Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - DFP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | No change | 1,294,453 | 26,756 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 657,212 | 13,585 | 0.26% | 0.26% | 2 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| COHEN & STEERS, INC. | History | No change | 496,489 | 10,262 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 309,183 | 6,390 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 211,865 | 4,379 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 214,298 | 4,045 | 0.12% | 0.13% | 6 | -4,391 | -2.01% | Q3 2026 | Oct 13, 2026 |
| LPL Financial LLC | History | No change | 193,623 | 4,002 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 163,065 | 3,370 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 136,282 | 2,816 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Focus Partners Wealth | History | No change | 132,309 | 2,734 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 104,750 | 2,163 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Fiera Capital Corp | History | No change | 100,203 | 2,071 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 93,260 | 1,760 | 1.43% | 1.52% | 13 | -482 | -0.51% | Q3 2026 | Oct 16, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 80,665 | 1,667 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 80,355 | 1,517 | 0.0% | 0.0% | 15 | -7,349 | -8.38% | Q3 2026 | Nov 02, 2026 |
| 1607 Capital Partners, LLC | History | No change | 62,441 | 1,290 | 0.11% | 0.11% | 16 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| 1776 Wealth LLC | History | No change | 52,097 | 1,076 | 0.38% | 0.38% | 17 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 50,450 | 1,042 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 47,982 | 991 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 50,397 | 951 | 0.64% | 1.3% | 20 | -42,900 | -45.98% | Q3 2026 | Oct 20, 2026 |
| Janney Montgomery Scott LLC | History | No change | 45,343 | 937 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 49,435 | 933 | 0.97% | 1.02% | 22 | -1,074 | -2.13% | Q3 2026 | Nov 04, 2026 |
| &PARTNERS | History | No change | 43,474 | 898 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 39,226 | 810 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Capital Analysts, LLC | History | No change | 36,343 | 751 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SEAMOUNT FINANCIAL GROUP INC | History | Reduced | 35,764 | 675 | 0.26% | 0.37% | 26 | -8,140 | -18.54% | Q3 2026 | Oct 21, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 34,890 | 658 | 0.12% | 0.0% | 27 | +34,750 | 24821.43% | Q3 2026 | Oct 19, 2026 |
| ROYAL BANK OF CANADA | History | No change | 31,743 | 656 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 34,368 | 648 | 0.0% | 0.0% | 29 | +21,837 | 174.26% | Q3 2026 | Nov 02, 2026 |
| NewEdge Advisors, LLC | History | No change | 31,366 | 648 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 31,270 | 590 | 0.0% | 0.01% | 31 | +621 | 2.03% | Q3 2026 | Oct 16, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 27,157 | 512 | 0.01% | 0.01% | 32 | +3,241 | 13.55% | Q3 2026 | Oct 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 24,855 | 469 | 0.0% | 0.0% | 33 | -13,936 | -35.93% | Q3 2026 | Nov 02, 2026 |
| Cetera Investment Advisers | History | No change | 22,373 | 462 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 21,824 | 451 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Palogic Value Management, L.P. | History | No change | 19,500 | 403 | 0.13% | 0.13% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | No change | 19,057 | 393 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Shaker Financial Services, LLC | History | No change | 20,669 | 390 | 0.13% | 0.13% | 38 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Mathes Company, Inc. | History | No change | 18,000 | 372 | 0.12% | 0.12% | 39 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Merit Financial Group, LLC | History | No change | 17,880 | 369 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 17,483 | 361 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Cerity Partners LLC | History | No change | 14,300 | 295 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 12,463 | 257 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | No change | 12,274 | 253 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 13,244 | 250 | 0.0% | 0.0% | 45 | -4,595 | -25.76% | Q3 2026 | Oct 08, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 12,056 | 249 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 12,832 | 242 | 0.08% | 0.18% | 47 | -14,479 | -53.02% | Q3 2026 | Oct 23, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 12,700 | 240 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| XTX Topco Ltd | History | No change | 11,132 | 230 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 10,846 | 224 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 10,741 | 222 | 0.03% | 0.03% | 51 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| BFC Planning, Inc. | History | No change | 10,741 | 222 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 11,736 | 219 | 0.0% | 0.0% | 53 | +934 | 8.65% | Q3 2026 | Oct 13, 2026 |
| HighTower Advisors, LLC | History | No change | 10,543 | 217 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 10,246 | 211 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | No change | 10,950 | 206 | 0.05% | 0.06% | 56 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 9,724 | 200 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| RMR Wealth Builders | History | New | 10,535 | 198 | 0.01% | — | 59 | +10,535 | New | Q3 2026 | Oct 22, 2026 |
| Abel Hall, LLC | History | No change | 10,500 | 198 | 0.04% | 0.04% | 58 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Fiduciary Alliance LLC | History | No change | 10,350 | 195 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| STANCE CAPITAL LLC | History | No change | 8,771 | 181 | 0.06% | 0.06% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 6,885 | 142 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 6,262 | 129 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | Added to | 6,475 | 122 | 0.02% | 0.02% | 64 | +100 | 1.57% | Q3 2026 | Oct 14, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 5,694 | 107 | 0.01% | 0.01% | 65 | +83 | 1.48% | Q3 2026 | Nov 02, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 4,500 | 93 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 3,976 | 82 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 3,910 | 80 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,345 | 69 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,900 | 59 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| North Star Investment Management Corp. | History | No change | 2,300 | 43 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,816 | 37 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,667 | 31 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Allworth Financial LP | History | No change | 1,380 | 28 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 829 | 17 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 855 | 17 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Spire Wealth Management | History | No change | 900 | 16 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| CoreCap Advisors, LLC | History | No change | 398 | 7 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 63 | 1 | 0.0% | — | 80 | +63 | New | Q3 2026 | Oct 30, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 62 | 1 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Revisor Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -52,586 | -100.0% | Q3 2026 | Oct 20, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -36,478 | -100.0% | Q3 2026 | Nov 04, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -5,272 | -100.0% | Q3 2026 | Oct 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,952 | -100.0% | Q3 2026 | Nov 02, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,734 | -100.0% | Q3 2026 | Oct 14, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,229 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Farmers & Merchants Trust Co of Chambersburg PA | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Strategic Advocates LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -81 | -100.0% | Q3 2026 | Nov 03, 2026 |