FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,768,703 | 171,207 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 1,122,896 | 108,694 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| UBS Group AG | History | No change | 779,039 | 75,410 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 455,882 | 44,129 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 387,452 | 37,504 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 383,334 | 37,106 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 343,878 | 33,286 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 311,921 | 30,193 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 197,703 | 19,137 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 196,711 | 19,041 | 0.12% | 0.12% | 10 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 183,956 | 17,806 | 0.22% | 0.22% | 11 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| NewEdge Advisors, LLC | History | No change | 160,678 | 15,553 | 0.05% | 0.05% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | Added to | 156,953 | 14,957 | 0.03% | 0.02% | 13 | +9,569 | 6.49% | Q3 2026 | Oct 21, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 143,182 | 13,645 | 0.03% | 0.03% | 14 | +1,087 | 0.76% | Q3 2026 | Nov 02, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 137,083 | 13,064 | 0.04% | 0.01% | 15 | +116,598 | 569.19% | Q3 2026 | Nov 02, 2026 |
| Private Advisor Group, LLC | History | No change | 132,874 | 12,862 | 0.06% | 0.06% | 16 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 125,213 | 12,124 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 113,868 | 11,025 | 0.1% | 0.1% | 18 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 102,990 | 9,969 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 88,360 | 8,420 | 0.01% | 0.01% | 20 | -3,227 | -3.52% | Q3 2026 | Nov 02, 2026 |
| Kaydan Wealth Management, Inc. | History | Reduced | 84,620 | 8,064 | 2.77% | 2.55% | 21 | -1,991 | -2.3% | Q3 2026 | Oct 08, 2026 |
| IHT Wealth Management, LLC | History | No change | 80,891 | 7,830 | 0.17% | 0.17% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 80,159 | 7,759 | 0.1% | 0.1% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Holistic Financial Partners | History | No change | 78,335 | 7,582 | 4.63% | 4.63% | 24 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 77,765 | 7,527 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Baird Financial Group, Inc. | History | No change | 74,776 | 7,238 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 72,682 | 6,926 | 0.01% | 0.01% | 27 | -11,045 | -13.19% | Q3 2026 | Oct 30, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 70,116 | 6,787 | 0.06% | 0.06% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 69,126 | 6,691 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Prospera Financial Services Inc | History | Added to | 61,851 | 6,431 | 0.08% | 0.06% | 30 | +19,311 | 45.39% | Q3 2026 | Nov 04, 2026 |
| Nearside Advisors, LLC | History | New | 61,799 | 5,889 | 4.21% | — | 31 | +61,799 | New | Q3 2026 | Oct 20, 2026 |
| Snowden Capital Advisors LLC | History | No change | 58,969 | 5,708 | 0.13% | 0.13% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 57,511 | 5,480 | 3.3% | 3.36% | 33 | -48 | -0.08% | Q3 2026 | Oct 20, 2026 |
| Creative Planning | History | Reduced | 41,670 | 3,971 | 0.0% | 0.0% | 34 | -279 | -0.67% | Q3 2026 | Nov 02, 2026 |
| Trueblood Wealth Management, LLC | History | Reduced | 41,066 | 3,913 | 1.38% | 1.4% | 35 | -410 | -0.99% | Q3 2026 | Oct 23, 2026 |
| Midwest Heritage Bank, FSB | History | Reduced | 40,411 | 3,851 | 1.12% | 1.2% | 36 | -3,263 | -7.47% | Q3 2026 | Oct 26, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 37,826 | 3,661 | 0.22% | 0.22% | 37 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| CITIGROUP INC | History | New | 37,543 | 3,577 | 0.0% | — | 38 | +37,543 | New | Q3 2026 | Nov 04, 2026 |
| Atria Investments, Inc | History | Added to | 36,907 | 3,517 | 0.03% | 0.04% | 39 | +527 | 1.45% | Q3 2026 | Oct 15, 2026 |
| IFP Advisors, Inc | History | Reduced | 36,325 | 3,461 | 0.06% | 0.07% | 40 | -4,052 | -10.04% | Q3 2026 | Oct 16, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 35,841 | 3,415 | 0.0% | 0.0% | 41 | -1,738 | -4.62% | Q3 2026 | Nov 05, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 35,306 | 3,364 | 0.02% | 0.02% | 42 | -683 | -1.9% | Q3 2026 | Oct 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 29,337 | 2,872 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | No change | 28,478 | 2,757 | 0.09% | 0.09% | 44 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 28,235 | 2,733 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Regal Investment Advisors LLC | History | No change | 27,881 | 2,698 | 0.14% | 0.14% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 26,780 | 2,552 | 0.75% | 0.83% | 47 | -1,862 | -6.5% | Q3 2026 | Oct 15, 2026 |
| Triton Wealth Management, PLLC | History | No change | 23,058 | 2,408 | 0.72% | 0.69% | 48 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 23,955 | 2,318 | 0.02% | 0.02% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Added to | 22,018 | 2,098 | 0.05% | 0.04% | 50 | +6,641 | 43.19% | Q3 2026 | Nov 04, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 20,892 | 2,022 | 0.57% | 0.57% | 51 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OneAscent Financial Services LLC | History | No change | 20,349 | 1,969 | 0.09% | 0.09% | 52 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| JPMORGAN CHASE & CO | History | No change | 20,097 | 1,960 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 20,064 | 1,912 | 0.01% | 0.01% | 54 | -436 | -2.13% | Q3 2026 | Oct 26, 2026 |
| Sanctuary Advisors, LLC | History | No change | 19,292 | 1,867 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Equitable Holdings, Inc. | History | No change | 18,221 | 1,763 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 16,814 | 1,627 | 0.2% | 0.2% | 57 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 16,788 | 1,625 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 16,645 | 1,611 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 15,309 | 1,481 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 15,149 | 1,454 | 1.61% | — | 61 | +15,149 | New | Q3 2026 | Oct 27, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 14,772 | 1,407 | 0.02% | 0.02% | 62 | -13 | -0.09% | Q3 2026 | Oct 30, 2026 |
| Mariner, LLC | History | No change | 14,467 | 1,400 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Waverly Advisors, LLC | History | No change | 14,297 | 1,383 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | No change | 14,229 | 1,377 | 0.02% | 0.02% | 65 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 12,824 | 1,313 | 0.02% | 0.03% | 66 | +51 | 0.4% | Q3 2026 | Oct 26, 2026 |
| Western Wealth Management, LLC | History | No change | 13,421 | 1,299 | 0.04% | 0.04% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 11,720 | 1,262 | 0.1% | 0.1% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 12,699 | 1,229 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| NewEdge Wealth, LLC | History | No change | 12,658 | 1,225 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| TCFG Investment Advisors, LLC | History | Reduced | 12,557 | 1,196 | 0.41% | 0.43% | 71 | -773 | -5.8% | Q3 2026 | Oct 20, 2026 |
| JANE STREET GROUP, LLC | History | No change | 12,134 | 1,174 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Parallel Advisors, LLC | History | Reduced | 12,184 | 1,161 | 0.02% | 0.02% | 73 | -2,346 | -16.15% | Q3 2026 | Nov 03, 2026 |
| Sun Financial Inc | History | No change | 11,314 | 1,159 | 0.55% | 0.55% | 74 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 11,955 | 1,157 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 11,741 | 1,136 | 0.02% | 0.02% | 76 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 11,671 | 1,112 | 0.72% | 0.69% | 77 | -2 | -0.02% | Q3 2026 | Oct 07, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 11,299 | 1,093 | 0.18% | 0.18% | 78 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| RMR Capital Management, LLC | History | Reduced | 10,580 | 1,008 | 0.71% | 0.74% | 79 | -510 | -4.6% | Q3 2026 | Oct 23, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 10,239 | 991 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 10,284 | 980 | 0.01% | 0.01% | 81 | +1,103 | 12.01% | Q3 2026 | Oct 16, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 9,994 | 967 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 9,692 | 938 | 0.43% | 0.43% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 8,827 | 854 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 8,772 | 849 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Keystone Wealth Services, LLC | History | Reduced | 8,520 | 817 | 0.15% | 0.16% | 86 | -259 | -2.95% | Q3 2026 | Nov 03, 2026 |
| Mutual Advisors, LLC | History | No change | 8,400 | 813 | 0.02% | 0.02% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Midwest Financial Network, LLC | History | Reduced | 8,268 | 787 | 0.54% | 1.17% | 88 | -9,390 | -53.18% | Q3 2026 | Oct 09, 2026 |
| RFG Advisory, LLC | History | Reduced | 8,209 | 782 | 0.01% | 0.02% | 89 | -6,645 | -44.74% | Q3 2026 | Nov 03, 2026 |
| Blackhawk Capital Partners, LLC | History | No change | 7,726 | 747 | 0.24% | 0.24% | 90 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 7,659 | 729 | 0.0% | 0.0% | 91 | -338 | -4.23% | Q3 2026 | Nov 05, 2026 |
| MEITAV INVESTMENT HOUSE LTD | History | No change | 7,550 | 719 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 7,538 | 718 | 0.01% | 0.01% | 93 | -211 | -2.72% | Q3 2026 | Oct 13, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Reduced | 7,538 | 718 | 0.47% | 0.48% | 94 | -112 | -1.46% | Q3 2026 | Oct 27, 2026 |
| Eukles Asset Management | History | Reduced | 7,530 | 717 | 0.29% | 0.31% | 95 | -145 | -1.89% | Q3 2026 | Nov 04, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 7,220 | 698 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Independent Wealth Network Inc. | History | Added to | 7,280 | 693 | 0.17% | 0.16% | 97 | +906 | 14.21% | Q3 2026 | Oct 19, 2026 |
| Three Seasons Wealth, LLC | History | Reduced | 7,259 | 691 | 0.06% | 0.06% | 98 | -12 | -0.17% | Q3 2026 | Nov 03, 2026 |
| HighTower Advisors, LLC | History | No change | 7,087 | 686 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 7,117 | 678 | 0.01% | 0.01% | 100 | +137 | 1.96% | Q3 2026 | Oct 26, 2026 |
| Pinnacle Family Advisors, LLC | History | No change | 6,824 | 660 | 0.28% | 0.28% | 101 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Asset Allocation Strategies LLC | History | Reduced | 6,886 | 656 | 0.1% | 0.11% | 102 | -322 | -4.47% | Q3 2026 | Oct 20, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 6,493 | 628 | 0.02% | 0.02% | 103 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FMR LLC | History | No change | 6,478 | 627 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Signature Equity Partners, LLC | History | Added to | 6,576 | 626 | 0.22% | 0.01% | 105 | +6,243 | 1874.77% | Q3 2026 | Oct 29, 2026 |
| Founders Financial Alliance, LLC | History | No change | 6,410 | 620 | 0.08% | 0.08% | 106 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Vise Technologies, Inc. | History | Reduced | 6,497 | 619 | 0.01% | 0.01% | 108 | -6 | -0.09% | Q3 2026 | Oct 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 6,400 | 619 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 6,284 | 608 | 0.08% | 0.08% | 109 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STAR Financial Bank | History | No change | 6,279 | 607 | 0.25% | 0.25% | 110 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NOVEM GROUP | History | Reduced | 6,368 | 606 | 0.06% | 0.06% | 111 | -81 | -1.26% | Q3 2026 | Oct 19, 2026 |
| Clearwater Capital Advisors, LLC | History | No change | 6,235 | 603 | 0.04% | 0.04% | 112 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IFS Group,LLC | History | No change | 6,212 | 601 | 0.83% | 0.83% | 113 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| IFG Advisory, LLC | History | No change | 6,141 | 594 | 0.02% | 0.02% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| &PARTNERS | History | No change | 5,861 | 567 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MGO ONE SEVEN LLC | History | No change | 5,951 | 567 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| PFG Advisors | History | Reduced | 5,749 | 547 | 0.03% | 0.03% | 117 | -521 | -8.31% | Q3 2026 | Oct 15, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 5,570 | 539 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 5,538 | 536 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Richmond Investment Services, LLC | History | Added to | 5,572 | 531 | 0.17% | 0.17% | 120 | +12 | 0.22% | Q3 2026 | Oct 29, 2026 |
| American Institute for Advanced Investment Management, LLP | History | Reduced | 5,570 | 530 | 0.31% | 0.31% | 122 | -20 | -0.36% | Q3 2026 | Nov 03, 2026 |
| Sigma Planning Corp | History | Added to | 5,564 | 530 | 0.01% | 0.01% | 121 | +11 | 0.2% | Q3 2026 | Oct 23, 2026 |
| Kraft, Davis & Associates, LLC | History | Added to | 5,141 | 513 | 0.11% | 0.1% | 123 | +4 | 0.08% | Q3 2026 | Oct 21, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,911 | 475 | 0.01% | 0.01% | 124 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 4,849 | 462 | 0.02% | 0.02% | 125 | +67 | 1.4% | Q3 2026 | Oct 23, 2026 |
| HRT FINANCIAL LP | History | No change | 4,674 | 452 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 4,645 | 449 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 4,604 | 438 | 0.01% | 0.02% | 128 | -1,139 | -19.83% | Q3 2026 | Oct 29, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | Reduced | 4,566 | 435 | 0.09% | 0.09% | 129 | -131 | -2.79% | Q3 2026 | Oct 27, 2026 |
| BlueChip Wealth Advisors LLC | History | Reduced | 4,490 | 427 | 0.14% | 0.17% | 130 | -28 | -0.62% | Q3 2026 | Nov 03, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 4,424 | 422 | 0.01% | 0.01% | 131 | +113 | 2.62% | Q3 2026 | Oct 22, 2026 |
| 1776 Wealth LLC | History | No change | 4,224 | 408 | 0.14% | 0.14% | 132 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 4,155 | 402 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| WealthTrust Asset Management, LLC | History | Reduced | 4,217 | 401 | 0.22% | 0.22% | 135 | -43 | -1.01% | Q3 2026 | Oct 22, 2026 |
| Valmark Advisers, Inc. | History | No change | 4,143 | 401 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| KPP Advisory Services LLC | History | No change | 4,186 | 398 | 0.07% | 0.05% | 136 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 3,968 | 384 | 0.01% | 0.01% | 137 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 3,755 | 357 | 0.01% | 0.01% | 138 | -59 | -1.55% | Q3 2026 | Nov 02, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 3,693 | 351 | 0.0% | 0.01% | 139 | -616 | -14.3% | Q3 2026 | Oct 23, 2026 |
| Sequent Planning LLC | History | No change | 3,608 | 349 | 0.07% | 0.07% | 140 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 3,374 | 326 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BFC Planning, Inc. | History | No change | 3,209 | 310 | 0.01% | 0.01% | 142 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 3,163 | 309 | 0.0% | 0.0% | 144 | +133 | 4.39% | Q3 2026 | Oct 13, 2026 |
| GeoWealth Management, LLC | History | No change | 3,197 | 309 | 0.01% | 0.01% | 143 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 3,237 | 308 | 0.01% | — | 145 | +3,237 | New | Q3 2026 | Oct 26, 2026 |
| Tidemark, LLC | History | No change | 3,169 | 306 | 0.07% | 0.07% | 146 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 3,179 | 302 | 0.05% | 0.05% | 147 | -7 | -0.22% | Q3 2026 | Oct 14, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Reduced | 3,021 | 287 | 0.08% | 0.09% | 148 | -465 | -13.34% | Q3 2026 | Oct 02, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 2,955 | 286 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WESBANCO BANK INC | History | No change | 2,949 | 281 | 0.01% | 0.01% | 150 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 2,918 | 278 | 0.01% | 0.02% | 151 | +1 | 0.03% | Q3 2026 | Oct 29, 2026 |
| US BANCORP \DE\ | History | Added to | 2,917 | 277 | 0.0% | 0.0% | 152 | +1,047 | 55.99% | Q3 2026 | Nov 05, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 2,851 | 276 | 0.01% | 0.01% | 153 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aprio Wealth Management, LLC | History | Added to | 2,868 | 273 | 0.01% | 0.01% | 154 | +25 | 0.88% | Q3 2026 | Oct 28, 2026 |
| Avantax Planning Partners, Inc. | History | No change | 2,855 | 272 | 0.01% | 0.01% | 155 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| NORTHWEST WEALTH MANAGEMENT, LLC | History | No change | 2,835 | 270 | 0.03% | 0.04% | 156 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| World Investment Advisors | History | No change | 2,768 | 265 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DAVENPORT & Co LLC | History | New | 2,770 | 263 | 0.0% | — | 158 | +2,770 | New | Q3 2026 | Oct 14, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 2,739 | 261 | 0.03% | 0.14% | 159 | -12,792 | -82.36% | Q3 2026 | Oct 14, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Added to | 2,743 | 261 | 0.06% | 0.06% | 160 | +179 | 6.98% | Q3 2026 | Oct 29, 2026 |
| Cresset Asset Management, LLC | History | No change | 2,657 | 257 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MTM Investment Management, LLC | History | No change | 2,705 | 257 | 0.07% | 0.07% | 162 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| 626 Financial, LLC | History | No change | 2,645 | 252 | 0.1% | 0.1% | 163 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 2,624 | 250 | 0.02% | 0.02% | 164 | +49 | 1.9% | Q3 2026 | Oct 08, 2026 |
| AdvisorNet Financial, Inc | History | No change | 2,527 | 248 | 0.01% | 0.01% | 165 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Scheeler Financial LLC | History | New | 2,552 | 243 | 0.18% | — | 166 | +2,552 | New | Q3 2026 | Oct 13, 2026 |
| Key Client Fiduciary Advisors, LLC | History | Added to | 2,514 | 239 | 0.07% | 0.07% | 168 | +14 | 0.56% | Q3 2026 | Oct 19, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 2,517 | 239 | 0.07% | 0.07% | 167 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 2,495 | 237 | 0.0% | 0.0% | 169 | +2 | 0.08% | Q3 2026 | Nov 05, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 2,440 | 236 | 0.01% | 0.01% | 170 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 2,468 | 235 | 0.01% | 0.01% | 171 | -255 | -9.36% | Q3 2026 | Oct 19, 2026 |
| Tradewinds, LLC. | History | No change | 5,772 | 235 | 0.05% | 0.05% | 172 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | No change | 2,465 | 234 | 0.17% | 0.18% | 173 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Added to | 2,449 | 233 | 0.01% | 0.01% | 174 | +242 | 10.97% | Q3 2026 | Oct 14, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 2,393 | 228 | 0.0% | 0.0% | 175 | +1,044 | 77.39% | Q3 2026 | Oct 28, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 2,361 | 228 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 2,351 | 227 | 0.01% | 0.01% | 177 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Bison Wealth, LLC | History | Added to | 2,276 | 223 | 0.02% | 0.02% | 178 | +10 | 0.44% | Q3 2026 | Oct 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 2,300 | 220 | 0.01% | 0.01% | 179 | +602 | 35.45% | Q3 2026 | Nov 02, 2026 |
| StoneX Group Inc. | History | Reduced | 2,290 | 218 | 0.01% | 0.01% | 180 | -567 | -19.85% | Q3 2026 | Nov 03, 2026 |
| BlackRock, Inc. | History | No change | 2,217 | 214 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Rossby Financial, LCC | History | Reduced | 2,136 | 203 | 0.03% | 0.04% | 182 | -4 | -0.19% | Q3 2026 | Nov 05, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1,994 | 193 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Continuum Advisory, LLC | History | No change | 1,982 | 191 | 0.02% | 0.02% | 184 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Spire Wealth Management | History | Added to | 1,953 | 186 | 0.01% | 0.01% | 185 | +39 | 2.04% | Q3 2026 | Oct 30, 2026 |
| REAP Financial Group, LLC | History | Added to | 1,873 | 178 | 0.03% | 0.03% | 186 | +8 | 0.43% | Q3 2026 | Nov 02, 2026 |
| Nova Wealth Management, Inc. | History | No change | 1,775 | 171 | 0.09% | 0.09% | 187 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 1,585 | 151 | 0.08% | 0.08% | 188 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| NBH Bank | History | No change | 1,485 | 141 | 0.06% | 0.06% | 189 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 1,319 | 128 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 1,227 | 119 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Synergy Investment Management, LLC | History | No change | 1,189 | 115 | 0.03% | 0.03% | 192 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,183 | 112 | 0.0% | 0.0% | 193 | -67 | -5.36% | Q3 2026 | Oct 08, 2026 |
| Hilltop National Bank | History | No change | 1,037 | 98 | 0.02% | 0.02% | 194 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 963 | 91 | 0.02% | 0.02% | 195 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 928 | 89 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Mowery & Schoenfeld Wealth Management, LLC | History | Reduced | 896 | 85 | 0.09% | 0.13% | 197 | -55 | -5.78% | Q3 2026 | Oct 27, 2026 |
| BESSEMER GROUP INC | History | No change | 784 | 76 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Smithfield Trust Co | History | No change | 600 | 58 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 575 | 54 | 0.02% | 0.03% | 200 | -218 | -27.49% | Q3 2026 | Nov 04, 2026 |
| PRIVATE TRUST CO NA | History | No change | 563 | 53 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Smartleaf Asset Management LLC | History | No change | 508 | 49 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Plante Moran Financial Advisors, LLC | History | No change | 448 | 42 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| GAMMA Investing LLC | History | No change | 438 | 41 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Main Street Group, LTD | History | No change | 360 | 34 | 0.01% | 0.01% | 205 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 342 | 33 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nova Financial LLC | History | New | 339 | 32 | 0.01% | — | 208 | +339 | New | Q3 2026 | Nov 04, 2026 |
| Asset Dedication, LLC | History | No change | 343 | 32 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| EASTERN BANK | History | No change | 326 | 31 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 324 | 31 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 309 | 29 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 300 | 29 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 300 | 28 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Dunhill Financial, LLC | History | No change | 217 | 21 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Ancora Advisors LLC | History | No change | 207 | 20 | 0.0% | 0.0% | 215 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Luminist Capital LLC | History | No change | 211 | 20 | 0.02% | 0.02% | 216 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 209 | 19 | 0.01% | 0.01% | 217 | +92 | 78.63% | Q3 2026 | Nov 05, 2026 |
| Blue Trust, Inc. | History | Reduced | 158 | 15 | 0.0% | 0.0% | 219 | -32 | -16.84% | Q3 2026 | Oct 15, 2026 |
| CITY HOLDING CO | History | No change | 165 | 15 | 0.0% | 0.0% | 218 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| CoreCap Advisors, LLC | History | No change | 153 | 14 | 0.0% | 0.0% | 220 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Buck Wealth Strategies, LLC | History | No change | 147 | 14 | 0.0% | 0.0% | 221 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 137 | 13 | 0.0% | 0.0% | 222 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Arax Advisory Partners | History | No change | 124 | 12 | 0.0% | 0.0% | 223 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 121 | 11 | 0.0% | 0.0% | 224 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Lloyd Advisory Services, LLC. | History | No change | 100 | 9 | 0.0% | 0.0% | 225 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 103 | 9 | 0.0% | 0.0% | 226 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 88 | 8 | 0.0% | 0.0% | 227 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 49 | 4 | 0.0% | 0.0% | 230 | +24 | 96.0% | Q3 2026 | Nov 02, 2026 |
| Key FInancial Inc | History | No change | 46 | 4 | 0.0% | 0.0% | 228 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| SJS Investment Consulting Inc. | History | No change | 50 | 4 | 0.0% | 0.0% | 229 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Strive Financial Group ,LLC | History | No change | 50 | 4 | 0.0% | 0.0% | 231 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Key Capital Management, INC | History | No change | 42 | 4 | 0.0% | 0.0% | 232 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 35 | 3 | 0.0% | — | 233 | +35 | New | Q3 2026 | Oct 30, 2026 |
| CX Institutional | History | Reduced | 18 | 2 | 0.0% | 0.0% | 234 | -240 | -93.02% | Q3 2026 | Oct 02, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.53% | — | -44,827 | -100.0% | Q3 2026 | Oct 28, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,070 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,462 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -898 | -100.0% | Q3 2026 | Nov 02, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |