Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - DFP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,241,270 | 24,912 | 0.01% | 0.01% | 1 | +23,166 | 1.9% | Q1 2026 | May 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 581,566 | 11,672 | 0.24% | 0.19% | 2 | +136,241 | 30.59% | Q1 2026 | May 13, 2026 |
| COHEN & STEERS, INC. | History | Added to | 476,489 | 9,563 | 0.02% | 0.02% | 3 | +15,000 | 3.25% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Reduced | 301,703 | 6,055 | 0.0% | 0.0% | 4 | -7,219 | -2.34% | Q1 2026 | May 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 242,799 | 4,872 | 0.04% | 0.04% | 5 | -58,450 | -19.4% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 237,078 | 4,758 | 0.0% | 0.0% | 6 | -42,153 | -15.1% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Reduced | 188,728 | 3,787 | 0.0% | 0.0% | 7 | -7,294 | -3.72% | Q1 2026 | May 06, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 175,333 | 3,518 | 0.12% | 0.11% | 8 | +17,018 | 10.75% | Q1 2026 | May 13, 2026 |
| Focus Partners Wealth | History | Reduced | 142,893 | 2,867 | 0.0% | 0.0% | 9 | -5,693 | -3.83% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Reduced | 118,598 | 2,380 | 0.0% | 0.0% | 10 | -10,569 | -8.18% | Q1 2026 | May 15, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 107,617 | 2,159 | 0.16% | 0.15% | 11 | +600 | 0.56% | Q1 2026 | May 15, 2026 |
| Fiera Capital Corp | History | Reduced | 97,034 | 1,947 | 0.01% | 0.01% | 12 | -4,567 | -4.5% | Q1 2026 | May 12, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 95,067 | 1,907 | 1.64% | 1.66% | 13 | -1,817 | -1.88% | Q1 2026 | May 14, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 94,779 | 1,902 | 0.99% | 1.27% | 14 | -66 | -0.07% | Q1 2026 | Apr 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 90,714 | 1,821 | 0.0% | 0.01% | 15 | -3,347 | -3.56% | Q1 2026 | Apr 30, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 89,386 | 1,793 | 0.0% | 0.0% | 16 | +1,691 | 1.93% | Q1 2026 | May 15, 2026 |
| Revisor Wealth Management LLC | History | Reduced | 61,021 | 1,224 | 0.34% | 0.36% | 17 | -1,055 | -1.7% | Q1 2026 | Apr 27, 2026 |
| 1776 Wealth LLC | History | Reduced | 52,038 | 1,044 | 0.41% | 0.41% | 18 | -94 | -0.18% | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 51,046 | 1,024 | 0.0% | 0.0% | 19 | +2,479 | 5.1% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 47,549 | 954 | 0.0% | 0.0% | 20 | -780 | -1.61% | Q1 2026 | May 15, 2026 |
| SEAMOUNT FINANCIAL GROUP INC | History | Reduced | 44,992 | 902 | 0.41% | 0.44% | 21 | -2,088 | -4.44% | Q1 2026 | Apr 24, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 44,000 | 883 | 0.9% | 0.55% | 22 | -1,013 | -2.25% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 42,586 | 854 | 0.0% | 0.0% | 23 | +1,945 | 4.79% | Q1 2026 | May 04, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 42,192 | 847 | 0.0% | 0.0% | 24 | +6,757 | 19.07% | Q1 2026 | Apr 22, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 41,192 | 826 | 0.01% | 0.01% | 25 | +1,944 | 4.95% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 39,931 | 801 | 0.0% | 0.0% | 26 | +1,069 | 2.75% | Q1 2026 | Apr 24, 2026 |
| &PARTNERS | History | Added to | 40,008 | 799 | 0.0% | 0.0% | 27 | +3,081 | 8.34% | Q1 2026 | May 15, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 37,471 | 752 | 0.27% | 0.32% | 28 | -5,362 | -12.52% | Q1 2026 | Apr 22, 2026 |
| AlphaCore Capital LLC | History | Reduced | 36,142 | 725 | 0.02% | 0.02% | 29 | -1,007 | -2.71% | Q1 2026 | May 15, 2026 |
| Capital Analysts, LLC | History | Reduced | 34,194 | 686 | 0.02% | 0.02% | 30 | -207 | -0.6% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 33,541 | 673 | 0.0% | 0.0% | 31 | +204 | 0.61% | Q1 2026 | Jun 02, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 31,240 | 627 | 0.0% | 0.0% | 32 | -7,021 | -18.35% | Q1 2026 | May 15, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 30,269 | 607 | 0.01% | 0.01% | 33 | +45 | 0.15% | Q1 2026 | Apr 20, 2026 |
| HRT FINANCIAL LP | History | New | 27,049 | 542 | 0.0% | — | 34 | +27,049 | New | Q1 2026 | May 14, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 25,699 | 515 | 0.01% | 0.01% | 35 | +9 | 0.04% | Q1 2026 | Apr 17, 2026 |
| Cetera Investment Advisers | History | Added to | 22,871 | 459 | 0.0% | 0.0% | 36 | +1,382 | 6.43% | Q1 2026 | May 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 22,602 | 453 | 0.0% | 0.0% | 37 | -678 | -2.91% | Q1 2026 | May 12, 2026 |
| Merit Financial Group, LLC | History | Reduced | 22,086 | 443 | 0.0% | 0.0% | 38 | -690 | -3.03% | Q1 2026 | Apr 15, 2026 |
| Palogic Value Management, L.P. | History | No change | 20,500 | 411 | 0.17% | 0.18% | 39 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 19,325 | 387 | 0.0% | 0.0% | 40 | -143 | -0.73% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 17,937 | 364 | 0.0% | 0.0% | 41 | +92 | 0.52% | Q1 2026 | Apr 07, 2026 |
| Mathes Company, Inc. | History | No change | 18,000 | 361 | 0.13% | 0.13% | 42 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 15,483 | 311 | 0.01% | 0.01% | 43 | -100 | -0.64% | Q1 2026 | May 18, 2026 |
| Cerity Partners LLC | History | No change | 14,300 | 287 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Catalina Capital Group, LLC | History | Added to | 14,045 | 281 | 0.17% | 0.18% | 45 | +60 | 0.43% | Q1 2026 | Apr 23, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 12,700 | 255 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 12,303 | 246 | 0.0% | 0.0% | 47 | +33 | 0.27% | Q1 2026 | May 15, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 11,500 | 230 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MGB Wealth Management, LLC | History | No change | 10,846 | 225 | 0.06% | 0.06% | 49 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | No change | 10,950 | 219 | 0.06% | 0.07% | 50 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| HighTower Advisors, LLC | History | Added to | 10,776 | 216 | 0.0% | 0.0% | 51 | +604 | 5.94% | Q1 2026 | May 05, 2026 |
| Fiduciary Alliance LLC | History | No change | 10,350 | 216 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Abel Hall, LLC | History | No change | 10,500 | 210 | 0.04% | 0.05% | 53 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 10,246 | 205 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| STANCE CAPITAL LLC | History | New | 8,708 | 174 | 0.08% | — | 55 | +8,708 | New | Q1 2026 | May 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 8,193 | 164 | 0.0% | 0.0% | 56 | +7,381 | 908.99% | Q1 2026 | May 04, 2026 |
| UBS Group AG | History | Reduced | 7,369 | 147 | 0.0% | 0.0% | 57 | -2,526 | -25.53% | Q1 2026 | May 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 6,763 | 137 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 5,272 | 105 | 0.01% | 0.0% | 59 | +1,022 | 24.05% | Q1 2026 | Apr 17, 2026 |
| Triumph Capital Management | History | Added to | 5,275 | 105 | 0.02% | 0.02% | 60 | +825 | 18.54% | Q1 2026 | May 13, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 4,500 | 90 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 4,283 | 85 | 0.01% | 0.01% | 62 | +75 | 1.78% | Q1 2026 | Apr 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 3,961 | 79 | 0.0% | 0.0% | 63 | +3,050 | 334.8% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,345 | 67 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 2,900 | 58 | 0.0% | 0.0% | 65 | +100 | 3.57% | Q1 2026 | May 08, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2,400 | 48 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| North Star Investment Management Corp. | History | No change | 2,300 | 46 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,010 | 40 | 0.0% | 0.0% | 68 | +210 | 11.67% | Q1 2026 | May 07, 2026 |
| CWM, LLC | History | Reduced | 1,836 | 36 | 0.0% | 0.0% | 69 | -1 | -0.05% | Q1 2026 | May 14, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,667 | 33 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Allworth Financial LP | History | No change | 1,380 | 27 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MCF Advisors LLC | History | No change | 1,229 | 24 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Geneos Wealth Management Inc. | History | No change | 855 | 17 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 814 | 16 | 0.0% | 0.0% | 74 | +741 | 1015.07% | Q1 2026 | May 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 750 | 15 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 365 | 7 | 0.0% | — | 77 | +365 | New | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Added to | 398 | 7 | 0.0% | 0.0% | 76 | +48 | 13.71% | Q1 2026 | Apr 07, 2026 |
| Sound Income Strategies, LLC | History | No change | 236 | 4 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 140 | 2 | 0.0% | 0.0% | 79 | +40 | 40.0% | Q1 2026 | Apr 06, 2026 |
| Strategic Advocates LLC | History | Reduced | 81 | 1 | 0.0% | 0.12% | 80 | -21,847 | -99.63% | Q1 2026 | May 15, 2026 |
| Osbon Capital Management LLC | History | New | 87 | 1 | 0.0% | — | 81 | +87 | New | Q1 2026 | May 15, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -57,012 | -100.0% | Q1 2026 | May 12, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,978 | -100.0% | Q1 2026 | May 15, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -10,782 | -100.0% | Q1 2026 | May 15, 2026 |
| Asset One Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,716 | -100.0% | Q1 2026 | May 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,270 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,589 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,307 | -100.0% | Q1 2026 | May 11, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2026 | May 08, 2026 |