FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FDT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Janney Montgomery Scott LLC | History | Added to | 256,428 | 22,291 | 0.06% | 0.01% | 1 | +216,814 | 547.32% | Q1 2026 | Apr 22, 2026 |
| SMI Advisory Services, LLC | History | Added to | 203,985 | 17,950 | 2.96% | 2.39% | 2 | +38,970 | 23.62% | Q1 2026 | Apr 07, 2026 |
| Mainsail Financial Group, LLC | History | Added to | 81,144 | 7,053 | 2.94% | 2.68% | 3 | +136 | 0.17% | Q1 2026 | Apr 15, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Reduced | 47,192 | 4,102 | 0.58% | 0.57% | 4 | -2,257 | -4.56% | Q1 2026 | Apr 20, 2026 |
| IFP Advisors, Inc | History | Reduced | 37,997 | 3,303 | 0.07% | 0.08% | 5 | -4,141 | -9.83% | Q1 2026 | Apr 13, 2026 |
| Prospera Financial Services Inc | History | Reduced | 34,995 | 3,042 | 0.05% | 0.07% | 6 | -16,485 | -32.02% | Q1 2026 | Apr 14, 2026 |
| Towerpoint Wealth, LLC | History | Reduced | 31,565 | 2,743 | 1.11% | 0.99% | 7 | -6 | -0.02% | Q1 2026 | Apr 08, 2026 |
| Redhawk Wealth Advisors, Inc. | History | New | 29,378 | 2,553 | 0.28% | — | 8 | +29,378 | New | Q1 2026 | Apr 15, 2026 |
| RFG Advisory, LLC | History | Added to | 23,771 | 2,066 | 0.04% | 0.01% | 9 | +16,440 | 224.25% | Q1 2026 | Apr 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 22,363 | 1,944 | 0.02% | — | 10 | +22,363 | New | Q1 2026 | Apr 20, 2026 |
| Balboa Wealth Partners | History | New | 18,443 | 1,603 | 0.27% | — | 11 | +18,443 | New | Q1 2026 | Apr 16, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 17,270 | 1,501 | 0.08% | 0.18% | 12 | -7,747 | -30.97% | Q1 2026 | Apr 21, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 16,996 | 1,477 | 0.01% | — | 13 | +16,996 | New | Q1 2026 | Apr 07, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 10,717 | 931 | 0.32% | 0.48% | 14 | -5,967 | -35.76% | Q1 2026 | Apr 15, 2026 |
| Cyndeo Wealth Partners, LLC | History | No change | 10,153 | 882 | 0.05% | 0.04% | 15 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 6,799 | 591 | 0.05% | 0.06% | 16 | -574 | -7.79% | Q1 2026 | Apr 16, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | New | 6,785 | 589 | 0.03% | — | 17 | +6,785 | New | Q1 2026 | Apr 15, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 6,348 | 551 | 0.11% | 0.11% | 18 | -662 | -9.44% | Q1 2026 | Apr 20, 2026 |
| DAVENPORT & Co LLC | History | New | 6,143 | 534 | 0.0% | — | 19 | +6,143 | New | Q1 2026 | Apr 15, 2026 |
| Ignite Planners, LLC | History | Added to | 5,776 | 529 | 0.08% | 0.04% | 20 | +3,090 | 115.04% | Q1 2026 | Apr 17, 2026 |
| NOVEM GROUP | History | New | 5,140 | 446 | 0.05% | — | 21 | +5,140 | New | Q1 2026 | Apr 10, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 4,211 | 366 | 0.01% | 0.01% | 22 | -268 | -5.98% | Q1 2026 | Apr 22, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Reduced | 3,962 | 344 | 0.1% | 0.11% | 23 | -285 | -6.71% | Q1 2026 | Apr 06, 2026 |
| Asset Allocation Strategies LLC | History | Reduced | 3,628 | 315 | 0.06% | 0.06% | 24 | -370 | -9.25% | Q1 2026 | Apr 22, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | New | 3,540 | 307 | 0.02% | — | 25 | +3,540 | New | Q1 2026 | Apr 22, 2026 |
| Sequent Planning LLC | History | Added to | 3,512 | 305 | 0.07% | 0.06% | 26 | +683 | 24.14% | Q1 2026 | Apr 21, 2026 |
| Formidable Asset Management, LLC | History | No change | 3,745 | 297 | 0.05% | 0.04% | 27 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Aurora Private Wealth, Inc. | History | No change | 3,120 | 248 | 0.18% | 0.16% | 28 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Worth Asset Management, LLC | History | No change | 2,519 | 218 | 0.08% | 0.08% | 29 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| NBC SECURITIES, INC. | History | Added to | 2,191 | 190 | 0.01% | 0.01% | 30 | +8 | 0.37% | Q1 2026 | Apr 14, 2026 |
| GAMMA Investing LLC | History | No change | 1,731 | 150 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,679 | 148 | 0.0% | 0.02% | 32 | -17,067 | -91.04% | Q1 2026 | Apr 07, 2026 |
| Hilltop National Bank | History | No change | 1,450 | 126 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| Topsail Wealth Management, LLC | History | Added to | 1,117 | 97 | 0.01% | 0.01% | 34 | +400 | 55.79% | Q1 2026 | Apr 21, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 872 | 75 | 0.0% | 0.0% | 35 | +704 | 419.05% | Q1 2026 | Apr 13, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 400 | 34 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Spire Wealth Management | History | New | 283 | 24 | 0.0% | — | 37 | +283 | New | Q1 2026 | Apr 22, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 210 | 18 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Davis Capital Management | History | No change | 93 | 8 | 0.01% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| CoreCap Advisors, LLC | History | No change | 35 | 3 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| SIGNATUREFD, LLC | History | New | 30 | 2 | 0.0% | — | 41 | +30 | New | Q1 2026 | Apr 07, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -1,107,012 | -100.0% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -844,377 | -100.0% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -418,051 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -406,082 | -100.0% | Q4 2025 | Feb 10, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -284,768 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.02% | — | -268,826 | -100.0% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -207,835 | -100.0% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -203,040 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -200,248 | -100.0% | Q4 2025 | Feb 05, 2026 |
| SAGE PRIVATE WEALTH GROUP, LLC | History | Closed out | 0 | 0 | — | 7.65% | — | -179,043 | -100.0% | Q4 2025 | Jan 28, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.02% | — | -153,132 | -100.0% | Q4 2025 | Jan 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -151,398 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.13% | — | -142,768 | -100.0% | Q4 2025 | Feb 02, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -101,773 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -86,031 | -100.0% | Q4 2025 | Feb 09, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -79,935 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Crusonia Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 1.11% | — | -63,361 | -100.0% | Q4 2025 | Feb 18, 2026 |
| TPG Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 1.53% | — | -57,801 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -45,824 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.04% | — | -43,526 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -42,197 | -100.0% | Q4 2025 | Feb 10, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -40,000 | -100.0% | Q4 2025 | Feb 02, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -37,368 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Koshinski Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.18% | — | -36,108 | -100.0% | Q4 2025 | Feb 03, 2026 |
| L & S Advisors Inc | History | Closed out | 0 | 0 | — | 0.25% | — | -34,147 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Gateway Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -33,523 | -100.0% | Q4 2025 | Feb 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,038 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Allie Family Office LLC | History | Closed out | 0 | 0 | — | 1.11% | — | -30,012 | -100.0% | Q4 2025 | Feb 13, 2026 |
| LVZ, Inc. | History | Closed out | 0 | 0 | — | 0.23% | — | -25,830 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -24,890 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,993 | -100.0% | Q4 2025 | Feb 12, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.58% | — | -23,050 | -100.0% | Q4 2025 | Feb 03, 2026 |
| NewEdge Wealth, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -22,683 | -100.0% | Q4 2025 | Feb 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,155 | -100.0% | Q4 2025 | Feb 12, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -20,189 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Empirical Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.42% | — | -18,742 | -100.0% | Q4 2025 | Feb 06, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,576 | -100.0% | Q4 2025 | Jan 29, 2026 |
| HBW ADVISORY SERVICES LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -16,811 | -100.0% | Q4 2025 | Jan 23, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,331 | -100.0% | Q4 2025 | Jan 30, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.09% | — | -16,224 | -100.0% | Q4 2025 | Jan 15, 2026 |
| SFI Advisors, LLC | History | Closed out | 0 | 0 | — | 0.79% | — | -15,605 | -100.0% | Q4 2025 | Feb 11, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -13,997 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,832 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,724 | -100.0% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,895 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,252 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Closed out | 0 | 0 | — | 0.04% | — | -12,040 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,974 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FLAGSTAR ADVISORS INC | History | Closed out | 0 | 0 | — | 0.3% | — | -11,272 | -100.0% | Q4 2025 | Jan 13, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,758 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Waterfront Wealth Inc. | History | Closed out | 0 | 0 | — | 0.18% | — | -10,640 | -100.0% | Q4 2025 | Jan 27, 2026 |
| Private Advisory Group LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,493 | -100.0% | Q4 2025 | Jan 15, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 1.53% | — | -10,219 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,929 | -100.0% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,161 | -100.0% | Q4 2025 | Feb 09, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,970 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -8,700 | -100.0% | Q4 2025 | Feb 13, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -7,703 | -100.0% | Q4 2025 | Feb 17, 2026 |
| OneDigital Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,583 | -100.0% | Q4 2025 | Feb 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -7,477 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,397 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Pinnacle Family Advisors, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -7,262 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -7,095 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,350 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Family Legacy, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -6,321 | -100.0% | Q4 2025 | Feb 04, 2026 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,134 | -100.0% | Q4 2025 | Jan 27, 2026 |
| BlueChip Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -6,014 | -100.0% | Q4 2025 | Feb 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,791 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Synergy Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -5,564 | -100.0% | Q4 2025 | Jan 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -5,162 | -100.0% | Q4 2025 | Feb 10, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -4,634 | -100.0% | Q4 2025 | Jan 27, 2026 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.0% | — | -4,595 | -100.0% | Q4 2025 | Feb 17, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,513 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Element Wealth, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -4,116 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Petix & Botte Co | History | Closed out | 0 | 0 | — | 0.07% | — | -3,972 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Traction Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -3,744 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Keystone Wealth Services, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -3,678 | -100.0% | Q4 2025 | Jan 26, 2026 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,556 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Chicago Partners Investment Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,513 | -100.0% | Q4 2025 | Jan 28, 2026 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,435 | -100.0% | Q4 2025 | Feb 03, 2026 |
| GeoWealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,399 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,383 | -100.0% | Q4 2025 | Feb 18, 2026 |
| World Investment Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -3,231 | -100.0% | Q4 2025 | Mar 12, 2026 |
| RIA Advisory Group LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -3,159 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,136 | -100.0% | Q4 2025 | Mar 16, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -3,059 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,031 | -100.0% | Q4 2025 | Feb 13, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -2,914 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Richmond Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,802 | -100.0% | Q4 2025 | Feb 12, 2026 |
| J. Derek Lewis & Associates Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -2,766 | -100.0% | Q4 2025 | Mar 23, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,710 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.06% | — | -2,449 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Maia Wealth LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,261 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,170 | -100.0% | Q4 2025 | Feb 13, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,492 | -100.0% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -928 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -912 | -100.0% | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -872 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Plante Moran Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -752 | -100.0% | Q4 2025 | Feb 05, 2026 |
| REAP Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -714 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -591 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -577 | -100.0% | Q4 2025 | Feb 09, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -529 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Signature Equity Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -447 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -310 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -292 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -275 | -100.0% | Q4 2025 | Jan 21, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -246 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -240 | -100.0% | Q4 2025 | Feb 13, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -220 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Colonial Trust Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -170 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -138 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -115 | -100.0% | Q4 2025 | Jan 28, 2026 |
| AMERIFLEX GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -114 | -100.0% | Q4 2025 | Feb 18, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -103 | -100.0% | Q4 2025 | Feb 02, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -92 | -100.0% | Q4 2025 | Feb 13, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | Closed out | 0 | 0 | — | 0.0% | — | -78 | -100.0% | Q4 2025 | Jan 20, 2026 |
| Caitlin John, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -55 | -100.0% | Q4 2025 | Jan 21, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -51 | -100.0% | Q4 2025 | Feb 12, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -49 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -42 | -100.0% | Q4 2025 | Feb 06, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20 | -100.0% | Q4 2025 | Jan 21, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q4 2025 | Feb 19, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |