MidCap Financial Investment Corp - MFIC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | History | No change | 3,137,783 | 35,896 | 0.45% | 0.49% | 1 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Apollo Management Holdings, L.P. | History | Added to | 2,388,870 | 27,328 | 0.22% | 0.31% | 2 | +7 | 0.0% | Q4 2025 | Feb 17, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 2,321,600 | 26,559 | 0.02% | 0.03% | 3 | -190,078 | -7.57% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 2,024,312 | 23,158 | 0.0% | 0.0% | 4 | +323,137 | 18.99% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | Reduced | 1,743,681 | 19,947 | 0.0% | 0.0% | 5 | -173,153 | -9.03% | Q4 2025 | Feb 13, 2026 |
| Next Capital Management LLC | History | Added to | 1,484,349 | 16,980 | 5.44% | 5.37% | 6 | +142,764 | 10.64% | Q4 2025 | Feb 11, 2026 |
| Diameter Capital Partners LP | History | New | 1,013,005 | 11,588 | 1.06% | — | 7 | +1,013,005 | New | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Added to | 911,041 | 10,422 | 0.0% | 0.0% | 8 | +30,604 | 3.48% | Q4 2025 | Feb 19, 2026 |
| Muzinich & Co., Inc. | History | Added to | 714,776 | 8,177 | 2.57% | 2.65% | 9 | +143,256 | 25.07% | Q4 2025 | Jan 21, 2026 |
| North Ground Capital | History | Added to | 651,326 | 7,451 | 3.7% | 1.84% | 10 | +401,326 | 160.53% | Q4 2025 | Feb 12, 2026 |
| Legal & General Group Plc | History | Added to | 651,851 | 7,447 | 0.0% | 0.0% | 11 | +74,030 | 12.81% | Q4 2025 | Feb 09, 2026 |
| CURA WEALTH ADVISORS, LLC | History | Added to | 641,918 | 7,343 | 2.78% | 2.83% | 12 | +24,000 | 3.88% | Q4 2025 | Jan 23, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Added to | 549,575 | 6,287 | 0.0% | 0.0% | 13 | +46,224 | 9.18% | Q4 2025 | Jan 23, 2026 |
| ARES MANAGEMENT LLC | History | No change | 545,532 | 6,240 | 0.36% | 0.3% | 14 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 486,406 | 5,564 | 0.0% | 0.0% | 15 | +375,112 | 337.05% | Q4 2025 | Feb 18, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 486,444 | 5,564 | 0.07% | 0.07% | 16 | +86,161 | 21.53% | Q4 2025 | Feb 10, 2026 |
| Callodine Capital Management, LP | History | Reduced | 483,408 | 5,530 | 0.44% | 0.54% | 17 | -27,400 | -5.36% | Q4 2025 | Feb 13, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | Added to | 456,217 | 5,219 | 0.42% | 0.42% | 18 | +26,850 | 6.25% | Q4 2025 | Feb 06, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 445,302 | 5,094 | 0.0% | 0.0% | 19 | -325,526 | -42.23% | Q4 2025 | Feb 11, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 414,430 | 4,741 | 0.22% | — | 20 | +414,430 | New | Q4 2025 | Feb 17, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 393,598 | 4,502 | 0.33% | 0.4% | 21 | -29,580 | -6.99% | Q4 2025 | Jan 20, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 387,499 | 4,432 | 0.01% | 0.0% | 22 | +210,937 | 119.47% | Q4 2025 | Feb 17, 2026 |
| CASTLEKEEP INVESTMENT ADVISORS LLC | History | Reduced | 384,937 | 4,403 | 1.99% | 2.24% | 23 | -13,746 | -3.45% | Q4 2025 | Feb 10, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 364,142 | 4,166 | 0.01% | 0.01% | 24 | -31,692 | -8.01% | Q4 2025 | Feb 11, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 350,071 | 4,004 | 0.02% | 0.03% | 25 | +6,014 | 1.75% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Reduced | 317,470 | 3,631 | 0.0% | 0.0% | 26 | -189,950 | -37.43% | Q4 2025 | Feb 11, 2026 |
| BlackRock, Inc. | History | Reduced | 316,204 | 3,617 | 0.0% | 0.0% | 27 | -8,670 | -2.67% | Q4 2025 | Feb 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 304,699 | 3,485 | 0.0% | 0.0% | 28 | -238,419 | -43.9% | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | New | 264,315 | 3,023 | 0.0% | — | 29 | +264,315 | New | Q4 2025 | Feb 17, 2026 |
| United Advisor Group, LLC | History | Reduced | 255,718 | 2,925 | 0.36% | 0.44% | 30 | -15,098 | -5.58% | Q4 2025 | Jan 26, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 250,307 | 2,863 | 0.0% | 0.0% | 31 | +236,707 | 1740.49% | Q4 2025 | Feb 12, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 248,193 | 2,839 | 0.05% | 0.06% | 32 | -41,222 | -14.24% | Q4 2025 | Feb 12, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Reduced | 241,364 | 2,761 | 0.02% | 0.03% | 33 | -45,932 | -15.99% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 219,049 | 2,506 | 0.0% | — | 34 | +219,049 | New | Q4 2025 | Feb 17, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 205,660 | 2,352 | 0.0% | 0.0% | 35 | -23,658 | -10.32% | Q4 2025 | Feb 13, 2026 |
| HBK INVESTMENTS L P | History | New | 205,500 | 2,350 | 0.02% | — | 36 | +205,500 | New | Q4 2025 | Feb 17, 2026 |
| Cerity Partners LLC | History | New | 199,049 | 2,277 | 0.0% | — | 37 | +199,049 | New | Q4 2025 | Feb 11, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 183,892 | 2,103 | 1.24% | — | 38 | +183,892 | New | Q4 2025 | Feb 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 173,655 | 1,986 | 0.0% | 0.0% | 39 | -243,505 | -58.37% | Q4 2025 | Feb 17, 2026 |
| Naviter Wealth, LLC | History | Reduced | 167,014 | 1,910 | 0.25% | 0.28% | 40 | -37,095 | -18.17% | Q4 2025 | Jan 21, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 159,675 | 1,826 | 0.06% | 0.07% | 41 | -7,543 | -4.51% | Q4 2025 | Jan 14, 2026 |
| DnB Asset Management AS | History | Reduced | 153,358 | 1,752 | 0.01% | 0.01% | 42 | -10,756 | -6.55% | Q4 2025 | Feb 05, 2026 |
| Garner Asset Management Corp | History | Reduced | 148,905 | 1,703 | 0.65% | 0.83% | 43 | -21,368 | -12.55% | Q4 2025 | Feb 03, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 146,759 | 1,678 | 0.0% | 0.0% | 44 | +6,462 | 4.61% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 141,045 | 1,613 | 0.0% | 0.0% | 45 | -9,035 | -6.02% | Q4 2025 | Feb 17, 2026 |
| Almitas Capital LLC | History | Added to | 135,477 | 1,549 | 0.34% | 0.25% | 46 | +42,760 | 46.12% | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | New | 135,297 | 1,547 | 0.04% | — | 47 | +135,297 | New | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 133,541 | 1,527 | 0.0% | 0.0% | 48 | +119,241 | 833.85% | Q4 2025 | Feb 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 133,221 | 1,524 | 0.04% | 0.03% | 49 | +6,828 | 5.4% | Q4 2025 | Feb 11, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Added to | 125,395 | 1,434 | 0.0% | 0.0% | 50 | +32,659 | 35.22% | Q4 2025 | Feb 17, 2026 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Reduced | 123,357 | 1,411 | 0.02% | 0.02% | 51 | -8,344 | -6.34% | Q4 2025 | Jan 05, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 119,977 | 1,372 | 0.0% | 0.0% | 52 | +104,988 | 700.43% | Q4 2025 | Feb 17, 2026 |
| Lansforsakringar Fondforvaltning AB (publ) | History | New | 119,214 | 1,363 | 0.01% | — | 53 | +119,214 | New | Q4 2025 | Feb 12, 2026 |
| SHARPEPOINT LLC | History | Added to | 103,569 | 1,184 | 0.71% | 0.91% | 54 | +19,194 | 22.75% | Q4 2025 | Feb 11, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 102,945 | 1,177 | 0.02% | 0.03% | 55 | -1,579 | -1.51% | Q4 2025 | Feb 13, 2026 |
| Focus Partners Wealth | History | New | 102,066 | 1,167 | 0.0% | — | 56 | +102,066 | New | Q4 2025 | Feb 13, 2026 |
| Trexquant Investment LP | History | Added to | 101,212 | 1,157 | 0.01% | 0.01% | 57 | +51,039 | 101.73% | Q4 2025 | Feb 17, 2026 |
| Global Wealth Management Investment Advisory, Inc. | History | Added to | 97,234 | 1,112 | 0.18% | 0.18% | 58 | +6,299 | 6.93% | Q4 2025 | Feb 04, 2026 |
| LSV ASSET MANAGEMENT | History | No change | 96,100 | 1,099 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| COMERICA BANK | History | Reduced | 86,137 | 985 | 0.0% | 0.0% | 60 | -239 | -0.28% | Q4 2025 | Jan 29, 2026 |
| Crawford Fund Management, LLC | History | Reduced | 80,000 | 915 | 0.12% | 0.18% | 61 | -13,000 | -13.98% | Q4 2025 | Feb 17, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 79,954 | 914 | 0.01% | 0.01% | 62 | -4,783 | -5.64% | Q4 2025 | Feb 05, 2026 |
| HighTower Advisors, LLC | History | Reduced | 74,877 | 856 | 0.0% | 0.0% | 63 | -14,964 | -16.66% | Q4 2025 | Feb 06, 2026 |
| Sigma Planning Corp | History | Added to | 71,842 | 821 | 0.02% | 0.02% | 64 | +583 | 0.82% | Q4 2025 | Jan 30, 2026 |
| Quantbot Technologies LP | History | New | 67,607 | 773 | 0.03% | — | 65 | +67,607 | New | Q4 2025 | Feb 10, 2026 |
| Lido Advisors, LLC | History | Added to | 64,821 | 773 | 0.0% | 0.0% | 66 | +5,151 | 8.63% | Q4 2025 | Feb 10, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 65,100 | 744 | 0.0% | 0.0% | 67 | +60,508 | 1317.68% | Q4 2025 | Feb 10, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 62,205 | 711 | 0.01% | 0.01% | 68 | -2,792 | -4.3% | Q4 2025 | Jan 13, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 61,762 | 706 | 0.08% | 0.1% | 69 | -12,670 | -17.02% | Q4 2025 | Feb 03, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 60,236 | 689 | 0.19% | 0.24% | 70 | -9,997 | -14.23% | Q4 2025 | Feb 17, 2026 |
| Camelot Portfolios, LLC | History | Reduced | 59,051 | 675 | 0.41% | 0.45% | 71 | -4,211 | -6.66% | Q4 2025 | Jan 29, 2026 |
| Millennium Capital Advisors, LLC | History | No change | 57,223 | 654 | 0.39% | 0.41% | 72 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 55,629 | 636 | 0.0% | 0.0% | 73 | -95,280 | -63.14% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 55,000 | 629 | 0.0% | 0.0% | 74 | -40,600 | -42.47% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 54,735 | 626 | 0.0% | 0.0% | 75 | -2,212 | -3.88% | Q4 2025 | Feb 10, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | No change | 53,630 | 613 | 0.33% | 0.36% | 76 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| MQS Management LLC | History | New | 52,193 | 597 | 0.35% | — | 77 | +52,193 | New | Q4 2025 | Feb 09, 2026 |
| Jump Financial, LLC | History | New | 48,637 | 556 | 0.01% | — | 78 | +48,637 | New | Q4 2025 | Feb 17, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 44,668 | 510 | 0.0% | 0.0% | 79 | -88 | -0.2% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 44,466 | 508 | 0.0% | 0.0% | 80 | -7,763 | -14.86% | Q4 2025 | Feb 11, 2026 |
| MARSHALL WACE, LLP | History | Added to | 42,940 | 491 | 0.0% | 0.0% | 81 | +26,179 | 156.19% | Q4 2025 | Feb 13, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 42,135 | 482 | 0.01% | 0.01% | 82 | +1,785 | 4.42% | Q4 2025 | Feb 12, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Reduced | 41,656 | 476 | 0.19% | 0.21% | 83 | -2,031 | -4.65% | Q4 2025 | Feb 13, 2026 |
| LeClair Wealth Partners LLC | History | No change | 40,885 | 467 | 0.27% | 0.31% | 84 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 40,242 | 460 | 0.0% | 0.0% | 85 | -5,207 | -11.46% | Q4 2025 | Feb 17, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | Added to | 37,713 | 431 | 0.1% | 0.11% | 86 | +1,700 | 4.72% | Q4 2025 | Jan 20, 2026 |
| SHUFRO ROSE & CO LLC | History | Reduced | 37,267 | 426 | 0.03% | 0.04% | 87 | -4,567 | -10.92% | Q4 2025 | Feb 09, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 34,964 | 399 | 0.0% | 0.0% | 89 | +17,729 | 102.87% | Q4 2025 | Feb 17, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | Added to | 34,889 | 399 | 0.16% | 1.27% | 88 | +12,823 | 58.11% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 34,648 | 396 | 0.0% | 0.01% | 90 | -439,700 | -92.7% | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 34,497 | 394 | 0.0% | 0.0% | 91 | -1,413 | -3.93% | Q4 2025 | Feb 12, 2026 |
| Aquatic Capital Management LLC | History | Added to | 32,824 | 375 | 0.01% | 0.01% | 92 | +9,231 | 39.13% | Q4 2025 | Feb 17, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 30,427 | 348 | 0.01% | 0.01% | 93 | -5,525 | -15.37% | Q4 2025 | Feb 12, 2026 |
| Verition Fund Management LLC | History | No change | 30,400 | 347 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 28,415 | 325 | 0.0% | 0.0% | 95 | -4,678 | -14.14% | Q4 2025 | Feb 17, 2026 |
| Virtu Financial LLC | History | Added to | 26,960 | 308 | 0.01% | 0.01% | 96 | +4,856 | 21.97% | Q4 2025 | Feb 23, 2026 |
| IMC-Chicago, LLC | History | Added to | 26,400 | 302 | 0.0% | 0.0% | 97 | +4,200 | 18.92% | Q4 2025 | Jan 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 25,861 | 295 | 0.02% | 0.03% | 98 | -135 | -0.52% | Q4 2025 | Feb 03, 2026 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | Reduced | 24,927 | 285 | 0.05% | 0.08% | 99 | -1 | -0.0% | Q4 2025 | Feb 18, 2026 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 24,254 | 277 | 0.0% | 0.0% | 100 | -32,366 | -57.16% | Q4 2025 | Feb 17, 2026 |
| TrueMark Investments, LLC | History | New | 24,108 | 275 | 0.05% | — | 101 | +24,108 | New | Q4 2025 | Jan 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 23,927 | 273 | 0.0% | 0.0% | 102 | -201 | -0.83% | Q4 2025 | Feb 18, 2026 |
| VARCOV Co. | History | New | 23,732 | 271 | 0.11% | — | 103 | +23,732 | New | Q4 2025 | Feb 17, 2026 |
| DKM Wealth Management, Inc. | History | No change | 23,500 | 268 | 0.2% | 0.23% | 104 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| CAXTON ASSOCIATES LLP | History | No change | 22,441 | 256 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Generali Investments CEE, investicni spolecnost, a.s. | History | No change | 22,281 | 254 | 0.02% | 0.02% | 106 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 22,200 | 253 | 0.0% | 0.0% | 107 | +6,600 | 42.31% | Q4 2025 | Jan 20, 2026 |
| US BANCORP \DE\ | History | No change | 21,026 | 240 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Everstar Asset Management, LLC | History | Reduced | 20,150 | 230 | 0.12% | 0.14% | 109 | -700 | -3.36% | Q4 2025 | Feb 05, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 19,250 | 220 | 0.0% | 0.0% | 110 | -7,200 | -27.22% | Q4 2025 | Feb 02, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 19,303 | 220 | 0.01% | 0.01% | 111 | +201 | 1.05% | Q4 2025 | Feb 17, 2026 |
| ProShare Advisors LLC | History | Reduced | 18,531 | 211 | 0.0% | 0.0% | 112 | -1,091 | -5.56% | Q4 2025 | Feb 06, 2026 |
| Squarepoint Ops LLC | History | New | 18,322 | 209 | 0.0% | — | 113 | +18,322 | New | Q4 2025 | Feb 13, 2026 |
| Dynamic Technology Lab Private Ltd | History | New | 18,153 | 208 | 0.05% | — | 114 | +18,153 | New | Q4 2025 | Feb 13, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 18,092 | 206 | 0.02% | 0.02% | 115 | +289 | 1.62% | Q4 2025 | Feb 18, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 17,333 | 198 | 0.01% | 0.01% | 116 | +1,700 | 10.87% | Q4 2025 | Feb 13, 2026 |
| Shade Tree Advisors LLC | History | New | 17,099 | 195 | 0.15% | — | 117 | +17,099 | New | Q4 2025 | Feb 04, 2026 |
| Americana Partners, LLC | History | New | 16,952 | 193 | 0.01% | — | 118 | +16,952 | New | Q4 2025 | Feb 06, 2026 |
| Papamarkou Wellner Asset Management inc. | History | New | 16,941 | 193 | 0.12% | — | 119 | +16,941 | New | Q4 2025 | Feb 18, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 16,795 | 192 | 0.0% | 0.0% | 120 | -4,977 | -22.86% | Q4 2025 | Mar 25, 2026 |
| &PARTNERS | History | Added to | 16,652 | 175 | 0.0% | 0.0% | 121 | +2,031 | 13.89% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | Reduced | 14,142 | 161 | 0.0% | 0.0% | 123 | -2,763 | -16.34% | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 14,142 | 161 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Anfield Capital Management, LLC | History | Added to | 14,065 | 160 | 0.05% | 0.03% | 124 | +5,261 | 59.76% | Q4 2025 | Feb 03, 2026 |
| HB Wealth Management, LLC | History | Added to | 13,667 | 156 | 0.0% | 0.0% | 126 | +436 | 3.3% | Q4 2025 | Jan 28, 2026 |
| ORRSTOWN FINANCIAL SERVICES INC | History | No change | 13,640 | 156 | 0.03% | 0.03% | 125 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 13,718 | 156 | 0.09% | 0.1% | 127 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Advisory Services Network, LLC | History | Reduced | 13,576 | 155 | 0.0% | 0.0% | 128 | -9,976 | -42.36% | Q4 2025 | Feb 17, 2026 |
| World Investment Advisors | History | New | 13,075 | 149 | 0.0% | — | 129 | +13,075 | New | Q4 2025 | Mar 12, 2026 |
| AlphaCore Capital LLC | History | Added to | 12,914 | 147 | 0.0% | 0.0% | 130 | +1,025 | 8.62% | Q4 2025 | Feb 05, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 12,213 | 139 | 0.01% | 0.01% | 131 | -1,838 | -13.08% | Q4 2025 | Jan 20, 2026 |
| EASTERLY INVESTMENT PARTNERS LLC | History | Added to | 12,148 | 138 | 0.01% | 0.01% | 132 | +672 | 5.86% | Q4 2025 | Feb 10, 2026 |
| Founders Financial Alliance, LLC | History | Reduced | 11,987 | 137 | 0.03% | 0.03% | 133 | -1,600 | -11.78% | Q4 2025 | Feb 12, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 11,936 | 136 | 0.0% | 0.0% | 134 | -3,679 | -23.56% | Q4 2025 | Feb 13, 2026 |
| Sowell Financial Services LLC | History | New | 11,808 | 135 | 0.0% | — | 135 | +11,808 | New | Q4 2025 | Jan 21, 2026 |
| Tyche Wealth Partners LLC | History | Reduced | 11,500 | 131 | 0.02% | 0.05% | 136 | -12,000 | -51.06% | Q4 2025 | Jan 23, 2026 |
| Sovereign Financial Group, Inc. | History | Reduced | 11,112 | 127 | 0.02% | 0.03% | 137 | -100 | -0.89% | Q4 2025 | Jan 07, 2026 |
| Permanens Capital L.P. | History | No change | 11,029 | 126 | 0.02% | 0.02% | 138 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 10,825 | 124 | 0.0% | — | 139 | +10,825 | New | Q4 2025 | Feb 05, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 10,901 | 124 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 10,730 | 122 | 0.0% | 0.0% | 141 | -5,333 | -33.2% | Q4 2025 | Feb 02, 2026 |
| MRA Advisory Group | History | Added to | 10,554 | 120 | 0.05% | 0.05% | 143 | +337 | 3.3% | Q4 2025 | Jan 16, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 10,500 | 120 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| DECISION INVESTMENTS, INC | History | New | 10,430 | 119 | 0.13% | — | 144 | +10,430 | New | Q4 2025 | Feb 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 10,377 | 118 | 0.0% | 0.0% | 145 | -1 | -0.01% | Q4 2025 | Feb 17, 2026 |
| Kingsview Wealth Management, LLC | History | New | 10,049 | 114 | 0.0% | — | 146 | +10,049 | New | Q4 2025 | Feb 09, 2026 |
| Kestra Advisory Services, LLC | History | New | 9,490 | 108 | 0.0% | — | 147 | +9,490 | New | Q4 2025 | Feb 13, 2026 |
| Parkside Financial Bank & Trust | History | Added to | 7,751 | 88 | 0.01% | 0.01% | 148 | +248 | 3.31% | Q4 2025 | Feb 13, 2026 |
| Westchester Capital Management, LLC | History | No change | 7,702 | 88 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 7,161 | 81 | 0.0% | 0.0% | 150 | +1,403 | 24.37% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 6,409 | 73 | 0.0% | 0.0% | 151 | -373 | -5.5% | Q4 2025 | Feb 09, 2026 |
| REDMONT WEALTH ADVISORS LLC | History | Reduced | 5,574 | 63 | 0.1% | 0.22% | 152 | -7,480 | -57.3% | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 5,480 | 62 | 0.0% | 0.0% | 153 | -74,240 | -93.13% | Q4 2025 | Mar 16, 2026 |
| Parallel Advisors, LLC | History | Reduced | 4,669 | 53 | 0.0% | 0.0% | 154 | -2,848 | -37.89% | Q4 2025 | Feb 11, 2026 |
| Access Investment Management LLC | History | No change | 4,000 | 47 | 0.01% | 0.01% | 155 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| FINANCIAL CONSULATE, INC | History | Added to | 3,968 | 45 | 0.01% | 0.01% | 156 | +127 | 3.31% | Q4 2025 | Jan 22, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 3,884 | 44 | 0.0% | 0.0% | 157 | +770 | 24.73% | Q4 2025 | Feb 17, 2026 |
| State of Alaska, Department of Revenue | History | No change | 3,871 | 44 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,675 | 42 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 3,500 | 40 | 0.01% | 0.01% | 160 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| SIGNATUREFD, LLC | History | Added to | 3,447 | 39 | 0.0% | 0.0% | 161 | +60 | 1.77% | Q4 2025 | Jan 20, 2026 |
| Allworth Financial LP | History | New | 3,356 | 38 | 0.0% | — | 162 | +3,356 | New | Q4 2025 | Feb 05, 2026 |
| Advocate Investing Services LLC | History | New | 3,133 | 35 | 0.03% | — | 163 | +3,133 | New | Q4 2025 | Feb 12, 2026 |
| Sound Income Strategies, LLC | History | Added to | 2,989 | 34 | 0.0% | 0.0% | 164 | +1,871 | 167.35% | Q4 2025 | Jan 21, 2026 |
| Arax Advisory Partners | History | No change | 2,424 | 27 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Activest Wealth Management | History | No change | 2,266 | 25 | 0.0% | 0.01% | 166 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 1,799 | 20 | 0.0% | 0.0% | 167 | -5,200 | -74.3% | Q4 2025 | Feb 12, 2026 |
| Cape Investment Advisory, Inc. | History | New | 1,784 | 20 | 0.01% | — | 168 | +1,784 | New | Q4 2025 | Feb 17, 2026 |
| IFP Advisors, Inc | History | Added to | 1,515 | 17 | 0.0% | 0.0% | 169 | +1 | 0.07% | Q4 2025 | Feb 06, 2026 |
| Founders Capital Management | History | No change | 1,500 | 17 | 0.01% | 0.01% | 170 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| CoreCap Advisors, LLC | History | Added to | 1,465 | 16 | 0.0% | 0.0% | 171 | +333 | 29.42% | Q4 2025 | Jan 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 1,253 | 14 | 0.0% | — | 173 | +1,253 | New | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Added to | 1,190 | 14 | 0.0% | 0.0% | 172 | +167 | 16.32% | Q4 2025 | Jan 26, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Reduced | 1,138 | 13 | 0.0% | 0.0% | 174 | -6,080 | -84.23% | Q4 2025 | Feb 10, 2026 |
| Anchor Investment Management, LLC | History | Reduced | 1,145 | 13 | 0.0% | 0.0% | 175 | -1,432 | -55.57% | Q4 2025 | Feb 26, 2026 |
| GPS Wealth Strategies Group, LLC | History | Added to | 1,114 | 12 | 0.01% | 0.0% | 176 | +35 | 3.24% | Q4 2025 | Feb 06, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 919 | 10 | 0.01% | — | 179 | +919 | New | Q4 2025 | Feb 11, 2026 |
| Decker Retirement Planning Inc. | History | New | 875 | 10 | 0.0% | — | 178 | +875 | New | Q4 2025 | Jan 26, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 896 | 10 | 0.0% | 0.0% | 177 | +333 | 59.15% | Q4 2025 | Feb 10, 2026 |
| NCP Inc. | History | New | 823 | 9 | 0.01% | — | 180 | +823 | New | Q4 2025 | Feb 17, 2026 |
| Financial Gravity Asset Management, Inc. | History | Reduced | 750 | 8 | 0.0% | 0.0% | 182 | -250 | -25.0% | Q4 2025 | Feb 13, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Added to | 722 | 8 | 0.0% | 0.0% | 181 | +222 | 44.4% | Q4 2025 | Feb 09, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 620 | 7 | 0.0% | 0.0% | 183 | +36 | 6.16% | Q4 2025 | Jan 23, 2026 |
| Aventura Private Wealth, LLC | History | Added to | 619 | 7 | 0.0% | 0.0% | 184 | +20 | 3.34% | Q4 2025 | Jan 07, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 480 | 5 | 0.0% | — | 187 | +480 | New | Q4 2025 | Feb 18, 2026 |
| ASSETMARK, INC | History | No change | 500 | 5 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 445 | 5 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Triumph Capital Management | History | New | 360 | 4 | 0.0% | — | 188 | +360 | New | Q4 2025 | Feb 12, 2026 |
| NBC SECURITIES, INC. | History | No change | 300 | 3 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Cheviot Value Management, LLC | History | No change | 333 | 3 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Newbridge Financial Services Group, Inc. | History | No change | 276 | 3 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Key FInancial Inc | History | No change | 150 | 1 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -122,591 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101,666 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Whipplewood Advisors, LLC | History | Reduced | 39 | 0 | — | 0.33% | — | -42,003 | -99.91% | Q4 2025 | Feb 17, 2026 |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -33,674 | -100.0% | Q3 2025 | Oct 29, 2025 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -30,303 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PEAK6 LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,800 | -100.0% | Q3 2025 | Mar 30, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -22,271 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Essex Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -14,640 | -100.0% | Q3 2025 | Nov 07, 2025 |
| FOX RUN MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.03% | — | -14,175 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Accel Wealth Management | History | Closed out | 0 | 0 | — | 0.04% | — | -11,000 | -100.0% | Q3 2025 | Oct 08, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,335 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRIVATE MANAGEMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,317 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Stablepoint Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,255 | -100.0% | Q3 2025 | Nov 03, 2025 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,700 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Security National Bank | History | Closed out | 0 | 0 | — | 0.01% | — | -6,044 | -100.0% | Q3 2025 | Oct 20, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,518 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -135 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TRUST CO OF VERMONT | History | Closed out | 0 | 0 | — | 0.0% | — | -91 | -100.0% | Q3 2025 | Oct 14, 2025 |
| Caitong International Asset Management Co., Ltd | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Mar 03, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 50 | 0 | — | — | — | +2 | 4.17% | Q4 2025 | Jan 28, 2026 |
| Smallwood Wealth Investment Management, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Frazier Financial Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |