PIMCO HIGH INCOME FUND - PHK
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 2,465,679 | 11,416 | 0.0% | 0.0% | 1 | +528,561 | 27.29% | Q1 2026 | May 06, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 1,322,308 | 6,122 | 0.05% | 0.04% | 2 | +164,103 | 14.17% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 1,286,879 | 5,958 | 0.01% | 0.01% | 3 | -374,893 | -22.56% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 1,265,943 | 5,861 | 0.0% | 0.0% | 4 | -23,105 | -1.79% | Q1 2026 | May 05, 2026 |
| Invesco Ltd. | History | Added to | 1,248,619 | 5,781 | 0.0% | 0.0% | 5 | +32,239 | 2.65% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,247,814 | 5,777 | 0.0% | 0.0% | 6 | +48,233 | 4.02% | Q1 2026 | May 15, 2026 |
| COHEN & STEERS, INC. | History | Added to | 1,187,044 | 5,496 | 0.01% | 0.01% | 7 | +38,091 | 3.32% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 1,072,149 | 4,964 | 0.04% | 0.05% | 8 | -238,594 | -18.2% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 941,248 | 4,357 | 0.0% | 0.0% | 9 | +60,403 | 6.86% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 926,775 | 4,290 | 0.0% | 0.0% | 10 | +38,913 | 4.38% | Q1 2026 | May 04, 2026 |
| MORGAN STANLEY | History | Added to | 851,211 | 3,941 | 0.0% | 0.0% | 11 | +10,851 | 1.29% | Q1 2026 | May 15, 2026 |
| GraniteShares Advisors LLC | History | Reduced | 504,811 | 2,337 | 1.68% | 1.66% | 12 | -57,779 | -10.27% | Q1 2026 | Apr 23, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 447,813 | 2,073 | 0.1% | 0.14% | 13 | -141,813 | -24.05% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 376,159 | 1,742 | 0.0% | 0.0% | 14 | -6,666 | -1.74% | Q1 2026 | Apr 30, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 353,156 | 1,635 | 0.01% | 0.01% | 15 | +17,293 | 5.15% | Q1 2026 | Apr 07, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 349,863 | 1,619 | 0.02% | 0.03% | 16 | +12,258 | 3.63% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 307,536 | 1,423 | 0.01% | 0.01% | 17 | -88,281 | -22.3% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 286,616 | 1,327 | 0.0% | 0.0% | 18 | -15,121 | -5.01% | Q1 2026 | Apr 27, 2026 |
| Marks Group Wealth Management, Inc | History | Reduced | 261,440 | 1,210 | 0.12% | 0.13% | 19 | -19,229 | -6.85% | Q1 2026 | May 05, 2026 |
| Elm3 Financial Group, LLC | History | Added to | 259,069 | 1,199 | 1.01% | 0.84% | 20 | +49,977 | 23.9% | Q1 2026 | Apr 13, 2026 |
| Shaker Financial Services, LLC | History | New | 238,025 | 1,102 | 0.38% | — | 21 | +238,025 | New | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 206,498 | 956 | 0.0% | 0.0% | 22 | +10,649 | 5.44% | Q1 2026 | May 14, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 205,862 | 953 | 0.49% | 0.65% | 23 | -987 | -0.48% | Q1 2026 | Apr 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 185,772 | 860 | 0.0% | 0.0% | 24 | +43,651 | 30.71% | Q1 2026 | May 11, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 173,291 | 802 | 0.01% | 0.02% | 25 | -6,555 | -3.64% | Q1 2026 | Apr 22, 2026 |
| Baird Financial Group, Inc. | History | Added to | 172,509 | 798 | 0.0% | 0.0% | 26 | +1,772 | 1.04% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 142,267 | 658 | 0.0% | 0.0% | 27 | -26,827 | -15.87% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 138,610 | 642 | 0.0% | 0.0% | 28 | -11,034 | -7.37% | Q1 2026 | May 15, 2026 |
| Rathbones Group PLC | History | No change | 131,400 | 608 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Creekside Partners | History | Added to | 131,085 | 606 | 0.25% | 0.19% | 30 | +40,241 | 44.3% | Q1 2026 | Apr 21, 2026 |
| Future Financial Wealth Managment LLC | History | Reduced | 127,753 | 597 | 0.38% | 0.43% | 31 | -2,530 | -1.94% | Q1 2026 | Apr 16, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 127,114 | 588 | 0.0% | 0.0% | 32 | +15,628 | 14.02% | Q1 2026 | May 05, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 124,963 | 578 | 0.01% | 0.01% | 33 | -5,687 | -4.35% | Q1 2026 | May 12, 2026 |
| Legend Capital Advisors LLC | History | New | 113,678 | 526 | 0.33% | — | 34 | +113,678 | New | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | New | 108,255 | 501 | 0.02% | — | 35 | +108,255 | New | Q1 2026 | May 19, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 103,000 | 477 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Rayburn West Financial Services LLC | History | Added to | 99,100 | 458 | 0.27% | 0.24% | 37 | +20,000 | 25.28% | Q1 2026 | May 05, 2026 |
| Noble Wealth Management PBC | History | Reduced | 87,449 | 404 | 0.2% | 0.27% | 38 | -24,901 | -22.16% | Q1 2026 | Apr 02, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Added to | 84,342 | 390 | 0.26% | 0.27% | 39 | +1,540 | 1.86% | Q1 2026 | May 07, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 84,218 | 389 | 0.01% | 0.01% | 40 | +2,429 | 2.97% | Q1 2026 | May 12, 2026 |
| Indivisible Partners | History | Added to | 82,967 | 384 | 0.03% | 0.03% | 41 | +21,293 | 34.53% | Q1 2026 | Apr 30, 2026 |
| PFG Investments, LLC | History | Reduced | 78,851 | 365 | 0.02% | 0.02% | 42 | -13,296 | -14.43% | Q1 2026 | Apr 27, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 64,424 | 298 | 0.0% | 0.0% | 43 | -17,656 | -21.51% | Q1 2026 | May 04, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 63,900 | 295 | 0.02% | 0.02% | 44 | +6,100 | 10.55% | Q1 2026 | May 05, 2026 |
| LAUREL OAK WEALTH MANAGEMENT, LLC | History | Added to | 55,436 | 256 | 0.04% | 0.03% | 45 | +13,814 | 33.19% | Q1 2026 | Apr 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 51,593 | 238 | 0.0% | 0.0% | 46 | -9,945 | -16.16% | Q1 2026 | May 07, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 51,360 | 237 | 0.0% | 0.0% | 47 | +10,000 | 24.18% | Q1 2026 | May 14, 2026 |
| New England Private Wealth Advisors LLC | History | New | 44,347 | 205 | 0.02% | — | 48 | +44,347 | New | Q1 2026 | May 08, 2026 |
| Virtu Financial LLC | History | New | 42,384 | 196 | 0.01% | — | 49 | +42,384 | New | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 41,452 | 191 | 0.0% | 0.0% | 50 | +1,561 | 3.91% | Q1 2026 | May 12, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 37,442 | 173 | 0.0% | 0.0% | 51 | -3,000 | -7.42% | Q1 2026 | May 15, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 35,395 | 163 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | New | 34,500 | 159 | 0.0% | — | 53 | +34,500 | New | Q1 2026 | Apr 20, 2026 |
| CWM, LLC | History | New | 34,162 | 158 | 0.0% | — | 54 | +34,162 | New | Q1 2026 | May 14, 2026 |
| Allworth Financial LP | History | No change | 33,736 | 156 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | No change | 33,762 | 156 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NOMURA HOLDINGS INC | History | New | 30,300 | 140 | 0.0% | — | 57 | +30,300 | New | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | New | 29,970 | 138 | 0.0% | — | 59 | +29,970 | New | Q1 2026 | May 13, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | No change | 30,000 | 138 | 0.05% | 0.05% | 58 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Independent Advisor Alliance | History | New | 28,368 | 131 | 0.0% | — | 60 | +28,368 | New | Q1 2026 | May 12, 2026 |
| International Private Wealth Advisors LLC | History | Added to | 28,255 | 130 | 0.08% | 0.08% | 61 | +770 | 2.8% | Q1 2026 | Apr 21, 2026 |
| HighTower Advisors, LLC | History | Added to | 25,538 | 118 | 0.0% | 0.0% | 62 | +10,752 | 72.72% | Q1 2026 | May 05, 2026 |
| Arkadios Wealth Advisors | History | New | 25,259 | 116 | 0.0% | — | 63 | +25,259 | New | Q1 2026 | May 18, 2026 |
| HRT FINANCIAL LP | History | New | 24,965 | 115 | 0.0% | — | 65 | +24,965 | New | Q1 2026 | May 14, 2026 |
| Wealthcare Advisory Partners LLC | History | No change | 25,000 | 115 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Moors & Cabot, Inc. | History | No change | 24,500 | 113 | 0.0% | 0.01% | 66 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Centric Wealth Management | History | Reduced | 23,940 | 111 | 0.02% | 0.03% | 67 | -4,159 | -14.8% | Q1 2026 | May 12, 2026 |
| Brookstone Capital Management | History | Added to | 23,888 | 110 | 0.0% | 0.0% | 68 | +437 | 1.86% | Q1 2026 | Apr 16, 2026 |
| Valley Financial Group, Inc. | History | Added to | 23,579 | 109 | 0.06% | 0.05% | 69 | +6,729 | 39.93% | Q1 2026 | May 15, 2026 |
| Atria Investments, Inc | History | Added to | 22,945 | 106 | 0.0% | 0.0% | 70 | +1,715 | 8.08% | Q1 2026 | May 05, 2026 |
| Tempus Wealth Planning, LLC | History | No change | 22,730 | 105 | 0.02% | 0.03% | 71 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 104,000 | 104 | 0.0% | 0.0% | 72 | -20,600 | -16.53% | Q1 2026 | May 15, 2026 |
| Alpha Cubed Investments, LLC | History | No change | 21,019 | 102 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 21,507 | 99 | 0.0% | — | 75 | +21,507 | New | Q1 2026 | May 14, 2026 |
| 180 WEALTH ADVISORS, LLC | History | No change | 21,550 | 99 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 21,249 | 98 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 21,240 | 98 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Ceeto Capital Group, LLC | History | No change | 20,000 | 94 | 0.03% | 0.03% | 78 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 19,030 | 88 | 0.01% | 0.03% | 79 | -30,635 | -61.68% | Q1 2026 | May 15, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 18,874 | 87 | 0.0% | — | 80 | +18,874 | New | Q1 2026 | May 15, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 17,684 | 81 | 0.01% | 0.01% | 81 | +852 | 5.06% | Q1 2026 | May 11, 2026 |
| STEINBERGANNA WEALTH MANAGEMENT | History | Reduced | 17,451 | 80 | 0.04% | 0.04% | 82 | -1,516 | -7.99% | Q1 2026 | Apr 15, 2026 |
| Wagner Wealth Management, LLC | History | No change | 16,309 | 75 | 0.02% | 0.02% | 83 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| SCOTIA CAPITAL INC. | History | No change | 15,850 | 73 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Spire Wealth Management | History | No change | 14,918 | 69 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 14,775 | 68 | 0.0% | 0.0% | 86 | -10,790 | -42.21% | Q1 2026 | May 11, 2026 |
| Strategic Financial Partners, Ltd. | History | Added to | 14,265 | 66 | 0.03% | 0.03% | 88 | +327 | 2.35% | Q1 2026 | May 01, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 15,082 | 66 | 0.0% | 0.0% | 87 | +51 | 0.34% | Q1 2026 | Apr 24, 2026 |
| Madison Wealth Partners, Inc | History | No change | 13,950 | 64 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Boreal Capital Management LLC | History | No change | 13,148 | 61 | 0.05% | 0.05% | 90 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| KPP Advisory Services LLC | History | Reduced | 13,160 | 60 | 0.01% | 0.01% | 92 | -1,895 | -12.59% | Q1 2026 | Apr 24, 2026 |
| Glenview Trust Co | History | No change | 13,010 | 60 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 12,755 | 59 | 0.0% | 0.0% | 93 | -2,700 | -17.47% | Q1 2026 | May 08, 2026 |
| Jump Financial, LLC | History | New | 12,400 | 57 | 0.0% | — | 94 | +12,400 | New | Q1 2026 | May 14, 2026 |
| RMR Wealth Builders | History | Reduced | 11,612 | 54 | 0.0% | 0.0% | 96 | -1,038 | -8.21% | Q1 2026 | Apr 22, 2026 |
| CIBC WORLD MARKET INC. | History | No change | 11,730 | 54 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| KANE INVESTMENT MANAGEMENT, INC. | History | Reduced | 11,403 | 52 | 0.03% | 0.1% | 100 | -32,354 | -73.94% | Q1 2026 | May 14, 2026 |
| Bryn Mawr Trust Advisors, LLC | History | Reduced | 11,277 | 52 | 0.0% | 0.0% | 99 | -1,128 | -9.09% | Q1 2026 | May 04, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 11,278 | 52 | 0.0% | 0.0% | 97 | -382 | -3.28% | Q1 2026 | May 04, 2026 |
| Anfield Capital Management, LLC | History | No change | 11,407 | 52 | 0.01% | 0.02% | 98 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Shulman DeMeo Asset Management LLC | History | Reduced | 10,807 | 50 | 0.01% | 0.01% | 102 | -582 | -5.11% | Q1 2026 | Apr 09, 2026 |
| E&G Advisors, LP | History | No change | 10,800 | 50 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Bank of New York Mellon Corp | History | New | 10,698 | 49 | 0.0% | — | 104 | +10,698 | New | Q1 2026 | May 05, 2026 |
| Curi Capital, LLC | History | No change | 10,480 | 49 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| EASTERN BANK | History | No change | 10,500 | 48 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| PRIVATE TRUST CO NA | History | No change | 10,000 | 46 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Cornerstone Wealth Management, LLC | History | No change | 10,000 | 46 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Cornerstone Planning Group LLC | History | Added to | 6,340 | 29 | 0.0% | 0.0% | 108 | +61 | 0.97% | Q1 2026 | May 06, 2026 |
| CoreCap Advisors, LLC | History | No change | 6,000 | 27 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 5,577 | 25 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MAI Capital Management | History | No change | 4,243 | 19 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Hilltop National Bank | History | No change | 4,100 | 18 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| Smallwood Wealth Investment Management, LLC | History | Added to | 2,844 | 13 | 0.01% | 0.01% | 113 | +58 | 2.08% | Q1 2026 | Apr 22, 2026 |
| FNY Investment Advisers, LLC | History | No change | 2,600 | 12 | 0.01% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Nemes Rush Group LLC | History | New | 2,175 | 10 | 0.0% | — | 116 | +2,175 | New | Q1 2026 | Apr 21, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 2,175 | 10 | 0.0% | 0.0% | 115 | +175 | 8.75% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Added to | 2,024 | 9 | 0.0% | 0.0% | 118 | +58 | 2.95% | Q1 2026 | Apr 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,000 | 9 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 2,027 | 9 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Advisors Asset Management, Inc. | History | New | 1,308 | 6 | 0.0% | — | 121 | +1,308 | New | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,500 | 6 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Fortitude Family Office, LLC | History | No change | 1,110 | 5 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Osbon Capital Management LLC | History | New | 938 | 4 | 0.0% | — | 125 | +938 | New | Q1 2026 | May 15, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 1,000 | 4 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,000 | 4 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 833 | 3 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 813 | 3 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| SHP Wealth Management | History | No change | 389 | 1 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Nilsine Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -171,108 | -100.0% | Q1 2026 | Apr 29, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -79,784 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -73,759 | -100.0% | Q1 2026 | May 11, 2026 |
| Presper Financial Architects, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -72,543 | -100.0% | Q1 2026 | Apr 29, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -55,391 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,425 | -100.0% | Q1 2026 | Apr 28, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -25,814 | -100.0% | Q1 2026 | May 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,379 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Base Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -11,178 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,500 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Zullo Investment Group, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -10,100 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,387 | -100.0% | Q1 2026 | May 14, 2026 |
| Kilter Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,749 | -100.0% | Q1 2026 | May 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -1,643 | -100.0% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 100 | 0 | — | — | — | +100 | New | Q1 2026 | May 15, 2026 |
| Essential Partners LLC | History | Closed out | 0 | 0 | — | — | — | -63 | -100.0% | Q1 2026 | May 21, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 126 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 49 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Key FInancial Inc | History | No change | 130 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |