Nuveen S&P 500 Dynamic Overwrite Fund - SPXX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Added to | 700,770 | 12,641 | 0.0% | 0.0% | 1 | +19,070 | 2.8% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 389,300 | 7,022 | 0.0% | 0.0% | 2 | -15,966 | -3.94% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Added to | 356,669 | 6,434 | 0.0% | 0.0% | 3 | +44,964 | 14.43% | Q4 2025 | Feb 11, 2026 |
| Invesco Ltd. | History | Added to | 348,156 | 6,280 | 0.0% | 0.0% | 4 | +38,908 | 12.58% | Q4 2025 | Feb 19, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 347,146 | 6,262 | 0.0% | 0.0% | 5 | +1,337 | 0.39% | Q4 2025 | Feb 18, 2026 |
| MORGAN STANLEY | History | Added to | 230,724 | 4,162 | 0.0% | 0.0% | 6 | +8,036 | 3.61% | Q4 2025 | Feb 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 185,128 | 3,339 | 0.02% | 0.01% | 7 | +71,427 | 62.82% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 150,499 | 2,715 | 0.0% | 0.0% | 8 | +29,582 | 24.46% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 112,979 | 2,038 | 0.01% | 0.01% | 9 | -12,809 | -10.18% | Q4 2025 | Feb 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 74,630 | 1,346 | 0.0% | 0.0% | 10 | -2,161 | -2.81% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 74,224 | 1,339 | 0.0% | — | 11 | +74,224 | New | Q4 2025 | Feb 17, 2026 |
| FORTEM FINANCIAL GROUP, LLC | History | Added to | 71,181 | 1,284 | 0.34% | 0.31% | 12 | +8,494 | 13.55% | Q4 2025 | Feb 04, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 55,218 | 996 | 0.02% | 0.02% | 13 | -6,680 | -10.79% | Q4 2025 | Feb 12, 2026 |
| DAVENPORT & Co LLC | History | No change | 53,386 | 963 | 0.01% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Shulman DeMeo Asset Management LLC | History | Reduced | 46,128 | 832 | 0.19% | 0.19% | 15 | -605 | -1.29% | Q4 2025 | Jan 14, 2026 |
| Tyche Wealth Partners LLC | History | Added to | 45,004 | 811 | 0.13% | 0.14% | 16 | +217 | 0.48% | Q4 2025 | Jan 23, 2026 |
| PMG Family Office LLC | History | Added to | 44,877 | 809 | 0.94% | 0.89% | 17 | +240 | 0.54% | Q4 2025 | Jan 28, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 40,352 | 727 | 0.0% | 0.0% | 18 | +1,956 | 5.09% | Q4 2025 | Feb 17, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 37,967 | 684 | 0.0% | — | 19 | +37,967 | New | Q4 2025 | Jan 15, 2026 |
| Western Wealth Management, LLC | History | Added to | 34,213 | 617 | 0.03% | 0.01% | 20 | +19,811 | 137.56% | Q4 2025 | Feb 05, 2026 |
| Private Advisor Group, LLC | History | Reduced | 31,356 | 565 | 0.0% | 0.0% | 21 | -6,880 | -17.99% | Q4 2025 | Feb 17, 2026 |
| IFP Advisors, Inc | History | Reduced | 28,940 | 522 | 0.01% | 0.01% | 22 | -660 | -2.23% | Q4 2025 | Feb 06, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 27,716 | 499 | 0.0% | 0.0% | 23 | +11,719 | 73.26% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 27,427 | 494 | 0.0% | 0.0% | 24 | +5,942 | 27.66% | Q4 2025 | Feb 17, 2026 |
| High Point Wealth Management, LLC | History | New | 25,052 | 451 | 0.42% | — | 25 | +25,052 | New | Q4 2025 | Jan 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 24,490 | 441 | 0.0% | 0.0% | 26 | -95 | -0.39% | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 19,290 | 347 | 0.0% | — | 27 | +19,290 | New | Q4 2025 | Feb 05, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 18,459 | 332 | 0.0% | 0.0% | 28 | +162 | 0.89% | Q4 2025 | Feb 02, 2026 |
| Diversify Advisory Services, LLC | History | No change | 15,219 | 274 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | New | 14,690 | 265 | 0.01% | — | 30 | +14,690 | New | Q4 2025 | Jan 14, 2026 |
| 1607 Capital Partners, LLC | History | No change | 14,331 | 258 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | No change | 13,625 | 245 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 13,496 | 243 | 0.0% | 0.0% | 33 | -904 | -6.28% | Q4 2025 | Feb 12, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 12,774 | 230 | 0.03% | 0.03% | 34 | +182 | 1.45% | Q4 2025 | Feb 06, 2026 |
| Logan Stone Capital, LLC | History | New | 10,924 | 197 | 0.05% | — | 35 | +10,924 | New | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 10,733 | 194 | 0.0% | 0.0% | 36 | -61 | -0.57% | Q4 2025 | Feb 11, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 10,585 | 190 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| WEDBUSH SECURITIES INC | History | New | 10,363 | 187 | 0.01% | — | 38 | +10,363 | New | Q4 2025 | Feb 12, 2026 |
| DECISION INVESTMENTS, INC | History | New | 10,270 | 185 | 0.2% | — | 39 | +10,270 | New | Q4 2025 | Feb 17, 2026 |
| Moors & Cabot, Inc. | History | New | 10,131 | 182 | 0.01% | — | 40 | +10,131 | New | Q4 2025 | Feb 10, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 5,753 | 103 | 0.0% | 0.0% | 41 | -52 | -0.9% | Q4 2025 | Feb 10, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,890 | 70 | 0.0% | — | 42 | +3,890 | New | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,643 | 47 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| CIBC Private Wealth Group LLC | History | New | 2,500 | 45 | 0.0% | — | 44 | +2,500 | New | Q4 2025 | Feb 12, 2026 |
| North Star Investment Management Corp. | History | No change | 2,000 | 36 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,725 | 31 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,568 | 28 | 0.0% | 0.0% | 47 | +1,250 | 393.08% | Q4 2025 | Jan 23, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,000 | 18 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| COMERICA BANK | History | No change | 1,000 | 18 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 971 | 17 | 0.0% | — | 50 | +971 | New | Q4 2025 | Jan 21, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 778 | 14 | 0.0% | — | 51 | +778 | New | Q4 2025 | Feb 02, 2026 |
| SageView Advisory Group, LLC | History | New | 663 | 11 | 0.0% | — | 52 | +663 | New | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | New | 581 | 10 | 0.0% | — | 53 | +581 | New | Q4 2025 | Jan 21, 2026 |
| Arax Advisory Partners | History | New | 500 | 9 | 0.0% | — | 54 | +500 | New | Q4 2025 | Feb 13, 2026 |
| Smallwood Wealth Investment Management, LLC | History | Added to | 542 | 9 | 0.0% | 0.0% | 55 | +20 | 3.83% | Q4 2025 | Jan 23, 2026 |
| ST GERMAIN D J CO INC | History | No change | 375 | 6 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| JPMORGAN CHASE & CO | History | New | 268 | 4 | 0.0% | — | 57 | +268 | New | Q4 2025 | Feb 11, 2026 |
| Kentucky Trust Co | History | No change | 240 | 4 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 200 | 3 | 0.0% | — | 59 | +200 | New | Q4 2025 | Feb 09, 2026 |
| Geneos Wealth Management Inc. | History | No change | 172 | 3 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.52% | — | -85,118 | -100.0% | Q3 2025 | Oct 22, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -26,090 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -12,400 | -100.0% | Q3 2025 | Nov 06, 2025 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,011 | -100.0% | Q3 2025 | Nov 05, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,755 | -100.0% | Q3 2025 | Nov 12, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -96 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -40 | -100.0% | Q3 2025 | Nov 18, 2025 |