Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - DFP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,294,453 | 26,756 | 0.01% | 0.01% | 1 | +53,183 | 4.28% | Q2 2026 | Aug 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 657,212 | 13,585 | 0.26% | 0.24% | 2 | +75,646 | 13.01% | Q2 2026 | Aug 12, 2026 |
| COHEN & STEERS, INC. | History | Added to | 496,489 | 10,262 | 0.02% | 0.02% | 3 | +20,000 | 4.2% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | Added to | 309,183 | 6,390 | 0.0% | 0.0% | 4 | +7,480 | 2.48% | Q2 2026 | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 218,689 | 4,520 | 0.13% | 0.12% | 5 | +43,356 | 24.73% | Q2 2026 | Jul 08, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 211,865 | 4,379 | 0.0% | 0.0% | 6 | -25,213 | -10.63% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 193,623 | 4,002 | 0.0% | 0.0% | 7 | +4,895 | 2.59% | Q2 2026 | Aug 07, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 163,065 | 3,370 | 0.02% | 0.04% | 8 | -79,734 | -32.84% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | Added to | 136,282 | 2,816 | 0.0% | 0.0% | 9 | +17,684 | 14.91% | Q2 2026 | Aug 13, 2026 |
| Focus Partners Wealth | History | Reduced | 132,309 | 2,734 | 0.0% | 0.0% | 10 | -10,584 | -7.41% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 104,750 | 2,163 | 0.0% | 0.0% | 11 | +15,364 | 17.19% | Q2 2026 | Aug 14, 2026 |
| Fiera Capital Corp | History | Added to | 100,203 | 2,071 | 0.01% | 0.01% | 12 | +3,169 | 3.27% | Q2 2026 | Aug 07, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 93,742 | 1,937 | 1.52% | 1.64% | 13 | -1,325 | -1.39% | Q2 2026 | Jul 14, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 93,297 | 1,928 | 1.3% | 0.99% | 14 | -1,482 | -1.56% | Q2 2026 | Jul 27, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 87,704 | 1,813 | 0.0% | 0.0% | 15 | -3,010 | -3.32% | Q2 2026 | Jul 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 80,665 | 1,667 | 0.0% | 0.0% | 16 | +33,116 | 69.65% | Q2 2026 | Aug 14, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 62,441 | 1,290 | 0.11% | 0.16% | 17 | -45,176 | -41.98% | Q2 2026 | Sep 02, 2026 |
| Revisor Wealth Management LLC | History | Reduced | 52,586 | 1,086 | 0.26% | 0.34% | 18 | -8,435 | -13.82% | Q2 2026 | Jul 21, 2026 |
| 1776 Wealth LLC | History | Added to | 52,097 | 1,076 | 0.38% | 0.41% | 19 | +59 | 0.11% | Q2 2026 | Aug 10, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 50,509 | 1,044 | 1.02% | 0.9% | 20 | +6,509 | 14.79% | Q2 2026 | Jul 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 50,450 | 1,042 | 0.0% | 0.0% | 21 | +7,864 | 18.47% | Q2 2026 | Aug 03, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 47,982 | 991 | 0.01% | 0.01% | 22 | +6,790 | 16.48% | Q2 2026 | Aug 04, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 45,343 | 937 | 0.0% | 0.0% | 23 | +3,151 | 7.47% | Q2 2026 | Aug 05, 2026 |
| SEAMOUNT FINANCIAL GROUP INC | History | Reduced | 43,904 | 907 | 0.37% | 0.41% | 24 | -1,088 | -2.42% | Q2 2026 | Jul 24, 2026 |
| &PARTNERS | History | Added to | 43,474 | 898 | 0.0% | 0.0% | 25 | +3,466 | 8.66% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | Reduced | 39,226 | 810 | 0.0% | 0.0% | 26 | -705 | -1.77% | Q2 2026 | Jul 27, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 38,791 | 801 | 0.0% | 0.0% | 27 | -12,255 | -24.01% | Q2 2026 | Jul 29, 2026 |
| AlphaCore Capital LLC | History | Added to | 36,478 | 754 | 0.01% | 0.02% | 28 | +336 | 0.93% | Q2 2026 | Aug 06, 2026 |
| Capital Analysts, LLC | History | Added to | 36,343 | 751 | 0.02% | 0.02% | 29 | +2,149 | 6.28% | Q2 2026 | Aug 05, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 31,743 | 656 | 0.0% | 0.0% | 30 | +503 | 1.61% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 31,366 | 648 | 0.0% | 0.0% | 31 | -2,175 | -6.48% | Q2 2026 | Aug 12, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 30,649 | 633 | 0.01% | 0.01% | 32 | +380 | 1.26% | Q2 2026 | Jul 27, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 27,311 | 564 | 0.18% | 0.27% | 33 | -10,160 | -27.11% | Q2 2026 | Jul 27, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 23,916 | 494 | 0.01% | 0.01% | 34 | -1,783 | -6.94% | Q2 2026 | Aug 06, 2026 |
| Cetera Investment Advisers | History | Reduced | 22,373 | 462 | 0.0% | 0.0% | 35 | -498 | -2.18% | Q2 2026 | Aug 12, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 21,824 | 451 | 0.0% | 0.0% | 36 | -778 | -3.44% | Q2 2026 | Aug 12, 2026 |
| Shaker Financial Services, LLC | History | New | 20,669 | 427 | 0.13% | — | 37 | +20,669 | New | Q2 2026 | Jul 15, 2026 |
| Palogic Value Management, L.P. | History | Reduced | 19,500 | 403 | 0.13% | 0.17% | 38 | -1,000 | -4.88% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 19,057 | 393 | 0.0% | 0.0% | 39 | -268 | -1.39% | Q2 2026 | Aug 12, 2026 |
| Mathes Company, Inc. | History | No change | 18,000 | 372 | 0.12% | 0.13% | 40 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Merit Financial Group, LLC | History | Reduced | 17,880 | 369 | 0.0% | 0.0% | 41 | -4,206 | -19.04% | Q2 2026 | Jul 20, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 17,839 | 368 | 0.0% | 0.0% | 42 | -98 | -0.55% | Q2 2026 | Jul 17, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 17,483 | 361 | 0.01% | 0.01% | 43 | +2,000 | 12.92% | Q2 2026 | Aug 17, 2026 |
| Cerity Partners LLC | History | No change | 14,300 | 295 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Catalina Capital Group, LLC | History | No change | 14,045 | 281 | 0.17% | 0.17% | 45 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 12,700 | 263 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 12,531 | 259 | 0.0% | 0.0% | 47 | +4,338 | 52.95% | Q2 2026 | Aug 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 12,463 | 257 | 0.0% | 0.0% | 48 | +160 | 1.3% | Q2 2026 | Aug 14, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | New | 12,274 | 253 | 0.0% | — | 49 | +12,274 | New | Q2 2026 | Aug 11, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 12,056 | 249 | 0.01% | 0.01% | 50 | +556 | 4.83% | Q2 2026 | Aug 10, 2026 |
| XTX Topco Ltd | History | New | 11,132 | 230 | 0.0% | — | 51 | +11,132 | New | Q2 2026 | Aug 14, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | No change | 10,950 | 226 | 0.06% | 0.06% | 52 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 10,846 | 224 | 0.0% | — | 54 | +10,846 | New | Q2 2026 | Aug 18, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 10,802 | 224 | 0.0% | — | 53 | +10,802 | New | Q2 2026 | Jul 15, 2026 |
| HighTower Advisors, LLC | History | Reduced | 10,543 | 217 | 0.0% | 0.0% | 55 | -233 | -2.16% | Q2 2026 | Aug 05, 2026 |
| Abel Hall, LLC | History | No change | 10,500 | 217 | 0.04% | 0.04% | 56 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Fiduciary Alliance LLC | History | No change | 10,350 | 213 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 10,246 | 211 | 0.0% | 0.01% | 58 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 9,724 | 200 | 0.0% | — | 59 | +9,724 | New | Q2 2026 | Jul 21, 2026 |
| STANCE CAPITAL LLC | History | Added to | 8,771 | 181 | 0.06% | 0.08% | 60 | +63 | 0.72% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 6,885 | 142 | 0.0% | 0.0% | 61 | -484 | -6.57% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | Added to | 6,375 | 131 | 0.02% | 0.02% | 62 | +1,100 | 20.85% | Q2 2026 | Jul 20, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | New | 6,262 | 129 | 0.01% | — | 63 | +6,262 | New | Q2 2026 | Aug 13, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 5,611 | 115 | 0.01% | 0.01% | 64 | +1,328 | 31.01% | Q2 2026 | Jul 22, 2026 |
| AdvisorNet Financial, Inc | History | No change | 5,272 | 108 | 0.0% | 0.01% | 65 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 4,952 | 102 | 0.01% | 0.01% | 66 | -1,811 | -26.78% | Q2 2026 | Jul 22, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 4,500 | 93 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 3,976 | 82 | 0.0% | 0.0% | 68 | +15 | 0.38% | Q2 2026 | Aug 12, 2026 |
| HUNTINGTON NATIONAL BANK | History | Added to | 3,910 | 80 | 0.0% | 0.0% | 69 | +1,510 | 62.92% | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,345 | 69 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,900 | 59 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| North Star Investment Management Corp. | History | No change | 2,300 | 47 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 1,816 | 37 | 0.0% | 0.0% | 73 | -194 | -9.65% | Q2 2026 | Aug 12, 2026 |
| CWM, LLC | History | No change | 1,836 | 36 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | New | 1,734 | 35 | 0.01% | — | 75 | +1,734 | New | Q2 2026 | Jul 08, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,667 | 34 | 0.0% | 0.01% | 76 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Allworth Financial LP | History | No change | 1,380 | 28 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MCF Advisors LLC | History | No change | 1,229 | 25 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Spire Wealth Management | History | New | 900 | 18 | 0.0% | — | 79 | +900 | New | Q2 2026 | Jul 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 829 | 17 | 0.0% | 0.0% | 80 | +15 | 1.84% | Q2 2026 | Aug 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 855 | 17 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Farmers & Merchants Trust Co of Chambersburg PA | History | New | 500 | 10 | 0.0% | — | 82 | +500 | New | Q2 2026 | Jul 24, 2026 |
| CoreCap Advisors, LLC | History | No change | 398 | 8 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 140 | 2 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| JFS WEALTH ADVISORS, LLC | History | New | 62 | 1 | 0.0% | — | 86 | +62 | New | Q2 2026 | Jul 10, 2026 |
| Strategic Advocates LLC | History | No change | 81 | 1 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -27,049 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -365 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -236 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Osbon Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -87 | -100.0% | Q2 2026 | Aug 13, 2026 |