GABELLI DIVIDEND & INCOME TRUST - GDV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 8,095,216 | 218,004 | 0.01% | 0.01% | 1 | -224,372 | -2.7% | Q1 2026 | May 15, 2026 |
| Saba Capital Management, L.P. | History | Reduced | 5,106,460 | 137,516 | 3.8% | 4.75% | 2 | -644,798 | -11.21% | Q1 2026 | May 15, 2026 |
| Karpus Management, Inc. | History | Reduced | 1,499,700 | 40,386 | 1.26% | 1.41% | 3 | -151,816 | -9.19% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,352,138 | 36,413 | 0.01% | 0.01% | 4 | +37,811 | 2.88% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,346,926 | 36,272 | 0.01% | 0.01% | 5 | -24,947 | -1.82% | Q1 2026 | May 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 742,797 | 20,003 | 0.03% | 0.03% | 6 | +55,550 | 8.08% | Q1 2026 | May 05, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 667,882 | 17,986 | 0.3% | 0.26% | 7 | +102,391 | 18.11% | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 638,803 | 17,203 | 0.35% | 0.26% | 8 | +167,651 | 35.58% | Q1 2026 | May 13, 2026 |
| GABELLI & Co INVESTMENT ADVISERS, INC. | History | No change | 626,000 | 16,858 | 2.5% | 2.61% | 9 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Added to | 577,573 | 15,554 | 0.0% | 0.0% | 10 | +23,012 | 4.15% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 534,572 | 14,395 | 0.0% | 0.0% | 11 | -99 | -0.02% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 506,838 | 13,649 | 0.0% | 0.0% | 12 | -24,637 | -4.64% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 358,691 | 9,659 | 0.05% | 0.05% | 13 | +57,921 | 19.26% | Q1 2026 | May 08, 2026 |
| COHEN & STEERS, INC. | History | Added to | 354,886 | 9,557 | 0.02% | 0.02% | 14 | +17,000 | 5.03% | Q1 2026 | May 15, 2026 |
| Bulldog Investors, LLP | History | Reduced | 299,891 | 8,076 | 1.81% | 1.86% | 15 | -695 | -0.23% | Q1 2026 | May 08, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 275,771 | 7,426 | 0.01% | 0.01% | 16 | +13,958 | 5.33% | Q1 2026 | May 12, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | No change | 262,242 | 7,062 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 195,409 | 5,262 | 0.02% | 0.03% | 18 | +2,046 | 1.06% | Q1 2026 | Apr 24, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 164,873 | 4,440 | 0.05% | 0.07% | 19 | -551 | -0.33% | Q1 2026 | Apr 23, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 159,030 | 4,282 | 0.62% | 0.61% | 20 | +9,724 | 6.51% | Q1 2026 | May 11, 2026 |
| &PARTNERS | History | Added to | 151,314 | 4,072 | 0.02% | 0.02% | 21 | +20,647 | 15.8% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 135,955 | 3,661 | 0.01% | 0.01% | 22 | -700 | -0.51% | Q1 2026 | May 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 128,440 | 3,515 | 0.01% | 0.01% | 23 | -41,380 | -24.37% | Q1 2026 | Apr 08, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 129,211 | 3,479 | 0.0% | 0.0% | 24 | +5,225 | 4.21% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Reduced | 122,492 | 3,298 | 0.0% | 0.0% | 25 | -5,463 | -4.27% | Q1 2026 | May 05, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 114,975 | 3,096 | 0.1% | 0.1% | 26 | +12,922 | 12.66% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 114,959 | 3,095 | 0.01% | 0.01% | 27 | +48,132 | 72.02% | Q1 2026 | Apr 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 114,623 | 3,087 | 0.01% | 0.01% | 28 | -20,926 | -15.44% | Q1 2026 | Apr 30, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 106,962 | 2,880 | 0.15% | 0.18% | 29 | -263 | -0.25% | Q1 2026 | Apr 16, 2026 |
| MSH Capital Advisors LLC | History | Added to | 100,571 | 2,708 | 0.57% | 0.59% | 30 | +1,092 | 1.1% | Q1 2026 | May 08, 2026 |
| Private Wealth Partners, LLC | History | Added to | 94,859 | 2,554 | 0.2% | 0.19% | 31 | +750 | 0.8% | Q1 2026 | Apr 28, 2026 |
| Live Oak Private Wealth LLC | History | No change | 91,222 | 2,456 | 0.34% | 0.35% | 32 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Added to | 86,093 | 2,318 | 0.48% | 0.52% | 33 | +2,006 | 2.39% | Q1 2026 | Apr 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 81,913 | 2,206 | 0.04% | 0.03% | 34 | +10,623 | 14.9% | Q1 2026 | Apr 14, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 69,128 | 1,861 | 0.01% | 0.02% | 35 | +258 | 0.37% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 64,592 | 1,793 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 65,560 | 1,765 | 0.0% | 0.0% | 37 | +64,560 | 6456.0% | Q1 2026 | May 01, 2026 |
| Focus Partners Wealth | History | Reduced | 31,134 | 1,754 | 0.0% | 0.0% | 38 | -22,871 | -42.35% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 64,797 | 1,744 | 0.0% | 0.0% | 39 | +6,171 | 10.53% | Q1 2026 | May 13, 2026 |
| Summit Financial, LLC | History | Added to | 62,346 | 1,678 | 0.02% | 0.03% | 40 | +580 | 0.94% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 55,196 | 1,486 | 0.01% | 0.01% | 41 | +3,409 | 6.58% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 54,805 | 1,475 | 0.0% | 0.0% | 42 | +1,364 | 2.55% | Q1 2026 | May 15, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 53,861 | 1,450 | 0.51% | 0.65% | 43 | -19,931 | -27.01% | Q1 2026 | May 12, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 51,278 | 1,380 | 0.47% | 0.64% | 44 | -16,813 | -24.69% | Q1 2026 | May 12, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 47,319 | 1,274 | 0.01% | 0.01% | 45 | -1,736 | -3.54% | Q1 2026 | May 05, 2026 |
| Creative Planning | History | Added to | 46,014 | 1,239 | 0.0% | 0.0% | 46 | +9,588 | 26.32% | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 44,929 | 1,209 | 0.0% | 0.0% | 47 | +12,737 | 39.57% | Q1 2026 | Apr 27, 2026 |
| KENNEDY INVESTMENT GROUP, INC. | History | Added to | 41,277 | 1,111 | 0.44% | 0.43% | 48 | +108 | 0.26% | Q1 2026 | Apr 22, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Reduced | 39,542 | 1,064 | 0.12% | 0.13% | 49 | -2,339 | -5.58% | Q1 2026 | May 01, 2026 |
| Dakota Wealth Management | History | Reduced | 37,221 | 1,002 | 0.02% | 0.02% | 50 | -749 | -1.97% | Q1 2026 | May 07, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 34,210 | 921 | 0.01% | 0.01% | 51 | -800 | -2.29% | Q1 2026 | May 05, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 34,000 | 915 | 0.01% | 0.0% | 52 | +19,000 | 126.67% | Q1 2026 | May 14, 2026 |
| North Star Investment Management Corp. | History | Added to | 33,482 | 901 | 0.05% | 0.06% | 53 | +148 | 0.44% | Q1 2026 | Apr 23, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 31,873 | 858 | 0.01% | 0.01% | 54 | -1,389 | -4.18% | Q1 2026 | Apr 28, 2026 |
| Z3 Capital Partners, LLC | History | Reduced | 31,509 | 848 | 0.21% | 0.21% | 55 | -633 | -1.97% | Q1 2026 | May 07, 2026 |
| HighTower Advisors, LLC | History | Reduced | 30,940 | 833 | 0.0% | 0.0% | 56 | -27,722 | -47.26% | Q1 2026 | May 05, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 29,471 | 793 | 0.01% | 0.01% | 57 | -1 | -0.0% | Q1 2026 | May 15, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 29,472 | 793 | 0.02% | 0.04% | 58 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | No change | 28,200 | 759 | 0.1% | 0.15% | 59 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 27,112 | 730 | 0.0% | 0.0% | 60 | +5,575 | 25.89% | Q1 2026 | May 04, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 26,820 | 722 | 0.05% | 0.16% | 61 | -57,738 | -68.28% | Q1 2026 | May 15, 2026 |
| Kanen Wealth Management LLC | History | Added to | 26,800 | 721 | 0.26% | 0.16% | 62 | +7,300 | 37.44% | Q1 2026 | May 15, 2026 |
| Gilliland Jeter Wealth Management LLC | History | Added to | 26,258 | 707 | 0.21% | 0.22% | 63 | +301 | 1.16% | Q1 2026 | Apr 24, 2026 |
| Waverly Advisors, LLC | History | Reduced | 25,107 | 676 | 0.01% | 0.01% | 64 | -1,934 | -7.15% | Q1 2026 | May 15, 2026 |
| Maltin Wealth Management, Inc. | History | Reduced | 23,299 | 627 | 0.24% | 0.26% | 65 | -256 | -1.09% | Q1 2026 | Apr 21, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 22,585 | 608 | 0.0% | 0.0% | 66 | -5,385 | -19.25% | Q1 2026 | May 08, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 20,618 | 552 | 0.02% | 0.02% | 68 | +1,499 | 7.84% | Q1 2026 | May 14, 2026 |
| DAVENPORT & Co LLC | History | Added to | 20,513 | 552 | 0.0% | 0.0% | 67 | +9 | 0.04% | Q1 2026 | Apr 15, 2026 |
| Stolper Co | History | Reduced | 33,851 | 524 | 0.15% | 0.34% | 69 | -7,846 | -18.82% | Q1 2026 | Apr 13, 2026 |
| Sigma Planning Corp | History | Reduced | 19,355 | 521 | 0.01% | 0.02% | 70 | -933 | -4.6% | Q1 2026 | May 04, 2026 |
| Indivisible Partners | History | Added to | 18,930 | 509 | 0.05% | 0.05% | 71 | +1,238 | 7.0% | Q1 2026 | Apr 30, 2026 |
| PMG Family Office LLC | History | Added to | 18,884 | 508 | 0.57% | 0.6% | 72 | +49 | 0.26% | Q1 2026 | Apr 17, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 18,050 | 486 | 0.05% | 0.06% | 73 | -1,087 | -5.68% | Q1 2026 | May 13, 2026 |
| Quantedge Capital Pte Ltd | History | Reduced | 17,541 | 472 | 0.26% | 0.35% | 74 | -9,000 | -33.91% | Q1 2026 | May 12, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | Added to | 17,200 | 463 | 0.2% | 0.2% | 75 | +500 | 2.99% | Q1 2026 | May 01, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 16,650 | 448 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 16,478 | 443 | 0.01% | 0.0% | 77 | +2,542 | 18.24% | Q1 2026 | Apr 20, 2026 |
| Grandview Asset Management LLC | History | No change | 16,300 | 438 | 0.13% | 0.12% | 78 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Allworth Financial LP | History | Reduced | 16,201 | 436 | 0.0% | 0.0% | 79 | -123 | -0.75% | Q1 2026 | May 14, 2026 |
| Compound Planning, Inc. | History | Added to | 16,170 | 435 | 0.01% | 0.01% | 80 | +406 | 2.58% | Q1 2026 | May 14, 2026 |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. | History | Reduced | 16,030 | 431 | 0.09% | 0.09% | 81 | -970 | -5.71% | Q1 2026 | Apr 20, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 15,287 | 411 | 0.0% | 0.0% | 82 | +57 | 0.37% | Q1 2026 | Apr 27, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 15,014 | 404 | 0.02% | 0.02% | 83 | +1,500 | 11.1% | Q1 2026 | Apr 15, 2026 |
| IFP Advisors, Inc | History | Added to | 14,424 | 388 | 0.01% | 0.01% | 84 | +2,813 | 24.23% | Q1 2026 | Apr 13, 2026 |
| Harbour Wealth Management Group, Inc. | History | Added to | 14,273 | 384 | 0.29% | 0.31% | 85 | +49 | 0.34% | Q1 2026 | Apr 17, 2026 |
| Mariner, LLC | History | Added to | 14,236 | 380 | 0.0% | 0.0% | 86 | +1,079 | 8.2% | Q1 2026 | May 13, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 13,890 | 374 | 0.01% | 0.01% | 87 | +264 | 1.94% | Q1 2026 | Apr 21, 2026 |
| Equitable Holdings, Inc. | History | New | 13,429 | 372 | 0.0% | — | 88 | +13,429 | New | Q1 2026 | May 15, 2026 |
| Morton Capital Management LLC/CA | History | Reduced | 13,689 | 368 | 0.05% | 0.06% | 89 | -5 | -0.04% | Q1 2026 | Apr 21, 2026 |
| Aurora Private Wealth, Inc. | History | No change | 13,142 | 365 | 0.26% | 0.24% | 90 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Sargent Investment Group, LLC | History | No change | 12,000 | 323 | 0.04% | 0.04% | 91 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 11,772 | 317 | 0.0% | 0.0% | 92 | -1,663 | -12.38% | Q1 2026 | May 15, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | No change | 11,585 | 311 | 0.14% | 0.14% | 93 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Wealthspire Advisors, LLC | History | No change | 11,112 | 299 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 11,098 | 298 | 0.0% | 0.0% | 95 | -200 | -1.77% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 22,079 | 293 | 0.01% | 0.0% | 96 | -9,328 | -29.7% | Q1 2026 | May 15, 2026 |
| McMillan Office, Inc. | History | No change | 16,000 | 289 | 0.04% | 0.03% | 97 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Abel Hall, LLC | History | No change | 10,560 | 284 | 0.06% | 0.07% | 98 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Cordgrass Capital Advisors, LLC | History | No change | 10,300 | 277 | 0.06% | 0.07% | 99 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| MRA Advisory Group | History | Added to | 10,137 | 272 | 0.11% | 0.12% | 100 | +63 | 0.63% | Q1 2026 | Apr 22, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 9,849 | 269 | 0.02% | 0.03% | 101 | -4,551 | -31.6% | Q1 2026 | May 01, 2026 |
| XTX Topco Ltd | History | New | 9,889 | 266 | 0.0% | — | 102 | +9,889 | New | Q1 2026 | May 15, 2026 |
| Activest Wealth Management | History | Added to | 9,780 | 263 | 0.05% | 0.04% | 103 | +1,173 | 13.63% | Q1 2026 | Apr 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 9,605 | 258 | 0.0% | 0.0% | 104 | -241 | -2.45% | Q1 2026 | May 04, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 9,566 | 257 | 0.1% | 0.11% | 105 | -82 | -0.85% | Q1 2026 | Apr 21, 2026 |
| Private Wealth Advisors, LLC | History | Reduced | 9,427 | 253 | 0.07% | 0.09% | 107 | -243 | -2.51% | Q1 2026 | May 13, 2026 |
| Waterfront Wealth Inc. | History | No change | 9,415 | 253 | 0.05% | 0.05% | 106 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 9,165 | 246 | 0.0% | 0.0% | 108 | -1,637 | -15.15% | Q1 2026 | May 15, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 9,127 | 245 | 0.0% | — | 111 | +9,127 | New | Q1 2026 | Apr 20, 2026 |
| Horizon Wealth Management, LLC | History | Added to | 9,102 | 245 | 0.04% | 0.04% | 109 | +86 | 0.95% | Q1 2026 | Apr 24, 2026 |
| Centurion Wealth Management LLC | History | No change | 9,122 | 245 | 0.06% | 0.06% | 110 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| SMH CAPITAL ADVISORS INC | History | Reduced | 244 | 244 | 0.74% | 0.51% | 113 | -8,811 | -97.31% | Q1 2026 | Apr 10, 2026 |
| COMMERCE BANK | History | No change | 9,096 | 244 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 8,884 | 239 | 0.24% | 0.15% | 114 | -549 | -5.82% | Q1 2026 | May 11, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 8,862 | 238 | 0.02% | 0.03% | 115 | -873 | -8.97% | Q1 2026 | May 11, 2026 |
| Echo45 Advisors LLC | History | No change | 8,714 | 234 | 0.13% | 0.14% | 116 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| MGB Wealth Management, LLC | History | No change | 8,350 | 231 | 0.07% | 0.07% | 117 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| SMITH, MOORE & CO. | History | Added to | 8,472 | 228 | 0.02% | 0.02% | 118 | +5 | 0.06% | Q1 2026 | May 05, 2026 |
| SageView Advisory Group, LLC | History | No change | 8,139 | 226 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Constitution Capital LLC | History | No change | 8,300 | 223 | 0.11% | 0.11% | 120 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Independent Advisor Alliance | History | New | 8,175 | 220 | 0.0% | — | 121 | +8,175 | New | Q1 2026 | May 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 8,054 | 216 | 0.0% | — | 123 | +8,054 | New | Q1 2026 | May 15, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 8,055 | 216 | 0.01% | 0.01% | 122 | +32 | 0.4% | Q1 2026 | May 14, 2026 |
| StoneX Group Inc. | History | Reduced | 8,035 | 214 | 0.01% | 0.01% | 124 | -34 | -0.42% | Q1 2026 | May 14, 2026 |
| MATRIX PRIVATE CAPITAL GROUP LLC | History | No change | 7,828 | 210 | 0.1% | 0.11% | 125 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CSS LLC/IL | History | Reduced | 7,719 | 207 | 0.01% | 0.02% | 126 | -6,894 | -47.18% | Q1 2026 | May 15, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 7,493 | 201 | 0.0% | 0.0% | 127 | -200 | -2.6% | Q1 2026 | May 12, 2026 |
| Thrive Wealth Management, LLC | History | No change | 7,500 | 201 | 0.03% | 0.03% | 128 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Ancora Advisors LLC | History | Added to | 6,428 | 173 | 0.0% | 0.0% | 129 | +100 | 1.58% | Q1 2026 | May 15, 2026 |
| Oakworth Capital, Inc. | History | No change | 6,067 | 163 | 0.01% | 0.01% | 130 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Arax Advisory Partners | History | Added to | 6,003 | 161 | 0.0% | 0.0% | 131 | +990 | 19.75% | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,632 | 156 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 4,800 | 129 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| CWM, LLC | History | Reduced | 4,753 | 127 | 0.0% | 0.0% | 134 | -1,639 | -25.64% | Q1 2026 | May 14, 2026 |
| 10Elms LLP | History | Reduced | 6,614 | 123 | 0.08% | 0.14% | 135 | -1,400 | -17.47% | Q1 2026 | May 15, 2026 |
| Bogart Wealth, LLC | History | No change | 4,184 | 112 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| NBC SECURITIES, INC. | History | No change | 4,130 | 111 | 0.01% | 0.01% | 137 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 3,779 | 101 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Advisory Services Network, LLC | History | New | 3,559 | 95 | 0.0% | — | 139 | +3,559 | New | Q1 2026 | May 15, 2026 |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | History | New | 3,355 | 90 | 0.0% | — | 140 | +3,355 | New | Q1 2026 | Apr 14, 2026 |
| Western Wealth Management, LLC | History | New | 3,209 | 86 | 0.0% | — | 141 | +3,209 | New | Q1 2026 | May 19, 2026 |
| Sound Income Strategies, LLC | History | No change | 2,767 | 75 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 2,672 | 71 | 0.01% | 0.01% | 143 | 0 | 0.0% | Q1 2026 | May 20, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 2,139 | 57 | 0.0% | — | 144 | +2,139 | New | Q1 2026 | May 07, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 2,011 | 54 | 0.0% | — | 145 | +2,011 | New | Q1 2026 | May 04, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 1,979 | 53 | 0.0% | — | 147 | +1,979 | New | Q1 2026 | Apr 29, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,969 | 53 | 0.0% | 0.0% | 146 | +223 | 12.77% | Q1 2026 | Apr 07, 2026 |
| MAI Capital Management | History | Added to | 1,801 | 48 | 0.0% | 0.0% | 148 | +881 | 95.76% | Q1 2026 | May 15, 2026 |
| Provenance Wealth Advisors, LLC | History | No change | 1,685 | 45 | 0.0% | 0.01% | 149 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Kilter Group LLC | History | New | 1,600 | 43 | 0.02% | — | 150 | +1,600 | New | Q1 2026 | May 14, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 1,580 | 42 | 0.02% | 0.03% | 151 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,405 | 39 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Parallel Advisors, LLC | History | Reduced | 1,446 | 38 | 0.0% | 0.0% | 154 | -427 | -22.8% | Q1 2026 | May 07, 2026 |
| EASTERN BANK | History | No change | 1,432 | 38 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,405 | 37 | 0.0% | 0.0% | 155 | +121 | 9.42% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Added to | 1,323 | 35 | 0.0% | 0.0% | 156 | +777 | 142.31% | Q1 2026 | May 06, 2026 |
| GS Investments, Inc. | History | No change | 1,331 | 35 | 0.02% | 0.02% | 157 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| McIlrath & Eck, LLC | History | No change | 1,185 | 31 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Golden State Wealth Management, LLC | History | New | 1,101 | 29 | 0.0% | — | 160 | +1,101 | New | Q1 2026 | Apr 28, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 1,109 | 29 | 0.01% | 0.01% | 159 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| VALLEY WEALTH MANAGERS, INC. | History | No change | 1,000 | 26 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Center for Financial Planning, Inc. | History | No change | 1,000 | 26 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,000 | 26 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 1,000 | 26 | 0.01% | 0.01% | 164 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 909 | 24 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 873 | 23 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| WPG Advisers, LLC | History | Reduced | 846 | 22 | 0.02% | 0.02% | 168 | -125 | -12.87% | Q1 2026 | Apr 29, 2026 |
| Darwin Wealth Management, LLC | History | No change | 848 | 22 | 0.01% | 0.01% | 167 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Towne Trust Company, N.A | History | No change | 768 | 20 | 0.01% | 0.01% | 169 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Key FInancial Inc | History | No change | 772 | 20 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Keating Financial Advisory Services, Inc. | History | Reduced | 729 | 19 | 0.0% | 0.0% | 172 | -295 | -28.81% | Q1 2026 | May 15, 2026 |
| Capital Advisors, Ltd. LLC | History | Added to | 711 | 19 | 0.0% | 0.0% | 171 | +11 | 1.57% | Q1 2026 | Apr 16, 2026 |
| MCF Advisors LLC | History | No change | 646 | 17 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Community Financial Services Group, LLC | History | New | 585 | 16 | 0.0% | — | 174 | +585 | New | Q1 2026 | Apr 08, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 536 | 14 | 0.0% | 0.0% | 175 | +38 | 7.63% | Q1 2026 | May 13, 2026 |
| Salomon & Ludwin, LLC | History | No change | 548 | 14 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Quent Capital, LLC | History | No change | 518 | 13 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Crews Bank & Trust | History | No change | 419 | 11 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Spire Wealth Management | History | No change | 408 | 10 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Independence Bank of Kentucky | History | New | 333 | 8 | 0.0% | — | 181 | +333 | New | Q1 2026 | Apr 30, 2026 |
| Glen Eagle Advisors, LLC | History | No change | 300 | 8 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 276 | 7 | 0.0% | — | 182 | +276 | New | Q1 2026 | May 13, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 241 | 6 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Root Financial Partners, LLC | History | New | 187 | 5 | 0.0% | — | 187 | +187 | New | Q1 2026 | Apr 24, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Reduced | 200 | 5 | 0.0% | 0.01% | 186 | -180 | -47.37% | Q1 2026 | May 13, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 200 | 5 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| TSFG, LLC | History | No change | 183 | 5 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 100 | 2 | 0.0% | — | 190 | +100 | New | Q1 2026 | Apr 06, 2026 |
| BlackRock, Inc. | History | New | 84 | 2 | 0.0% | — | 189 | +84 | New | Q1 2026 | May 13, 2026 |
| Motiv8 Investments LLC | History | No change | 90 | 2 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BARRETT & COMPANY, INC. | History | Added to | 67 | 1 | 0.0% | 0.0% | 191 | +1 | 1.52% | Q1 2026 | May 04, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -133,426 | -100.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,725 | -100.0% | Q1 2026 | Apr 22, 2026 |
| COOPER/HAIMS ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -14,784 | -100.0% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,511 | -100.0% | Q1 2026 | May 15, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,124 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Brookstone Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -7,708 | -100.0% | Q1 2026 | Apr 16, 2026 |
| NWF Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -7,500 | -100.0% | Q1 2026 | May 04, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,364 | -100.0% | Q1 2026 | Apr 24, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -7,262 | -100.0% | Q1 2026 | May 14, 2026 |
| Huntleigh Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -7,207 | -100.0% | Q1 2026 | Apr 21, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,846 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q1 2026 | Apr 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,244 | -100.0% | Q1 2026 | May 07, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -490 | -100.0% | Q1 2026 | May 15, 2026 |
| Cedar Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -336 | -100.0% | Q1 2026 | May 14, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q1 2026 | May 15, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |