PIMCO CORPORATE & INCOME OPPORTUNITY FUND - PTY
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 2,656,538 | 34,269 | 0.01% | 0.01% | 1 | -118,167 | -4.26% | Q4 2025 | Feb 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,588,133 | 33,386 | 0.02% | 0.02% | 2 | +238,681 | 10.16% | Q4 2025 | Feb 10, 2026 |
| MORGAN STANLEY | History | Reduced | 2,516,693 | 32,465 | 0.0% | 0.0% | 3 | -77,453 | -2.99% | Q4 2025 | Feb 13, 2026 |
| Align Financial, LLC | History | New | 22,575 | 22,575 | 0.01% | — | 4 | +22,575 | New | Q4 2025 | Feb 17, 2026 |
| XML Financial, LLC | History | Added to | 1,596,655 | 20,596 | 1.68% | 1.81% | 5 | +53,314 | 3.45% | Q4 2025 | Feb 11, 2026 |
| Merrithew & Thorsten Inc | History | New | 1,527,984 | 19,710 | 20.85% | — | 6 | +1,527,984 | New | Q4 2025 | Feb 03, 2026 |
| Invesco Ltd. | History | Added to | 1,324,697 | 17,088 | 0.0% | 0.0% | 7 | +83,965 | 6.77% | Q4 2025 | Feb 19, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 1,242,310 | 16,025 | 0.76% | — | 8 | +1,242,310 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 1,120,420 | 14,453 | 0.02% | 0.02% | 9 | +40,873 | 3.79% | Q4 2025 | Feb 17, 2026 |
| Logan Stone Capital, LLC | History | New | 949,085 | 12,243 | 3.02% | — | 10 | +949,085 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 816,477 | 10,533 | 0.02% | 0.02% | 11 | +44,801 | 5.81% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 785,844 | 10,137 | 0.05% | 0.05% | 12 | +73,776 | 10.36% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 781,203 | 10,077 | 0.0% | 0.0% | 13 | +64,156 | 8.95% | Q4 2025 | Feb 10, 2026 |
| PFG Investments, LLC | History | Added to | 630,874 | 8,138 | 0.38% | 0.44% | 14 | +40,936 | 6.94% | Q4 2025 | Jan 26, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 627,242 | 8,091 | 0.0% | 0.0% | 15 | +424,649 | 209.61% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 584,292 | 7,537 | 0.0% | 0.0% | 16 | -203,577 | -25.84% | Q4 2025 | Feb 18, 2026 |
| ROYAL BANK OF CANADA | History | New | 584,073 | 7,535 | 0.0% | — | 17 | +584,073 | New | Q4 2025 | Feb 17, 2026 |
| Accel Wealth Management | History | Added to | 502,582 | 6,483 | 1.77% | 1.98% | 18 | +32,180 | 6.84% | Q4 2025 | Jan 20, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 498,639 | 6,432 | 0.02% | 0.02% | 19 | +7,715 | 1.57% | Q4 2025 | Feb 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 496,061 | 6,399 | 0.01% | 0.01% | 20 | -147,265 | -22.89% | Q4 2025 | Feb 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 449,144 | 5,793 | 0.01% | 0.01% | 21 | +32,055 | 7.69% | Q4 2025 | Feb 02, 2026 |
| Equitable Holdings, Inc. | History | Added to | 448,922 | 5,791 | 0.04% | 0.03% | 22 | +125,404 | 38.76% | Q4 2025 | Feb 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 410,695 | 5,297 | 0.04% | 0.02% | 23 | +192,740 | 88.43% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 403,582 | 5,206 | 0.02% | 0.02% | 24 | +104,430 | 34.91% | Q4 2025 | Feb 13, 2026 |
| Evergreen Wealth Management, LLC | History | Added to | 352,230 | 4,543 | 2.29% | 2.55% | 25 | +15,378 | 4.57% | Q4 2025 | Feb 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 351,571 | 4,535 | 0.0% | 0.0% | 26 | -313,436 | -47.13% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 348,334 | 4,493 | 0.0% | 0.0% | 27 | +233,519 | 203.39% | Q4 2025 | Feb 12, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 278,702 | 3,595 | 0.12% | 0.11% | 28 | +9,762 | 3.63% | Q4 2025 | Jan 09, 2026 |
| Marex Group plc | History | New | 271,902 | 3,507 | 0.02% | — | 29 | +271,902 | New | Q4 2025 | Feb 12, 2026 |
| Noble Wealth Management PBC | History | Added to | 223,857 | 2,887 | 1.45% | 1.4% | 30 | +41,856 | 23.0% | Q4 2025 | Jan 05, 2026 |
| UBS Group AG | History | Added to | 196,055 | 2,529 | 0.0% | 0.0% | 31 | +95,636 | 95.24% | Q4 2025 | Jan 29, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 188,614 | 2,433 | 0.01% | 0.05% | 32 | -367,437 | -66.08% | Q4 2025 | Feb 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 179,735 | 2,318 | 0.04% | 0.04% | 33 | -2,748 | -1.51% | Q4 2025 | Feb 12, 2026 |
| Golden State Equity Partners | History | Added to | 175,846 | 2,268 | 0.37% | 0.43% | 34 | +828 | 0.47% | Q4 2025 | Jan 29, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 169,052 | 2,180 | 0.0% | 0.0% | 35 | +5,989 | 3.67% | Q4 2025 | Feb 13, 2026 |
| Elm3 Financial Group, LLC | History | Added to | 166,425 | 2,146 | 1.78% | 1.61% | 36 | +30,034 | 22.02% | Q4 2025 | Jan 22, 2026 |
| Smith Asset Management Co., LLC | History | Added to | 162,381 | 2,094 | 1.73% | 1.97% | 37 | +2,055 | 1.28% | Q4 2025 | Feb 19, 2026 |
| Zullo Investment Group, Inc. | History | Reduced | 140,028 | 1,806 | 0.66% | 0.86% | 38 | -20,350 | -12.69% | Q4 2025 | Jan 26, 2026 |
| XTX Topco Ltd | History | New | 134,124 | 1,730 | 0.05% | — | 39 | +134,124 | New | Q4 2025 | Feb 17, 2026 |
| Plotkin Financial Advisors, LLC | History | Added to | 127,102 | 1,639 | 0.8% | 0.89% | 40 | +2,084 | 1.67% | Q4 2025 | Feb 19, 2026 |
| Covenant Asset Management, LLC | History | Added to | 122,668 | 1,582 | 0.19% | 0.19% | 41 | +5,855 | 5.01% | Q4 2025 | Jan 30, 2026 |
| UMB Bank, n.a. | History | No change | 99,000 | 1,277 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NBT BANK N A /NY | History | No change | 98,400 | 1,269 | 0.08% | 0.09% | 43 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Financial Engines Advisors L.L.C. | History | Added to | 97,411 | 1,256 | 0.0% | 0.0% | 44 | +11,942 | 13.97% | Q4 2025 | Feb 12, 2026 |
| Mariner, LLC | History | Added to | 97,207 | 1,253 | 0.0% | 0.0% | 45 | +26,063 | 36.63% | Q4 2025 | Feb 13, 2026 |
| C2C Wealth Management, LLC | History | Added to | 94,700 | 1,221 | 1.03% | 1.09% | 46 | +7,100 | 8.11% | Q4 2025 | Jan 21, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 89,228 | 1,152 | 0.05% | 0.06% | 47 | +498 | 0.56% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 88,316 | 1,139 | 0.0% | — | 48 | +88,316 | New | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Added to | 88,202 | 1,137 | 0.0% | 0.01% | 49 | +6,388 | 7.81% | Q4 2025 | Feb 18, 2026 |
| AE Wealth Management LLC | History | Added to | 87,347 | 1,126 | 0.01% | 0.0% | 50 | +68,948 | 374.74% | Q4 2025 | Jan 26, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 87,010 | 1,122 | 0.02% | 0.02% | 51 | -27,142 | -23.78% | Q4 2025 | Feb 02, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 86,606 | 1,117 | 0.4% | 0.45% | 52 | -3,147 | -3.51% | Q4 2025 | Jan 30, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 85,254 | 1,099 | 0.07% | — | 53 | +85,254 | New | Q4 2025 | Feb 13, 2026 |
| Signature Equity Partners, LLC | History | New | 83,773 | 1,080 | 0.6% | — | 54 | +83,773 | New | Q4 2025 | Feb 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 79,863 | 1,030 | 0.0% | 0.01% | 55 | -115,014 | -59.02% | Q4 2025 | Feb 17, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Added to | 76,906 | 992 | 0.02% | 0.01% | 56 | +47,706 | 163.38% | Q4 2025 | Feb 09, 2026 |
| Wealthspire Advisors, LLC | History | Reduced | 76,463 | 986 | 0.01% | 0.01% | 57 | -31,737 | -29.33% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 74,337 | 959 | 0.0% | 0.0% | 58 | +7,166 | 10.67% | Q4 2025 | Feb 11, 2026 |
| Prosperity Wealth Management, Inc. | History | New | 73,662 | 950 | 0.32% | — | 59 | +73,662 | New | Q4 2025 | Mar 27, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 71,717 | 925 | 0.01% | 0.01% | 60 | +1,142 | 1.62% | Q4 2025 | Jan 29, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 68,645 | 885 | 0.01% | 0.01% | 61 | -879 | -1.26% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 65,947 | 850 | 0.0% | 0.0% | 62 | +11,005 | 20.03% | Q4 2025 | Feb 13, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 65,721 | 847 | 0.04% | 0.05% | 63 | -884 | -1.33% | Q4 2025 | Feb 05, 2026 |
| Triumph Capital Management | History | Reduced | 65,285 | 842 | 0.18% | 0.37% | 64 | -29,821 | -31.36% | Q4 2025 | Feb 12, 2026 |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | History | Reduced | 64,830 | 836 | 0.52% | 0.61% | 65 | -900 | -1.37% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Reduced | 62,580 | 807 | 0.0% | 0.0% | 66 | -2,668 | -4.09% | Q4 2025 | Feb 06, 2026 |
| EXENCIAL WEALTH ADVISORS, LLC | History | Reduced | 62,526 | 806 | 0.03% | 0.03% | 67 | -117 | -0.19% | Q4 2025 | Jan 30, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 61,981 | 799 | 0.02% | 0.02% | 68 | -917 | -1.46% | Q4 2025 | Feb 11, 2026 |
| FELL CAPITAL MANAGEMENT /ADV | History | New | 59,950 | 773 | 0.75% | — | 69 | +59,950 | New | Q4 2025 | Mar 27, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 55,818 | 720 | 0.24% | — | 70 | +55,818 | New | Q4 2025 | Feb 13, 2026 |
| Sovran Advisors, LLC | History | Reduced | 54,789 | 715 | 0.06% | 0.18% | 72 | -91,157 | -62.46% | Q4 2025 | Jan 20, 2026 |
| GHE, LLC | History | Added to | 55,450 | 715 | 0.24% | 0.3% | 71 | +4,000 | 7.77% | Q4 2025 | Feb 09, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 48,066 | 620 | 0.0% | 0.0% | 73 | +18,360 | 61.81% | Q4 2025 | Feb 17, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Reduced | 46,221 | 604 | 0.03% | 0.04% | 74 | -5,336 | -10.35% | Q4 2025 | Feb 03, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Added to | 46,513 | 600 | 0.02% | 0.02% | 75 | +3,647 | 8.51% | Q4 2025 | Feb 12, 2026 |
| Presper Financial Architects, LLC | History | Reduced | 45,638 | 588 | 0.33% | 0.47% | 76 | -10,326 | -18.45% | Q4 2025 | Feb 05, 2026 |
| Sigma Planning Corp | History | Added to | 45,272 | 584 | 0.02% | 0.02% | 77 | +7,111 | 18.63% | Q4 2025 | Jan 30, 2026 |
| Cerity Partners LLC | History | Added to | 45,064 | 581 | 0.0% | 0.0% | 78 | +21,051 | 87.67% | Q4 2025 | Feb 11, 2026 |
| Main Street Group, LTD | History | Added to | 43,078 | 555 | 0.19% | 0.14% | 79 | +9,551 | 28.49% | Q4 2025 | Jan 26, 2026 |
| NWAM LLC | History | Added to | 42,215 | 551 | 0.03% | 0.03% | 80 | +1,252 | 3.06% | Q4 2025 | Feb 04, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 40,936 | 528 | 0.02% | — | 81 | +40,936 | New | Q4 2025 | Feb 17, 2026 |
| Arkadios Wealth Advisors | History | New | 40,108 | 517 | 0.01% | — | 82 | +40,108 | New | Q4 2025 | Feb 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 38,709 | 510 | 0.0% | 0.0% | 83 | -429 | -1.1% | Q4 2025 | Jan 08, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 37,395 | 482 | 0.04% | 0.04% | 84 | +3,300 | 9.68% | Q4 2025 | Jan 26, 2026 |
| DELTA FINANCIAL ADVISORS LLC | History | Reduced | 36,325 | 468 | 0.12% | 0.16% | 85 | -3,100 | -7.86% | Q4 2025 | Feb 06, 2026 |
| CAHILL FINANCIAL ADVISORS INC | History | Reduced | 36,162 | 466 | 0.05% | 0.09% | 86 | -16,977 | -31.95% | Q4 2025 | Feb 18, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 35,803 | 461 | 0.05% | 0.07% | 87 | -8,062 | -18.38% | Q4 2025 | Mar 03, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 33,455 | 431 | 0.0% | 0.0% | 88 | -1,214 | -3.5% | Q4 2025 | Mar 16, 2026 |
| Avior Wealth Management, LLC | History | No change | 33,070 | 426 | 0.01% | 0.02% | 89 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 32,039 | 413 | 0.03% | 0.03% | 90 | +414 | 1.31% | Q4 2025 | Feb 20, 2026 |
| World Investment Advisors | History | New | 31,755 | 409 | 0.01% | — | 91 | +31,755 | New | Q4 2025 | Mar 12, 2026 |
| Capital Analysts, LLC | History | Added to | 31,652 | 408 | 0.01% | 0.01% | 92 | +7,188 | 29.38% | Q4 2025 | Feb 11, 2026 |
| Lido Advisors, LLC | History | Added to | 30,626 | 397 | 0.0% | 0.0% | 93 | +1,205 | 4.1% | Q4 2025 | Feb 10, 2026 |
| Western Wealth Management, LLC | History | Reduced | 30,371 | 391 | 0.02% | 0.02% | 94 | -1,982 | -6.13% | Q4 2025 | Feb 05, 2026 |
| Red Door Wealth Management, LLC | History | No change | 30,118 | 388 | 0.04% | 0.05% | 95 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Collaborative Wealth Managment Inc. | History | No change | 29,828 | 384 | 0.14% | 0.17% | 96 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 29,354 | 378 | 0.01% | 0.01% | 97 | +263 | 0.9% | Q4 2025 | Feb 09, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 29,069 | 374 | 0.01% | 0.02% | 98 | -3,000 | -9.35% | Q4 2025 | Jan 27, 2026 |
| TPG Advisors LLC | History | Added to | 28,814 | 371 | 0.23% | 0.27% | 99 | +82 | 0.29% | Q4 2025 | Jan 21, 2026 |
| Accelerate Investment Advisors LLC | History | Reduced | 28,650 | 369 | 0.25% | 0.5% | 100 | -22,329 | -43.8% | Q4 2025 | Jan 12, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 27,245 | 351 | 0.02% | 0.02% | 101 | -1,551 | -5.39% | Q4 2025 | Feb 17, 2026 |
| MINDSET WEALTH MANAGEMENT, LLC | History | Reduced | 26,785 | 345 | 0.09% | 0.2% | 102 | -25,000 | -48.28% | Q4 2025 | Feb 12, 2026 |
| Argyle Capital Partners, LLC | History | Reduced | 26,539 | 342 | 0.25% | 0.29% | 103 | -1,278 | -4.59% | Q4 2025 | Feb 17, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | New | 25,688 | 331 | 0.0% | — | 104 | +25,688 | New | Q4 2025 | Feb 17, 2026 |
| CDKV HOLDINGS LLC | History | New | 25,390 | 327 | 0.27% | — | 105 | +25,390 | New | Q4 2025 | Feb 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 24,429 | 315 | 0.0% | — | 106 | +24,429 | New | Q4 2025 | Jan 05, 2026 |
| NORTHERN TRUST CORP | History | New | 24,357 | 314 | 0.0% | — | 107 | +24,357 | New | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | Added to | 24,341 | 313 | 0.0% | 0.0% | 108 | +6,970 | 40.12% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 23,479 | 302 | 0.01% | 0.01% | 109 | +6,411 | 37.56% | Q4 2025 | Feb 09, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 23,079 | 298 | 0.01% | 0.02% | 110 | +258 | 1.13% | Q4 2025 | Feb 13, 2026 |
| Dodds Wealth, LLC | History | No change | 23,113 | 298 | 0.07% | 0.08% | 111 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Taylor & Morgan Wealth Management, LLC | History | Added to | 23,038 | 297 | 0.17% | 0.2% | 112 | +563 | 2.51% | Q4 2025 | Jan 16, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 22,815 | 294 | 0.0% | — | 113 | +22,815 | New | Q4 2025 | Feb 05, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | No change | 22,000 | 283 | 0.1% | 0.13% | 114 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 21,448 | 276 | 0.0% | 0.0% | 115 | -2,318 | -9.75% | Q4 2025 | Jan 29, 2026 |
| PATRON PARTNERS, LLC | History | Reduced | 21,291 | 274 | 0.12% | 0.14% | 116 | -130 | -0.61% | Q4 2025 | Feb 11, 2026 |
| AG Asset Advisory, LLC | History | Reduced | 20,956 | 270 | 0.23% | 0.89% | 117 | -53,656 | -71.91% | Q4 2025 | Feb 11, 2026 |
| BARCLAYS PLC | History | New | 20,850 | 268 | 0.0% | — | 118 | +20,850 | New | Q4 2025 | Feb 13, 2026 |
| Composition Wealth, LLC | History | Added to | 20,388 | 263 | 0.0% | 0.0% | 119 | +1,458 | 7.7% | Q4 2025 | Feb 02, 2026 |
| StoneX Group Inc. | History | New | 20,325 | 262 | 0.01% | — | 120 | +20,325 | New | Q4 2025 | Feb 12, 2026 |
| Sowell Financial Services LLC | History | Added to | 20,305 | 261 | 0.01% | 0.01% | 121 | +246 | 1.23% | Q4 2025 | Jan 21, 2026 |
| NOMURA HOLDINGS INC | History | New | 19,800 | 255 | 0.0% | — | 122 | +19,800 | New | Q4 2025 | Feb 17, 2026 |
| Madison Wealth Partners, Inc | History | Reduced | 19,622 | 253 | 0.05% | 0.12% | 123 | -21,248 | -51.99% | Q4 2025 | Feb 10, 2026 |
| VestGen Advisors, LLC | History | Reduced | 19,400 | 250 | 0.01% | 0.01% | 125 | -3,500 | -15.28% | Q4 2025 | Feb 17, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Added to | 19,435 | 250 | 0.02% | 0.02% | 124 | +191 | 0.99% | Q4 2025 | Feb 11, 2026 |
| SYM FINANCIAL Corp | History | Added to | 19,253 | 248 | 0.03% | 0.03% | 126 | +606 | 3.25% | Q4 2025 | Feb 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 18,653 | 240 | 0.0% | 0.0% | 127 | +3,902 | 26.45% | Q4 2025 | Feb 09, 2026 |
| CHOREO, LLC | History | Reduced | 17,995 | 235 | 0.0% | 0.0% | 128 | -4,893 | -21.38% | Q4 2025 | Jan 23, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 17,950 | 231 | 0.0% | 0.01% | 129 | -545 | -2.95% | Q4 2025 | Feb 12, 2026 |
| Wealth Alliance Advisory Group, LLC | History | No change | 17,847 | 230 | 0.04% | 0.05% | 130 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| COMERICA BANK | History | Added to | 17,565 | 226 | 0.0% | 0.0% | 131 | +487 | 2.85% | Q4 2025 | Jan 29, 2026 |
| CFO4Life Group, LLC | History | No change | 17,458 | 225 | 0.03% | 0.04% | 132 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| PATTEN & PATTEN INC/TN | History | Added to | 16,996 | 219 | 0.01% | 0.01% | 133 | +430 | 2.6% | Q4 2025 | Feb 03, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 16,745 | 216 | 0.01% | 0.02% | 134 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Institute for Wealth Management, LLC. | History | Added to | 16,669 | 215 | 0.02% | 0.02% | 135 | +50 | 0.3% | Q4 2025 | Jan 27, 2026 |
| Grey Ledge Advisors, LLC | History | Reduced | 16,455 | 212 | 0.05% | 0.07% | 136 | -4,023 | -19.65% | Q4 2025 | Feb 05, 2026 |
| McAdam, LLC | History | New | 15,317 | 197 | 0.01% | — | 137 | +15,317 | New | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 15,155 | 195 | 0.0% | — | 138 | +15,155 | New | Q4 2025 | Feb 05, 2026 |
| Disciplined Investments, LLC | History | No change | 15,000 | 193 | 0.07% | 0.09% | 139 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Independent Advisor Alliance | History | Added to | 14,129 | 182 | 0.0% | 0.0% | 140 | +3,521 | 33.19% | Q4 2025 | Feb 04, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 14,064 | 181 | 0.02% | 0.04% | 141 | -5,093 | -26.59% | Q4 2025 | Feb 17, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 13,503 | 174 | 0.04% | 0.04% | 142 | +1,583 | 13.28% | Q4 2025 | Feb 17, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Added to | 13,502 | 174 | 0.01% | 0.01% | 143 | +970 | 7.74% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 13,233 | 170 | 0.0% | 0.0% | 145 | +4,763 | 56.23% | Q4 2025 | Jan 23, 2026 |
| INSTRUMENTAL WEALTH, LLC | History | Reduced | 13,292 | 170 | 0.1% | 0.13% | 144 | -44 | -0.33% | Q4 2025 | Feb 27, 2026 |
| BlackRock, Inc. | History | New | 13,160 | 169 | 0.0% | — | 146 | +13,160 | New | Q4 2025 | Feb 12, 2026 |
| SCOTIA CAPITAL INC. | History | New | 13,074 | 168 | 0.0% | — | 147 | +13,074 | New | Q4 2025 | Feb 12, 2026 |
| Focus Partners Wealth | History | New | 12,463 | 160 | 0.0% | — | 148 | +12,463 | New | Q4 2025 | Feb 13, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 11,815 | 152 | 0.0% | 0.0% | 149 | -4,055 | -25.55% | Q4 2025 | Feb 18, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 11,709 | 151 | 0.0% | 0.01% | 150 | -1,497 | -11.34% | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | Added to | 11,739 | 151 | 0.0% | 0.0% | 151 | +120 | 1.03% | Q4 2025 | Feb 06, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 10,828 | 139 | 0.01% | 0.01% | 152 | -127 | -1.16% | Q4 2025 | Jan 29, 2026 |
| STEPHENS INC /AR/ | History | No change | 10,200 | 131 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| ELEVATUS WELATH MANAGEMENT | History | New | 10,131 | 130 | 0.04% | — | 154 | +10,131 | New | Q4 2025 | Jan 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 10,029 | 129 | 0.01% | 0.01% | 155 | +8 | 0.08% | Q4 2025 | Feb 03, 2026 |
| Corient Private Wealth LLC | History | New | 10,274 | 116 | 0.0% | — | 156 | +10,274 | New | Q4 2025 | Mar 09, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 8,950 | 115 | 0.0% | 0.01% | 157 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 8,100 | 104 | 0.05% | 0.09% | 158 | -8,700 | -51.79% | Q4 2025 | Feb 18, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 7,672 | 98 | 0.0% | 0.0% | 159 | -7,099 | -48.06% | Q4 2025 | Feb 06, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | New | 7,300 | 94 | 0.01% | — | 160 | +7,300 | New | Q4 2025 | Jan 20, 2026 |
| CWM, LLC | History | Added to | 6,355 | 82 | 0.0% | 0.0% | 161 | +2,751 | 76.33% | Q4 2025 | Jan 26, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 6,109 | 78 | 0.01% | 0.01% | 162 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 6,000 | 77 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Parallel Advisors, LLC | History | Reduced | 5,414 | 69 | 0.0% | 0.0% | 164 | -1,639 | -23.24% | Q4 2025 | Feb 11, 2026 |
| Spire Wealth Management | History | Reduced | 4,481 | 57 | 0.0% | 0.0% | 165 | -599 | -11.79% | Q4 2025 | Jan 14, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | New | 4,298 | 55 | 0.0% | — | 166 | +4,298 | New | Q4 2025 | Jan 22, 2026 |
| Cresta Advisors, Ltd. | History | New | 4,000 | 51 | 0.02% | — | 167 | +4,000 | New | Q4 2025 | Feb 03, 2026 |
| Cape Investment Advisory, Inc. | History | No change | 3,783 | 48 | 0.01% | 0.05% | 168 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Bank of New Hampshire | History | New | 3,425 | 44 | 0.01% | — | 169 | +3,425 | New | Q4 2025 | Mar 16, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 3,256 | 42 | 0.02% | — | 170 | +3,256 | New | Q4 2025 | Feb 18, 2026 |
| FNY Investment Advisers, LLC | History | No change | 3,200 | 41 | 0.01% | 0.01% | 171 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Nova Wealth Management, Inc. | History | No change | 3,025 | 39 | 0.03% | 0.03% | 172 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| MAI Capital Management | History | No change | 3,000 | 38 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 2,694 | 34 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Versant Capital Management, Inc | History | No change | 2,500 | 32 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| WEBSTER BANK, N. A. | History | No change | 2,200 | 28 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Vermillion & White Wealth Management Group, LLC | History | New | 2,090 | 26 | 0.01% | — | 177 | +2,090 | New | Q4 2025 | Feb 18, 2026 |
| Heritage Wealth Advisors | History | No change | 1,920 | 24 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| EASTERN BANK | History | No change | 1,800 | 23 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Bogart Wealth, LLC | History | No change | 1,600 | 20 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 1,500 | 19 | 0.0% | — | 182 | +1,500 | New | Q4 2025 | Feb 13, 2026 |
| CX Institutional | History | Reduced | 1,474 | 19 | 0.0% | 0.0% | 183 | -750 | -33.72% | Q4 2025 | Feb 02, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,500 | 19 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,300 | 16 | 0.0% | 0.0% | 186 | -650 | -33.33% | Q4 2025 | Jan 13, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | Reduced | 1,206 | 16 | 0.01% | 0.02% | 184 | -507 | -29.6% | Q4 2025 | Feb 13, 2026 |
| Princeton Global Asset Management LLC | History | Added to | 1,300 | 16 | 0.0% | 0.0% | 185 | +33 | 2.6% | Q4 2025 | Jan 20, 2026 |
| Crewe Advisors LLC | History | No change | 850 | 10 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Geneos Wealth Management Inc. | History | No change | 850 | 10 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 752 | 9 | 0.0% | — | 191 | +752 | New | Q4 2025 | Jan 21, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | New | 700 | 9 | 0.0% | — | 189 | +700 | New | Q4 2025 | Feb 12, 2026 |
| Moisand Fitzgerald Tamayo, LLC | History | No change | 745 | 9 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Fortitude Family Office, LLC | History | No change | 700 | 9 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Coston, McIsaac & Partners | History | Reduced | 656 | 8 | 0.0% | 0.04% | 194 | -11,402 | -94.56% | Q4 2025 | Feb 03, 2026 |
| Indiana Trust & Investment Management Co | History | New | 649 | 8 | 0.0% | — | 193 | +649 | New | Q4 2025 | Jan 21, 2026 |
| Smartleaf Asset Management LLC | History | No change | 602 | 7 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Root Financial Partners, LLC | History | Reduced | 500 | 6 | 0.0% | 0.0% | 197 | -200 | -28.57% | Q4 2025 | Feb 10, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | No change | 500 | 6 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 436 | 5 | 0.0% | — | 198 | +436 | New | Q4 2025 | Feb 19, 2026 |
| TRUST CO OF VERMONT | History | No change | 383 | 4 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 300 | 3 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| KERR FINANCIAL PLANNING Corp | History | Added to | 214 | 2 | 0.0% | 0.0% | 204 | +5 | 2.39% | Q4 2025 | Feb 10, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 200 | 2 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Sound Income Strategies, LLC | History | No change | 226 | 2 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| ASSETMARK, INC | History | Reduced | 98 | 1 | 0.0% | 0.0% | 206 | -1,328 | -93.13% | Q4 2025 | Jan 23, 2026 |
| Coastline Trust Co | History | No change | 100 | 1 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| HOEY INVESTMENTS, INC | History | No change | 151 | 1 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -474,234 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.24% | — | -131,458 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -120,499 | -100.0% | Q3 2025 | Oct 14, 2025 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -117,987 | -100.0% | Q3 2025 | Nov 14, 2025 |
| INTEGRITY ALLIANCE, LLC. | History | Closed out | 0 | 0 | — | 0.07% | — | -106,477 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -46,365 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Integrity Financial Corp /WA | History | Closed out | 0 | 0 | — | 0.28% | — | -40,921 | -100.0% | Q3 2025 | Nov 06, 2025 |
| RMG Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -40,076 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Objective Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -30,051 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,210 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Avestar Capital, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -23,000 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,196 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,406 | -100.0% | Q3 2025 | Nov 06, 2025 |
| BEAM WEALTH ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.06% | — | -14,178 | -100.0% | Q3 2025 | Nov 05, 2025 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,256 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Semus Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -11,436 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Apollon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,095 | -100.0% | Q3 2025 | Oct 17, 2025 |
| Modern Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,920 | -100.0% | Q3 2025 | Nov 12, 2025 |
| TFB Advisors LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -10,197 | -100.0% | Q3 2025 | Nov 04, 2025 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,109 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Aspect Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,744 | -100.0% | Q3 2025 | Nov 06, 2025 |
| J.Safra Asset Management Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -1,156 | -100.0% | Q3 2025 | Oct 29, 2025 |
| AllSquare Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -700 | -100.0% | Q3 2025 | Jan 12, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -303 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Caitlin John, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Tower Research Capital LLC (TRC) | History | New | 62 | 0 | — | — | — | +62 | New | Q4 2025 | Feb 17, 2026 |
| ST GERMAIN D J CO INC | History | New | 36 | 0 | — | — | — | +36 | New | Q4 2025 | Jan 29, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Oct 20, 2025 |
| MassMutual Private Wealth & Trust, FSB | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |