CAPITAL SOUTHWEST CORP - CSWC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 21 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | History | Reduced | 1,380,316 | 30,574 | 0.03% | 0.03% | 1 | -76,830 | -5.27% | Q4 2025 | Feb 13, 2026 |
| Union Bancaire Privee, UBP SA | History | Reduced | 7,265 | 24,800 | 0.29% | 0.44% | 2 | -2,084 | -22.29% | Q4 2025 | Jan 05, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 1,062,917 | 23,543 | 0.05% | 0.04% | 3 | +68,111 | 6.85% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 1,049,382 | 23,243 | 0.03% | 0.03% | 4 | +157,029 | 17.6% | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | Added to | 885,967 | 20,979 | 0.99% | 0.82% | 5 | +129,181 | 17.07% | Q4 2025 | Jan 21, 2026 |
| UBS Group AG | History | Added to | 817,148 | 18,099 | 0.0% | 0.0% | 6 | +38,987 | 5.01% | Q4 2025 | Jan 29, 2026 |
| Melia Wealth LLC | History | Added to | 502,988 | 11,141 | 5.15% | 4.69% | 7 | +12,537 | 2.56% | Q4 2025 | Feb 09, 2026 |
| Muzinich & Co., Inc. | History | Added to | 425,322 | 9,420 | 2.96% | 2.31% | 8 | +152,057 | 55.64% | Q4 2025 | Jan 21, 2026 |
| Cetera Investment Advisers | History | Added to | 424,631 | 9,405 | 0.01% | 0.01% | 9 | +14,664 | 3.58% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Reduced | 422,257 | 9,352 | 0.0% | 0.0% | 10 | -2,131 | -0.5% | Q4 2025 | Feb 12, 2026 |
| Legal & General Group Plc | History | Added to | 389,580 | 8,638 | 0.0% | 0.0% | 11 | +57,679 | 17.38% | Q4 2025 | Feb 09, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 386,138 | 8,552 | 0.0% | 0.0% | 12 | +21,236 | 5.82% | Q4 2025 | Feb 10, 2026 |
| Columbus Macro, LLC | History | Added to | 345,520 | 7,653 | 0.84% | 0.79% | 13 | +26,633 | 8.35% | Q4 2025 | Jan 15, 2026 |
| EPIQ PARTNERS, LLC | History | Added to | 310,965 | 6,887 | 3.21% | 3.05% | 14 | +15,536 | 5.26% | Q4 2025 | Jan 07, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Added to | 284,778 | 6,307 | 0.0% | 0.0% | 15 | +64,706 | 29.4% | Q4 2025 | Jan 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 281,013 | 6,224 | 0.0% | 0.0% | 16 | -21,840 | -7.21% | Q4 2025 | Feb 18, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 262,299 | 5,809 | 0.0% | 0.0% | 17 | -48,931 | -15.72% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Added to | 238,264 | 5,277 | 0.0% | 0.0% | 18 | +4,521 | 1.93% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 229,086 | 5,074 | 0.0% | 0.0% | 19 | -2,019 | -0.87% | Q4 2025 | Mar 25, 2026 |
| Womack Financial LLC | History | Added to | 217,125 | 4,809 | 3.55% | 3.42% | 20 | +10,771 | 5.22% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Added to | 214,780 | 4,757 | 0.0% | 0.0% | 21 | +20,045 | 10.29% | Q4 2025 | Feb 11, 2026 |
| FIRST MANHATTAN CO. LLC. | History | Reduced | 206,002 | 4,562 | 0.01% | 0.01% | 22 | -12,903 | -5.89% | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 197,168 | 4,367 | 0.0% | 0.0% | 23 | +67,116 | 51.61% | Q4 2025 | Feb 17, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 195,018 | 4,319 | 0.03% | 0.04% | 24 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | New | 188,921 | 4,184 | 0.01% | — | 25 | +188,921 | New | Q4 2025 | Feb 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 177,300 | 3,927 | 0.0% | 0.0% | 26 | -7,600 | -4.11% | Q4 2025 | Feb 17, 2026 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Reduced | 169,858 | 3,762 | 0.01% | 0.02% | 27 | -50,509 | -22.92% | Q4 2025 | Feb 17, 2026 |
| GRACE & WHITE INC /NY | History | Reduced | 164,697 | 3,648 | 0.65% | 0.65% | 28 | -3,200 | -1.91% | Q4 2025 | Jan 26, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 139,137 | 3,081 | 0.0% | 0.0% | 29 | +12,298 | 9.7% | Q4 2025 | Feb 12, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 129,848 | 2,876 | 0.04% | 0.04% | 30 | -536 | -0.41% | Q4 2025 | Feb 10, 2026 |
| GraniteShares Advisors LLC | History | New | 122,472 | 2,712 | 1.65% | — | 31 | +122,472 | New | Q4 2025 | Jan 27, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 113,731 | 2,519 | 1.49% | — | 32 | +113,731 | New | Q4 2025 | Feb 11, 2026 |
| Hodges Capital Management Inc. | History | Added to | 108,462 | 2,402 | 0.21% | 0.19% | 33 | +6,821 | 6.71% | Q4 2025 | Feb 11, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 103,463 | 2,291 | 0.04% | 0.05% | 34 | -19,172 | -15.63% | Q4 2025 | Feb 12, 2026 |
| Naviter Wealth, LLC | History | Reduced | 99,245 | 2,198 | 0.29% | 0.26% | 35 | -3,512 | -3.42% | Q4 2025 | Jan 21, 2026 |
| BARCLAYS PLC | History | New | 97,739 | 2,164 | 0.0% | — | 36 | +97,739 | New | Q4 2025 | Feb 13, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 94,785 | 2,099 | 0.0% | 0.0% | 37 | -10,907 | -10.32% | Q4 2025 | Feb 13, 2026 |
| FJ Capital Management LLC | History | New | 92,685 | 2,052 | 0.23% | — | 38 | +92,685 | New | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 92,347 | 2,045 | 0.0% | 0.0% | 39 | -1,354 | -1.45% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 90,500 | 2,004 | 0.0% | 0.0% | 40 | -187,250 | -67.42% | Q4 2025 | Feb 17, 2026 |
| First Dallas Securities Inc. | History | Added to | 89,911 | 1,991 | 0.74% | 0.69% | 41 | +5,880 | 7.0% | Q4 2025 | Feb 11, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 89,709 | 1,986 | 0.02% | 0.02% | 42 | +279 | 0.31% | Q4 2025 | Feb 02, 2026 |
| Verition Fund Management LLC | History | Added to | 88,378 | 1,957 | 0.01% | 0.0% | 43 | +55,416 | 168.12% | Q4 2025 | Feb 13, 2026 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Reduced | 83,810 | 1,856 | 0.03% | 0.03% | 44 | -2,855 | -3.29% | Q4 2025 | Jan 05, 2026 |
| ROYAL BANK OF CANADA | History | New | 79,556 | 1,762 | 0.0% | — | 45 | +79,556 | New | Q4 2025 | Feb 17, 2026 |
| SMH CAPITAL ADVISORS INC | History | Added to | 78,404 | 1,736 | 3.53% | 3.17% | 46 | +1,895 | 2.48% | Q4 2025 | Feb 12, 2026 |
| Sovereign's Capital Management, LLC | History | No change | 76,522 | 1,694 | 1.03% | 0.91% | 47 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 76,284 | 1,689 | 0.19% | 0.22% | 48 | -11,522 | -13.12% | Q4 2025 | Feb 03, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 71,781 | 1,591 | 0.0% | 0.0% | 49 | +2,837 | 4.11% | Q4 2025 | Feb 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 69,675 | 1,543 | 0.07% | 0.09% | 50 | -20,837 | -23.02% | Q4 2025 | Feb 17, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 66,218 | 1,466 | 0.31% | 0.28% | 51 | +7,579 | 12.92% | Q4 2025 | Jan 16, 2026 |
| Atom Investors LP | History | New | 65,809 | 1,457 | 0.12% | — | 52 | +65,809 | New | Q4 2025 | Feb 17, 2026 |
| HRT FINANCIAL LP | History | Reduced | 63,145 | 1,398 | 0.0% | 0.02% | 53 | -195,825 | -75.62% | Q4 2025 | Feb 12, 2026 |
| STATE STREET CORP | History | Added to | 62,507 | 1,384 | 0.0% | 0.0% | 54 | +11,909 | 23.54% | Q4 2025 | Feb 13, 2026 |
| Moerus Capital Management LLC | History | Reduced | 61,698 | 1,366 | 0.59% | 0.66% | 55 | -12,285 | -16.61% | Q4 2025 | Feb 12, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 57,913 | 1,282 | 0.04% | 0.05% | 56 | -3,254 | -5.32% | Q4 2025 | Jan 14, 2026 |
| COZAD ASSET MANAGEMENT INC | History | Added to | 52,380 | 1,160 | 0.09% | 0.09% | 57 | +2,704 | 5.44% | Q4 2025 | Feb 13, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 50,840 | 1,126 | 0.03% | 0.05% | 58 | -46,193 | -47.61% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 50,458 | 1,117 | 0.0% | 0.0% | 59 | +25,396 | 101.33% | Q4 2025 | Feb 17, 2026 |
| Catalyst Capital Advisors LLC | History | Added to | 49,000 | 1,085 | 0.02% | 0.01% | 60 | +29,000 | 145.0% | Q4 2025 | Feb 10, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 47,217 | 1,045 | 0.0% | 0.0% | 61 | -3,026 | -6.02% | Q4 2025 | Feb 17, 2026 |
| Zuckerman Investment Group, LLC | History | Reduced | 44,930 | 995 | 0.09% | 0.84% | 62 | -370,506 | -89.18% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 44,378 | 982 | 0.0% | 0.0% | 63 | -2,161 | -4.64% | Q4 2025 | Feb 13, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 40,835 | 904 | 0.05% | 0.05% | 64 | -2,248 | -5.22% | Q4 2025 | Feb 05, 2026 |
| Symphony Financial, Ltd. Co. | History | New | 39,441 | 870 | 0.12% | — | 65 | +39,441 | New | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 38,079 | 843 | 0.0% | 0.0% | 67 | +4,317 | 12.79% | Q4 2025 | Feb 05, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | Reduced | 38,084 | 843 | 0.36% | 0.38% | 66 | -2,968 | -7.23% | Q4 2025 | Jan 30, 2026 |
| Aquatic Capital Management LLC | History | Added to | 35,950 | 796 | 0.02% | 0.01% | 68 | +2,209 | 6.55% | Q4 2025 | Feb 17, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 35,500 | 786 | 0.05% | 0.07% | 69 | -9,600 | -21.29% | Q4 2025 | Feb 20, 2026 |
| Invesco Ltd. | History | Reduced | 34,576 | 765 | 0.0% | 0.0% | 70 | -2,216 | -6.02% | Q4 2025 | Feb 19, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 32,682 | 723 | 0.2% | 0.25% | 71 | -7,479 | -18.62% | Q4 2025 | Feb 17, 2026 |
| Mraz, Amerine & Associates, Inc. | History | Reduced | 28,910 | 640 | 0.1% | 0.14% | 72 | -10,814 | -27.22% | Q4 2025 | Feb 06, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 28,343 | 627 | 0.22% | 0.2% | 73 | +2,157 | 8.24% | Q4 2025 | Jan 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 28,190 | 624 | 0.0% | 0.0% | 74 | -4,062 | -12.59% | Q4 2025 | Feb 17, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 27,754 | 614 | 0.0% | 0.0% | 75 | +12,177 | 78.17% | Q4 2025 | Feb 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 27,461 | 608 | 0.0% | 0.0% | 76 | +1,914 | 7.49% | Q4 2025 | Feb 17, 2026 |
| CAXTON ASSOCIATES LLP | History | No change | 26,267 | 581 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 24,668 | 546 | 0.01% | 0.01% | 78 | +117 | 0.48% | Q4 2025 | Jan 22, 2026 |
| Belpointe Asset Management LLC | History | New | 23,582 | 522 | 0.02% | — | 79 | +23,582 | New | Q4 2025 | Jan 27, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 22,564 | 500 | 0.04% | 0.05% | 80 | -5,745 | -20.29% | Q4 2025 | Feb 06, 2026 |
| Trexquant Investment LP | History | Reduced | 22,122 | 490 | 0.0% | 0.05% | 81 | -199,567 | -90.02% | Q4 2025 | Feb 17, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 21,314 | 472 | 0.01% | 0.0% | 82 | +8,222 | 62.8% | Q4 2025 | Feb 17, 2026 |
| Fund Advisors of America Inc/FL | History | New | 20,620 | 456 | 0.42% | — | 83 | +20,620 | New | Q4 2025 | Mar 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 20,106 | 445 | 0.0% | — | 84 | +20,106 | New | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Reduced | 20,056 | 444 | 0.0% | 0.0% | 85 | -10,779 | -34.96% | Q4 2025 | Feb 13, 2026 |
| DEARBORN PARTNERS LLC | History | Added to | 19,999 | 442 | 0.02% | 0.02% | 86 | +864 | 4.52% | Q4 2025 | Feb 11, 2026 |
| Vantage Financial Partners, LLC | History | No change | 19,918 | 441 | 0.09% | 0.09% | 87 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Quantbot Technologies LP | History | Reduced | 19,278 | 427 | 0.01% | 0.04% | 88 | -44,038 | -69.55% | Q4 2025 | Feb 10, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 18,518 | 410 | 0.0% | 0.0% | 89 | -6,791 | -26.83% | Q4 2025 | Feb 11, 2026 |
| LBMC INVESTMENT ADVISORS, LLC | History | No change | 18,250 | 404 | 0.02% | 0.03% | 90 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| 1900 WEALTH MANAGEMENT LLC | History | No change | 18,272 | 404 | 0.03% | 0.03% | 91 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 16,378 | 363 | 0.01% | 0.01% | 92 | +3,335 | 25.57% | Q4 2025 | Feb 12, 2026 |
| Point72 Asset Management, L.P. | History | Reduced | 13,784 | 305 | 0.0% | 0.0% | 93 | -56,116 | -80.28% | Q4 2025 | Feb 17, 2026 |
| US BANCORP \DE\ | History | Reduced | 13,700 | 303 | 0.0% | 0.0% | 94 | -56 | -0.41% | Q4 2025 | Jan 30, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Reduced | 13,410 | 297 | 0.0% | 0.0% | 95 | -14,433 | -51.84% | Q4 2025 | Feb 17, 2026 |
| Generali Investments CEE, investicni spolecnost, a.s. | History | No change | 12,758 | 282 | 0.02% | 0.02% | 96 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Accel Wealth Management | History | New | 12,495 | 276 | 0.08% | — | 97 | +12,495 | New | Q4 2025 | Jan 20, 2026 |
| SageGuard Financial Group, LLC | History | New | 12,113 | 268 | 0.04% | — | 98 | +12,113 | New | Q4 2025 | Jan 27, 2026 |
| Catalina Capital Group, LLC | History | New | 11,897 | 263 | 0.16% | — | 99 | +11,897 | New | Q4 2025 | Jan 16, 2026 |
| CWM, LLC | History | Added to | 11,767 | 261 | 0.0% | 0.0% | 100 | +115 | 0.99% | Q4 2025 | Jan 26, 2026 |
| Vident Advisory, LLC | History | Reduced | 11,719 | 259 | 0.0% | 0.0% | 101 | -4,118 | -26.0% | Q4 2025 | Feb 18, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 11,587 | 256 | 0.0% | 0.01% | 102 | -773 | -6.25% | Q4 2025 | Feb 06, 2026 |
| Core Wealth Partners LLC | History | No change | 11,520 | 255 | 0.11% | 0.12% | 103 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 11,251 | 249 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ProShare Advisors LLC | History | Reduced | 10,944 | 242 | 0.0% | 0.0% | 105 | -645 | -5.57% | Q4 2025 | Feb 06, 2026 |
| HighTower Advisors, LLC | History | Reduced | 9,638 | 213 | 0.0% | 0.0% | 106 | -937 | -8.86% | Q4 2025 | Feb 06, 2026 |
| GRIMES & Co WEALTH MANAGEMENT, LLC | History | Reduced | 9,261 | 205 | 0.0% | 0.01% | 107 | -3,372 | -26.69% | Q4 2025 | Feb 03, 2026 |
| VPR Management LLC | History | Added to | 8,500 | 188 | 0.08% | 0.05% | 108 | +3,000 | 54.55% | Q4 2025 | Feb 13, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Added to | 7,436 | 164 | 0.01% | 0.01% | 109 | +199 | 2.75% | Q4 2025 | Feb 12, 2026 |
| Leonteq Securities AG | History | Added to | 6,300 | 139 | 0.0% | 0.0% | 110 | +300 | 5.0% | Q4 2025 | Feb 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 5,753 | 127 | 0.0% | 0.0% | 111 | -1,253 | -17.88% | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 5,318 | 117 | 0.0% | 0.0% | 112 | +43 | 0.82% | Q4 2025 | Jan 23, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 5,073 | 112 | 0.0% | 0.0% | 113 | -90 | -1.74% | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 4,845 | 107 | 0.0% | — | 114 | +4,845 | New | Q4 2025 | Feb 05, 2026 |
| Rialto Wealth Management, LLC | History | No change | 4,809 | 106 | 0.03% | 0.03% | 115 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Parallel Advisors, LLC | History | No change | 4,185 | 92 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 4,000 | 88 | 0.0% | 0.0% | 117 | -80 | -1.96% | Q4 2025 | Feb 10, 2026 |
| BNP Paribas Asset Management Holding S.A. | History | New | 3,677 | 81 | 0.0% | — | 118 | +3,677 | New | Q4 2025 | Feb 13, 2026 |
| MAI Capital Management | History | Reduced | 3,051 | 67 | 0.0% | 0.0% | 119 | -473 | -13.42% | Q4 2025 | Feb 13, 2026 |
| Capital Analysts, LLC | History | Added to | 2,830 | 63 | 0.0% | 0.0% | 120 | +76 | 2.76% | Q4 2025 | Feb 11, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 2,797 | 61 | 0.0% | 0.0% | 121 | -258 | -8.45% | Q4 2025 | Feb 06, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | Reduced | 2,700 | 59 | 0.0% | 0.0% | 122 | -800 | -22.86% | Q4 2025 | Feb 12, 2026 |
| SIGNATUREFD, LLC | History | Added to | 2,663 | 58 | 0.0% | 0.0% | 123 | +180 | 7.25% | Q4 2025 | Jan 20, 2026 |
| Osbon Capital Management LLC | History | New | 2,500 | 55 | 0.05% | — | 124 | +2,500 | New | Q4 2025 | Mar 16, 2026 |
| Washington Trust Advisors, Inc. | History | Reduced | 2,500 | 55 | 0.0% | 0.01% | 125 | -1,800 | -41.86% | Q4 2025 | Feb 03, 2026 |
| State of Alaska, Department of Revenue | History | No change | 2,237 | 49 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| TCTC Holdings, LLC | History | No change | 2,136 | 47 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,930 | 42 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| SageView Advisory Group, LLC | History | New | 1,551 | 34 | 0.0% | — | 130 | +1,551 | New | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,566 | 34 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Triumph Capital Management | History | New | 1,400 | 31 | 0.01% | — | 131 | +1,400 | New | Q4 2025 | Feb 12, 2026 |
| CIBC Private Wealth Group LLC | History | Reduced | 1,340 | 29 | 0.0% | 0.0% | 132 | -211 | -13.6% | Q4 2025 | Feb 12, 2026 |
| Blue Trust, Inc. | History | Reduced | 1,053 | 23 | 0.0% | 0.0% | 133 | -1,595 | -60.23% | Q4 2025 | Jan 16, 2026 |
| Newbridge Financial Services Group, Inc. | History | Reduced | 1,000 | 22 | 0.0% | 0.13% | 136 | -37,439 | -97.4% | Q4 2025 | Jan 21, 2026 |
| North Star Investment Management Corp. | History | No change | 1,025 | 22 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Larson Financial Group LLC | History | No change | 1,000 | 22 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 804 | 17 | 0.0% | — | 137 | +804 | New | Q4 2025 | Feb 17, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 700 | 15 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 600 | 13 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Spire Wealth Management | History | No change | 600 | 13 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Key Capital Management, INC | History | New | 514 | 11 | 0.01% | — | 144 | +514 | New | Q4 2025 | Jan 26, 2026 |
| Avion Wealth | History | New | 500 | 11 | 0.0% | — | 141 | +500 | New | Q4 2025 | Jan 23, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Reduced | 500 | 11 | 0.01% | 0.01% | 142 | -150 | -23.08% | Q4 2025 | Feb 05, 2026 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | History | No change | 500 | 11 | 0.01% | 0.01% | 143 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 474 | 10 | 0.0% | 0.0% | 145 | +154 | 48.13% | Q4 2025 | Feb 17, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Reduced | 447 | 9 | 0.0% | 0.0% | 146 | -1,688 | -79.06% | Q4 2025 | Feb 10, 2026 |
| Dunhill Financial, LLC | History | No change | 400 | 8 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| REDMONT WEALTH ADVISORS LLC | History | Reduced | 335 | 7 | 0.01% | 2.07% | 148 | -67,541 | -99.51% | Q4 2025 | Feb 06, 2026 |
| Quarry LP | History | New | 280 | 6 | 0.0% | — | 150 | +280 | New | Q4 2025 | Feb 13, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 291 | 6 | 0.0% | 0.0% | 149 | -209 | -41.8% | Q4 2025 | Jan 15, 2026 |
| LRI Investments, LLC | History | No change | 250 | 5 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 194 | 4 | 0.0% | 0.0% | 154 | +61 | 45.86% | Q4 2025 | Mar 03, 2026 |
| FIRST HORIZON CORP | History | No change | 200 | 4 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 225 | 4 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Archer Investment Corp | History | New | 138 | 3 | 0.0% | — | 155 | +138 | New | Q4 2025 | Jan 30, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 109 | 2 | 0.0% | — | 156 | +109 | New | Q4 2025 | Jan 21, 2026 |
| CX Institutional | History | New | 100 | 2 | 0.0% | — | 157 | +100 | New | Q4 2025 | Feb 02, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 70 | 1 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| SANDERS MORRIS HARRIS LLC | History | Closed out | 0 | 0 | — | 3.95% | — | -1,368,607 | -100.0% | Q3 2025 | Oct 07, 2025 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -252,245 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Engineers Gate Manager LP | History | Closed out | 0 | 0 | — | 0.02% | — | -88,930 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -68,256 | -100.0% | Q3 2025 | Nov 13, 2025 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -46,161 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -42,372 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -34,600 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,352 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Sciencast Management LP | History | Closed out | 0 | 0 | — | 0.05% | — | -13,192 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,890 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Campbell & CO Investment Adviser LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,513 | -100.0% | Q3 2025 | Oct 28, 2025 |
| BARD ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.07% | — | -12,373 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,154 | -100.0% | Q3 2025 | Nov 14, 2025 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -10,798 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -10,772 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -10,605 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,358 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Kingstone Capital Partners Texas, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -9,678 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Argent Trust Co | History | Closed out | 0 | 0 | — | 0.01% | — | -9,294 | -100.0% | Q3 2025 | Nov 12, 2025 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -5,763 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,418 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -462 | -100.0% | Q3 2025 | Nov 12, 2025 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q3 2025 | Oct 09, 2025 |
| JFS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Weiss Asset Management LP | History | New | 44 | 0 | — | — | — | +44 | New | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 10, 2025 |
| HUNTINGTON NATIONAL BANK | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| NBT BANK N A /NY | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| ASSETMARK, INC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |