FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FDT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,883,655 | 178,339 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 989,346 | 93,668 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 703,298 | 66,586 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 487,833 | 46,186 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 393,613 | 37,266 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 380,614 | 35,660 | 0.08% | 0.04% | 6 | +206,603 | 118.73% | Q3 2026 | Nov 02, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 364,363 | 34,137 | 0.57% | 0.03% | 7 | +348,788 | 2239.41% | Q3 2026 | Nov 04, 2026 |
| Cetera Investment Advisers | History | No change | 358,256 | 33,918 | 0.03% | 0.03% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | No change | 290,817 | 26,660 | 0.11% | 0.11% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 269,443 | 25,510 | 0.05% | 0.05% | 10 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SAGE PRIVATE WEALTH GROUP, LLC | History | Added to | 246,056 | 23,053 | 7.74% | 10.17% | 11 | +7,055 | 2.95% | Q3 2026 | Oct 21, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 241,768 | 22,889 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 235,545 | 22,300 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | No change | 229,938 | 21,770 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 170,519 | 16,148 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 170,465 | 15,970 | 0.29% | 0.27% | 16 | +20,232 | 13.47% | Q3 2026 | Oct 13, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 152,312 | 14,270 | 0.02% | 0.01% | 17 | +25,491 | 20.1% | Q3 2026 | Oct 30, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 147,520 | 13,966 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | Added to | 132,435 | 12,407 | 0.02% | 0.02% | 19 | +6,619 | 5.26% | Q3 2026 | Oct 21, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 105,456 | 9,984 | 0.12% | 0.12% | 20 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 105,338 | 9,973 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 103,608 | 9,707 | 0.01% | 0.01% | 22 | +33,841 | 48.51% | Q3 2026 | Nov 02, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 100,556 | 9,523 | 0.09% | 0.09% | 23 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Mainsail Financial Group, LLC | History | Added to | 96,044 | 8,998 | 3.03% | 3.02% | 24 | +2,034 | 2.16% | Q3 2026 | Oct 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 75,893 | 7,185 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 68,249 | 6,394 | 0.07% | 0.06% | 26 | +8,104 | 13.47% | Q3 2026 | Oct 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 66,388 | 6,253 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Crusonia Wealth Advisors LLC | History | Added to | 61,528 | 5,764 | 0.86% | 0.94% | 28 | +1,345 | 2.23% | Q3 2026 | Oct 26, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 55,592 | 5,208 | 0.27% | 0.25% | 29 | +5,631 | 11.27% | Q3 2026 | Oct 29, 2026 |
| Prospera Financial Services Inc | History | Added to | 55,474 | 4,912 | 0.06% | 0.05% | 30 | +21,116 | 61.46% | Q3 2026 | Nov 04, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 51,043 | 4,832 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VestGen Advisors, LLC | History | New | 47,371 | 4,438 | 0.14% | — | 32 | +47,371 | New | Q3 2026 | Oct 27, 2026 |
| Private Advisor Group, LLC | History | No change | 45,130 | 4,272 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| NewEdge Advisors, LLC | History | No change | 44,963 | 4,257 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 43,914 | 4,114 | 0.02% | 0.02% | 35 | +4,212 | 10.61% | Q3 2026 | Oct 27, 2026 |
| LVZ, Inc. | History | Added to | 43,832 | 4,106 | 0.42% | 0.4% | 36 | +2,166 | 5.2% | Q3 2026 | Oct 20, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Added to | 42,489 | 3,980 | 0.4% | 0.38% | 37 | +1,893 | 4.66% | Q3 2026 | Oct 14, 2026 |
| TPG Financial Advisors, LLC | History | No change | 41,866 | 3,963 | 1.18% | 1.18% | 38 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| StoneX Group Inc. | History | Reduced | 39,985 | 3,746 | 0.14% | 0.16% | 39 | -648 | -1.59% | Q3 2026 | Nov 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 39,233 | 3,714 | 0.05% | 0.05% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Equitable Holdings, Inc. | History | No change | 37,139 | 3,516 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| L & S Advisors Inc | History | No change | 34,171 | 3,235 | 0.33% | 0.33% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Atria Investments, Inc | History | Added to | 33,636 | 3,151 | 0.03% | 0.03% | 43 | +2,142 | 6.8% | Q3 2026 | Oct 15, 2026 |
| Allie Family Office LLC | History | No change | 32,052 | 3,034 | 1.12% | 1.12% | 44 | 0 | 0.0% | Q2 2026 | Oct 02, 2026 |
| ARWA LLC | History | New | 31,033 | 2,851 | 1.05% | — | 45 | +31,033 | New | Q3 2026 | Oct 21, 2026 |
| Towerpoint Wealth, LLC | History | Reduced | 29,783 | 2,790 | 0.98% | 1.02% | 46 | -1,431 | -4.58% | Q3 2026 | Oct 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 27,870 | 2,611 | 0.04% | 0.05% | 47 | -4,028 | -12.63% | Q3 2026 | Oct 16, 2026 |
| Aurora Private Wealth, Inc. | History | Added to | 27,024 | 2,532 | 1.6% | 1.54% | 48 | +1,474 | 5.77% | Q3 2026 | Oct 20, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 26,954 | 2,525 | 0.04% | 0.01% | 49 | +19,852 | 279.53% | Q3 2026 | Oct 28, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 26,178 | 2,478 | 0.15% | 0.15% | 50 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 26,247 | 2,459 | 0.0% | 0.0% | 51 | -2,565 | -8.9% | Q3 2026 | Nov 05, 2026 |
| AE Wealth Management LLC | History | No change | 25,606 | 2,424 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Coign Capital Advisors LLC | History | No change | 22,114 | 2,093 | 0.94% | 0.94% | 53 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| JANE STREET GROUP, LLC | History | No change | 21,641 | 2,048 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 20,661 | 1,935 | 0.01% | 0.0% | 55 | +8,408 | 68.62% | Q3 2026 | Nov 02, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 20,430 | 1,934 | 0.54% | 0.54% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Snowden Capital Advisors LLC | History | No change | 20,133 | 1,906 | 0.05% | 0.05% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Balboa Wealth Partners | History | Reduced | 18,524 | 1,735 | 0.23% | 0.27% | 58 | -2,583 | -12.24% | Q3 2026 | Oct 20, 2026 |
| Empirical Asset Management, LLC | History | No change | 18,226 | 1,725 | 0.39% | 0.39% | 59 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 17,389 | 1,629 | 0.01% | 0.01% | 60 | -87 | -0.5% | Q3 2026 | Oct 26, 2026 |
| OneAscent Financial Services LLC | History | No change | 17,122 | 1,621 | 0.08% | 0.08% | 61 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Centennial Wealth Advisory LLC | History | Added to | 16,554 | 1,552 | 0.32% | 0.31% | 62 | +1,254 | 8.2% | Q3 2026 | Oct 16, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 15,575 | 1,474 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | No change | 14,744 | 1,395 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 14,301 | 1,353 | 0.04% | 0.04% | 65 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 13,562 | 1,284 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 13,487 | 1,263 | 0.06% | 0.06% | 67 | +74 | 0.55% | Q3 2026 | Nov 05, 2026 |
| FIFTH THIRD BANCORP | History | No change | 13,232 | 1,252 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 13,151 | 1,245 | 0.05% | 0.05% | 69 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 13,227 | 1,232 | 1.37% | — | 70 | +13,227 | New | Q3 2026 | Oct 27, 2026 |
| NewEdge Wealth, LLC | History | No change | 12,429 | 1,176 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SFI Advisors, LLC | History | No change | 11,997 | 1,123 | 0.92% | 0.98% | 72 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 11,728 | 1,110 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| FLAGSTAR SECURITIES, INC | History | Added to | 11,750 | 1,100 | 0.33% | 0.33% | 74 | +167 | 1.44% | Q3 2026 | Oct 15, 2026 |
| Ignite Planners, LLC | History | Added to | 11,447 | 1,089 | 0.14% | 0.11% | 75 | +2,850 | 33.15% | Q3 2026 | Oct 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 11,033 | 1,044 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RFG Advisory, LLC | History | Reduced | 10,854 | 1,016 | 0.01% | 0.02% | 77 | -2,424 | -18.26% | Q3 2026 | Nov 03, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 10,789 | 1,010 | 0.05% | 0.05% | 78 | +636 | 6.26% | Q3 2026 | Oct 16, 2026 |
| Waterfront Wealth Inc. | History | No change | 10,640 | 961 | 0.15% | 0.15% | 79 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 10,031 | 949 | 0.12% | 0.12% | 80 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| RiverTree Advisors, LLC | History | Reduced | 9,900 | 927 | 0.55% | 0.57% | 81 | -344 | -3.36% | Q3 2026 | Oct 13, 2026 |
| Belpointe Asset Management LLC | History | No change | 9,419 | 891 | 0.03% | 0.03% | 82 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 9,344 | 875 | 0.26% | 0.31% | 83 | -1,631 | -14.86% | Q3 2026 | Oct 15, 2026 |
| Private Advisory Group LLC | History | No change | 9,203 | 871 | 0.05% | 0.05% | 84 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 9,161 | 858 | 0.01% | 0.01% | 85 | +1,210 | 15.22% | Q3 2026 | Oct 26, 2026 |
| XML Financial, LLC | History | Added to | 8,950 | 838 | 0.06% | 0.02% | 86 | +5,509 | 160.1% | Q3 2026 | Oct 29, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 8,836 | 836 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 8,320 | 787 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEDBUSH SECURITIES INC | History | New | 7,744 | 726 | 0.02% | — | 89 | +7,744 | New | Q3 2026 | Oct 22, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 7,623 | 721 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Midwest Financial Network, LLC | History | Reduced | 7,555 | 707 | 0.48% | 1.08% | 91 | -9,205 | -54.92% | Q3 2026 | Oct 09, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 7,259 | 687 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 7,235 | 684 | 0.31% | 0.31% | 93 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 7,063 | 661 | 0.02% | 0.02% | 94 | +232 | 3.4% | Q3 2026 | Oct 13, 2026 |
| Family Legacy, Inc. | History | Reduced | 6,746 | 632 | 0.17% | 0.17% | 95 | -161 | -2.33% | Q3 2026 | Oct 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 6,223 | 582 | 0.0% | 0.0% | 96 | +4,007 | 180.82% | Q3 2026 | Oct 08, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 5,881 | 556 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 5,753 | 544 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 5,782 | 541 | 0.0% | — | 99 | +5,782 | New | Q3 2026 | Oct 16, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 5,682 | 532 | 0.08% | 0.09% | 100 | -5 | -0.09% | Q3 2026 | Oct 14, 2026 |
| BlueChip Wealth Advisors LLC | History | Reduced | 5,529 | 518 | 0.17% | 0.22% | 101 | -485 | -8.06% | Q3 2026 | Nov 03, 2026 |
| FMR LLC | History | No change | 5,445 | 515 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Signature Equity Partners, LLC | History | Added to | 5,486 | 514 | 0.18% | 0.01% | 103 | +5,207 | 1866.31% | Q3 2026 | Oct 29, 2026 |
| Arax Advisory Partners | History | No change | 5,418 | 512 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NOVEM GROUP | History | Added to | 5,463 | 511 | 0.05% | 0.05% | 105 | +198 | 3.76% | Q3 2026 | Oct 19, 2026 |
| PFG Advisors | History | Added to | 5,423 | 508 | 0.03% | 0.02% | 106 | +321 | 6.29% | Q3 2026 | Oct 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 5,124 | 485 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| IFG Advisory, LLC | History | No change | 4,605 | 435 | 0.02% | 0.02% | 108 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Family Advisors, LLC | History | No change | 4,581 | 433 | 0.18% | 0.18% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Traction Financial Partners, LLC | History | No change | 4,504 | 426 | 0.23% | 0.23% | 110 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Added to | 4,394 | 411 | 0.01% | 0.01% | 111 | +1,797 | 69.2% | Q3 2026 | Nov 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 4,331 | 410 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Sigma Planning Corp | History | Added to | 4,306 | 403 | 0.01% | 0.01% | 113 | +245 | 6.03% | Q3 2026 | Oct 23, 2026 |
| Element Wealth, LLC | History | No change | 4,067 | 385 | 0.14% | 0.14% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 4,023 | 376 | 0.06% | 0.05% | 115 | +527 | 15.07% | Q3 2026 | Oct 20, 2026 |
| Formidable Asset Management, LLC | History | No change | 3,945 | 373 | 0.05% | 0.05% | 116 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Sequent Planning LLC | History | No change | 3,839 | 363 | 0.08% | 0.08% | 117 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SeaBridge Investment Advisors LLC | History | New | 3,802 | 356 | 0.05% | — | 118 | +3,802 | New | Q3 2026 | Oct 30, 2026 |
| Petix & Botte Co | History | No change | 3,742 | 354 | 0.07% | 0.07% | 119 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Keystone Wealth Services, LLC | History | Reduced | 3,690 | 346 | 0.06% | 0.07% | 120 | -18 | -0.49% | Q3 2026 | Nov 03, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 3,720 | 342 | 0.0% | — | 121 | +3,720 | New | Q3 2026 | Oct 13, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 3,588 | 339 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Harvest Investment Services, LLC | History | No change | 3,540 | 335 | 0.05% | 0.05% | 123 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BROWN ADVISORY INC | History | No change | 3,516 | 332 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| J. Derek Lewis & Associates Inc. | History | Reduced | 3,534 | 331 | 0.06% | 0.22% | 125 | -8,510 | -70.66% | Q3 2026 | Nov 03, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 3,626 | 321 | 0.01% | 0.01% | 126 | +63 | 1.77% | Q3 2026 | Oct 26, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 3,289 | 311 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 3,264 | 309 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 3,184 | 301 | 0.12% | 0.12% | 129 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CALTON & ASSOCIATES, INC. | History | No change | 3,065 | 290 | 0.04% | 0.04% | 130 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Creative Planning | History | Added to | 3,084 | 288 | 0.0% | 0.0% | 131 | +206 | 7.16% | Q3 2026 | Nov 02, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Added to | 3,061 | 286 | 0.07% | 0.07% | 132 | +249 | 8.85% | Q3 2026 | Oct 29, 2026 |
| Mariner, LLC | History | No change | 2,796 | 264 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GeoWealth Management, LLC | History | No change | 2,789 | 264 | 0.01% | 0.01% | 134 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 2,713 | 254 | 0.01% | 0.02% | 135 | -144 | -5.04% | Q3 2026 | Oct 26, 2026 |
| Rossby Financial, LCC | History | Added to | 2,718 | 254 | 0.04% | 0.05% | 136 | +9 | 0.33% | Q3 2026 | Nov 05, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 2,595 | 243 | 0.0% | 0.01% | 138 | +58 | 2.29% | Q3 2026 | Nov 02, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,569 | 243 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HighTower Advisors, LLC | History | No change | 2,558 | 242 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | Added to | 2,580 | 241 | 0.07% | 0.06% | 140 | +177 | 7.37% | Q3 2026 | Oct 29, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 2,547 | 238 | 0.0% | 0.0% | 141 | -25 | -0.97% | Q3 2026 | Oct 23, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 2,471 | 231 | 0.02% | 0.01% | 142 | +153 | 6.6% | Q3 2026 | Oct 26, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 2,445 | 231 | 0.01% | 0.01% | 143 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Worth Asset Management, LLC | History | Reduced | 2,440 | 228 | 0.07% | 0.08% | 145 | -79 | -3.14% | Q3 2026 | Oct 07, 2026 |
| ProVise Management Group, LLC | History | No change | 2,418 | 228 | 0.02% | 0.02% | 144 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 2,404 | 227 | 0.01% | 0.01% | 146 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Kovack Advisors, Inc. | History | No change | 2,403 | 226 | 0.01% | 0.01% | 147 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Cresset Asset Management, LLC | History | No change | 2,392 | 226 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 2,391 | 224 | 0.02% | 0.15% | 149 | -14,930 | -86.2% | Q3 2026 | Oct 14, 2026 |
| World Investment Advisors | History | No change | 2,341 | 218 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mutual Advisors, LLC | History | No change | 2,304 | 218 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 2,293 | 217 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| 1776 Wealth LLC | History | No change | 2,280 | 215 | 0.08% | 0.08% | 153 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IHT Wealth Management, LLC | History | No change | 2,241 | 212 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Maia Wealth LLC | History | Reduced | 2,260 | 211 | 0.03% | 0.03% | 155 | -1 | -0.04% | Q3 2026 | Oct 19, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Reduced | 2,226 | 208 | 0.01% | 0.01% | 156 | -15 | -0.67% | Q3 2026 | Oct 14, 2026 |
| BRIDGES INVESTMENT MANAGEMENT INC | History | No change | 2,191 | 207 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 2,187 | 207 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Parallel Advisors, LLC | History | Reduced | 2,120 | 198 | 0.0% | 0.0% | 159 | -216 | -9.25% | Q3 2026 | Nov 03, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 2,088 | 195 | 0.0% | 0.0% | 160 | +904 | 76.35% | Q3 2026 | Oct 28, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 1,962 | 186 | 0.01% | 0.01% | 161 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 1,770 | 165 | 0.02% | 0.02% | 162 | -400 | -18.43% | Q3 2026 | Nov 02, 2026 |
| GAMMA Investing LLC | History | No change | 1,731 | 162 | 0.01% | 0.01% | 163 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Hilltop National Bank | History | Reduced | 1,122 | 105 | 0.02% | 0.03% | 164 | -328 | -22.62% | Q3 2026 | Oct 14, 2026 |
| Topsail Wealth Management, LLC | History | No change | 1,117 | 105 | 0.01% | 0.01% | 165 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Synergy Investment Management, LLC | History | No change | 946 | 89 | 0.02% | 0.02% | 166 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Plante Moran Financial Advisors, LLC | History | No change | 944 | 88 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Noble Wealth Management PBC | History | No change | 800 | 74 | 0.03% | 0.03% | 168 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| JPMORGAN CHASE & CO | History | No change | 739 | 69 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Larson Financial Group LLC | History | Added to | 717 | 67 | 0.0% | 0.0% | 170 | +1 | 0.14% | Q3 2026 | Nov 05, 2026 |
| REAP Financial Group, LLC | History | Added to | 696 | 65 | 0.01% | 0.01% | 171 | +4 | 0.58% | Q3 2026 | Nov 02, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 634 | 60 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 502 | 47 | 0.02% | 0.03% | 175 | -181 | -26.5% | Q3 2026 | Nov 04, 2026 |
| Blue Trust, Inc. | History | Reduced | 505 | 47 | 0.0% | 0.0% | 174 | -39 | -7.17% | Q3 2026 | Oct 15, 2026 |
| Geneos Wealth Management Inc. | History | No change | 503 | 47 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Smartleaf Asset Management LLC | History | No change | 495 | 46 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UMB Private Wealth Management, LLC | History | New | 446 | 41 | 0.04% | — | 177 | +446 | New | Q3 2026 | Oct 19, 2026 |
| FIRST HORIZON CORP | History | No change | 400 | 37 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 400 | 37 | 0.01% | 0.01% | 179 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Spire Wealth Management | History | Added to | 371 | 34 | 0.0% | 0.0% | 180 | +33 | 9.76% | Q3 2026 | Oct 30, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 303 | 28 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 297 | 27 | 0.02% | 0.02% | 182 | +22 | 8.0% | Q3 2026 | Nov 02, 2026 |
| NFSG Corp | History | No change | 275 | 25 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| BFC Planning, Inc. | History | No change | 266 | 25 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 210 | 19 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 175 | 16 | 0.0% | 0.0% | 186 | -534 | -75.32% | Q3 2026 | Nov 04, 2026 |
| Allworth Financial LP | History | No change | 170 | 16 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 142 | 13 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 133 | 12 | 0.01% | 0.0% | 190 | +29 | 27.88% | Q3 2026 | Nov 05, 2026 |
| HM PAYSON & CO | History | No change | 128 | 12 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Buck Wealth Strategies, LLC | History | No change | 121 | 11 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| GK Wealth Management LLC | History | New | 100 | 9 | 0.01% | — | 193 | +100 | New | Q3 2026 | Oct 09, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 104 | 9 | 0.0% | 0.0% | 192 | -42 | -28.77% | Q3 2026 | Oct 20, 2026 |
| Lloyd Advisory Services, LLC. | History | No change | 91 | 8 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Davis Capital Management | History | No change | 93 | 8 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 78 | 7 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| Caitlin John, LLC | History | No change | 60 | 5 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Abound Wealth Management | History | New | 50 | 4 | 0.0% | — | 199 | +50 | New | Q3 2026 | Oct 26, 2026 |
| CX Institutional | History | New | 46 | 4 | 0.0% | — | 198 | +46 | New | Q3 2026 | Oct 02, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 45 | 4 | 0.0% | — | 200 | +45 | New | Q3 2026 | Oct 30, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 33 | 3 | 0.0% | 0.0% | 201 | -6 | -15.38% | Q3 2026 | Nov 04, 2026 |
| CoreCap Advisors, LLC | History | No change | 35 | 3 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Key Capital Management, INC | History | No change | 37 | 3 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| SIGNATUREFD, LLC | History | Added to | 31 | 2 | 0.0% | 0.0% | 204 | +1 | 3.33% | Q3 2026 | Oct 23, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 26,653 | 1 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Strive Financial Group ,LLC | History | No change | 17 | 1 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SMI Advisory Services, LLC | History | Closed out | 0 | 0 | — | 3.2% | — | -208,908 | -100.0% | Q3 2026 | Oct 13, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -46,754 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Synergy Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -4,395 | -100.0% | Q3 2026 | Nov 05, 2026 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,259 | -100.0% | Q3 2026 | Oct 14, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -3,623 | -100.0% | Q3 2026 | Oct 02, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -2,269 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Equita Financial Network, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -2,163 | -100.0% | Q3 2026 | Oct 19, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -135 | -100.0% | Q3 2026 | Nov 04, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |