PennantPark Floating Rate Capital Ltd. - PFLT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC | History | Added to | 5,222,616 | 39,065 | 1.75% | 1.91% | 1 | +281,807 | 5.7% | Q2 2026 | Jul 20, 2026 |
| UBS Group AG | History | Added to | 3,086,895 | 23,089 | 0.0% | 0.0% | 2 | +1,066,870 | 52.81% | Q2 2026 | Aug 13, 2026 |
| VAN ECK ASSOCIATES CORP | History | Added to | 2,473,706 | 18,503 | 0.01% | 0.01% | 3 | +668,394 | 37.02% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | Reduced | 1,796,252 | 13,435 | 0.0% | 0.0% | 4 | -10,858 | -0.6% | Q2 2026 | Aug 14, 2026 |
| Altshuler Shaham Ltd | History | No change | 1,029,172 | 7,698 | 0.1% | 0.15% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Diameter Capital Partners LP | History | Reduced | 900,000 | 6,732 | 0.54% | 1.25% | 6 | -755,246 | -45.63% | Q2 2026 | Aug 14, 2026 |
| Legal & General Group Plc | History | Added to | 810,824 | 6,060 | 0.0% | 0.0% | 7 | +45,737 | 5.98% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Added to | 777,564 | 5,816 | 0.0% | 0.0% | 8 | +175,904 | 29.24% | Q2 2026 | Aug 13, 2026 |
| FRANKLIN RESOURCES INC | History | New | 584,585 | 4,372 | 0.0% | — | 9 | +584,585 | New | Q2 2026 | Aug 13, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 377,174 | 2,821 | 0.04% | 0.05% | 10 | +17,838 | 4.96% | Q2 2026 | Aug 13, 2026 |
| BlackRock, Inc. | History | Reduced | 375,781 | 2,810 | 0.0% | 0.0% | 11 | -9,240 | -2.4% | Q2 2026 | Aug 07, 2026 |
| GraniteShares Advisors LLC | History | Added to | 302,342 | 2,261 | 1.45% | 1.52% | 12 | +39,575 | 15.06% | Q2 2026 | Aug 04, 2026 |
| Independent Advisor Alliance | History | Added to | 271,050 | 2,027 | 0.05% | 0.01% | 13 | +133,550 | 97.13% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 253,141 | 1,893 | 0.0% | 0.0% | 14 | +241,541 | 2082.25% | Q2 2026 | Sep 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 245,703 | 1,837 | 0.0% | 0.0% | 15 | +29,268 | 13.52% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 183,025 | 1,369 | 0.0% | 0.0% | 16 | +27,100 | 17.38% | Q2 2026 | Aug 14, 2026 |
| Muzinich & Co., Inc. | History | Added to | 172,096 | 1,287 | 0.44% | 0.48% | 17 | +192 | 0.11% | Q2 2026 | Jul 27, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 168,559 | 1,260 | 0.01% | 0.02% | 18 | -9,123 | -5.13% | Q2 2026 | Aug 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 164,131 | 1,227 | 0.0% | 0.0% | 19 | +109,075 | 198.12% | Q2 2026 | Aug 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 156,573 | 1,171 | 0.0% | 0.0% | 20 | -4,421 | -2.75% | Q2 2026 | Aug 14, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 147,213 | 1,101 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Krilogy Financial LLC | History | No change | 123,880 | 926 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 124,076 | 925 | 0.0% | 0.0% | 23 | +15,882 | 14.68% | Q2 2026 | Aug 13, 2026 |
| Naviter Wealth, LLC | History | Added to | 116,148 | 879 | 0.08% | 0.08% | 24 | +37,931 | 48.49% | Q2 2026 | Aug 07, 2026 |
| Tidal Investments LLC | History | No change | 105,656 | 790 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PFG Investments, LLC | History | Reduced | 104,583 | 782 | 0.03% | 0.05% | 26 | -35,940 | -25.58% | Q2 2026 | Jul 23, 2026 |
| Trexquant Investment LP | History | Reduced | 101,622 | 760 | 0.0% | 0.01% | 27 | -76,143 | -42.83% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 100,621 | 753 | 0.0% | 0.0% | 28 | +15,376 | 18.04% | Q2 2026 | Jul 27, 2026 |
| Cerity Partners LLC | History | Added to | 87,479 | 654 | 0.0% | 0.0% | 29 | +916 | 1.06% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 84,883 | 634 | 0.0% | 0.0% | 30 | -314,711 | -78.76% | Q2 2026 | Aug 07, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 74,194 | 554 | 0.0% | 0.0% | 31 | +6,660 | 9.86% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | Reduced | 71,067 | 531 | 0.0% | 0.0% | 32 | -513 | -0.72% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 69,866 | 522 | 0.0% | 0.0% | 33 | +16,875 | 31.85% | Q2 2026 | Jul 29, 2026 |
| Cetera Investment Advisers | History | Reduced | 65,017 | 486 | 0.0% | 0.0% | 34 | -4,924 | -7.04% | Q2 2026 | Aug 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 64,089 | 479 | 0.0% | 0.0% | 35 | -8,357 | -11.54% | Q2 2026 | Aug 14, 2026 |
| Curi Capital, LLC | History | New | 60,000 | 448 | 0.01% | — | 36 | +60,000 | New | Q2 2026 | Aug 14, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 58,934 | 440 | 0.1% | 0.17% | 37 | -16,080 | -21.44% | Q2 2026 | Aug 11, 2026 |
| XTX Topco Ltd | History | Reduced | 58,365 | 436 | 0.01% | 0.02% | 38 | -89,436 | -60.51% | Q2 2026 | Aug 14, 2026 |
| GREENWOOD GEARHART LLC | History | Added to | 56,662 | 423 | 0.02% | 0.01% | 39 | +27,662 | 95.39% | Q2 2026 | Jul 24, 2026 |
| Yelin Lapidot Holdings Management Ltd. | History | Reduced | 54,927 | 410 | 0.08% | 0.12% | 40 | -19,500 | -26.2% | Q2 2026 | Aug 03, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 54,260 | 405 | 0.0% | 0.0% | 41 | +6,953 | 14.7% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 49,727 | 371 | 0.0% | 0.0% | 42 | +197 | 0.4% | Q2 2026 | Sep 23, 2026 |
| MQS Management LLC | History | New | 49,574 | 370 | 0.45% | — | 43 | +49,574 | New | Q2 2026 | Aug 07, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 43,052 | 322 | 0.03% | 0.04% | 44 | -3,982 | -8.47% | Q2 2026 | Aug 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 42,078 | 314 | 0.0% | 0.0% | 45 | +22,810 | 118.38% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 41,156 | 308 | 0.0% | 0.0% | 46 | -646 | -1.55% | Q2 2026 | Aug 05, 2026 |
| Sovran Advisors, LLC | History | Added to | 39,124 | 278 | 0.02% | 0.03% | 47 | +1,323 | 3.5% | Q2 2026 | Jul 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 35,642 | 266 | 0.0% | 0.0% | 48 | +11,257 | 46.16% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | Added to | 33,287 | 248 | 0.0% | 0.0% | 49 | +14,795 | 80.01% | Q2 2026 | Aug 14, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 31,810 | 237 | 0.0% | 0.0% | 50 | +6,355 | 24.97% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 29,412 | 220 | 0.01% | 0.01% | 51 | -3,550 | -10.77% | Q2 2026 | Jul 28, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 29,045 | 217 | 0.0% | 0.0% | 52 | +1,416 | 5.13% | Q2 2026 | Aug 14, 2026 |
| Freestone Capital Holdings, LLC | History | No change | 29,045 | 217 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| FIRST CITIZENS BANK & TRUST CO | History | New | 27,000 | 201 | 0.0% | — | 54 | +27,000 | New | Q2 2026 | Jul 13, 2026 |
| CERTUITY, LLC | History | No change | 26,658 | 199 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Black Maple Capital Management LP | History | New | 25,000 | 187 | 0.11% | — | 56 | +25,000 | New | Q2 2026 | Aug 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 24,752 | 185 | 0.0% | 0.0% | 57 | -20,245 | -44.99% | Q2 2026 | Aug 14, 2026 |
| Strategic Financial Concepts, LLC | History | Reduced | 24,700 | 184 | 0.05% | 0.05% | 58 | -1,539 | -5.87% | Q2 2026 | Jul 27, 2026 |
| PW Nova Financial Services LLC | History | Added to | 23,244 | 173 | 0.04% | 0.04% | 59 | +1,697 | 7.88% | Q2 2026 | Jul 29, 2026 |
| Mariner, LLC | History | Added to | 22,565 | 168 | 0.0% | 0.0% | 60 | +2,379 | 11.79% | Q2 2026 | Aug 13, 2026 |
| BEACON INVESTMENT ADVISORS LLC | History | Added to | 21,821 | 163 | 0.05% | 0.06% | 62 | +475 | 2.23% | Q2 2026 | Aug 13, 2026 |
| M&T BANK CORP | History | No change | 21,899 | 163 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 21,500 | 160 | 0.0% | 0.0% | 63 | +4,500 | 26.47% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 20,500 | 153 | 0.0% | 0.0% | 64 | -273,181 | -93.02% | Q2 2026 | Aug 14, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 19,317 | 144 | 0.01% | 0.01% | 65 | -1,991 | -9.34% | Q2 2026 | Aug 07, 2026 |
| NewEdge Advisors, LLC | History | Added to | 17,167 | 128 | 0.0% | 0.0% | 66 | +12,453 | 264.17% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | Reduced | 16,897 | 126 | 0.0% | 0.0% | 68 | -5,649 | -25.06% | Q2 2026 | Aug 03, 2026 |
| Sunbelt Securities, Inc. | History | No change | 15,729 | 126 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Savvy Advisors, Inc. | History | Added to | 16,773 | 125 | 0.0% | 0.0% | 69 | +595 | 3.68% | Q2 2026 | Aug 03, 2026 |
| Advisory Services Network, LLC | History | Added to | 15,830 | 118 | 0.0% | 0.0% | 70 | +14,215 | 880.19% | Q2 2026 | Aug 12, 2026 |
| Strategies Wealth Advisors, LLC | History | Added to | 14,770 | 110 | 0.01% | 0.01% | 71 | +530 | 3.72% | Q2 2026 | Aug 14, 2026 |
| Bluespring Wealth Management, LLC | History | New | 14,675 | 109 | 0.0% | — | 72 | +14,675 | New | Q2 2026 | Aug 11, 2026 |
| VestGen Advisors, LLC | History | No change | 14,500 | 108 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Avior Wealth Management, LLC | History | Reduced | 14,039 | 105 | 0.0% | 0.0% | 74 | -6,712 | -32.35% | Q2 2026 | Jul 07, 2026 |
| Corient Private Wealth LP | History | Reduced | 12,805 | 95 | 0.0% | 0.0% | 75 | -29 | -0.23% | Q2 2026 | Aug 27, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 12,489 | 93 | 0.0% | 0.0% | 76 | -275 | -2.15% | Q2 2026 | Aug 13, 2026 |
| NOMURA HOLDINGS INC | History | Reduced | 12,000 | 89 | 0.0% | 0.0% | 77 | -500 | -4.0% | Q2 2026 | Aug 14, 2026 |
| BCO Wealth Management LLC | History | No change | 12,019 | 89 | 0.05% | 0.06% | 78 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 11,793 | 88 | 0.01% | 0.02% | 80 | -5,103 | -30.2% | Q2 2026 | Aug 14, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 11,798 | 88 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 11,305 | 84 | 0.0% | 0.0% | 81 | -176,902 | -93.99% | Q2 2026 | Aug 14, 2026 |
| StoneX Group Inc. | History | New | 10,510 | 83 | 0.0% | — | 84 | +10,510 | New | Q2 2026 | Aug 12, 2026 |
| Garner Asset Management Corp | History | Reduced | 11,216 | 83 | 0.03% | 0.04% | 82 | -841 | -6.98% | Q2 2026 | Aug 07, 2026 |
| Miller Financial Services LLC | History | Added to | 11,203 | 83 | 0.07% | 0.09% | 83 | +411 | 3.81% | Q2 2026 | Jul 29, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 11,025 | 82 | 0.0% | — | 86 | +11,025 | New | Q2 2026 | Aug 14, 2026 |
| WESTBOURNE INVESTMENTS, INC. | History | Added to | 11,000 | 82 | 0.03% | 0.04% | 85 | +500 | 4.76% | Q2 2026 | Aug 11, 2026 |
| Glenview Trust Co | History | No change | 10,650 | 79 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| CALTON & ASSOCIATES, INC. | History | Reduced | 10,100 | 75 | 0.01% | 0.02% | 88 | -10,474 | -50.91% | Q2 2026 | Aug 10, 2026 |
| INVESTMENT PARTNERS, LTD. | History | No change | 10,000 | 74 | 0.02% | 0.03% | 89 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 9,812 | 73 | 0.0% | 0.0% | 90 | +2,163 | 28.28% | Q2 2026 | Aug 13, 2026 |
| Golden State Wealth Management, LLC | History | No change | 9,852 | 73 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Allied Private Wealth LLC | History | New | 7,153 | 51 | 0.03% | — | 92 | +7,153 | New | Q2 2026 | Jul 09, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 6,309 | 47 | 0.0% | 0.0% | 93 | -1,778 | -21.99% | Q2 2026 | Jul 17, 2026 |
| CWM, LLC | History | No change | 5,350 | 43 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| McIlrath & Eck, LLC | History | No change | 4,689 | 37 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| State of Alaska, Department of Revenue | History | No change | 4,625 | 34 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 4,000 | 29 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 3,580 | 26 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 3,347 | 25 | 0.0% | 0.0% | 100 | +1,576 | 88.99% | Q2 2026 | Aug 11, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 3,363 | 25 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 3,175 | 23 | 0.0% | — | 102 | +3,175 | New | Q2 2026 | Jul 15, 2026 |
| Key Capital Management, INC | History | Reduced | 3,122 | 23 | 0.01% | 0.03% | 101 | -2,317 | -42.6% | Q2 2026 | Jul 27, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Added to | 3,066 | 22 | 0.0% | 0.0% | 103 | +953 | 45.1% | Q2 2026 | Aug 13, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,530 | 18 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Global Retirement Partners, LLC | History | New | 2,347 | 17 | 0.0% | — | 105 | +2,347 | New | Q2 2026 | Aug 06, 2026 |
| Burk Holdings LLC | History | No change | 2,106 | 15 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Triumph Capital Management | History | Added to | 1,850 | 13 | 0.0% | 0.0% | 107 | +250 | 15.63% | Q2 2026 | Jul 20, 2026 |
| Arax Advisory Partners | History | New | 1,440 | 10 | 0.0% | — | 109 | +1,440 | New | Q2 2026 | Aug 10, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 1,426 | 10 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 1,335 | 9 | 0.0% | 0.0% | 110 | +1,135 | 567.5% | Q2 2026 | Aug 14, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,200 | 8 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FNY Investment Advisers, LLC | History | No change | 1,200 | 8 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Allworth Financial LP | History | Added to | 622 | 4 | 0.0% | — | 113 | +548 | 740.54% | Q2 2026 | Aug 11, 2026 |
| Larson Financial Group LLC | History | Added to | 584 | 4 | 0.0% | 0.0% | 114 | +21 | 3.73% | Q2 2026 | Aug 14, 2026 |
| Russell Investments Group, Ltd. | History | New | 509 | 3 | 0.0% | — | 117 | +509 | New | Q2 2026 | Aug 06, 2026 |
| Aventura Private Wealth, LLC | History | Reduced | 449 | 3 | 0.0% | 0.0% | 116 | -380 | -45.84% | Q2 2026 | Jul 15, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 500 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | Reduced | 375 | 2 | 0.0% | 0.0% | 119 | -450 | -54.55% | Q2 2026 | Aug 10, 2026 |
| JNBA Financial Advisors | History | New | 356 | 2 | 0.0% | — | 120 | +356 | New | Q2 2026 | Jul 23, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 331 | 2 | 0.0% | 0.0% | 118 | -215 | -39.38% | Q2 2026 | Jul 21, 2026 |
| Buck Wealth Strategies, LLC | History | New | 226 | 1 | 0.0% | — | 126 | +226 | New | Q2 2026 | Jul 30, 2026 |
| Quarry LP | History | New | 210 | 1 | 0.0% | — | 125 | +210 | New | Q2 2026 | Aug 14, 2026 |
| WOLFF WIESE MAGANA LLC | History | New | 200 | 1 | 0.0% | — | 124 | +200 | New | Q2 2026 | Jul 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 188 | 1 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Hilltop National Bank | History | No change | 191 | 1 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Jul 01, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 230 | 1 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.02% | — | -192,700 | -100.0% | Q2 2026 | Sep 16, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.04% | — | -99,022 | -100.0% | Q2 2026 | Jul 16, 2026 |
| VARCOV Co. | History | Closed out | 0 | 0 | — | 0.26% | — | -85,730 | -100.0% | Q2 2026 | Aug 14, 2026 |
| CastleKnight Management LP | History | Closed out | 0 | 0 | — | 0.01% | — | -79,100 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Andina Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -46,947 | -100.0% | Q2 2026 | Aug 05, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 0.13% | — | -37,243 | -100.0% | Q2 2026 | Aug 14, 2026 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,205 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Cornerstone Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,612 | -100.0% | Q2 2026 | Jul 22, 2026 |
| Westend Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -17,118 | -100.0% | Q2 2026 | Aug 07, 2026 |
| MIRABELLA FINANCIAL SERVICES LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -14,598 | -100.0% | Q2 2026 | Jul 31, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,204 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Bridgewealth Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,042 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,566 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Concurrent Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,265 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Sowell Financial Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,801 | -100.0% | Q2 2026 | Jul 17, 2026 |
| WINTON GROUP Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -11,070 | -100.0% | Q2 2026 | Aug 07, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,001 | -100.0% | Q2 2026 | Jul 24, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -9,660 | -100.0% | Q2 2026 | Aug 14, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,000 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Truvestments Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,202 | -100.0% | Q2 2026 | Aug 12, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,146 | -100.0% | Q2 2026 | Aug 18, 2026 |
| Murphy & Mullick Capital Management Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -1,038 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q2 2026 | Jul 29, 2026 |
| N.E.W. Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -320 | -100.0% | Q2 2026 | Aug 06, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -257 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 50 | 0 | — | — | — | -16 | -24.24% | Q2 2026 | Aug 04, 2026 |
| PMV Capital Advisers, LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 56 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |