Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - FFC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BARD ASSOCIATES INC | History | No change | 1,227,796 | 19,988 | 4.44% | 4.44% | 1 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 1,127,695 | 18,359 | 0.35% | 0.35% | 2 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 946,105 | 15,402 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 739,237 | 12,034 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 685,902 | 11,166 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COHEN & STEERS, INC. | History | No change | 612,296 | 9,968 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 487,782 | 7,287 | 0.21% | 0.22% | 7 | +15,430 | 3.27% | Q3 2026 | Oct 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 365,523 | 5,950 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 313,683 | 5,106 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Csenge Advisory Group | History | Added to | 326,498 | 4,877 | 0.19% | 0.21% | 10 | +4,476 | 1.39% | Q3 2026 | Nov 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 290,360 | 4,727 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 236,627 | 3,852 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 199,914 | 3,254 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 179,825 | 2,927 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| 1607 Capital Partners, LLC | History | No change | 171,099 | 2,785 | 0.24% | 0.24% | 15 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Fiera Capital Corp | History | No change | 167,970 | 2,734 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Baird Financial Group, Inc. | History | No change | 160,360 | 2,610 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Gridiron Partners, LLC | History | No change | 170,995 | 2,554 | 1.28% | 1.46% | 18 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| ROYAL BANK OF CANADA | History | No change | 154,725 | 2,519 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 139,150 | 2,265 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 148,070 | 2,212 | 0.0% | 0.0% | 21 | -36,604 | -19.82% | Q3 2026 | Nov 02, 2026 |
| Cetera Investment Advisers | History | No change | 120,609 | 1,963 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 117,328 | 1,910 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Elevated Capital Advisors, LLC | History | Added to | 118,403 | 1,768 | 0.59% | 0.52% | 24 | +2,359 | 2.03% | Q3 2026 | Nov 04, 2026 |
| Sowell Financial Services LLC | History | No change | 112,147 | 1,675 | 0.05% | 0.06% | 25 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| UBS Group AG | History | No change | 98,876 | 1,609 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Focus Partners Wealth | History | No change | 86,667 | 1,410 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 81,285 | 1,214 | 0.01% | 0.01% | 28 | +1,368 | 1.71% | Q3 2026 | Oct 26, 2026 |
| CEERA INVESTMENTS, LLC | History | Added to | 79,040 | 1,180 | 0.45% | 0.51% | 29 | +5,310 | 7.2% | Q3 2026 | Nov 02, 2026 |
| TITLEIST ASSET MANAGEMENT, LLC | History | Reduced | 78,719 | 1,176 | 0.08% | 0.09% | 30 | -1,810 | -2.25% | Q3 2026 | Oct 08, 2026 |
| Smith Asset Management Co., LLC | History | Added to | 75,792 | 1,132 | 0.92% | 0.96% | 31 | +876 | 1.17% | Q3 2026 | Oct 16, 2026 |
| Mountain Capital Investment Advisors Inc. | History | No change | 64,483 | 1,049 | 0.15% | 0.15% | 32 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Compound Planning, Inc. | History | No change | 63,135 | 1,027 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Noble Wealth Management PBC | History | Reduced | 65,387 | 976 | 0.44% | 0.53% | 34 | -6,930 | -9.58% | Q3 2026 | Oct 01, 2026 |
| &PARTNERS | History | No change | 50,298 | 818 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Everstar Asset Management, LLC | History | No change | 44,900 | 730 | 0.35% | 0.35% | 36 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Calamos Advisors LLC | History | Added to | 43,726 | 653 | 0.0% | 0.0% | 37 | +2,733 | 6.67% | Q3 2026 | Nov 02, 2026 |
| SMITH, MOORE & CO. | History | No change | 38,469 | 626 | 0.04% | 0.04% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Janney Montgomery Scott LLC | History | No change | 38,185 | 622 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Sage Capital Advisors,llc | History | Added to | 35,308 | 527 | 0.11% | 0.07% | 40 | +15,105 | 74.77% | Q3 2026 | Oct 13, 2026 |
| Western Wealth Management, LLC | History | No change | 32,231 | 524 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stolper Co | History | Reduced | 34,802 | 520 | 0.13% | 0.15% | 42 | -581 | -1.64% | Q3 2026 | Oct 13, 2026 |
| Jacobi Capital Management LLC | History | No change | 28,015 | 456 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 29,785 | 445 | 0.0% | 0.0% | 44 | -10,135 | -25.39% | Q3 2026 | Nov 02, 2026 |
| Curi Capital, LLC | History | No change | 25,168 | 409 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SEAMOUNT FINANCIAL GROUP INC | History | Reduced | 27,232 | 406 | 0.16% | 0.19% | 46 | -1,856 | -6.38% | Q3 2026 | Oct 21, 2026 |
| Maridea Wealth Management LLC | History | No change | 23,667 | 385 | 0.04% | 0.04% | 47 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WHITENER CAPITAL MANAGEMENT, INC. | History | Reduced | 24,485 | 365 | 0.07% | 0.09% | 48 | -1,100 | -4.3% | Q3 2026 | Oct 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 22,200 | 361 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 22,018 | 328 | 0.34% | 0.17% | 50 | +11,554 | 110.42% | Q3 2026 | Nov 04, 2026 |
| XTX Topco Ltd | History | No change | 19,977 | 325 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 21,239 | 317 | 0.01% | 0.01% | 52 | +149 | 0.71% | Q3 2026 | Oct 22, 2026 |
| Pines Wealth Management, LLC | History | Reduced | 21,266 | 317 | 0.09% | 0.1% | 53 | -8 | -0.04% | Q3 2026 | Oct 21, 2026 |
| NewEdge Advisors, LLC | History | No change | 18,605 | 302 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 20,611 | 301 | 0.0% | 0.0% | 55 | -10,350 | -33.43% | Q3 2026 | Oct 13, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 20,097 | 300 | 0.0% | — | 56 | +20,097 | New | Q3 2026 | Oct 16, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 18,043 | 293 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Spire Wealth Management | History | Added to | 18,051 | 269 | 0.01% | 0.01% | 58 | +355 | 2.01% | Q3 2026 | Oct 30, 2026 |
| FIFTH THIRD BANCORP | History | No change | 16,434 | 267 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 17,550 | 262 | 0.02% | 0.02% | 60 | -157 | -0.89% | Q3 2026 | Nov 02, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 17,272 | 258 | 0.0% | 0.0% | 61 | +485 | 2.89% | Q3 2026 | Oct 30, 2026 |
| Atlantic Edge Private Wealth Management, LLC | History | Reduced | 17,235 | 257 | 0.05% | 0.15% | 62 | -27,700 | -61.64% | Q3 2026 | Oct 20, 2026 |
| TIEMANN INVESTMENT ADVISORS, LLC | History | No change | 15,388 | 250 | 0.09% | 0.09% | 63 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 16,704 | 249 | 0.02% | 0.02% | 64 | +282 | 1.72% | Q3 2026 | Oct 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 15,157 | 246 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 14,900 | 241 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Added to | 15,822 | 236 | 0.17% | 0.17% | 67 | +597 | 3.92% | Q3 2026 | Oct 08, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 15,570 | 232 | 0.0% | 0.0% | 68 | -9,419 | -37.69% | Q3 2026 | Nov 02, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | No change | 15,350 | 229 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Advisors Asset Management, Inc. | History | No change | 13,956 | 227 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 12,878 | 209 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 12,754 | 207 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 12,613 | 205 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| DF DENT & CO INC | History | No change | 12,298 | 200 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 12,120 | 197 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 11,773 | 191 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Private Advisor Group, LLC | History | No change | 11,533 | 187 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Summit Trail Advisors, LLC | History | No change | 11,495 | 187 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| 49 WEALTH MANAGEMENT, LLC | History | No change | 11,532 | 187 | 0.04% | 0.04% | 79 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| ALONGSIDE, LLC | History | No change | 11,532 | 187 | 0.04% | 0.04% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| M Holdings Securities, Inc. | History | New | 12,041 | 178 | 0.01% | — | 81 | +12,041 | New | Q3 2026 | Nov 03, 2026 |
| OPPENHEIMER & CO INC | History | New | 11,266 | 168 | 0.0% | — | 82 | +11,266 | New | Q3 2026 | Oct 26, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 10,165 | 165 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| GRIMES & Co WEALTH MANAGEMENT, LLC | History | Added to | 10,833 | 161 | 0.0% | 0.0% | 84 | +57 | 0.53% | Q3 2026 | Oct 29, 2026 |
| US BANCORP \DE\ | History | No change | 8,456 | 137 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| KFG LLC | History | New | 7,359 | 109 | 0.07% | — | 86 | +7,359 | New | Q3 2026 | Nov 02, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 6,464 | 105 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 6,125 | 99 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 5,435 | 88 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MATHER GROUP, LLC. | History | No change | 4,684 | 69 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 3,545 | 57 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IFP Advisors, Inc | History | No change | 3,500 | 52 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 2,638 | 42 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Capital Analysts, LLC | History | No change | 2,531 | 41 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Larson Financial Group LLC | History | No change | 2,037 | 33 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| North Star Investment Management Corp. | History | No change | 2,098 | 31 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | No change | 1,550 | 23 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,300 | 19 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Smartleaf Asset Management LLC | History | No change | 1,153 | 18 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 1,004 | 16 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 1,030 | 15 | 0.0% | — | 102 | +1,030 | New | Q3 2026 | Oct 27, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 923 | 15 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Washington Trust Advisors, Inc. | History | No change | 970 | 14 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| BFC Planning, Inc. | History | No change | 816 | 13 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| CoreCap Advisors, LLC | History | No change | 800 | 11 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Allworth Financial LP | History | No change | 500 | 8 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | No change | 525 | 8 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Farther Finance Advisors, LLC | History | No change | 564 | 8 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | New | 531 | 7 | 0.0% | — | 109 | +531 | New | Q3 2026 | Oct 09, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 315 | 4 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Bernard Wealth Management Corp. | History | No change | 238 | 3 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 21, 2026 |
| IFG Advisory, LLC | History | No change | 176 | 2 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| MARYLAND CAPITAL ADVISORS INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -5,600 | -100.0% | Q3 2026 | Oct 15, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -2,900 | -100.0% | Q3 2026 | Oct 14, 2026 |
| LifeSteps Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q3 2026 | Oct 15, 2026 |
| JFS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q3 2026 | Nov 03, 2026 |