PennantPark Floating Rate Capital Ltd. - PFLT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC | History | Added to | 4,940,809 | 39,575 | 1.91% | 2.09% | 1 | +296,851 | 6.39% | Q1 2026 | Apr 27, 2026 |
| UBS Group AG | History | Added to | 2,020,025 | 16,241 | 0.0% | 0.0% | 2 | +652,583 | 47.72% | Q1 2026 | May 05, 2026 |
| Invesco Ltd. | History | Added to | 1,807,110 | 14,529 | 0.0% | 0.0% | 3 | +584,413 | 47.8% | Q1 2026 | May 12, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 1,805,312 | 14,515 | 0.01% | 0.02% | 4 | -525,847 | -22.56% | Q1 2026 | May 15, 2026 |
| Diameter Capital Partners LP | History | Added to | 1,655,246 | 13,308 | 1.25% | 1.0% | 5 | +470,770 | 39.75% | Q1 2026 | May 15, 2026 |
| Altshuler Shaham Ltd | History | Reduced | 1,029,172 | 8,274 | 0.15% | 0.19% | 6 | -290,984 | -22.04% | Q1 2026 | May 18, 2026 |
| Legal & General Group Plc | History | Added to | 765,087 | 6,155 | 0.0% | 0.0% | 7 | +77,517 | 11.27% | Q1 2026 | May 08, 2026 |
| MORGAN STANLEY | History | Added to | 601,660 | 4,837 | 0.0% | 0.0% | 8 | +24,536 | 4.25% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 399,594 | 3,212 | 0.0% | 0.0% | 9 | -17,471 | -4.19% | Q1 2026 | May 06, 2026 |
| BlackRock, Inc. | History | Reduced | 385,021 | 3,095 | 0.0% | 0.0% | 10 | -296,860 | -43.54% | Q1 2026 | May 13, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 359,336 | 2,889 | 0.05% | 0.05% | 11 | +15,227 | 4.43% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 293,681 | 2,361 | 0.0% | 0.01% | 12 | -103,382 | -26.04% | Q1 2026 | May 15, 2026 |
| GraniteShares Advisors LLC | History | Reduced | 262,767 | 2,112 | 1.52% | 1.65% | 13 | -30,077 | -10.27% | Q1 2026 | Apr 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 216,435 | 1,740 | 0.0% | 0.0% | 14 | +7,796 | 3.74% | Q1 2026 | May 15, 2026 |
| HBK INVESTMENTS L P | History | Reduced | 192,700 | 1,549 | 0.02% | 0.02% | 15 | -100,000 | -34.16% | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 188,207 | 1,513 | 0.0% | 0.0% | 16 | -330,542 | -63.72% | Q1 2026 | May 15, 2026 |
| Trexquant Investment LP | History | Reduced | 177,765 | 1,429 | 0.01% | 0.02% | 17 | -46,113 | -20.6% | Q1 2026 | May 15, 2026 |
| NewEdge Wealth, LLC | History | Added to | 177,682 | 1,428 | 0.02% | 0.02% | 18 | +5,938 | 3.46% | Q1 2026 | May 13, 2026 |
| Muzinich & Co., Inc. | History | Added to | 171,904 | 1,382 | 0.48% | 0.5% | 19 | +1,068 | 0.63% | Q1 2026 | Apr 23, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 160,994 | 1,294 | 0.0% | 0.0% | 20 | -529,057 | -76.67% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 155,925 | 1,253 | 0.0% | 0.0% | 21 | +72,603 | 87.14% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Reduced | 147,801 | 1,188 | 0.02% | 0.04% | 22 | -32,839 | -18.18% | Q1 2026 | May 15, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 147,213 | 1,183 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| PFG Investments, LLC | History | Added to | 140,523 | 1,129 | 0.05% | 0.05% | 24 | +17,016 | 13.78% | Q1 2026 | Apr 27, 2026 |
| Independent Advisor Alliance | History | New | 137,500 | 1,105 | 0.01% | — | 25 | +137,500 | New | Q1 2026 | May 12, 2026 |
| Krilogy Financial LLC | History | No change | 123,880 | 1,071 | 0.03% | 0.04% | 26 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 108,194 | 874 | 0.0% | 0.0% | 27 | -16,928 | -13.53% | Q1 2026 | May 14, 2026 |
| Tidal Investments LLC | History | New | 105,656 | 849 | 0.0% | — | 28 | +105,656 | New | Q1 2026 | May 15, 2026 |
| PFG Advisors | History | Added to | 99,022 | 796 | 0.04% | 0.04% | 29 | +965 | 0.98% | Q1 2026 | May 05, 2026 |
| Cerity Partners LLC | History | Added to | 86,563 | 696 | 0.0% | 0.0% | 30 | +4,553 | 5.55% | Q1 2026 | May 15, 2026 |
| VARCOV Co. | History | Reduced | 85,730 | 689 | 0.26% | 0.37% | 31 | -14,348 | -14.34% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 85,245 | 685 | 0.0% | 0.0% | 32 | +3,931 | 4.83% | Q1 2026 | Apr 30, 2026 |
| Naviter Wealth, LLC | History | Added to | 78,217 | 636 | 0.08% | 0.03% | 33 | +57,451 | 276.66% | Q1 2026 | Apr 10, 2026 |
| CastleKnight Management LP | History | No change | 79,100 | 635 | 0.01% | 0.02% | 34 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 75,014 | 603 | 0.17% | 0.2% | 35 | -4,687 | -5.88% | Q1 2026 | May 14, 2026 |
| Yelin Lapidot Holdings Management Ltd. | History | No change | 74,427 | 598 | 0.12% | 0.14% | 36 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 72,446 | 582 | 0.0% | 0.0% | 37 | +37,288 | 106.06% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 71,580 | 575 | 0.0% | 0.0% | 38 | +375 | 0.53% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Added to | 69,941 | 562 | 0.0% | 0.0% | 39 | +1,663 | 2.44% | Q1 2026 | May 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 67,534 | 542 | 0.0% | 0.0% | 40 | +8,387 | 14.18% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 55,056 | 442 | 0.0% | 0.0% | 41 | -12,941 | -19.03% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 52,991 | 426 | 0.0% | 0.0% | 42 | +8,469 | 19.02% | Q1 2026 | Apr 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 49,530 | 398 | 0.0% | 0.0% | 43 | +3,952 | 8.67% | Q1 2026 | May 04, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 47,307 | 380 | 0.0% | 0.0% | 44 | -3,650 | -7.16% | Q1 2026 | May 12, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 47,034 | 378 | 0.04% | 0.05% | 45 | -1,513 | -3.12% | Q1 2026 | May 08, 2026 |
| Andina Capital Management, LLC | History | New | 46,947 | 377 | 0.33% | — | 46 | +46,947 | New | Q1 2026 | Apr 17, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 44,997 | 361 | 0.0% | 0.0% | 47 | +23,796 | 112.24% | Q1 2026 | May 11, 2026 |
| Vantage Financial Partners, LLC | History | No change | 38,499 | 356 | 0.07% | 0.07% | 48 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Sovran Advisors, LLC | History | Added to | 37,801 | 339 | 0.03% | 0.03% | 49 | +1,337 | 3.67% | Q1 2026 | May 01, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 41,802 | 336 | 0.0% | 0.0% | 50 | +1,661 | 4.14% | Q1 2026 | Apr 22, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | Reduced | 37,243 | 299 | 0.13% | 0.17% | 51 | -8,139 | -17.93% | Q1 2026 | May 15, 2026 |
| DRW Securities, LLC | History | New | 33,205 | 266 | 0.0% | — | 52 | +33,205 | New | Q1 2026 | May 13, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 32,962 | 265 | 0.01% | 0.01% | 53 | -6,300 | -16.05% | Q1 2026 | Apr 21, 2026 |
| GREENWOOD GEARHART LLC | History | New | 29,000 | 233 | 0.01% | — | 55 | +29,000 | New | Q1 2026 | May 06, 2026 |
| Freestone Capital Holdings, LLC | History | Added to | 29,045 | 233 | 0.01% | 0.01% | 54 | +2,000 | 7.4% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 27,629 | 222 | 0.0% | 0.0% | 56 | +5,576 | 25.28% | Q1 2026 | May 15, 2026 |
| CERTUITY, LLC | History | No change | 26,658 | 214 | 0.01% | 0.02% | 57 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Strategic Financial Concepts, LLC | History | New | 26,239 | 210 | 0.05% | — | 58 | +26,239 | New | Q1 2026 | May 12, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 25,455 | 204 | 0.0% | 0.0% | 59 | -4,268 | -14.36% | Q1 2026 | May 15, 2026 |
| Ethos Financial Group, LLC | History | No change | 21,308 | 197 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 24,385 | 196 | 0.0% | 0.0% | 61 | -127,173 | -83.91% | Q1 2026 | May 11, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 22,612 | 181 | 0.01% | 0.02% | 62 | -11,809 | -34.31% | Q1 2026 | Apr 23, 2026 |
| AE Wealth Management LLC | History | Added to | 22,546 | 181 | 0.0% | 0.0% | 63 | +428 | 1.94% | Q1 2026 | May 13, 2026 |
| M&T BANK CORP | History | No change | 21,899 | 176 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| PW Nova Financial Services LLC | History | Added to | 21,547 | 173 | 0.04% | 0.04% | 65 | +10,238 | 90.53% | Q1 2026 | Apr 15, 2026 |
| BEACON INVESTMENT ADVISORS LLC | History | Added to | 21,346 | 171 | 0.06% | 0.08% | 66 | +430 | 2.06% | Q1 2026 | May 14, 2026 |
| Avior Wealth Management, LLC | History | New | 20,751 | 166 | 0.0% | — | 67 | +20,751 | New | Q1 2026 | Apr 09, 2026 |
| CALTON & ASSOCIATES, INC. | History | Added to | 20,574 | 165 | 0.02% | 0.02% | 68 | +7,073 | 52.39% | Q1 2026 | May 13, 2026 |
| Mariner, LLC | History | Added to | 20,186 | 162 | 0.0% | 0.0% | 69 | +8,985 | 80.22% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 19,268 | 154 | 0.0% | 0.0% | 70 | +682 | 3.67% | Q1 2026 | May 14, 2026 |
| Squarepoint Ops LLC | History | New | 18,492 | 148 | 0.0% | — | 71 | +18,492 | New | Q1 2026 | May 15, 2026 |
| Westend Capital Management, LLC | History | New | 17,118 | 137 | 0.04% | — | 72 | +17,118 | New | Q1 2026 | Apr 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 17,000 | 136 | 0.0% | 0.0% | 73 | -247,028 | -93.56% | Q1 2026 | May 12, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 16,896 | 135 | 0.02% | — | 74 | +16,896 | New | Q1 2026 | May 15, 2026 |
| Savvy Advisors, Inc. | History | New | 16,178 | 130 | 0.0% | — | 75 | +16,178 | New | Q1 2026 | May 11, 2026 |
| VestGen Advisors, LLC | History | No change | 14,500 | 127 | 0.0% | 0.01% | 76 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Sunbelt Securities, Inc. | History | No change | 15,729 | 126 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| KW WEALTH MANAGEMENT LLC | History | No change | 13,002 | 120 | 0.18% | 0.18% | 78 | 0 | 0.0% | Q4 2025 | Feb 25, 2026 |
| MIRABELLA FINANCIAL SERVICES LLP | History | New | 14,598 | 117 | 0.01% | — | 79 | +14,598 | New | Q1 2026 | May 12, 2026 |
| Private Advisor Group, LLC | History | Added to | 14,204 | 114 | 0.0% | 0.0% | 80 | +1,110 | 8.48% | Q1 2026 | Apr 24, 2026 |
| Strategies Wealth Advisors, LLC | History | Added to | 14,240 | 114 | 0.01% | 0.01% | 81 | +477 | 3.47% | Q1 2026 | May 15, 2026 |
| Bridgewealth Advisory Group, LLC | History | Added to | 13,042 | 104 | 0.02% | 0.02% | 82 | +1,007 | 8.37% | Q1 2026 | May 14, 2026 |
| Corient Private Wealth LLC | History | Reduced | 12,834 | 103 | 0.0% | 0.0% | 83 | -27 | -0.21% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 12,764 | 102 | 0.0% | 0.0% | 84 | -32,522 | -71.81% | Q1 2026 | May 14, 2026 |
| Lido Advisors, LLC | History | Added to | 12,566 | 102 | 0.0% | 0.0% | 85 | +452 | 3.73% | Q1 2026 | May 13, 2026 |
| NOMURA HOLDINGS INC | History | Reduced | 12,500 | 100 | 0.0% | 0.0% | 86 | -7,387 | -37.14% | Q1 2026 | May 15, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 12,265 | 98 | 0.0% | — | 87 | +12,265 | New | Q1 2026 | Apr 20, 2026 |
| Garner Asset Management Corp | History | Reduced | 12,057 | 96 | 0.04% | 0.05% | 88 | -2,224 | -15.57% | Q1 2026 | Apr 28, 2026 |
| BCO Wealth Management LLC | History | Added to | 12,019 | 96 | 0.06% | 0.07% | 89 | +313 | 2.67% | Q1 2026 | Apr 16, 2026 |
| Sowell Financial Services LLC | History | Reduced | 11,801 | 94 | 0.0% | 0.0% | 91 | -1,609 | -12.0% | Q1 2026 | Apr 20, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 11,798 | 94 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 11,600 | 93 | 0.0% | 0.0% | 92 | -10,600 | -47.75% | Q1 2026 | May 15, 2026 |
| WINTON GROUP Ltd | History | New | 11,070 | 89 | 0.0% | — | 93 | +11,070 | New | Q1 2026 | May 12, 2026 |
| Miller Financial Services LLC | History | New | 10,792 | 86 | 0.09% | — | 94 | +10,792 | New | Q1 2026 | May 01, 2026 |
| Glenview Trust Co | History | No change | 10,650 | 85 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| WESTBOURNE INVESTMENTS, INC. | History | No change | 10,500 | 84 | 0.04% | 0.05% | 96 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| INVESTMENT PARTNERS, LTD. | History | No change | 10,000 | 80 | 0.03% | 0.03% | 97 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 10,001 | 80 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 9,852 | 79 | 0.01% | 0.01% | 99 | +96 | 0.98% | Q1 2026 | Apr 28, 2026 |
| MAI Capital Management | History | Added to | 9,660 | 77 | 0.0% | — | 100 | +9,590 | 13700.0% | Q1 2026 | May 15, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 7,122 | 66 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 8,087 | 64 | 0.0% | 0.0% | 102 | +2,201 | 37.39% | Q1 2026 | Apr 07, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 7,649 | 61 | 0.0% | 0.0% | 103 | -51,632 | -87.1% | Q1 2026 | May 12, 2026 |
| Key Capital Management, INC | History | Reduced | 5,439 | 43 | 0.03% | 0.09% | 105 | -4,344 | -44.4% | Q1 2026 | May 07, 2026 |
| CWM, LLC | History | Reduced | 5,350 | 43 | 0.0% | 0.0% | 104 | -2,032 | -27.53% | Q1 2026 | May 14, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 5,000 | 40 | 0.02% | 0.03% | 106 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| McIlrath & Eck, LLC | History | Added to | 4,689 | 37 | 0.0% | 0.0% | 108 | +3,002 | 177.95% | Q1 2026 | May 19, 2026 |
| State of Alaska, Department of Revenue | History | No change | 4,625 | 37 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 4,000 | 32 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 3,580 | 28 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 3,363 | 27 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,576 | 23 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,530 | 20 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | New | 2,113 | 16 | 0.0% | — | 114 | +2,113 | New | Q1 2026 | May 11, 2026 |
| Burk Holdings LLC | History | New | 2,106 | 16 | 0.01% | — | 115 | +2,106 | New | Q1 2026 | May 07, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 1,771 | 14 | 0.0% | — | 116 | +1,771 | New | Q1 2026 | May 15, 2026 |
| Triumph Capital Management | History | No change | 1,600 | 13 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ORG Partners LLC | History | No change | 1,500 | 13 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Advisory Services Network, LLC | History | New | 1,615 | 12 | 0.0% | — | 119 | +1,615 | New | Q1 2026 | May 15, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 1,426 | 11 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Truvestments Capital LLC | History | New | 1,202 | 9 | 0.0% | — | 124 | +1,202 | New | Q1 2026 | May 13, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,200 | 9 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 1,146 | 9 | 0.01% | 0.01% | 122 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FNY Investment Advisers, LLC | History | No change | 1,200 | 9 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Murphy & Mullick Capital Management Corp | History | Added to | 1,038 | 8 | 0.01% | 0.01% | 125 | +37 | 3.7% | Q1 2026 | Apr 17, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | Reduced | 825 | 6 | 0.0% | 0.0% | 126 | -118 | -12.51% | Q1 2026 | May 11, 2026 |
| Aventura Private Wealth, LLC | History | Added to | 829 | 6 | 0.0% | 0.0% | 127 | +28 | 3.5% | Q1 2026 | May 05, 2026 |
| Root Financial Partners, LLC | History | New | 500 | 4 | 0.0% | — | 131 | +500 | New | Q1 2026 | Apr 24, 2026 |
| NBC SECURITIES, INC. | History | Added to | 546 | 4 | 0.0% | 0.0% | 128 | +226 | 70.63% | Q1 2026 | Apr 14, 2026 |
| Larson Financial Group LLC | History | Added to | 563 | 4 | 0.0% | 0.0% | 129 | +19 | 3.49% | Q1 2026 | May 15, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 500 | 4 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| CITIGROUP INC | History | Reduced | 257 | 2 | 0.0% | 0.0% | 132 | -4,406 | -94.49% | Q1 2026 | May 11, 2026 |
| N.E.W. Advisory Services LLC | History | New | 320 | 2 | 0.0% | — | 133 | +320 | New | Q1 2026 | May 04, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 188 | 1 | 0.0% | 0.0% | 134 | -4,079 | -95.59% | Q1 2026 | May 13, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 230 | 1 | 0.0% | — | 137 | +230 | New | Q1 2026 | Apr 20, 2026 |
| Hilltop National Bank | History | New | 191 | 1 | 0.0% | — | 136 | +191 | New | Q1 2026 | Apr 02, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 200 | 1 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -771,048 | -100.0% | Q1 2026 | May 14, 2026 |
| Truffle Hound Capital, LLC | History | Closed out | 0 | 0 | — | 1.45% | — | -600,000 | -100.0% | Q1 2026 | May 07, 2026 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -107,263 | -100.0% | Q1 2026 | May 15, 2026 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.01% | — | -40,986 | -100.0% | Q1 2026 | May 13, 2026 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,519 | -100.0% | Q1 2026 | May 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.17% | — | -30,683 | -100.0% | Q1 2026 | May 11, 2026 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,921 | -100.0% | Q1 2026 | May 15, 2026 |
| Facet Wealth, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,805 | -100.0% | Q1 2026 | May 07, 2026 |
| PharVision Advisers, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -17,494 | -100.0% | Q1 2026 | May 11, 2026 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,088 | -100.0% | Q1 2026 | May 15, 2026 |
| EP Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,461 | -100.0% | Q1 2026 | May 14, 2026 |
| Teamwork Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,844 | -100.0% | Q1 2026 | Apr 09, 2026 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -10,495 | -100.0% | Q1 2026 | May 04, 2026 |
| Sage Mountain Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 11, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,623 | -100.0% | Q1 2026 | Apr 30, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,714 | -100.0% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,000 | -100.0% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2026 | May 14, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,552 | -100.0% | Q1 2026 | May 11, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,181 | -100.0% | Q1 2026 | May 15, 2026 |
| Harbor Asset Planning, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -526 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 66 | 0 | — | — | — | +64 | 3200.0% | Q1 2026 | May 11, 2026 |
| PMV Capital Advisers, LLC | History | New | 12 | 0 | — | — | — | +12 | New | Q1 2026 | Apr 16, 2026 |
| Allworth Financial LP | History | Added to | 74 | 0 | — | — | — | +5 | 7.25% | Q1 2026 | May 14, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 56 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |