PIMCO CORPORATE & INCOME OPPORTUNITY FUND - PTY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 2,741,887 | 33,067 | 0.01% | 0.01% | 1 | +85,349 | 3.21% | Q1 2026 | May 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,717,641 | 32,774 | 0.02% | 0.02% | 2 | +129,508 | 5.0% | Q1 2026 | May 07, 2026 |
| MORGAN STANLEY | History | Added to | 2,579,936 | 31,114 | 0.0% | 0.0% | 3 | +63,243 | 2.51% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2,144,104 | 25,857 | 0.0% | 0.0% | 4 | +1,516,862 | 241.83% | Q1 2026 | May 11, 2026 |
| XML Financial, LLC | History | Reduced | 1,591,047 | 19,188 | 1.55% | 1.68% | 5 | -5,608 | -0.35% | Q1 2026 | Apr 16, 2026 |
| Merrithew & Thorsten Inc | History | Reduced | 1,523,119 | 18,368 | 17.32% | 20.85% | 6 | -4,865 | -0.32% | Q1 2026 | May 01, 2026 |
| Invesco Ltd. | History | Added to | 1,376,934 | 16,605 | 0.0% | 0.0% | 7 | +52,237 | 3.94% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Added to | 1,153,947 | 13,916 | 0.01% | 0.02% | 8 | +33,527 | 2.99% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 836,914 | 10,093 | 0.0% | 0.0% | 9 | +55,711 | 7.13% | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 817,243 | 9,856 | 0.01% | 0.02% | 10 | +766 | 0.09% | Q1 2026 | May 15, 2026 |
| Logan Stone Capital, LLC | History | Reduced | 784,874 | 9,465 | 2.63% | 3.02% | 11 | -164,211 | -17.3% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 656,503 | 7,917 | 0.04% | 0.05% | 12 | -129,341 | -16.46% | Q1 2026 | Apr 24, 2026 |
| PFG Investments, LLC | History | Reduced | 627,325 | 7,565 | 0.35% | 0.38% | 13 | -3,549 | -0.56% | Q1 2026 | Apr 27, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 615,024 | 7,417 | 0.06% | 0.04% | 14 | +204,329 | 49.75% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 600,310 | 7,240 | 0.0% | 0.0% | 15 | +16,237 | 2.78% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | Added to | 548,471 | 7,075 | 0.05% | 0.04% | 16 | +99,549 | 22.18% | Q1 2026 | May 15, 2026 |
| Accel Wealth Management | History | Added to | 504,396 | 6,083 | 1.59% | 1.77% | 17 | +1,814 | 0.36% | Q1 2026 | Apr 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 500,164 | 6,032 | 0.02% | 0.02% | 18 | +1,525 | 0.31% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 458,924 | 5,534 | 0.01% | 0.01% | 19 | -37,137 | -7.49% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 409,373 | 4,937 | 0.02% | 0.02% | 20 | +5,791 | 1.43% | Q1 2026 | Apr 30, 2026 |
| Independent Advisor Alliance | History | Added to | 371,808 | 4,484 | 0.05% | 0.0% | 21 | +357,679 | 2531.52% | Q1 2026 | May 12, 2026 |
| Ascentis Independent Advisors | History | Added to | 368,364 | 4,442 | 0.34% | 0.37% | 22 | +192,518 | 109.48% | Q1 2026 | Apr 28, 2026 |
| Evergreen Wealth Management, LLC | History | Added to | 365,641 | 4,409 | 2.28% | 2.29% | 23 | +13,411 | 3.81% | Q1 2026 | May 01, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 349,786 | 4,218 | 0.13% | 0.12% | 24 | +71,084 | 25.51% | Q1 2026 | Apr 08, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 311,995 | 3,762 | 0.0% | 0.0% | 25 | -39,576 | -11.26% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 288,163 | 3,475 | 0.0% | 0.01% | 26 | -160,981 | -35.84% | Q1 2026 | Apr 27, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 286,356 | 3,453 | 0.17% | 0.76% | 27 | -955,954 | -76.95% | Q1 2026 | May 15, 2026 |
| Noble Wealth Management PBC | History | Added to | 261,606 | 3,154 | 1.59% | 1.45% | 28 | +37,749 | 16.86% | Q1 2026 | Apr 02, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 249,976 | 3,014 | 1.02% | 0.24% | 29 | +194,158 | 347.84% | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 231,015 | 2,786 | 0.0% | 0.0% | 30 | -353,277 | -60.46% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 222,842 | 2,687 | 0.01% | 0.01% | 31 | +34,228 | 18.15% | Q1 2026 | May 08, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 209,443 | 2,525 | 0.0% | 0.0% | 32 | -138,891 | -39.87% | Q1 2026 | May 12, 2026 |
| Strategic Wealth Partners, Ltd. | History | Added to | 198,061 | 2,388 | 0.17% | 0.17% | 33 | +111 | 0.06% | Q1 2026 | May 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 188,836 | 2,277 | 0.03% | 0.04% | 34 | +9,101 | 5.06% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Reduced | 186,211 | 2,245 | 0.0% | 0.0% | 35 | -9,844 | -5.02% | Q1 2026 | May 05, 2026 |
| Beta Wealth Group, Inc. | History | New | 176,721 | 2,131 | 0.88% | — | 36 | +176,721 | New | Q1 2026 | May 07, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 175,280 | 2,113 | 0.0% | 0.0% | 37 | +6,228 | 3.68% | Q1 2026 | May 12, 2026 |
| Smith Asset Management Co., LLC | History | Added to | 165,202 | 1,992 | 1.71% | 1.73% | 38 | +2,821 | 1.74% | Q1 2026 | May 14, 2026 |
| Elm3 Financial Group, LLC | History | Reduced | 160,030 | 1,929 | 1.63% | 1.78% | 39 | -6,395 | -3.84% | Q1 2026 | Apr 13, 2026 |
| AG Asset Advisory, LLC | History | Added to | 152,398 | 1,837 | 1.52% | 0.23% | 40 | +131,442 | 627.23% | Q1 2026 | Apr 29, 2026 |
| XTX Topco Ltd | History | Added to | 148,788 | 1,794 | 0.03% | 0.05% | 41 | +14,664 | 10.93% | Q1 2026 | May 15, 2026 |
| Plotkin Financial Advisors, LLC | History | Added to | 131,437 | 1,585 | 0.8% | 0.8% | 42 | +4,335 | 3.41% | Q1 2026 | May 11, 2026 |
| Mariner, LLC | History | Added to | 130,453 | 1,573 | 0.0% | 0.0% | 43 | +33,246 | 34.2% | Q1 2026 | May 13, 2026 |
| Zullo Investment Group, Inc. | History | Reduced | 128,967 | 1,555 | 0.59% | 0.66% | 44 | -11,061 | -7.9% | Q1 2026 | Apr 15, 2026 |
| Covenant Asset Management, LLC | History | Added to | 126,081 | 1,520 | 0.23% | 0.19% | 45 | +3,413 | 2.78% | Q1 2026 | Apr 14, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 115,568 | 1,395 | 0.06% | 0.05% | 46 | +26,340 | 29.52% | Q1 2026 | May 12, 2026 |
| Vision Retirement, LLC | History | Added to | 115,671 | 1,394 | 0.4% | 0.39% | 47 | +4,115 | 3.69% | Q1 2026 | May 07, 2026 |
| C2C Wealth Management, LLC | History | Added to | 108,985 | 1,314 | 1.11% | 1.03% | 48 | +14,285 | 15.08% | Q1 2026 | Apr 20, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 106,712 | 1,286 | 0.0% | 0.0% | 49 | +26,849 | 33.62% | Q1 2026 | May 14, 2026 |
| Financial Engines Advisors L.L.C. | History | Added to | 106,033 | 1,278 | 0.0% | 0.0% | 50 | +8,622 | 8.85% | Q1 2026 | May 14, 2026 |
| UMB Bank, n.a. | History | No change | 99,000 | 1,193 | 0.02% | 0.02% | 51 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| NBT BANK N A /NY | History | No change | 98,400 | 1,186 | 0.08% | 0.08% | 52 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 93,244 | 1,124 | 0.03% | 0.03% | 53 | -3,466 | -3.58% | Q1 2026 | May 15, 2026 |
| Signature Equity Partners, LLC | History | Added to | 92,171 | 1,111 | 0.6% | 0.6% | 54 | +8,398 | 10.02% | Q1 2026 | May 13, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Added to | 90,706 | 1,093 | 0.03% | 0.02% | 55 | +13,800 | 17.94% | Q1 2026 | Apr 29, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 86,745 | 1,046 | 0.01% | 0.02% | 56 | -265 | -0.3% | Q1 2026 | Apr 23, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 83,854 | 1,011 | 0.36% | 0.4% | 57 | -2,752 | -3.18% | Q1 2026 | Apr 22, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 82,639 | 996 | 0.12% | — | 58 | +82,639 | New | Q1 2026 | Apr 22, 2026 |
| Prosperity Wealth Management, Inc. | History | No change | 73,662 | 950 | 0.32% | 0.32% | 59 | 0 | 0.0% | Q4 2025 | Mar 27, 2026 |
| Wealthspire Advisors, LLC | History | Added to | 76,647 | 924 | 0.01% | 0.01% | 60 | +184 | 0.24% | Q1 2026 | May 01, 2026 |
| Shay Capital LLC | History | New | 74,470 | 898 | 0.07% | — | 61 | +74,470 | New | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 71,157 | 858 | 0.0% | 0.0% | 62 | -3,180 | -4.28% | Q1 2026 | Apr 22, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Added to | 70,430 | 849 | 0.04% | 0.02% | 63 | +29,494 | 72.05% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 69,104 | 833 | 0.0% | 0.0% | 64 | +6,524 | 10.43% | Q1 2026 | May 05, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 68,112 | 821 | 0.04% | 0.04% | 65 | +2,391 | 3.64% | Q1 2026 | Apr 23, 2026 |
| Triumph Capital Management | History | Added to | 67,149 | 817 | 0.17% | 0.18% | 66 | +1,864 | 2.86% | Q1 2026 | May 13, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 65,902 | 794 | 0.0% | 0.01% | 67 | -5,815 | -8.11% | Q1 2026 | May 05, 2026 |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | History | No change | 64,830 | 781 | 0.53% | 0.52% | 68 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Main Street Group, LTD | History | Added to | 64,655 | 779 | 0.23% | 0.19% | 69 | +21,577 | 50.09% | Q1 2026 | May 06, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 62,138 | 756 | 0.0% | 0.0% | 70 | +23,429 | 60.53% | Q1 2026 | Apr 08, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 61,275 | 738 | 0.0% | 0.0% | 71 | -27,041 | -30.62% | Q1 2026 | May 15, 2026 |
| EXENCIAL WEALTH ADVISORS, LLC | History | Reduced | 61,017 | 735 | 0.02% | 0.03% | 72 | -1,509 | -2.41% | Q1 2026 | Apr 27, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 59,552 | 718 | 0.0% | 0.0% | 73 | -6,395 | -9.7% | Q1 2026 | May 04, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 58,845 | 709 | 0.01% | 0.01% | 74 | -9,800 | -14.28% | Q1 2026 | May 08, 2026 |
| FELL CAPITAL MANAGEMENT /ADV | History | Reduced | 55,950 | 674 | 0.64% | 0.75% | 75 | -4,000 | -6.67% | Q1 2026 | May 04, 2026 |
| Boreal Capital Management LLC | History | New | 1 | 670 | 0.54% | 1.01% | 76 | +1 | New | Q1 2026 | May 14, 2026 |
| Sovran Advisors, LLC | History | Reduced | 54,699 | 668 | 0.05% | 0.06% | 77 | -90 | -0.16% | Q1 2026 | May 01, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 54,484 | 657 | 0.01% | 0.01% | 78 | +31,005 | 132.05% | Q1 2026 | May 15, 2026 |
| Advisory Advocates, LLC | History | Added to | 53,940 | 650 | 0.66% | 0.15% | 79 | +42,399 | 367.38% | Q1 2026 | May 05, 2026 |
| MINDSET WEALTH MANAGEMENT, LLC | History | Added to | 51,785 | 624 | 0.17% | 0.09% | 80 | +25,000 | 93.34% | Q1 2026 | Apr 22, 2026 |
| GHE, LLC | History | Reduced | 51,450 | 620 | 0.26% | 0.24% | 81 | -4,000 | -7.21% | Q1 2026 | May 04, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 46,513 | 560 | 0.02% | 0.02% | 82 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| WEALTH EFFECTS LLC | History | New | 46,380 | 559 | 0.2% | — | 83 | +46,380 | New | Q1 2026 | Apr 21, 2026 |
| Arkadios Wealth Advisors | History | Added to | 45,970 | 554 | 0.01% | 0.01% | 84 | +5,862 | 14.62% | Q1 2026 | May 18, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Reduced | 45,030 | 548 | 0.01% | 0.03% | 85 | -1,191 | -2.58% | Q1 2026 | May 01, 2026 |
| Accelerate Investment Advisors LLC | History | Added to | 44,452 | 536 | 0.36% | 0.25% | 86 | +15,802 | 55.16% | Q1 2026 | Apr 13, 2026 |
| NWAM LLC | History | Added to | 43,816 | 528 | 0.03% | 0.03% | 87 | +1,601 | 3.79% | Q1 2026 | May 04, 2026 |
| Sigma Planning Corp | History | Reduced | 42,816 | 516 | 0.01% | 0.02% | 88 | -2,456 | -5.42% | Q1 2026 | May 04, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 41,318 | 498 | 0.0% | 0.0% | 89 | +7,863 | 23.5% | Q1 2026 | May 14, 2026 |
| Everest Financial Group LLC | History | New | 39,822 | 479 | 0.08% | — | 91 | +39,822 | New | Q1 2026 | May 15, 2026 |
| CHOREO, LLC | History | Added to | 39,552 | 479 | 0.01% | 0.0% | 90 | +21,557 | 119.79% | Q1 2026 | May 12, 2026 |
| NWF Advisory Services Inc. | History | Added to | 39,395 | 475 | 0.05% | 0.05% | 92 | +3,592 | 10.03% | Q1 2026 | May 04, 2026 |
| Virtu Financial LLC | History | New | 38,745 | 467 | 0.02% | — | 93 | +38,745 | New | Q1 2026 | May 14, 2026 |
| PRIVATE TRUST CO NA | History | No change | 37,395 | 450 | 0.04% | 0.04% | 94 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| RMG Wealth Management LLC | History | New | 36,308 | 436 | 0.05% | — | 95 | +36,308 | New | Q1 2026 | May 14, 2026 |
| Quarry LP | History | New | 34,426 | 415 | 0.07% | — | 96 | +34,426 | New | Q1 2026 | May 15, 2026 |
| DELTA FINANCIAL ADVISORS LLC | History | Reduced | 34,375 | 414 | 0.11% | 0.12% | 97 | -1,950 | -5.37% | Q1 2026 | May 05, 2026 |
| IHT Wealth Management, LLC | History | New | 33,651 | 405 | 0.01% | — | 98 | +33,651 | New | Q1 2026 | May 15, 2026 |
| Avior Wealth Management, LLC | History | No change | 33,070 | 398 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Capital Analysts, LLC | History | Added to | 32,953 | 397 | 0.01% | 0.01% | 100 | +1,301 | 4.11% | Q1 2026 | May 14, 2026 |
| World Investment Advisors | History | Added to | 31,792 | 383 | 0.01% | 0.01% | 101 | +37 | 0.12% | Q1 2026 | Apr 27, 2026 |
| Stratos Wealth Partners, LTD. | History | New | 31,140 | 375 | 0.0% | — | 102 | +31,140 | New | Q1 2026 | Apr 28, 2026 |
| Lido Advisors, LLC | History | Added to | 30,952 | 373 | 0.0% | 0.0% | 103 | +326 | 1.06% | Q1 2026 | May 13, 2026 |
| AE Wealth Management LLC | History | Reduced | 30,604 | 369 | 0.0% | 0.01% | 104 | -56,743 | -64.96% | Q1 2026 | May 13, 2026 |
| Red Door Wealth Management, LLC | History | No change | 30,118 | 363 | 0.04% | 0.04% | 105 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| FIFTH THIRD BANCORP | History | New | 29,815 | 359 | 0.0% | — | 107 | +29,815 | New | Q1 2026 | May 01, 2026 |
| Collaborative Wealth Managment Inc. | History | No change | 29,828 | 359 | 0.16% | 0.14% | 106 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Western Wealth Management, LLC | History | Reduced | 29,118 | 351 | 0.01% | 0.02% | 108 | -1,253 | -4.13% | Q1 2026 | May 19, 2026 |
| Argyle Capital Partners, LLC | History | No change | 26,539 | 320 | 0.23% | 0.25% | 109 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 26,532 | 310 | 0.02% | 0.02% | 110 | -713 | -2.62% | Q1 2026 | Apr 24, 2026 |
| CDKV HOLDINGS LLC | History | Added to | 25,404 | 306 | 0.27% | 0.27% | 111 | +14 | 0.06% | Q1 2026 | May 01, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 25,067 | 302 | 0.0% | 0.0% | 112 | +13,252 | 112.16% | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 25,000 | 301 | 0.01% | 0.01% | 114 | -4,069 | -14.0% | Q1 2026 | Apr 28, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 24,977 | 301 | 0.01% | 0.01% | 113 | +1,898 | 8.22% | Q1 2026 | May 18, 2026 |
| PARK AVENUE SECURITIES LLC | History | No change | 24,429 | 295 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| NORTHERN TRUST CORP | History | No change | 24,357 | 293 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Taylor & Morgan Wealth Management, LLC | History | Added to | 23,656 | 285 | 0.16% | 0.17% | 117 | +618 | 2.68% | Q1 2026 | Apr 09, 2026 |
| Wealth Care LLC | History | New | 23,062 | 278 | 0.25% | — | 119 | +23,062 | New | Q1 2026 | Apr 24, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 23,066 | 278 | 0.0% | 0.01% | 118 | -6,288 | -21.42% | Q1 2026 | May 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 22,656 | 273 | 0.0% | 0.0% | 120 | -159 | -0.7% | Q1 2026 | May 01, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | No change | 22,000 | 265 | 0.09% | 0.1% | 121 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Creative Planning | History | Reduced | 21,437 | 258 | 0.0% | 0.0% | 122 | -2,904 | -11.93% | Q1 2026 | May 12, 2026 |
| PATRON PARTNERS, LLC | History | Added to | 21,381 | 257 | 0.11% | 0.12% | 123 | +90 | 0.42% | Q1 2026 | Apr 29, 2026 |
| SYM FINANCIAL Corp | History | Added to | 20,134 | 242 | 0.02% | 0.03% | 124 | +881 | 4.58% | Q1 2026 | May 08, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 19,576 | 238 | 0.0% | 0.0% | 125 | +6,343 | 47.93% | Q1 2026 | Apr 07, 2026 |
| Madison Wealth Partners, Inc | History | No change | 19,622 | 236 | 0.04% | 0.05% | 126 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| VestGen Advisors, LLC | History | No change | 19,400 | 234 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Reduced | 19,235 | 231 | 0.02% | 0.02% | 128 | -200 | -1.03% | Q1 2026 | May 21, 2026 |
| Focus Partners Wealth | History | Added to | 19,077 | 230 | 0.0% | 0.0% | 129 | +6,614 | 53.07% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 17,565 | 226 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 18,402 | 221 | 0.0% | 0.0% | 131 | +452 | 2.52% | Q1 2026 | May 11, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Added to | 18,244 | 220 | 0.02% | 0.01% | 132 | +4,742 | 35.12% | Q1 2026 | May 12, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 17,834 | 215 | 0.0% | 0.0% | 133 | -3,614 | -16.85% | Q1 2026 | May 05, 2026 |
| Wealth Alliance Advisory Group, LLC | History | No change | 17,847 | 215 | 0.03% | 0.04% | 134 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| PATTEN & PATTEN INC/TN | History | Added to | 17,469 | 210 | 0.01% | 0.01% | 135 | +473 | 2.78% | Q1 2026 | May 01, 2026 |
| Arax Advisory Partners | History | New | 17,167 | 207 | 0.01% | — | 136 | +17,167 | New | Q1 2026 | May 13, 2026 |
| HighPoint Advisor Group LLC | History | New | 16,960 | 204 | 0.01% | — | 137 | +16,960 | New | Q1 2026 | May 14, 2026 |
| Institute for Wealth Management, LLC. | History | Added to | 16,736 | 201 | 0.02% | 0.02% | 139 | +67 | 0.4% | Q1 2026 | May 13, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 16,745 | 201 | 0.01% | 0.01% | 138 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| TPG Advisors LLC | History | Reduced | 15,620 | 188 | 0.12% | 0.23% | 140 | -13,194 | -45.79% | Q1 2026 | Apr 22, 2026 |
| McAdam, LLC | History | Reduced | 15,316 | 184 | 0.01% | 0.01% | 141 | -1 | -0.01% | Q1 2026 | May 08, 2026 |
| Allworth Financial LP | History | Reduced | 15,126 | 182 | 0.0% | 0.0% | 142 | -29 | -0.19% | Q1 2026 | May 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 15,012 | 181 | 0.01% | 0.0% | 143 | +3,303 | 28.21% | Q1 2026 | Apr 21, 2026 |
| Rathbones Group PLC | History | New | 15,000 | 180 | 0.0% | — | 145 | +15,000 | New | Q1 2026 | May 12, 2026 |
| Disciplined Investments, LLC | History | No change | 15,000 | 180 | 0.06% | 0.07% | 144 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| NOMURA HOLDINGS INC | History | Reduced | 14,800 | 178 | 0.0% | 0.0% | 146 | -5,000 | -25.25% | Q1 2026 | May 15, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 14,694 | 177 | 0.0% | — | 147 | +14,694 | New | Q1 2026 | May 15, 2026 |
| Wharton Business Group, LLC | History | New | 14,643 | 176 | 0.01% | — | 148 | +14,643 | New | Q1 2026 | May 07, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 14,421 | 173 | 0.04% | 0.04% | 149 | +918 | 6.8% | Q1 2026 | Apr 27, 2026 |
| INSTRUMENTAL WEALTH, LLC | History | Added to | 13,325 | 160 | 0.1% | 0.1% | 150 | +33 | 0.25% | Q1 2026 | Apr 21, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 13,146 | 158 | 0.0% | 0.0% | 151 | +72 | 0.55% | Q1 2026 | May 13, 2026 |
| BlackRock, Inc. | History | No change | 13,160 | 158 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 11,739 | 151 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Avestar Capital, LLC | History | New | 12,000 | 146 | 0.01% | — | 154 | +12,000 | New | Q1 2026 | May 13, 2026 |
| STEPHENS INC /AR/ | History | Added to | 11,520 | 138 | 0.0% | 0.0% | 155 | +1,320 | 12.94% | Q1 2026 | Apr 28, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 11,342 | 136 | 0.02% | 0.02% | 156 | -2,722 | -19.35% | Q1 2026 | May 15, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | New | 11,134 | 134 | 0.0% | — | 157 | +11,134 | New | Q1 2026 | May 14, 2026 |
| Significant Wealth Partners LLC | History | New | 10,896 | 131 | 0.16% | — | 158 | +10,896 | New | Q1 2026 | Apr 08, 2026 |
| NBC SECURITIES, INC. | History | No change | 10,828 | 130 | 0.01% | 0.01% | 159 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Integrity Advisory Solutions, LLC | History | New | 10,615 | 128 | 0.02% | — | 160 | +10,615 | New | Q1 2026 | May 11, 2026 |
| BSW Wealth Partners | History | New | 10,537 | 127 | 0.02% | — | 162 | +10,537 | New | Q1 2026 | Apr 14, 2026 |
| CWM, LLC | History | Added to | 10,608 | 127 | 0.0% | 0.0% | 161 | +4,253 | 66.92% | Q1 2026 | May 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 10,313 | 125 | 0.01% | 0.01% | 163 | +284 | 2.83% | Q1 2026 | May 01, 2026 |
| TABLEAUX LLC | History | New | 10,319 | 124 | 0.06% | — | 164 | +10,319 | New | Q1 2026 | May 14, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Reduced | 10,000 | 114 | 0.0% | 0.0% | 165 | -15,688 | -61.07% | Q1 2026 | May 15, 2026 |
| Osbon Capital Management LLC | History | New | 8,987 | 108 | 0.09% | — | 166 | +8,987 | New | Q1 2026 | May 15, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 8,950 | 107 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 8,100 | 97 | 0.05% | 0.05% | 168 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 7,886 | 95 | 0.0% | 0.0% | 169 | +214 | 2.79% | Q1 2026 | May 08, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 6,109 | 73 | 0.01% | 0.01% | 170 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 5,662 | 68 | 0.02% | — | 171 | +5,662 | New | Q1 2026 | Apr 13, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | New | 4,733 | 57 | 0.03% | — | 172 | +4,733 | New | Q1 2026 | May 08, 2026 |
| Spire Wealth Management | History | Added to | 4,482 | 54 | 0.0% | 0.0% | 173 | +1 | 0.02% | Q1 2026 | Apr 22, 2026 |
| Parallel Advisors, LLC | History | Reduced | 4,452 | 53 | 0.0% | 0.0% | 174 | -962 | -17.77% | Q1 2026 | May 07, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 3,600 | 43 | 0.0% | 0.03% | 175 | -28,439 | -88.76% | Q1 2026 | May 15, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | Reduced | 3,442 | 42 | 0.0% | 0.0% | 176 | -856 | -19.92% | Q1 2026 | May 06, 2026 |
| Bank of New Hampshire | History | No change | 3,425 | 41 | 0.01% | 0.01% | 177 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| FNY Investment Advisers, LLC | History | No change | 3,200 | 38 | 0.02% | 0.01% | 178 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Hamrick Investment Counsel, llc | History | New | 3,000 | 36 | 0.02% | — | 181 | +3,000 | New | Q1 2026 | May 11, 2026 |
| MAI Capital Management | History | No change | 3,000 | 36 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Nova Wealth Management, Inc. | History | No change | 3,025 | 36 | 0.02% | 0.03% | 180 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 2,694 | 32 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| GHP Investment Advisors, Inc. | History | New | 2,650 | 31 | 0.0% | — | 183 | +2,650 | New | Q1 2026 | Apr 21, 2026 |
| Versant Capital Management, Inc | History | No change | 2,500 | 30 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| WEBSTER BANK, N. A. | History | No change | 2,200 | 26 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 2,000 | 23 | 0.0% | — | 187 | +2,000 | New | Q1 2026 | May 15, 2026 |
| Heritage Wealth Advisors | History | No change | 1,920 | 23 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Align Financial, LLC | History | Reduced | 1,750 | 21 | 0.01% | 0.01% | 189 | -20,825 | -92.25% | Q1 2026 | May 08, 2026 |
| EASTERN BANK | History | No change | 1,800 | 21 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,500 | 19 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Bogart Wealth, LLC | History | No change | 1,600 | 19 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| CX Institutional | History | Added to | 1,515 | 18 | 0.0% | 0.0% | 193 | +41 | 2.78% | Q1 2026 | Apr 06, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 1,500 | 18 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Princeton Global Asset Management LLC | History | Added to | 1,336 | 16 | 0.0% | 0.0% | 194 | +36 | 2.77% | Q1 2026 | Apr 22, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Added to | 1,228 | 15 | 0.01% | 0.0% | 196 | +528 | 75.43% | Q1 2026 | May 11, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 1,206 | 15 | 0.01% | 0.01% | 195 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 900 | 10 | 0.0% | 0.0% | 198 | -400 | -30.77% | Q1 2026 | Apr 07, 2026 |
| Crewe Advisors LLC | History | No change | 850 | 10 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Coston, McIsaac & Partners | History | Added to | 675 | 8 | 0.0% | 0.0% | 200 | +19 | 2.9% | Q1 2026 | Apr 22, 2026 |
| Moisand Fitzgerald Tamayo, LLC | History | No change | 745 | 8 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Fortitude Family Office, LLC | History | No change | 700 | 8 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| ASSETMARK, INC | History | Added to | 598 | 7 | 0.0% | 0.0% | 202 | +500 | 510.2% | Q1 2026 | May 06, 2026 |
| Smartleaf Asset Management LLC | History | No change | 602 | 7 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | New | 500 | 6 | 0.0% | — | 205 | +500 | New | Q1 2026 | May 15, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | No change | 500 | 6 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Beaird Harris Wealth Management, LLC | History | New | 475 | 5 | 0.0% | — | 209 | +475 | New | Q1 2026 | May 14, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 449 | 5 | 0.0% | — | 208 | +449 | New | Q1 2026 | May 13, 2026 |
| Kingdom Financial Group LLC. | History | New | 449 | 5 | 0.0% | — | 210 | +449 | New | Q1 2026 | May 13, 2026 |
| Atlantic Union Bankshares Corp | History | New | 425 | 5 | 0.0% | — | 207 | +425 | New | Q1 2026 | May 12, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 436 | 5 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TRUST CO OF VERMONT | History | No change | 383 | 4 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 250 | 3 | 0.0% | 0.0% | 212 | -600 | -70.59% | Q1 2026 | May 04, 2026 |
| Advisory Services Network, LLC | History | New | 303 | 3 | 0.0% | — | 216 | +303 | New | Q1 2026 | May 15, 2026 |
| Ancora Advisors LLC | History | New | 300 | 3 | 0.0% | — | 215 | +300 | New | Q1 2026 | May 15, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 300 | 3 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| SIGNATUREFD, LLC | History | New | 200 | 2 | 0.0% | — | 220 | +200 | New | Q1 2026 | Apr 07, 2026 |
| KERR FINANCIAL PLANNING Corp | History | Reduced | 209 | 2 | 0.0% | 0.0% | 219 | -5 | -2.34% | Q1 2026 | Apr 29, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 200 | 2 | 0.0% | 0.0% | 217 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Sound Income Strategies, LLC | History | No change | 226 | 2 | 0.0% | 0.0% | 218 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | New | 100 | 1 | 0.0% | — | 222 | +100 | New | Q1 2026 | May 01, 2026 |
| HOEY INVESTMENTS, INC | History | No change | 151 | 1 | 0.0% | 0.0% | 221 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.02% | — | -271,902 | -100.0% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -88,202 | -100.0% | Q1 2026 | May 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.07% | — | -85,254 | -100.0% | Q1 2026 | May 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -61,981 | -100.0% | Q1 2026 | Apr 23, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,066 | -100.0% | Q1 2026 | May 15, 2026 |
| Presper Financial Architects, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -45,638 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,064 | -100.0% | Q1 2026 | May 15, 2026 |
| CAHILL FINANCIAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.05% | — | -36,162 | -100.0% | Q1 2026 | May 12, 2026 |
| Dodds Wealth, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -23,113 | -100.0% | Q1 2026 | May 08, 2026 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,850 | -100.0% | Q1 2026 | May 14, 2026 |
| Composition Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,388 | -100.0% | Q1 2026 | Apr 08, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -20,325 | -100.0% | Q1 2026 | May 14, 2026 |
| Sowell Financial Services LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,305 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -18,653 | -100.0% | Q1 2026 | Apr 14, 2026 |
| CFO4Life Group, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -17,458 | -100.0% | Q1 2026 | May 11, 2026 |
| Grey Ledge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -16,455 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,274 | -100.0% | Q1 2026 | May 15, 2026 |
| ELEVATUS WELATH MANAGEMENT | History | Closed out | 0 | 0 | — | 0.04% | — | -10,131 | -100.0% | Q1 2026 | Apr 15, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -7,300 | -100.0% | Q1 2026 | Apr 16, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q1 2026 | May 12, 2026 |
| Estate Planners Group, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,010 | -100.0% | Q1 2026 | May 11, 2026 |
| Cresta Advisors, Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,000 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,783 | -100.0% | Q1 2026 | May 15, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,256 | -100.0% | Q1 2026 | May 11, 2026 |
| Vermillion & White Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,090 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -752 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Indiana Trust & Investment Management Co | History | Closed out | 0 | 0 | — | 0.0% | — | -649 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Coastline Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | Apr 03, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -62 | -100.0% | Q1 2026 | May 15, 2026 |
| ST GERMAIN D J CO INC | History | Closed out | 0 | 0 | — | — | — | -36 | -100.0% | Q1 2026 | Apr 13, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 25 | 0 | — | — | — | +25 | New | Q1 2026 | Apr 29, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | May 01, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |