Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - DFP
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 14 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,218,104 | 25,324 | 0.01% | 0.01% | 1 | -63,406 | -4.95% | Q4 2025 | Feb 18, 2026 |
| COHEN & STEERS, INC. | History | No change | 461,489 | 9,594 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 445,325 | 9,258 | 11.35% | 0.16% | 3 | +86,981 | 24.27% | Q4 2025 | Feb 25, 2026 |
| Invesco Ltd. | History | Reduced | 308,922 | 6,422 | 0.0% | 0.0% | 4 | -15,879 | -4.89% | Q4 2025 | Feb 19, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 301,249 | 6,262 | 0.04% | 0.06% | 5 | -55,640 | -15.59% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 279,231 | 5,805 | 0.0% | 0.0% | 6 | -26,278 | -8.6% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 196,022 | 4,075 | 0.0% | 0.0% | 7 | -25,748 | -11.61% | Q4 2025 | Feb 11, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 158,315 | 3,291 | 0.11% | 0.1% | 8 | +36,304 | 29.75% | Q4 2025 | Jan 14, 2026 |
| Focus Partners Wealth | History | New | 148,586 | 3,093 | 0.0% | — | 9 | +148,586 | New | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Reduced | 129,167 | 2,685 | 0.0% | 0.0% | 10 | -1,568 | -1.2% | Q4 2025 | Feb 13, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 107,017 | 2,224 | 0.15% | 0.13% | 11 | +27,517 | 34.61% | Q4 2025 | Feb 17, 2026 |
| Fiera Capital Corp | History | Added to | 101,601 | 2,112 | 0.01% | 0.0% | 12 | +47,670 | 88.39% | Q4 2025 | Feb 11, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 96,884 | 2,014 | 1.66% | 1.86% | 13 | -4,159 | -4.12% | Q4 2025 | Feb 19, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 94,845 | 1,971 | 1.27% | 1.37% | 14 | -1,244 | -1.29% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 94,061 | 1,956 | 0.01% | 0.01% | 15 | +4,269 | 4.75% | Q4 2025 | Feb 05, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 87,695 | 1,823 | 0.0% | 0.0% | 16 | -5,924 | -6.33% | Q4 2025 | Feb 17, 2026 |
| Revisor Wealth Management LLC | History | Reduced | 62,076 | 1,329 | 0.36% | 0.48% | 17 | -1,542 | -2.42% | Q4 2025 | Jan 27, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 57,012 | 1,185 | 0.38% | 0.52% | 18 | -12,428 | -17.9% | Q4 2025 | Jan 26, 2026 |
| 1776 Wealth LLC | History | Reduced | 52,132 | 1,083 | 0.41% | 0.44% | 19 | -609 | -1.15% | Q4 2025 | Feb 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 48,567 | 1,009 | 0.0% | 0.0% | 20 | +3,896 | 8.72% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 48,329 | 1,004 | 0.0% | 0.0% | 21 | -1,821 | -3.63% | Q4 2025 | Feb 17, 2026 |
| SEAMOUNT FINANCIAL GROUP INC | History | Added to | 47,080 | 978 | 0.44% | 0.48% | 22 | +7 | 0.01% | Q4 2025 | Jan 26, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 45,013 | 935 | 0.55% | — | 23 | +45,013 | New | Q4 2025 | Feb 11, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 42,833 | 890 | 0.32% | 0.34% | 24 | -2,842 | -6.22% | Q4 2025 | Jan 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 40,641 | 844 | 0.0% | 0.0% | 25 | -31,590 | -43.73% | Q4 2025 | Feb 10, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 39,248 | 815 | 0.01% | 0.01% | 26 | +1,471 | 3.89% | Q4 2025 | Feb 12, 2026 |
| Private Advisor Group, LLC | History | Added to | 38,862 | 807 | 0.0% | 0.0% | 27 | +487 | 1.27% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 38,261 | 795 | 0.0% | — | 28 | +38,261 | New | Q4 2025 | Feb 17, 2026 |
| AlphaCore Capital LLC | History | Reduced | 37,149 | 772 | 0.02% | 0.03% | 29 | -2,355 | -5.96% | Q4 2025 | Feb 05, 2026 |
| &PARTNERS | History | Added to | 36,927 | 767 | 0.0% | 0.0% | 30 | +2,898 | 8.52% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 35,435 | 737 | 0.0% | 0.0% | 31 | +2,039 | 6.11% | Q4 2025 | Feb 11, 2026 |
| Capital Analysts, LLC | History | Added to | 34,401 | 715 | 0.02% | 0.02% | 32 | +3,280 | 10.54% | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 33,337 | 693 | 0.0% | 0.0% | 33 | -1,376 | -3.96% | Q4 2025 | Feb 18, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 30,224 | 628 | 0.01% | 0.01% | 34 | -23 | -0.08% | Q4 2025 | Jan 29, 2026 |
| Capital Investment Advisors, LLC | History | New | 25,690 | 534 | 0.01% | — | 35 | +25,690 | New | Q4 2025 | Jan 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 23,280 | 483 | 0.0% | 0.0% | 36 | +2,049 | 9.65% | Q4 2025 | Feb 13, 2026 |
| Merit Financial Group, LLC | History | Added to | 22,776 | 473 | 0.0% | 0.0% | 37 | +148 | 0.65% | Q4 2025 | Jan 26, 2026 |
| Strategic Advocates LLC | History | Reduced | 21,928 | 457 | 0.12% | 0.14% | 38 | -3,550 | -13.93% | Q4 2025 | Feb 11, 2026 |
| Cetera Investment Advisers | History | Reduced | 21,489 | 446 | 0.0% | 0.0% | 39 | -1,594 | -6.91% | Q4 2025 | Feb 17, 2026 |
| Palogic Value Management, L.P. | History | No change | 20,500 | 426 | 0.18% | 0.18% | 40 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 19,468 | 404 | 0.0% | 0.0% | 41 | -154 | -0.78% | Q4 2025 | Feb 13, 2026 |
| Mathes Company, Inc. | History | Added to | 18,000 | 374 | 0.13% | 0.12% | 42 | +2,500 | 16.13% | Q4 2025 | Feb 09, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 17,845 | 370 | 0.0% | 0.0% | 43 | +11,272 | 171.49% | Q4 2025 | Jan 23, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 15,583 | 324 | 0.01% | 0.02% | 44 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Cerity Partners LLC | History | No change | 14,300 | 297 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Catalina Capital Group, LLC | History | Added to | 13,985 | 290 | 0.18% | 0.18% | 46 | +39 | 0.28% | Q4 2025 | Jan 16, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 12,700 | 264 | 0.01% | 0.01% | 47 | -100 | -0.78% | Q4 2025 | Feb 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 12,270 | 255 | 0.0% | 0.0% | 48 | -259 | -2.07% | Q4 2025 | Feb 17, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 11,500 | 239 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Asset One Wealth Management LLC | History | New | 10,716 | 229 | 0.03% | — | 50 | +10,716 | New | Q4 2025 | Feb 17, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | No change | 10,950 | 227 | 0.07% | 0.08% | 51 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| MGB Wealth Management, LLC | History | Added to | 10,846 | 225 | 0.06% | 0.06% | 52 | +846 | 8.46% | Q4 2025 | Feb 17, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 10,782 | 224 | 0.01% | — | 53 | +10,782 | New | Q4 2025 | Feb 17, 2026 |
| Abel Hall, LLC | History | No change | 10,500 | 218 | 0.05% | 0.09% | 54 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Fiduciary Alliance LLC | History | No change | 10,350 | 215 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Reduced | 10,246 | 213 | 0.01% | 0.01% | 57 | -3,324 | -24.5% | Q4 2025 | Feb 09, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 10,270 | 213 | 0.01% | 0.0% | 56 | +10 | 0.1% | Q4 2025 | Feb 11, 2026 |
| HighTower Advisors, LLC | History | Reduced | 10,172 | 211 | 0.0% | 0.0% | 58 | -11,282 | -52.59% | Q4 2025 | Feb 06, 2026 |
| UBS Group AG | History | Reduced | 9,895 | 205 | 0.0% | 0.0% | 59 | -1,585 | -13.81% | Q4 2025 | Jan 29, 2026 |
| Kestra Advisory Services, LLC | History | New | 7,589 | 157 | 0.0% | — | 60 | +7,589 | New | Q4 2025 | Feb 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 6,763 | 140 | 0.01% | — | 61 | +6,763 | New | Q4 2025 | Feb 03, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 5,307 | 110 | 0.01% | — | 62 | +5,307 | New | Q4 2025 | Feb 13, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 4,500 | 93 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Triumph Capital Management | History | New | 4,450 | 92 | 0.02% | — | 64 | +4,450 | New | Q4 2025 | Feb 12, 2026 |
| AdvisorNet Financial, Inc | History | No change | 4,250 | 88 | 0.0% | 0.01% | 65 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 4,208 | 87 | 0.01% | 0.01% | 66 | +77 | 1.86% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,345 | 69 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 2,800 | 58 | 0.0% | 0.0% | 68 | -9 | -0.32% | Q4 2025 | Feb 12, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2,400 | 49 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| North Star Investment Management Corp. | History | Added to | 2,300 | 47 | 0.0% | 0.0% | 70 | +100 | 4.55% | Q4 2025 | Jan 30, 2026 |
| Corient Private Wealth LLC | History | New | 28,978 | 42 | 0.0% | — | 71 | +28,978 | New | Q4 2025 | Mar 09, 2026 |
| CWM, LLC | History | Reduced | 1,837 | 38 | 0.0% | 0.0% | 72 | -216 | -10.52% | Q4 2025 | Jan 26, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 1,800 | 37 | 0.0% | 0.0% | 73 | +451 | 33.43% | Q4 2025 | Feb 10, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,667 | 34 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 1,380 | 28 | 0.0% | — | 75 | +1,380 | New | Q4 2025 | Feb 05, 2026 |
| MCF Advisors LLC | History | Added to | 1,229 | 25 | 0.0% | 0.0% | 76 | +21 | 1.74% | Q4 2025 | Feb 11, 2026 |
| Camelot Portfolios, LLC | History | New | 1,000 | 20 | 0.01% | — | 77 | +1,000 | New | Q4 2025 | Jan 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 911 | 18 | 0.0% | 0.0% | 78 | +15 | 1.67% | Q4 2025 | Feb 09, 2026 |
| Geneos Wealth Management Inc. | History | No change | 855 | 17 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 812 | 16 | 0.0% | — | 80 | +812 | New | Q4 2025 | Feb 02, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 750 | 15 | 0.0% | — | 81 | +750 | New | Q4 2025 | Feb 09, 2026 |
| CoreCap Advisors, LLC | History | No change | 350 | 7 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Sound Income Strategies, LLC | History | No change | 236 | 4 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 100 | 2 | 0.0% | — | 84 | +100 | New | Q4 2025 | Jan 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 73 | 1 | 0.0% | 0.0% | 85 | -1 | -1.35% | Q4 2025 | Mar 16, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -154,058 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,437 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,926 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SOUTH PLAINS FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -4,022 | -100.0% | Q3 2025 | Nov 13, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,200 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -365 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q3 2025 | Nov 13, 2025 |