MidCap Financial Investment Corp - MFIC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | History | Added to | 3,237,783 | 36,392 | 0.38% | 0.45% | 1 | +100,000 | 3.19% | Q1 2026 | May 12, 2026 |
| Apollo Management Holdings, L.P. | History | Reduced | 2,348,747 | 26,399 | 0.35% | 0.22% | 2 | -40,123 | -1.68% | Q1 2026 | May 15, 2026 |
| SOROS FUND MANAGEMENT LLC | History | New | 1,944,500 | 21,856 | 0.24% | — | 3 | +1,944,500 | New | Q1 2026 | May 15, 2026 |
| Next Capital Management LLC | History | Added to | 1,871,652 | 21,037 | 6.37% | 5.44% | 4 | +387,303 | 26.09% | Q1 2026 | May 07, 2026 |
| UBS Group AG | History | Reduced | 1,818,285 | 20,437 | 0.0% | 0.0% | 5 | -206,027 | -10.18% | Q1 2026 | May 05, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 1,811,169 | 20,358 | 0.02% | 0.02% | 6 | -510,431 | -21.99% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 1,614,619 | 18,148 | 0.0% | 0.0% | 7 | -129,062 | -7.4% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 1,294,585 | 14,551 | 0.0% | 0.0% | 8 | +383,544 | 42.1% | Q1 2026 | May 12, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 783,193 | 8,803 | 0.01% | 0.0% | 9 | +518,878 | 196.31% | Q1 2026 | May 08, 2026 |
| Legal & General Group Plc | History | Added to | 725,413 | 8,157 | 0.0% | 0.0% | 10 | +73,562 | 11.29% | Q1 2026 | May 08, 2026 |
| Muzinich & Co., Inc. | History | Added to | 716,498 | 8,053 | 2.82% | 2.57% | 11 | +1,722 | 0.24% | Q1 2026 | Apr 23, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | New | 654,211 | 7,353 | 0.0% | — | 12 | +654,211 | New | Q1 2026 | May 15, 2026 |
| CURA WEALTH ADVISORS, LLC | History | Reduced | 613,918 | 6,900 | 3.09% | 2.78% | 13 | -28,000 | -4.36% | Q1 2026 | May 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 607,486 | 6,828 | 0.0% | 0.0% | 14 | +121,080 | 24.89% | Q1 2026 | May 14, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 549,575 | 6,177 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| ARES MANAGEMENT LLC | History | No change | 545,532 | 6,131 | 0.4% | 0.36% | 16 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Callodine Capital Management, LP | History | Reduced | 458,108 | 5,149 | 0.36% | 0.44% | 17 | -25,300 | -5.23% | Q1 2026 | May 15, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | Reduced | 434,228 | 4,880 | 0.41% | 0.42% | 18 | -21,989 | -4.82% | Q1 2026 | May 11, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 433,541 | 4,872 | 0.06% | 0.07% | 19 | -52,903 | -10.88% | Q1 2026 | May 11, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 428,642 | 4,817 | 0.0% | 0.0% | 20 | -16,660 | -3.74% | Q1 2026 | May 13, 2026 |
| BlackRock, Inc. | History | Added to | 403,868 | 4,539 | 0.0% | 0.0% | 21 | +87,664 | 27.72% | Q1 2026 | May 13, 2026 |
| Ethos Financial Group, LLC | History | No change | 393,598 | 4,498 | 0.33% | 0.33% | 22 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| CASTLEKEEP INVESTMENT ADVISORS LLC | History | Added to | 396,173 | 4,452 | 2.41% | 1.99% | 23 | +11,236 | 2.92% | Q1 2026 | May 11, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 360,807 | 4,055 | 0.02% | 0.02% | 24 | +10,736 | 3.07% | Q1 2026 | May 05, 2026 |
| XTX Topco Ltd | History | Added to | 342,330 | 3,847 | 0.07% | 0.04% | 25 | +207,033 | 153.02% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 298,288 | 3,352 | 0.0% | 0.0% | 26 | -6,411 | -2.1% | Q1 2026 | May 11, 2026 |
| United Advisor Group, LLC | History | Added to | 270,052 | 3,035 | 0.37% | 0.36% | 27 | +14,334 | 5.61% | Q1 2026 | Apr 17, 2026 |
| LPL Financial LLC | History | Reduced | 261,745 | 2,942 | 0.0% | 0.0% | 28 | -55,725 | -17.55% | Q1 2026 | May 06, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 255,278 | 2,869 | 0.05% | 0.05% | 29 | +7,085 | 2.85% | Q1 2026 | May 15, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 249,306 | 2,802 | 0.03% | 0.02% | 30 | +7,942 | 3.29% | Q1 2026 | Apr 16, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 248,521 | 2,793 | 0.0% | 0.01% | 31 | -138,978 | -35.87% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 214,871 | 2,415 | 0.0% | 0.0% | 32 | -4,178 | -1.91% | Q1 2026 | May 15, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 204,156 | 2,294 | 0.0% | 0.0% | 33 | -1,504 | -0.73% | Q1 2026 | May 14, 2026 |
| Naviter Wealth, LLC | History | Added to | 197,475 | 2,219 | 0.28% | 0.25% | 34 | +30,461 | 18.24% | Q1 2026 | Apr 10, 2026 |
| Crawford Fund Management, LLC | History | Added to | 185,000 | 2,079 | 0.4% | 0.12% | 35 | +105,000 | 131.25% | Q1 2026 | May 15, 2026 |
| VARCOV Co. | History | Added to | 178,913 | 2,010 | 0.75% | 0.11% | 36 | +155,181 | 653.89% | Q1 2026 | May 15, 2026 |
| DnB Asset Management AS | History | No change | 153,358 | 1,723 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Lansforsakringar Fondforvaltning AB (publ) | History | Added to | 145,576 | 1,636 | 0.01% | 0.01% | 38 | +26,362 | 22.11% | Q1 2026 | Apr 23, 2026 |
| Almitas Capital LLC | History | Added to | 140,477 | 1,578 | 0.36% | 0.34% | 39 | +5,000 | 3.69% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 132,623 | 1,490 | 0.05% | 0.04% | 40 | -598 | -0.45% | Q1 2026 | Apr 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 131,473 | 1,477 | 0.0% | 0.0% | 41 | -15,286 | -10.42% | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | Added to | 130,766 | 1,469 | 0.0% | 0.0% | 42 | +28,700 | 28.12% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 128,273 | 1,441 | 0.0% | 0.0% | 43 | -12,772 | -9.06% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 125,370 | 1,409 | 0.0% | 0.0% | 44 | -8,171 | -6.12% | Q1 2026 | May 15, 2026 |
| SHARPEPOINT LLC | History | Added to | 124,177 | 1,395 | 0.83% | 0.71% | 45 | +20,608 | 19.9% | Q1 2026 | May 05, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 123,567 | 1,388 | 0.0% | 0.0% | 46 | +3,590 | 2.99% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 120,098 | 1,349 | 0.0% | 0.0% | 47 | +65,098 | 118.36% | Q1 2026 | May 15, 2026 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Reduced | 117,182 | 1,317 | 0.02% | 0.02% | 48 | -6,175 | -5.01% | Q1 2026 | Apr 01, 2026 |
| Magnetar Financial LLC | History | New | 112,559 | 1,265 | 0.01% | — | 49 | +112,559 | New | Q1 2026 | May 13, 2026 |
| Global Wealth Management Investment Advisory, Inc. | History | Added to | 112,373 | 1,263 | 0.2% | 0.18% | 50 | +15,139 | 15.57% | Q1 2026 | May 01, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 101,371 | 1,145 | 0.0% | 0.0% | 51 | +56,703 | 126.94% | Q1 2026 | May 14, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 101,284 | 1,138 | 0.02% | 0.02% | 52 | -1,661 | -1.61% | Q1 2026 | May 18, 2026 |
| HBK INVESTMENTS L P | History | Reduced | 100,000 | 1,124 | 0.01% | 0.02% | 53 | -105,500 | -51.34% | Q1 2026 | May 15, 2026 |
| LSV ASSET MANAGEMENT | History | No change | 96,100 | 1,080 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 91,368 | 1,026 | 0.03% | 0.06% | 55 | -68,307 | -42.78% | Q1 2026 | May 13, 2026 |
| COMERICA BANK | History | No change | 86,137 | 985 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Garner Asset Management Corp | History | Reduced | 86,575 | 973 | 0.38% | 0.65% | 57 | -62,330 | -41.86% | Q1 2026 | Apr 28, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 84,777 | 952 | 0.0% | — | 58 | +84,777 | New | Q1 2026 | May 15, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 82,034 | 922 | 0.0% | 0.0% | 59 | -43,361 | -34.58% | Q1 2026 | May 15, 2026 |
| STEPHENS INC /AR/ | History | No change | 79,954 | 898 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 79,000 | 887 | 0.0% | 0.0% | 61 | +77,201 | 4291.33% | Q1 2026 | May 13, 2026 |
| HighTower Advisors, LLC | History | Added to | 77,616 | 872 | 0.0% | 0.0% | 62 | +2,739 | 3.66% | Q1 2026 | May 05, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 76,527 | 860 | 0.0% | 0.0% | 63 | -97,128 | -55.93% | Q1 2026 | May 15, 2026 |
| Alpine Global Management, LLC | History | New | 73,766 | 829 | 0.12% | — | 64 | +73,766 | New | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | Reduced | 73,707 | 828 | 0.0% | 0.0% | 65 | -125,342 | -62.97% | Q1 2026 | May 15, 2026 |
| Sigma Planning Corp | History | Added to | 73,561 | 826 | 0.02% | 0.02% | 66 | +1,719 | 2.39% | Q1 2026 | May 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 68,478 | 769 | 0.0% | 0.0% | 67 | +13,743 | 25.11% | Q1 2026 | May 04, 2026 |
| Lido Advisors, LLC | History | Added to | 67,218 | 755 | 0.0% | 0.0% | 68 | +2,397 | 3.7% | Q1 2026 | May 13, 2026 |
| DRW Securities, LLC | History | New | 63,487 | 713 | 0.01% | — | 69 | +63,487 | New | Q1 2026 | May 13, 2026 |
| Millennium Capital Advisors, LLC | History | Added to | 61,823 | 694 | 0.43% | 0.39% | 70 | +4,600 | 8.04% | Q1 2026 | May 11, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 59,731 | 671 | 0.07% | 0.08% | 71 | -2,031 | -3.29% | Q1 2026 | May 08, 2026 |
| Camelot Portfolios, LLC | History | Reduced | 57,685 | 648 | 0.48% | 0.41% | 72 | -1,366 | -2.31% | Q1 2026 | May 08, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 57,327 | 644 | 0.01% | 0.01% | 73 | -4,878 | -7.84% | Q1 2026 | Apr 17, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 55,212 | 620 | 0.17% | 0.19% | 74 | -5,024 | -8.34% | Q1 2026 | May 14, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | No change | 53,630 | 602 | 0.33% | 0.33% | 75 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 45,418 | 510 | 0.01% | 0.01% | 76 | +3,283 | 7.79% | Q1 2026 | May 13, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 43,421 | 488 | 0.0% | 0.0% | 77 | +8,457 | 24.19% | Q1 2026 | May 15, 2026 |
| TCFG Investment Advisors, LLC | History | New | 42,349 | 476 | 0.18% | — | 79 | +42,349 | New | Q1 2026 | May 05, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Added to | 42,349 | 476 | 0.18% | 0.19% | 78 | +693 | 1.66% | Q1 2026 | Apr 23, 2026 |
| Bayshore Capital Advisors, LLC | History | New | 40,000 | 449 | 0.19% | — | 80 | +40,000 | New | Q1 2026 | Apr 14, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | Added to | 39,113 | 439 | 0.1% | 0.1% | 81 | +1,400 | 3.71% | Q1 2026 | Apr 28, 2026 |
| SHUFRO ROSE & CO LLC | History | No change | 37,267 | 418 | 0.03% | 0.03% | 82 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 37,014 | 416 | 0.0% | 0.0% | 83 | -18,615 | -33.46% | Q1 2026 | May 12, 2026 |
| NewGen Asset Management Ltd | History | New | 35,000 | 393 | 0.15% | — | 84 | +35,000 | New | Q1 2026 | May 08, 2026 |
| Stablepoint Partners, LLC | History | New | 34,475 | 387 | 0.06% | — | 85 | +34,475 | New | Q1 2026 | Apr 30, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 34,354 | 386 | 0.0% | 0.0% | 86 | -215,953 | -86.28% | Q1 2026 | May 12, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 33,873 | 380 | 0.39% | 1.24% | 87 | -150,019 | -81.58% | Q1 2026 | May 11, 2026 |
| CAXTON ASSOCIATES LLP | History | Added to | 33,741 | 379 | 0.01% | 0.01% | 88 | +11,300 | 50.35% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 32,638 | 366 | 0.0% | 0.0% | 89 | -2,010 | -5.8% | Q1 2026 | Apr 27, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 29,652 | 333 | 0.01% | 0.01% | 90 | -775 | -2.55% | Q1 2026 | Apr 21, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 29,522 | 323 | 0.0% | 0.0% | 91 | -14,944 | -33.61% | Q1 2026 | May 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 28,799 | 323 | 0.0% | 0.0% | 92 | -5,698 | -16.52% | Q1 2026 | May 08, 2026 |
| Squarepoint Ops LLC | History | Added to | 26,245 | 294 | 0.0% | 0.0% | 93 | +7,923 | 43.24% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 25,900 | 291 | 0.02% | 0.02% | 94 | +39 | 0.15% | Q1 2026 | May 01, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 24,254 | 277 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Tyche Wealth Partners LLC | History | Added to | 23,500 | 264 | 0.04% | 0.02% | 96 | +12,000 | 104.35% | Q1 2026 | May 06, 2026 |
| DKM Wealth Management, Inc. | History | No change | 23,500 | 264 | 0.19% | 0.2% | 97 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 23,123 | 259 | 0.0% | 0.0% | 98 | -41,977 | -64.48% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 22,932 | 257 | 0.0% | 0.0% | 99 | -5,483 | -19.3% | Q1 2026 | May 13, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 22,333 | 251 | 0.0% | 0.0% | 100 | +133 | 0.6% | Q1 2026 | Apr 28, 2026 |
| Generali Investments CEE, investicni spolecnost, a.s. | History | No change | 22,281 | 250 | 0.01% | 0.02% | 101 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 21,778 | 244 | 0.0% | 0.0% | 102 | +2,528 | 13.13% | Q1 2026 | Apr 27, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 20,041 | 219 | 0.01% | 0.01% | 103 | +738 | 3.82% | Q1 2026 | Apr 24, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 19,133 | 215 | 0.02% | 0.01% | 104 | +1,800 | 10.38% | Q1 2026 | May 20, 2026 |
| Everstar Asset Management, LLC | History | Reduced | 18,650 | 209 | 0.11% | 0.12% | 105 | -1,500 | -7.44% | Q1 2026 | Apr 16, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 18,341 | 206 | 0.02% | 0.02% | 106 | +249 | 1.38% | Q1 2026 | Apr 22, 2026 |
| ProShare Advisors LLC | History | Reduced | 18,317 | 205 | 0.0% | 0.0% | 107 | -214 | -1.15% | Q1 2026 | Apr 24, 2026 |
| &PARTNERS | History | Added to | 17,665 | 198 | 0.0% | 0.0% | 108 | +1,013 | 6.08% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 17,088 | 192 | 0.0% | 0.0% | 109 | +7,598 | 80.06% | Q1 2026 | Apr 30, 2026 |
| Americana Partners, LLC | History | No change | 16,952 | 190 | 0.0% | 0.01% | 110 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Papamarkou Wellner Asset Management inc. | History | No change | 16,941 | 190 | 0.12% | 0.12% | 111 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | Added to | 15,597 | 175 | 0.0% | 0.0% | 112 | +2,021 | 14.89% | Q1 2026 | May 15, 2026 |
| Anfield Capital Management, LLC | History | Added to | 15,499 | 174 | 0.05% | 0.05% | 113 | +1,434 | 10.2% | Q1 2026 | May 12, 2026 |
| nVerses Capital, LLC | History | New | 15,337 | 172 | 0.16% | — | 114 | +15,337 | New | Q1 2026 | May 13, 2026 |
| IMC-Chicago, LLC | History | Reduced | 14,424 | 162 | 0.0% | 0.0% | 115 | -11,976 | -45.36% | Q1 2026 | May 05, 2026 |
| Entropy Technologies, LP | History | New | 14,235 | 160 | 0.01% | — | 116 | +14,235 | New | Q1 2026 | May 14, 2026 |
| Empowered Funds, LLC | History | New | 14,045 | 157 | 0.0% | — | 118 | +14,045 | New | Q1 2026 | May 14, 2026 |
| HB Wealth Management, LLC | History | Added to | 14,012 | 157 | 0.0% | 0.0% | 117 | +345 | 2.52% | Q1 2026 | Apr 27, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 13,718 | 154 | 0.09% | 0.09% | 119 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Headlands Technologies LLC | History | New | 12,824 | 144 | 0.02% | — | 120 | +12,824 | New | Q1 2026 | May 13, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 12,758 | 143 | 0.03% | 0.03% | 121 | +771 | 6.43% | Q1 2026 | May 11, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 11,936 | 134 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| First Affirmative Financial Network | History | New | 11,812 | 132 | 0.05% | — | 123 | +11,812 | New | Q1 2026 | May 11, 2026 |
| World Investment Advisors | History | Reduced | 11,527 | 129 | 0.0% | 0.0% | 124 | -1,548 | -11.84% | Q1 2026 | Apr 27, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 11,079 | 124 | 0.0% | 0.0% | 125 | +349 | 3.25% | Q1 2026 | Apr 23, 2026 |
| Sovereign Financial Group, Inc. | History | No change | 11,112 | 124 | 0.02% | 0.02% | 126 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| DECISION INVESTMENTS, INC | History | Added to | 11,030 | 123 | 0.14% | 0.13% | 128 | +600 | 5.75% | Q1 2026 | Apr 21, 2026 |
| Permanens Capital L.P. | History | No change | 11,029 | 123 | 0.02% | 0.02% | 127 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 10,901 | 122 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | New | 10,792 | 121 | 0.0% | — | 131 | +10,792 | New | Q1 2026 | May 14, 2026 |
| MRA Advisory Group | History | Added to | 10,844 | 121 | 0.05% | 0.05% | 130 | +290 | 2.75% | Q1 2026 | Apr 22, 2026 |
| AlphaCore Capital LLC | History | Reduced | 10,633 | 119 | 0.0% | 0.0% | 132 | -2,281 | -17.66% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 10,587 | 118 | 0.0% | — | 135 | +10,587 | New | Q1 2026 | May 01, 2026 |
| Sowell Financial Services LLC | History | Reduced | 10,564 | 118 | 0.0% | 0.0% | 134 | -1,244 | -10.54% | Q1 2026 | Apr 20, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 10,500 | 118 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 10,333 | 116 | 0.0% | 0.0% | 136 | -44 | -0.42% | Q1 2026 | May 15, 2026 |
| Bank Pictet & Cie (Europe) AG | History | New | 10,045 | 112 | 0.0% | — | 137 | +10,045 | New | Q1 2026 | Apr 14, 2026 |
| LB Partners LLC | History | New | 10,000 | 112 | 0.1% | — | 138 | +10,000 | New | Q1 2026 | Apr 24, 2026 |
| Parkside Financial Bank & Trust | History | Added to | 7,965 | 89 | 0.01% | 0.01% | 139 | +214 | 2.76% | Q1 2026 | May 13, 2026 |
| Westchester Capital Management, LLC | History | No change | 7,702 | 86 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 7,257 | 81 | 0.0% | 0.0% | 141 | +848 | 13.23% | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 6,507 | 73 | 0.0% | 0.01% | 142 | -5,706 | -46.72% | Q1 2026 | Apr 17, 2026 |
| SIMPLEX TRADING, LLC | History | New | 5,700 | 64 | 0.0% | — | 143 | +5,700 | New | Q1 2026 | May 14, 2026 |
| REDMONT WEALTH ADVISORS LLC | History | No change | 5,574 | 63 | 0.1% | 0.1% | 144 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FINANCIAL CONSULATE, INC | History | Added to | 4,078 | 45 | 0.01% | 0.01% | 145 | +110 | 2.77% | Q1 2026 | Apr 21, 2026 |
| Access Investment Management LLC | History | No change | 4,000 | 44 | 0.01% | 0.01% | 146 | 0 | 0.0% | Q1 2026 | May 21, 2026 |
| State of Alaska, Department of Revenue | History | No change | 3,871 | 43 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,675 | 42 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 3,805 | 41 | 0.0% | 0.0% | 149 | -79 | -2.03% | Q1 2026 | May 15, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 3,500 | 39 | 0.01% | 0.01% | 150 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Allworth Financial LP | History | Added to | 3,456 | 38 | 0.0% | 0.0% | 151 | +100 | 2.98% | Q1 2026 | May 14, 2026 |
| Advocate Investing Services LLC | History | No change | 3,133 | 35 | 0.03% | 0.03% | 152 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 3,042 | 34 | 0.0% | 0.0% | 153 | -11,100 | -78.49% | Q1 2026 | May 08, 2026 |
| Sound Income Strategies, LLC | History | No change | 2,989 | 33 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 2,421 | 27 | 0.0% | 0.0% | 155 | -4,740 | -66.19% | Q1 2026 | May 15, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 2,400 | 26 | 0.01% | — | 156 | +2,400 | New | Q1 2026 | Apr 13, 2026 |
| Activest Wealth Management | History | No change | 2,266 | 25 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| CHESAPEAKE ASSET MANAGEMENT LLC | History | New | 1,950 | 21 | 0.02% | — | 158 | +1,950 | New | Q1 2026 | May 12, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 1,521 | 17 | 0.0% | 0.0% | 160 | -3,959 | -72.24% | Q1 2026 | May 14, 2026 |
| IFP Advisors, Inc | History | No change | 1,515 | 17 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,465 | 16 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 1,332 | 14 | 0.0% | 0.0% | 162 | -2,115 | -61.36% | Q1 2026 | Apr 07, 2026 |
| CWM, LLC | History | Added to | 1,299 | 14 | 0.0% | 0.0% | 163 | +109 | 9.16% | Q1 2026 | May 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 1,253 | 14 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | No change | 1,138 | 12 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Anchor Investment Management, LLC | History | No change | 1,145 | 12 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 1,114 | 12 | 0.01% | 0.01% | 167 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Parallel Advisors, LLC | History | Reduced | 905 | 10 | 0.0% | 0.0% | 169 | -3,764 | -80.62% | Q1 2026 | May 07, 2026 |
| Western Wealth Management, LLC | History | New | 974 | 10 | 0.0% | — | 171 | +974 | New | Q1 2026 | May 19, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 896 | 10 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 919 | 10 | 0.01% | 0.01% | 170 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 750 | 8 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| US BANCORP \DE\ | History | Reduced | 626 | 7 | 0.0% | 0.0% | 173 | -20,400 | -97.02% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | Reduced | 700 | 7 | 0.0% | 0.0% | 174 | -1,724 | -71.12% | Q1 2026 | May 13, 2026 |
| Aventura Private Wealth, LLC | History | Added to | 636 | 7 | 0.0% | 0.0% | 175 | +17 | 2.75% | Q1 2026 | May 05, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 593 | 6 | 0.0% | 0.0% | 176 | -27 | -4.35% | Q1 2026 | Apr 07, 2026 |
| ASSETMARK, INC | History | No change | 500 | 5 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 445 | 5 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Triumph Capital Management | History | No change | 360 | 4 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CVA Family Office, LLC | History | New | 333 | 3 | 0.0% | — | 182 | +333 | New | Q1 2026 | Apr 29, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 333 | 3 | 0.0% | — | 183 | +333 | New | Q1 2026 | May 07, 2026 |
| NBC SECURITIES, INC. | History | No change | 300 | 3 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Cheviot Value Management, LLC | History | No change | 333 | 3 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 216 | 2 | 0.0% | — | 184 | +166 | 332.0% | Q1 2026 | May 04, 2026 |
| Key FInancial Inc | History | No change | 150 | 1 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Diameter Capital Partners LP | History | Closed out | 0 | 0 | — | 1.06% | — | -1,013,005 | -100.0% | Q1 2026 | May 15, 2026 |
| North Ground Capital | History | Closed out | 0 | 0 | — | 3.7% | — | -651,326 | -100.0% | Q1 2026 | May 11, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -414,430 | -100.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -364,142 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Trexquant Investment LP | History | Closed out | 0 | 0 | — | 0.01% | — | -101,212 | -100.0% | Q1 2026 | May 15, 2026 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.03% | — | -67,607 | -100.0% | Q1 2026 | May 13, 2026 |
| MQS Management LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -52,193 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -48,637 | -100.0% | Q1 2026 | May 14, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -42,940 | -100.0% | Q1 2026 | May 14, 2026 |
| LeClair Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -40,885 | -100.0% | Q1 2026 | May 05, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -40,242 | -100.0% | Q1 2026 | May 14, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 0.16% | — | -34,889 | -100.0% | Q1 2026 | May 15, 2026 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,824 | -100.0% | Q1 2026 | May 15, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,400 | -100.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,960 | -100.0% | Q1 2026 | May 14, 2026 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | Closed out | 0 | 0 | — | 0.05% | — | -24,927 | -100.0% | Q1 2026 | May 14, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -24,108 | -100.0% | Q1 2026 | Apr 20, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,927 | -100.0% | Q1 2026 | May 15, 2026 |
| Dynamic Technology Lab Private Ltd | History | Closed out | 0 | 0 | — | 0.05% | — | -18,153 | -100.0% | Q1 2026 | May 15, 2026 |
| Shade Tree Advisors LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -17,099 | -100.0% | Q1 2026 | May 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,795 | -100.0% | Q1 2026 | May 15, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -14,142 | -100.0% | Q1 2026 | May 12, 2026 |
| ORRSTOWN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.03% | — | -13,640 | -100.0% | Q1 2026 | Apr 08, 2026 |
| EASTERLY INVESTMENT PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,148 | -100.0% | Q1 2026 | May 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,825 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,049 | -100.0% | Q1 2026 | May 12, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,784 | -100.0% | Q1 2026 | May 15, 2026 |
| Founders Capital Management | History | Closed out | 0 | 0 | — | 0.01% | — | -1,500 | -100.0% | Q1 2026 | Apr 21, 2026 |
| Decker Retirement Planning Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -875 | -100.0% | Q1 2026 | Apr 20, 2026 |
| NCP Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -823 | -100.0% | Q1 2026 | May 08, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -722 | -100.0% | Q1 2026 | May 01, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -480 | -100.0% | Q1 2026 | May 11, 2026 |
| NFSG Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -276 | -100.0% | Q1 2026 | May 05, 2026 |
| Whipplewood Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -39 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2026 | May 11, 2026 |
| Frazier Financial Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 05, 2026 |
| Smallwood Wealth Investment Management, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |