PennantPark Floating Rate Capital Ltd. - PFLT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC | History | Added to | 4,643,958 | 44,256 | 2.09% | 1.95% | 1 | +512,528 | 12.41% | Q4 2025 | Jan 21, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 2,331,159 | 21,610 | 0.02% | 0.02% | 2 | -202,046 | -7.98% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 1,367,442 | 12,676 | 0.0% | 0.0% | 3 | +71,372 | 5.51% | Q4 2025 | Jan 29, 2026 |
| Altshuler Shaham Ltd | History | Added to | 1,320,156 | 12,237 | 0.19% | 0.13% | 4 | +404,117 | 44.12% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Reduced | 1,222,697 | 11,334 | 0.0% | 0.0% | 5 | -40,183 | -3.18% | Q4 2025 | Feb 19, 2026 |
| Diameter Capital Partners LP | History | New | 1,184,476 | 10,980 | 1.0% | — | 6 | +1,184,476 | New | Q4 2025 | Feb 17, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 771,048 | 7,147 | 0.01% | 0.02% | 7 | -1,286,351 | -62.52% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 690,051 | 6,396 | 0.0% | 0.0% | 8 | +9,351 | 1.37% | Q4 2025 | Feb 17, 2026 |
| Legal & General Group Plc | History | Added to | 687,570 | 6,377 | 0.0% | 0.0% | 9 | +84,231 | 13.96% | Q4 2025 | Feb 09, 2026 |
| BlackRock, Inc. | History | Reduced | 681,881 | 6,321 | 0.0% | 0.0% | 10 | -5,274 | -0.77% | Q4 2025 | Feb 12, 2026 |
| Truffle Hound Capital, LLC | History | New | 600,000 | 5,562 | 1.45% | — | 11 | +600,000 | New | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Reduced | 577,124 | 5,349 | 0.0% | 0.0% | 12 | -65,580 | -10.2% | Q4 2025 | Feb 13, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 518,749 | 4,808 | 0.0% | 0.01% | 13 | -575,224 | -52.58% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Reduced | 417,065 | 3,866 | 0.0% | 0.0% | 14 | -25,066 | -5.67% | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 397,063 | 3,680 | 0.01% | 0.01% | 15 | -21,302 | -5.09% | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 344,109 | 3,189 | 0.05% | 0.05% | 16 | -7,870 | -2.24% | Q4 2025 | Feb 12, 2026 |
| GraniteShares Advisors LLC | History | Added to | 292,844 | 2,714 | 1.65% | 1.44% | 17 | +12,944 | 4.62% | Q4 2025 | Jan 27, 2026 |
| HBK INVESTMENTS L P | History | New | 292,700 | 2,713 | 0.02% | — | 18 | +292,700 | New | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 264,028 | 2,447 | 0.0% | 0.0% | 19 | +94,713 | 55.94% | Q4 2025 | Feb 12, 2026 |
| Trexquant Investment LP | History | Reduced | 223,878 | 2,075 | 0.02% | 0.02% | 20 | -24,811 | -9.98% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 208,639 | 1,934 | 0.0% | 0.0% | 21 | +42,966 | 25.93% | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | New | 180,640 | 1,674 | 0.04% | — | 22 | +180,640 | New | Q4 2025 | Feb 17, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 171,744 | 1,592 | 0.02% | 0.04% | 23 | -99,402 | -36.66% | Q4 2025 | Feb 03, 2026 |
| Muzinich & Co., Inc. | History | No change | 170,836 | 1,583 | 0.5% | 0.59% | 24 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 151,558 | 1,404 | 0.0% | 0.0% | 25 | +93,419 | 160.68% | Q4 2025 | Feb 13, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 147,213 | 1,364 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Krilogy Financial LLC | History | Added to | 123,880 | 1,173 | 0.04% | 0.01% | 27 | +108,263 | 693.24% | Q4 2025 | Jan 27, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 125,122 | 1,160 | 0.0% | 0.0% | 28 | +4,703 | 3.91% | Q4 2025 | Feb 13, 2026 |
| PFG Investments, LLC | History | Added to | 123,507 | 1,144 | 0.05% | 0.06% | 29 | +1,372 | 1.12% | Q4 2025 | Jan 26, 2026 |
| STATE STREET CORP | History | Added to | 107,263 | 1,005 | 0.0% | 0.0% | 30 | +20,704 | 23.92% | Q4 2025 | Feb 13, 2026 |
| VARCOV Co. | History | New | 100,078 | 927 | 0.37% | — | 31 | +100,078 | New | Q4 2025 | Feb 17, 2026 |
| PFG Advisors | History | Reduced | 98,057 | 908 | 0.04% | 0.04% | 32 | -12,069 | -10.96% | Q4 2025 | Jan 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 83,322 | 772 | 0.0% | 0.0% | 33 | +18,812 | 29.16% | Q4 2025 | Feb 17, 2026 |
| Cerity Partners LLC | History | New | 82,010 | 760 | 0.0% | — | 34 | +82,010 | New | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 81,314 | 754 | 0.0% | 0.0% | 35 | +5,141 | 6.75% | Q4 2025 | Feb 05, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 79,701 | 738 | 0.2% | 0.24% | 36 | -13,142 | -14.16% | Q4 2025 | Feb 17, 2026 |
| CastleKnight Management LP | History | New | 79,100 | 733 | 0.02% | — | 37 | +79,100 | New | Q4 2025 | Feb 17, 2026 |
| Yelin Lapidot Holdings Management Ltd. | History | No change | 74,427 | 689 | 0.14% | 0.14% | 38 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| HighTower Advisors, LLC | History | Reduced | 71,205 | 660 | 0.0% | 0.0% | 39 | -2,743 | -3.71% | Q4 2025 | Feb 06, 2026 |
| Cetera Investment Advisers | History | Reduced | 68,278 | 632 | 0.0% | 0.0% | 40 | -7,286 | -9.64% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 67,997 | 630 | 0.0% | 0.0% | 41 | +41,103 | 152.83% | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 59,281 | 549 | 0.0% | 0.0% | 42 | +36,870 | 164.52% | Q4 2025 | Feb 10, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 59,147 | 548 | 0.0% | 0.0% | 43 | +4,362 | 7.96% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 50,957 | 472 | 0.0% | 0.0% | 44 | -3,841 | -7.01% | Q4 2025 | Feb 13, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 48,547 | 450 | 0.05% | 0.06% | 45 | -9,952 | -17.01% | Q4 2025 | Feb 03, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 45,578 | 422 | 0.0% | 0.0% | 46 | +4,865 | 11.95% | Q4 2025 | Feb 10, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | Reduced | 45,382 | 420 | 0.17% | 2.05% | 47 | -2,817 | -5.84% | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 45,286 | 419 | 0.0% | 0.0% | 48 | -4,410 | -8.87% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 44,522 | 412 | 0.0% | 0.0% | 49 | -53,942 | -54.78% | Q4 2025 | Feb 12, 2026 |
| Quantbot Technologies LP | History | Added to | 40,986 | 379 | 0.01% | 0.01% | 50 | +17,055 | 71.27% | Q4 2025 | Feb 10, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 40,141 | 372 | 0.0% | 0.0% | 51 | -2,862 | -6.66% | Q4 2025 | Feb 11, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 39,262 | 364 | 0.01% | 0.04% | 52 | -104,459 | -72.68% | Q4 2025 | Feb 12, 2026 |
| Vantage Financial Partners, LLC | History | No change | 38,499 | 356 | 0.07% | 0.07% | 53 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Sovran Advisors, LLC | History | Added to | 36,464 | 354 | 0.03% | 0.03% | 54 | +1,190 | 3.37% | Q4 2025 | Jan 20, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 35,158 | 325 | 0.0% | 0.0% | 55 | +2,929 | 9.09% | Q4 2025 | Mar 25, 2026 |
| Jump Financial, LLC | History | New | 34,519 | 319 | 0.0% | — | 57 | +34,519 | New | Q4 2025 | Feb 17, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 34,421 | 319 | 0.02% | 0.03% | 56 | -22,421 | -39.44% | Q4 2025 | Feb 05, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 30,683 | 284 | 0.17% | — | 58 | +30,683 | New | Q4 2025 | Feb 11, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 29,723 | 275 | 0.0% | 0.01% | 59 | -103,048 | -77.61% | Q4 2025 | Feb 17, 2026 |
| Freestone Capital Holdings, LLC | History | New | 27,045 | 250 | 0.01% | — | 60 | +27,045 | New | Q4 2025 | Jan 23, 2026 |
| CERTUITY, LLC | History | No change | 26,658 | 247 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 22,200 | 205 | 0.0% | 0.0% | 62 | -48,300 | -68.51% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | Added to | 22,118 | 205 | 0.0% | 0.0% | 63 | +324 | 1.49% | Q4 2025 | Jan 26, 2026 |
| ROYAL BANK OF CANADA | History | New | 22,053 | 204 | 0.0% | — | 64 | +22,053 | New | Q4 2025 | Feb 17, 2026 |
| M&T BANK CORP | History | No change | 21,899 | 203 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Ethos Financial Group, LLC | History | Added to | 21,308 | 197 | 0.01% | 0.01% | 66 | +1,555 | 7.87% | Q4 2025 | Jan 20, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 21,201 | 196 | 0.0% | 0.0% | 67 | +1,547 | 7.87% | Q4 2025 | Feb 10, 2026 |
| Naviter Wealth, LLC | History | Added to | 20,766 | 194 | 0.03% | 0.02% | 68 | +2,116 | 11.35% | Q4 2025 | Jan 21, 2026 |
| BEACON INVESTMENT ADVISORS LLC | History | Added to | 20,916 | 193 | 0.08% | 0.07% | 69 | +2,601 | 14.2% | Q4 2025 | Feb 17, 2026 |
| Facet Wealth, Inc. | History | New | 19,805 | 186 | 0.0% | — | 70 | +19,805 | New | Q4 2025 | Jan 29, 2026 |
| Aquatic Capital Management LLC | History | New | 19,921 | 184 | 0.01% | — | 72 | +19,921 | New | Q4 2025 | Feb 17, 2026 |
| NOMURA HOLDINGS INC | History | New | 19,887 | 184 | 0.0% | — | 71 | +19,887 | New | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 18,586 | 172 | 0.0% | 0.0% | 73 | -7,382 | -28.43% | Q4 2025 | Feb 18, 2026 |
| PharVision Advisers, LLC | History | Reduced | 17,494 | 162 | 0.08% | 0.13% | 74 | -8,070 | -31.57% | Q4 2025 | Feb 17, 2026 |
| Schonfeld Strategic Advisors LLC | History | New | 16,088 | 149 | 0.0% | — | 75 | +16,088 | New | Q4 2025 | Feb 17, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 15,729 | 145 | 0.01% | 0.01% | 76 | +75 | 0.48% | Q4 2025 | Feb 20, 2026 |
| EP Wealth Advisors, LLC | History | New | 14,461 | 134 | 0.0% | — | 77 | +14,461 | New | Q4 2025 | Feb 18, 2026 |
| VestGen Advisors, LLC | History | Reduced | 14,500 | 134 | 0.01% | 0.01% | 78 | -3,000 | -17.14% | Q4 2025 | Feb 17, 2026 |
| Garner Asset Management Corp | History | Added to | 14,281 | 132 | 0.05% | 0.05% | 79 | +8 | 0.06% | Q4 2025 | Feb 03, 2026 |
| Strategies Wealth Advisors, LLC | History | Added to | 13,763 | 127 | 0.01% | 0.01% | 80 | +455 | 3.42% | Q4 2025 | Feb 13, 2026 |
| CALTON & ASSOCIATES, INC. | History | Added to | 13,501 | 125 | 0.02% | 0.02% | 81 | +2,184 | 19.3% | Q4 2025 | Feb 10, 2026 |
| Sowell Financial Services LLC | History | New | 13,410 | 124 | 0.0% | — | 82 | +13,410 | New | Q4 2025 | Jan 21, 2026 |
| Private Advisor Group, LLC | History | Reduced | 13,094 | 121 | 0.0% | 0.0% | 83 | -1,678 | -11.36% | Q4 2025 | Feb 17, 2026 |
| KW WEALTH MANAGEMENT LLC | History | Added to | 13,002 | 120 | 0.18% | 0.19% | 84 | +160 | 1.25% | Q4 2025 | Feb 25, 2026 |
| Corient Private Wealth LLC | History | Reduced | 12,861 | 116 | 0.0% | 0.0% | 85 | -48,987 | -79.21% | Q4 2025 | Mar 09, 2026 |
| Bridgewealth Advisory Group, LLC | History | New | 12,035 | 111 | 0.02% | — | 86 | +12,035 | New | Q4 2025 | Feb 04, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 11,798 | 109 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| BCO Wealth Management LLC | History | New | 11,706 | 108 | 0.07% | — | 89 | +11,706 | New | Q4 2025 | Jan 14, 2026 |
| Lido Advisors, LLC | History | No change | 12,114 | 108 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Mariner, LLC | History | Reduced | 11,201 | 103 | 0.0% | 0.0% | 90 | -19,646 | -63.69% | Q4 2025 | Feb 13, 2026 |
| WESTBOURNE INVESTMENTS, INC. | History | Reduced | 10,500 | 101 | 0.05% | 0.1% | 91 | -12,208 | -53.76% | Q4 2025 | Jan 22, 2026 |
| Teamwork Financial Advisors, LLC | History | Reduced | 10,844 | 100 | 0.01% | 0.01% | 92 | -3,329 | -23.49% | Q4 2025 | Jan 09, 2026 |
| Glenview Trust Co | History | No change | 10,650 | 98 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Sigma Planning Corp | History | No change | 10,495 | 97 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 10,001 | 92 | 0.0% | 0.0% | 96 | +8,323 | 496.01% | Q4 2025 | Feb 06, 2026 |
| INVESTMENT PARTNERS, LTD. | History | No change | 10,000 | 92 | 0.03% | 0.03% | 95 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Sage Mountain Advisors LLC | History | No change | 10,000 | 92 | 0.0% | 0.01% | 97 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Key Capital Management, INC | History | New | 9,783 | 90 | 0.09% | — | 99 | +9,783 | New | Q4 2025 | Jan 26, 2026 |
| Golden State Wealth Management, LLC | History | No change | 9,756 | 90 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 9,623 | 89 | 0.0% | 0.0% | 100 | -605 | -5.92% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Added to | 7,382 | 68 | 0.0% | 0.0% | 101 | +2,011 | 37.44% | Q4 2025 | Jan 26, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 7,122 | 66 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 5,886 | 54 | 0.0% | 0.0% | 103 | -3,082 | -34.37% | Q4 2025 | Jan 23, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 5,000 | 46 | 0.03% | 0.03% | 104 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Reduced | 4,663 | 43 | 0.0% | 0.0% | 105 | -43,999 | -90.42% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 4,714 | 43 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| State of Alaska, Department of Revenue | History | No change | 4,625 | 42 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 4,267 | 39 | 0.0% | 0.0% | 108 | -4,919 | -53.55% | Q4 2025 | Feb 11, 2026 |
| US BANCORP \DE\ | History | No change | 4,000 | 37 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 4,000 | 37 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 3,580 | 33 | 0.0% | — | 111 | +3,580 | New | Q4 2025 | Feb 03, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 3,363 | 31 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 3,000 | 27 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 2,576 | 23 | 0.0% | 0.0% | 115 | -2,612 | -50.35% | Q4 2025 | Feb 06, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 2,552 | 23 | 0.01% | — | 116 | +2,552 | New | Q4 2025 | Feb 18, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,530 | 23 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| McIlrath & Eck, LLC | History | New | 1,687 | 15 | 0.0% | — | 117 | +1,687 | New | Q4 2025 | Feb 03, 2026 |
| Triumph Capital Management | History | New | 1,600 | 14 | 0.0% | — | 118 | +1,600 | New | Q4 2025 | Feb 12, 2026 |
| ORG Partners LLC | History | No change | 1,500 | 13 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 1,426 | 13 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 1,200 | 11 | 0.0% | 0.0% | 121 | -1,500 | -55.56% | Q4 2025 | Feb 04, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 1,146 | 11 | 0.01% | 0.01% | 122 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| FNY Investment Advisers, LLC | History | No change | 1,200 | 11 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Quarry LP | History | Reduced | 1,181 | 10 | 0.0% | 0.01% | 124 | -2,852 | -70.72% | Q4 2025 | Feb 13, 2026 |
| Murphy & Mullick Capital Management Corp | History | Added to | 1,001 | 9 | 0.01% | 0.01% | 125 | +33 | 3.41% | Q4 2025 | Feb 10, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 943 | 8 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Aventura Private Wealth, LLC | History | Added to | 801 | 7 | 0.0% | 0.0% | 127 | +26 | 3.35% | Q4 2025 | Jan 07, 2026 |
| Larson Financial Group LLC | History | Added to | 544 | 5 | 0.0% | 0.0% | 128 | +18 | 3.42% | Q4 2025 | Feb 06, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 500 | 4 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Harbor Asset Planning, Inc. | History | No change | 526 | 4 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| NBC SECURITIES, INC. | History | New | 320 | 2 | 0.0% | — | 131 | +320 | New | Q4 2025 | Jan 29, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 200 | 1 | 0.0% | 0.0% | 132 | -20 | -9.09% | Q4 2025 | Feb 17, 2026 |
| Tidal Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -113,783 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MQS Management LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -93,964 | -100.0% | Q3 2025 | Nov 06, 2025 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -67,972 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Strategic Financial Concepts, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -52,300 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.0% | — | -44,576 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -43,217 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -37,407 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,924 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Synergy Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -27,102 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Dynamic Technology Lab Private Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -26,707 | -100.0% | Q3 2025 | Nov 13, 2025 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -16,059 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Empowered Funds, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,286 | -100.0% | Q3 2025 | Nov 13, 2025 |
| OneDigital Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,543 | -100.0% | Q3 2025 | Nov 10, 2025 |
| FIRST FOUNDATION ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -12,393 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Composition Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,728 | -100.0% | Q3 2025 | Oct 20, 2025 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -10,424 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,350 | -100.0% | Q3 2025 | Dec 15, 2025 |
| SP Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q3 2025 | Nov 04, 2025 |
| AllSquare Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,200 | -100.0% | Q3 2025 | Jan 12, 2026 |
| MAI Capital Management | History | Reduced | 70 | 0 | — | 0.0% | — | -3,230 | -97.88% | Q4 2025 | Feb 13, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,541 | -100.0% | Q3 2025 | Nov 18, 2025 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Allworth Financial LP | History | New | 69 | 0 | — | — | — | +69 | New | Q4 2025 | Feb 05, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Mar 03, 2026 |
| VALLEY WEALTH MANAGERS, INC. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Blue Trust, Inc. | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |