SRH Total Return Fund, Inc. - STEW
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 14 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 2,362,659 | 43,803 | 0.0% | 0.0% | 1 | +5,013 | 0.21% | Q4 2025 | Feb 13, 2026 |
| JP Wealth Management, Inc. | History | Added to | 1,475,715 | 27,359 | 19.34% | 15.35% | 2 | +219,432 | 17.47% | Q4 2025 | Jan 15, 2026 |
| Bulldog Investors, LLP | History | Added to | 1,243,823 | 23,060 | 5.14% | 4.7% | 3 | +126,241 | 11.3% | Q4 2025 | Feb 13, 2026 |
| Pathstone Holdings, LLC | History | New | 933,477 | 17,306 | 0.07% | — | 4 | +933,477 | New | Q4 2025 | Feb 13, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 865,815 | 16,052 | 1.09% | 1.1% | 5 | +64,950 | 8.11% | Q4 2025 | Feb 17, 2026 |
| Allspring Global Investments Holdings, LLC | History | Reduced | 658,204 | 12,203 | 0.02% | 0.02% | 6 | -3,483 | -0.53% | Q4 2025 | Jan 15, 2026 |
| CSS LLC/IL | History | Added to | 461,965 | 8,564 | 0.38% | 0.38% | 7 | +180 | 0.04% | Q4 2025 | Feb 17, 2026 |
| GatePass Capital, LLC | History | Added to | 434,660 | 8,058 | 4.15% | 4.55% | 8 | +200 | 0.05% | Q4 2025 | Feb 09, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 398,545 | 7,389 | 0.34% | 0.34% | 9 | -5,715 | -1.41% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 393,713 | 7,299 | 0.0% | 0.0% | 10 | +120,366 | 44.03% | Q4 2025 | Feb 11, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 382,005 | 7,082 | 2.4% | 2.34% | 11 | +6,551 | 1.74% | Q4 2025 | Feb 13, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 327,106 | 6,064 | 0.89% | 0.83% | 12 | +25,972 | 8.62% | Q4 2025 | Feb 09, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 277,547 | 5,145 | 0.0% | 0.0% | 13 | -17,651 | -5.98% | Q4 2025 | Feb 17, 2026 |
| Karpus Management, Inc. | History | Reduced | 274,910 | 5,096 | 0.16% | 0.16% | 14 | -10,927 | -3.82% | Q4 2025 | Feb 17, 2026 |
| Quantedge Capital Pte Ltd | History | Added to | 231,103 | 4,284 | 2.04% | 2.19% | 15 | +10,500 | 4.76% | Q4 2025 | Feb 17, 2026 |
| COHEN & STEERS, INC. | History | No change | 226,158 | 4,193 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 218,385 | 4,048 | 0.0% | 0.0% | 17 | +24,977 | 12.91% | Q4 2025 | Feb 18, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Reduced | 208,370 | 3,863 | 0.18% | 0.17% | 18 | -1,639 | -0.78% | Q4 2025 | Jan 21, 2026 |
| ROYAL BANK OF CANADA | History | New | 194,964 | 3,615 | 0.0% | — | 19 | +194,964 | New | Q4 2025 | Feb 17, 2026 |
| SRH ADVISORS, LLC | History | Added to | 188,773 | 3,499 | 1.01% | 1.0% | 20 | +128 | 0.07% | Q4 2025 | Jan 21, 2026 |
| Winning Points Advisors, LLC | History | New | 184,162 | 3,414 | 3.65% | — | 21 | +184,162 | New | Q4 2025 | Feb 12, 2026 |
| Matisse Capital | History | No change | 180,000 | 3,337 | 1.49% | 1.47% | 22 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| RPO LLC | History | No change | 168,990 | 3,133 | 0.33% | 0.32% | 23 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 159,690 | 2,960 | 0.18% | — | 24 | +159,690 | New | Q4 2025 | Feb 17, 2026 |
| Kingdom Financial Group LLC. | History | New | 154,509 | 2,864 | 0.88% | — | 25 | +154,509 | New | Q4 2025 | Feb 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 152,079 | 2,819 | 0.0% | 0.0% | 26 | -53,470 | -26.01% | Q4 2025 | Feb 13, 2026 |
| AQR Arbitrage LLC | History | Reduced | 137,083 | 2,541 | 0.05% | 0.1% | 27 | -90,079 | -39.65% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 136,433 | 2,529 | 0.04% | 0.04% | 28 | +11,205 | 8.95% | Q4 2025 | Feb 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 125,109 | 2,320 | 0.01% | 0.01% | 29 | +2,900 | 2.37% | Q4 2025 | Feb 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 117,782 | 2,183 | 0.0% | 0.0% | 30 | +391 | 0.33% | Q4 2025 | Feb 10, 2026 |
| HighTower Advisors, LLC | History | Reduced | 114,164 | 2,116 | 0.0% | 0.0% | 31 | -2,698 | -2.31% | Q4 2025 | Feb 06, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | No change | 111,819 | 2,073 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 108,639 | 2,014 | 0.64% | 1.3% | 33 | -99,752 | -47.87% | Q4 2025 | Jan 26, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 105,504 | 1,956 | 0.02% | 0.02% | 34 | -1,470 | -1.37% | Q4 2025 | Jan 05, 2026 |
| SouthState Bank Corp | History | No change | 100,000 | 1,854 | 0.08% | 0.08% | 35 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 85,047 | 1,576 | 0.93% | 0.77% | 36 | +15,741 | 22.71% | Q4 2025 | Jan 12, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 83,064 | 1,540 | 0.01% | 0.01% | 37 | +48 | 0.06% | Q4 2025 | Jan 29, 2026 |
| UBS Group AG | History | Reduced | 81,782 | 1,516 | 0.0% | 0.0% | 38 | -37,736 | -31.57% | Q4 2025 | Jan 29, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 79,475 | 1,473 | 0.07% | 0.09% | 39 | +1,100 | 1.4% | Q4 2025 | Jan 28, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 75,179 | 1,393 | 0.0% | 0.0% | 40 | +2,685 | 3.7% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Added to | 71,329 | 1,322 | 0.01% | 0.0% | 41 | +42,362 | 146.24% | Q4 2025 | Feb 17, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 68,098 | 1,262 | 0.02% | 0.02% | 42 | -18,191 | -21.08% | Q4 2025 | Feb 02, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 64,734 | 1,200 | 0.0% | 0.01% | 43 | -5,005 | -7.18% | Q4 2025 | Feb 18, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 56,297 | 1,043 | 0.02% | 0.01% | 44 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| DCF Advisers, LLC | History | No change | 50,000 | 927 | 0.25% | 0.29% | 45 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Clear Creek Financial Management, LLC | History | Reduced | 44,800 | 830 | 0.07% | 0.07% | 46 | -1,800 | -3.86% | Q4 2025 | Jan 23, 2026 |
| TWIN FOCUS CAPITAL PARTNERS, LLC | History | No change | 43,487 | 806 | 0.09% | 0.1% | 47 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WealthTrust Axiom LLC | History | Added to | 40,895 | 758 | 0.19% | 0.18% | 48 | +4,775 | 13.22% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 39,796 | 737 | 0.0% | 0.0% | 49 | +1,963 | 5.19% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 39,124 | 725 | 0.0% | 0.0% | 50 | -2,685 | -6.42% | Q4 2025 | Feb 13, 2026 |
| FLPUTNAM INVESTMENT MANAGEMENT CO | History | New | 37,673 | 698 | 0.01% | — | 51 | +37,673 | New | Q4 2025 | Feb 09, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 37,044 | 686 | 0.0% | 0.0% | 52 | -2,567 | -6.48% | Q4 2025 | Feb 17, 2026 |
| GRACE & WHITE INC /NY | History | No change | 36,560 | 677 | 0.12% | 0.12% | 53 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 35,670 | 661 | 0.01% | 0.01% | 54 | -18,681 | -34.37% | Q4 2025 | Feb 02, 2026 |
| IFG Advisory, LLC | History | Reduced | 35,248 | 653 | 0.03% | 0.03% | 55 | -3,721 | -9.55% | Q4 2025 | Feb 10, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 30,975 | 574 | 0.02% | 0.06% | 56 | -42,726 | -57.97% | Q4 2025 | Feb 17, 2026 |
| MONETARY MANAGEMENT GROUP INC | History | Added to | 29,700 | 550 | 0.13% | 0.12% | 57 | +1,800 | 6.45% | Q4 2025 | Feb 11, 2026 |
| Beverly Hills Private Wealth, LLC | History | Added to | 29,089 | 539 | 0.09% | 0.09% | 58 | +1,634 | 5.95% | Q4 2025 | Feb 17, 2026 |
| Almitas Capital LLC | History | New | 28,719 | 532 | 0.12% | — | 59 | +28,719 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 27,246 | 505 | 0.0% | 0.0% | 60 | -1,968 | -6.74% | Q4 2025 | Feb 17, 2026 |
| Meridian Wealth Management, LLC | History | No change | 25,856 | 479 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Joel Isaacson & Co., LLC | History | No change | 24,867 | 461 | 0.02% | 0.02% | 62 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Calamos Advisors LLC | History | Added to | 24,196 | 448 | 0.0% | 0.0% | 63 | +5,886 | 32.15% | Q4 2025 | Jan 29, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 22,134 | 410 | 0.01% | 0.01% | 64 | +253 | 1.16% | Q4 2025 | Feb 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 21,298 | 394 | 0.23% | — | 65 | +21,298 | New | Q4 2025 | Feb 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 21,074 | 390 | 0.0% | 0.0% | 66 | -479 | -2.22% | Q4 2025 | Feb 17, 2026 |
| NWF Advisory Services Inc. | History | Added to | 20,950 | 388 | 0.04% | 0.04% | 67 | +3,150 | 17.7% | Q4 2025 | Mar 03, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Added to | 20,650 | 382 | 0.25% | 0.25% | 68 | +1,078 | 5.51% | Q4 2025 | Jan 08, 2026 |
| Heritage Wealth Management, Inc. | History | Reduced | 19,856 | 368 | 0.1% | 0.12% | 69 | -2,302 | -10.39% | Q4 2025 | Jan 26, 2026 |
| Roundview Capital LLC | History | Reduced | 19,273 | 357 | 0.02% | 0.02% | 70 | -2,168 | -10.11% | Q4 2025 | Feb 09, 2026 |
| Sather Financial Group Inc | History | No change | 19,159 | 355 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 18,560 | 344 | 0.0% | 0.0% | 72 | +1,035 | 5.91% | Q4 2025 | Feb 13, 2026 |
| Ancora Advisors LLC | History | No change | 18,481 | 342 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 17,953 | 332 | 0.0% | 0.0% | 74 | -4,066 | -18.47% | Q4 2025 | Feb 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 17,260 | 320 | 0.0% | 0.0% | 75 | +86 | 0.5% | Q4 2025 | Jan 20, 2026 |
| Dakota Wealth Management | History | No change | 17,145 | 317 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| WestHill Financial Advisors, Inc. | History | No change | 16,168 | 299 | 0.06% | 0.06% | 77 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Waverly Advisors, LLC | History | Reduced | 15,201 | 281 | 0.0% | 0.0% | 78 | -2,774 | -15.43% | Q4 2025 | Feb 17, 2026 |
| Wealthspire Advisors, LLC | History | No change | 14,678 | 272 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Nitor Capital Management LLC | History | New | 14,151 | 262 | 0.23% | — | 80 | +14,151 | New | Q4 2025 | Feb 17, 2026 |
| GREENWOOD GEARHART INC | History | No change | 14,128 | 261 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| CITADEL ADVISORS LLC | History | New | 14,056 | 260 | 0.0% | — | 82 | +14,056 | New | Q4 2025 | Feb 17, 2026 |
| Stolper Co | History | Reduced | 1,671 | 259 | 0.08% | 0.1% | 84 | -16,241 | -90.67% | Q4 2025 | Jan 12, 2026 |
| HANOVER ADVISORS INC | History | No change | 13,976 | 259 | 0.1% | 0.1% | 83 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| High Falls Advisors, Inc | History | Added to | 13,240 | 245 | 0.05% | 0.05% | 85 | +124 | 0.95% | Q4 2025 | Feb 18, 2026 |
| Basepoint Wealth LLC | History | Added to | 13,195 | 244 | 0.15% | 0.17% | 86 | +116 | 0.89% | Q4 2025 | Feb 10, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 12,918 | 239 | 0.0% | 0.0% | 87 | +3,279 | 34.02% | Q4 2025 | Feb 10, 2026 |
| Horizon Wealth Management, LLC | History | No change | 12,503 | 231 | 0.04% | 0.03% | 88 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| DECISION INVESTMENTS, INC | History | New | 11,641 | 215 | 0.24% | — | 89 | +11,641 | New | Q4 2025 | Feb 17, 2026 |
| STEPHENS INC /AR/ | History | No change | 11,583 | 214 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 11,500 | 213 | 0.01% | 0.01% | 91 | -500 | -4.17% | Q4 2025 | Jan 26, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 11,198 | 207 | 0.0% | 0.0% | 92 | -100 | -0.89% | Q4 2025 | Feb 17, 2026 |
| Camelot Portfolios, LLC | History | No change | 10,851 | 201 | 0.12% | 0.12% | 93 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Carnegie Lake Advisors LLC | History | Reduced | 10,745 | 199 | 0.08% | 0.08% | 94 | -1,200 | -10.05% | Q4 2025 | Feb 10, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 10,664 | 197 | 0.0% | 0.0% | 95 | +300 | 2.89% | Q4 2025 | Feb 12, 2026 |
| Mariner, LLC | History | Reduced | 10,058 | 186 | 0.0% | 0.0% | 96 | -1,417 | -12.35% | Q4 2025 | Feb 13, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 9,389 | 174 | 0.07% | 0.07% | 97 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Costello Asset Management, INC | History | Reduced | 8,478 | 157 | 0.05% | 0.06% | 98 | -827 | -8.89% | Q4 2025 | Feb 03, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 8,346 | 154 | 0.01% | 0.01% | 99 | -1,262 | -13.13% | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | Added to | 8,005 | 148 | 0.0% | 0.0% | 100 | +2,218 | 38.33% | Q4 2025 | Feb 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 6,320 | 117 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| FINANCIAL CONSULATE, INC | History | Added to | 5,893 | 109 | 0.01% | 0.01% | 102 | +55 | 0.94% | Q4 2025 | Jan 22, 2026 |
| CWM, LLC | History | Added to | 5,777 | 107 | 0.0% | 0.0% | 103 | +10 | 0.17% | Q4 2025 | Jan 26, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 4,774 | 88 | 0.0% | 0.0% | 104 | -1,500 | -23.91% | Q4 2025 | Feb 06, 2026 |
| Nemes Rush Group LLC | History | Added to | 3,783 | 70 | 0.01% | 0.01% | 105 | +36 | 0.96% | Q4 2025 | Feb 11, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Added to | 2,200 | 40 | 0.01% | 0.01% | 106 | +2,000 | 1000.0% | Q4 2025 | Jan 20, 2026 |
| COMERICA BANK | History | Reduced | 1,758 | 32 | 0.0% | 0.0% | 107 | -2,341 | -57.11% | Q4 2025 | Jan 29, 2026 |
| Rockefeller Capital Management L.P. | History | New | 1,700 | 31 | 0.0% | — | 108 | +1,700 | New | Q4 2025 | Mar 16, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 1,060 | 19 | 0.0% | — | 110 | +1,060 | New | Q4 2025 | Feb 13, 2026 |
| MCF Advisors LLC | History | No change | 1,060 | 19 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| OPTIMA CAPITAL LLC | History | New | 1,000 | 18 | 0.01% | — | 112 | +1,000 | New | Q4 2025 | Jan 23, 2026 |
| Game Plan Financial Advisors, LLC | History | No change | 1,000 | 18 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 898 | 17 | 0.02% | — | 113 | +898 | New | Q4 2025 | Feb 12, 2026 |
| Merrithew & Thorsten Inc | History | New | 912 | 16 | 0.02% | — | 114 | +912 | New | Q4 2025 | Feb 03, 2026 |
| Kilter Group LLC | History | Added to | 721 | 13 | 0.01% | 0.01% | 115 | +7 | 0.98% | Q4 2025 | Feb 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 500 | 9 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| WPG Advisers, LLC | History | Reduced | 429 | 7 | 0.01% | 0.01% | 117 | -111 | -20.56% | Q4 2025 | Jan 28, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 312 | 5 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| MAI Capital Management | History | New | 224 | 4 | 0.0% | — | 119 | +224 | New | Q4 2025 | Feb 13, 2026 |
| Lodestone Wealth Management LLC | History | New | 200 | 3 | 0.0% | — | 122 | +200 | New | Q4 2025 | Jan 15, 2026 |
| NorthAvenue LLC | History | New | 184 | 3 | 0.0% | — | 123 | +184 | New | Q4 2025 | Apr 02, 2026 |
| ASSETMARK, INC | History | No change | 167 | 3 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Asset Dedication, LLC | History | No change | 184 | 3 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | No change | 100 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 27, 2026 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.46% | — | -203,541 | -100.0% | Q3 2025 | Nov 12, 2025 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -135,174 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,424 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Bank Julius Baer & Co. Ltd, Zurich | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Allworth Financial LP | History | New | 8 | 0 | — | — | — | +8 | New | Q4 2025 | Feb 05, 2026 |
| Farther Finance Advisors, LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |