added to | 19,764 | 397 | 0.14% | 0.14% | 57 | +2,095 | 11.86% | Q1 2026 | Apr 27, 2026 |
| Invesco Ltd. | History | Reduced | 19,267 | 387 | 0.0% | 0.0% | 58 | -24,235 | -55.71% | Q1 2026 | May 12, 2026 |
| XTX Topco Ltd | History | New | 19,243 | 387 | 0.01% | — | 59 | +19,243 | New | Q1 2026 | May 15, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Reduced | 18,805 | 378 | 0.04% | 0.05% | 60 | -211 | -1.11% | Q1 2026 | May 01, 2026 |
| AlphaCore Capital LLC | History | Reduced | 18,578 | 373 | 0.01% | 0.01% | 61 | -228 | -1.21% | Q1 2026 | May 15, 2026 |
| Avantax Planning Partners, Inc. | History | Added to | 18,303 | 368 | 0.01% | 0.01% | 62 | +2,648 | 16.91% | Q1 2026 | May 04, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 15,733 | 363 | 0.06% | 0.05% | 63 | -233 | -1.46% | Q1 2026 | Apr 22, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | New | 17,811 | 358 | 0.03% | — | 64 | +17,811 | New | Q1 2026 | May 15, 2026 |
| Advisory Advocates, LLC | History | No change | 17,498 | 352 | 0.36% | 0.4% | 65 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Creative Planning | History | Added to | 17,033 | 342 | 0.0% | 0.0% | 66 | +8,107 | 90.82% | Q1 2026 | May 12, 2026 |
| Z3 Capital Partners, LLC | History | Reduced | 16,650 | 334 | 0.08% | 0.1% | 67 | -525 | -3.06% | Q1 2026 | May 07, 2026 |
| CHOREO, LLC | History | No change | 16,125 | 324 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| NWF Advisory Services Inc. | History | No change | 15,467 | 311 | 0.04% | 0.04% | 69 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 13,753 | 276 | 0.0% | 0.0% | 70 | -10,228 | -42.65% | Q1 2026 | May 15, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | No change | 13,743 | 276 | 0.06% | 0.07% | 71 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Logan Stone Capital, LLC | History | New | 13,473 | 271 | 0.08% | — | 72 | +13,473 | New | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 13,329 | 268 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Dakota Wealth Management | History | Added to | 13,264 | 266 | 0.01% | 0.0% | 74 | +1,175 | 9.72% | Q1 2026 | May 07, 2026 |
| United Advisor Group, LLC | History | Added to | 11,893 | 239 | 0.03% | 0.03% | 75 | +1,819 | 18.06% | Q1 2026 | Apr 17, 2026 |
| COMMERCE BANK | History | No change | 11,255 | 226 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Accel Wealth Management | History | Added to | 11,075 | 222 | 0.06% | 0.07% | 77 | +85 | 0.77% | Q1 2026 | Apr 08, 2026 |
| MidFirst Bank | History | No change | 11,000 | 221 | 0.02% | 0.02% | 78 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 10,659 | 214 | 0.0% | — | 79 | +10,659 | New | Q1 2026 | May 15, 2026 |
| SHIKIAR ASSET MANAGEMENT INC | History | No change | 10,500 | 211 | 0.06% | 0.06% | 80 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 10,068 | 202 | 0.01% | 0.01% | 81 | +45 | 0.45% | Q1 2026 | May 12, 2026 |
| Presper Financial Architects, LLC | History | Reduced | 10,010 | 201 | 0.12% | 0.59% | 82 | -34,894 | -77.71% | Q1 2026 | Apr 29, 2026 |
| Meeder Advisory Services, Inc. | History | No change | 9,957 | 200 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Advisory Services Network, LLC | History | New | 6,613 | 133 | 0.0% | — | 84 | +6,613 | New | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | No change | 5,234 | 105 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| Oakworth Capital, Inc. | History | New | 4,670 | 93 | 0.0% | — | 86 | +4,670 | New | Q1 2026 | Apr 24, 2026 |
| ORG Partners LLC | History | No change | 3,076 | 71 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Ascentis Independent Advisors | History | New | 3,076 | 61 | 0.0% | — | 88 | +3,076 | New | Q1 2026 | Apr 28, 2026 |
| PRIVATE TRUST CO NA | History | New | 2,630 | 52 | 0.0% | — | 91 | +2,630 | New | Q1 2026 | Apr 30, 2026 |
| Allworth Financial LP | History | Added to | 2,619 | 52 | 0.0% | 0.0% | 90 | +39 | 1.51% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 2,616 | 52 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Chung Wu Investment Group, LLC | History | No change | 2,300 | 46 | 0.04% | 0.04% | 92 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 2,100 | 43 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Bangor Savings Bank | History | No change | 2,000 | 40 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 01, 2026 |
| MAI Capital Management | History | Added to | 1,750 | 35 | 0.0% | 0.0% | 95 | +2 | 0.11% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,641 | 33 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Anchor Investment Management, LLC | History | No change | 1,683 | 33 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Millstone Evans Group, LLC | History | No change | 1,440 | 28 | 0.02% | 0.02% | 98 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 1,000 | 26 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Indiana Trust & Investment Management Co | History | No change | 1,200 | 24 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Salomon & Ludwin, LLC | History | No change | 1,162 | 23 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Axiom Investment Management LLC | History | New | 1,111 | 22 | 0.02% | — | 102 | +1,111 | New | Q1 2026 | May 26, 2026 |
| Towne Trust Company, N.A | History | No change | 961 | 19 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| VSM Wealth Advisory, LLC | History | New | 909 | 18 | 0.01% | — | 104 | +909 | New | Q1 2026 | May 05, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | Added to | 849 | 17 | 0.0% | 0.0% | 105 | +15 | 1.8% | Q1 2026 | Apr 10, 2026 |
| McIlrath & Eck, LLC | History | No change | 800 | 16 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Community Financial Services Group, LLC | History | New | 750 | 15 | 0.0% | — | 108 | +750 | New | Q1 2026 | Apr 08, 2026 |
| Parallel Advisors, LLC | History | Added to | 762 | 15 | 0.0% | 0.0% | 107 | +14 | 1.87% | Q1 2026 | Jun 02, 2026 |
| PlanVest Financial, Inc | History | New | 669 | 13 | 0.01% | — | 109 | +669 | New | Q1 2026 | May 14, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 602 | 12 | 0.0% | — | 110 | +602 | New | Q1 2026 | May 11, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 500 | 10 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 495 | 9 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| US BANCORP \DE\ | History | Reduced | 400 | 8 | 0.0% | 0.0% | 113 | -555 | -58.12% | Q1 2026 | May 14, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 400 | 8 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Strategic Advocates LLC | History | Reduced | 367 | 7 | 0.03% | 0.13% | 118 | -22,563 | -98.4% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Reduced | 384 | 7 | 0.0% | 0.0% | 116 | -275 | -41.73% | Q1 2026 | May 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 362 | 7 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 389 | 7 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Geneos Wealth Management Inc. | History | No change | 332 | 6 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 250 | 5 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BOKF, NA | History | New | 200 | 4 | 0.0% | — | 122 | +200 | New | Q1 2026 | May 08, 2026 |
| Golden State Wealth Management, LLC | History | No change | 200 | 4 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 150 | 3 | 0.0% | — | 123 | +150 | New | Q1 2026 | Apr 06, 2026 |
| CWM, LLC | History | New | 95 | 1 | 0.0% | — | 124 | +95 | New | Q1 2026 | May 14, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.66% | — | -859,911 | -100.0% | Q1 2026 | May 08, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,411 | -100.0% | Q1 2026 | May 12, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,663 | -100.0% | Q1 2026 | May 14, 2026 |
| Navis Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -13,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,177 | -100.0% | Q1 2026 | May 13, 2026 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,852 | -100.0% | Q1 2026 | May 15, 2026 |
| Simplicity Wealth,LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,523 | -100.0% | Q1 2026 | Apr 30, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,214 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Capital Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,124 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,103 | -100.0% | Q1 2026 | May 15, 2026 |
| NORTHSTAR ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -9,000 | -100.0% | Q1 2026 | May 13, 2026 |
| Sowell Financial Services LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,950 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Smith Asset Management Co., LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -8,928 | -100.0% | Q1 2026 | May 14, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,661 | -100.0% | Q1 2026 | May 12, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,063 | -100.0% | Q1 2026 | Apr 27, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -833 | -100.0% | Q1 2026 | May 12, 2026 |
| REAP Financial Group, LLC | History | Reduced | 2 | 0 | — | 0.0% | — | -373 | -99.47% | Q1 2026 | May 11, 2026 |
| Inlight Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -366 | -100.0% | Q1 2026 | May 04, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -231 | -100.0% | Q1 2026 | Apr 28, 2026 |
| ST GERMAIN D J CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -130 | -100.0% | Q1 2026 | Apr 13, 2026 |
| CENTRAL TRUST Co | History | Closed out | 0 | 0 | — | 0.0% | — | -84 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 19 | 0 | — | — | — | +19 | New | Q1 2026 | May 15, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |