FIDUS INVESTMENT Corp - FDUS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Added to | 804,392 | 14,012 | 0.0% | 0.0% | 1 | +68,367 | 9.29% | Q1 2026 | May 14, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 713,062 | 12,421 | 0.01% | 0.01% | 2 | -138,575 | -16.27% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 545,499 | 9,502 | 0.0% | 0.0% | 3 | +25,169 | 4.84% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Added to | 542,315 | 9,447 | 0.01% | 0.01% | 4 | +18,656 | 3.56% | Q1 2026 | May 13, 2026 |
| Columbus Macro, LLC | History | Added to | 505,567 | 8,806 | 0.94% | 1.03% | 5 | +19,787 | 4.07% | Q1 2026 | Apr 21, 2026 |
| UBS Group AG | History | Reduced | 422,892 | 7,366 | 0.0% | 0.0% | 6 | -17,053 | -3.88% | Q1 2026 | May 05, 2026 |
| Baird Financial Group, Inc. | History | Added to | 406,426 | 7,079 | 0.01% | 0.01% | 7 | +20,828 | 5.4% | Q1 2026 | May 14, 2026 |
| Muzinich & Co., Inc. | History | Added to | 348,311 | 6,067 | 2.12% | 2.11% | 8 | +1,197 | 0.34% | Q1 2026 | Apr 23, 2026 |
| MORGAN STANLEY | History | Added to | 294,167 | 5,124 | 0.0% | 0.0% | 9 | +44,643 | 17.89% | Q1 2026 | May 15, 2026 |
| Legal & General Group Plc | History | Added to | 284,460 | 4,960 | 0.0% | 0.0% | 10 | +32,018 | 12.68% | Q1 2026 | May 08, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 273,709 | 4,768 | 0.0% | 0.01% | 11 | -108,682 | -28.42% | Q1 2026 | May 15, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 213,385 | 3,717 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| NOVARE CAPITAL MANAGEMENT LLC | History | Added to | 206,114 | 3,590 | 0.28% | 0.3% | 13 | +1,225 | 0.6% | Q1 2026 | Apr 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 204,386 | 3,560 | 0.0% | 0.0% | 14 | -43,194 | -17.45% | Q1 2026 | May 15, 2026 |
| PFG Advisors | History | Added to | 187,689 | 3,269 | 0.16% | 0.17% | 15 | +3,702 | 2.01% | Q1 2026 | May 05, 2026 |
| Ethos Financial Group, LLC | History | No change | 138,173 | 2,666 | 0.19% | 0.2% | 16 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 152,279 | 2,652 | 0.0% | 0.0% | 17 | -31,873 | -17.31% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Added to | 151,746 | 2,643 | 0.0% | 0.0% | 18 | +55,951 | 58.41% | Q1 2026 | May 06, 2026 |
| BlackRock, Inc. | History | Reduced | 141,336 | 2,462 | 0.0% | 0.0% | 19 | -103,021 | -42.16% | Q1 2026 | May 13, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 118,052 | 2,056 | 0.03% | 0.04% | 20 | +5,328 | 4.73% | Q1 2026 | May 15, 2026 |
| RIVERBRIDGE PARTNERS LLC | History | Added to | 109,885 | 1,914 | 0.05% | 0.04% | 21 | +8,307 | 8.18% | Q1 2026 | Apr 17, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 105,120 | 1,831 | 0.13% | 0.14% | 22 | +4,940 | 4.93% | Q1 2026 | May 05, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 103,401 | 1,801 | 0.0% | 0.0% | 23 | +31,317 | 43.45% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 102,332 | 1,782 | 0.0% | 0.0% | 24 | +79,032 | 339.19% | Q1 2026 | May 15, 2026 |
| Plan Group Financial, LLC | History | Added to | 98,802 | 1,721 | 0.4% | 0.4% | 25 | +19,113 | 23.98% | Q1 2026 | Apr 13, 2026 |
| HighTower Advisors, LLC | History | Reduced | 92,582 | 1,612 | 0.0% | 0.0% | 26 | -633 | -0.68% | Q1 2026 | May 05, 2026 |
| IHT Wealth Management, LLC | History | Added to | 82,855 | 1,443 | 0.03% | 0.03% | 27 | +8,249 | 11.06% | Q1 2026 | May 15, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 72,013 | 1,389 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 79,654 | 1,387 | 0.29% | 0.3% | 29 | +6,733 | 9.23% | Q1 2026 | May 15, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Added to | 76,315 | 1,329 | 0.0% | 0.0% | 30 | +65,522 | 607.08% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 75,408 | 1,313 | 0.01% | 0.01% | 31 | -6,462 | -7.89% | Q1 2026 | May 05, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 75,236 | 1,310 | 0.0% | 0.0% | 32 | +50,295 | 201.66% | Q1 2026 | May 15, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Added to | 73,533 | 1,280 | 0.02% | 0.02% | 33 | +32,015 | 77.11% | Q1 2026 | Apr 27, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 73,454 | 1,279 | 0.0% | 0.0% | 34 | -36,304 | -33.08% | Q1 2026 | May 12, 2026 |
| Palogic Value Management, L.P. | History | Reduced | 72,868 | 1,269 | 0.54% | 0.6% | 35 | -1,125 | -1.52% | Q1 2026 | May 15, 2026 |
| Davis Investment Partners, LLC | History | Reduced | 71,007 | 1,236 | 0.44% | 0.52% | 36 | -5,696 | -7.43% | Q1 2026 | Apr 20, 2026 |
| MGB Wealth Management, LLC | History | No change | 61,793 | 1,192 | 0.34% | 0.34% | 37 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 65,824 | 1,146 | 0.0% | 0.0% | 38 | -3,008 | -4.37% | Q1 2026 | Jul 17, 2026 |
| Significant Wealth Partners LLC | History | New | 63,646 | 1,108 | 1.36% | — | 39 | +63,646 | New | Q1 2026 | Apr 08, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 63,211 | 1,101 | 0.0% | 0.01% | 40 | -9,784 | -13.4% | Q1 2026 | Jun 02, 2026 |
| Greenland Capital Management LP | History | Reduced | 58,000 | 1,010 | 0.13% | 0.13% | 41 | -7,000 | -10.77% | Q1 2026 | May 15, 2026 |
| Trexquant Investment LP | History | New | 56,195 | 978 | 0.01% | — | 42 | +56,195 | New | Q1 2026 | May 15, 2026 |
| ROCKLAND TRUST CO | History | No change | 55,912 | 973 | 0.04% | 0.04% | 43 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 54,500 | 949 | 0.0% | 0.0% | 44 | -16,206 | -22.92% | Q1 2026 | May 15, 2026 |
| WT Wealth Management | History | No change | 51,113 | 890 | 0.26% | 0.28% | 45 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Haven Private, LLC | History | Added to | 48,650 | 847 | 0.37% | 0.28% | 46 | +14,994 | 44.55% | Q1 2026 | May 05, 2026 |
| Quantbot Technologies LP | History | Added to | 43,802 | 763 | 0.03% | 0.01% | 47 | +26,449 | 152.42% | Q1 2026 | May 13, 2026 |
| Sound Income Strategies, LLC | History | Added to | 41,317 | 714 | 0.03% | 0.04% | 48 | +3,221 | 8.45% | Q1 2026 | Apr 27, 2026 |
| Schonfeld Strategic Advisors LLC | History | Reduced | 40,132 | 699 | 0.0% | 0.0% | 49 | -1,547 | -3.71% | Q1 2026 | May 15, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 39,723 | 696 | 0.0% | 0.0% | 50 | -6,091 | -13.3% | Q1 2026 | May 14, 2026 |
| Magnetar Financial LLC | History | New | 39,390 | 686 | 0.01% | — | 51 | +39,390 | New | Q1 2026 | May 13, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 39,003 | 679 | 0.0% | 0.0% | 52 | +8,875 | 29.46% | Q1 2026 | May 15, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 38,362 | 668 | 0.01% | 0.0% | 53 | +20,168 | 110.85% | Q1 2026 | May 15, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 37,920 | 660 | 0.02% | 0.03% | 54 | -911 | -2.35% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 37,541 | 653 | 0.0% | 0.0% | 55 | -6,063 | -13.9% | Q1 2026 | Apr 27, 2026 |
| Campbell & CO Investment Adviser LLC | History | New | 36,103 | 628 | 0.04% | — | 56 | +36,103 | New | Q1 2026 | May 15, 2026 |
| MQS Management LLC | History | Reduced | 34,627 | 603 | 0.41% | 0.5% | 57 | -9,516 | -21.56% | Q1 2026 | Apr 23, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 33,114 | 576 | 0.0% | 0.0% | 58 | +235 | 0.71% | Q1 2026 | May 15, 2026 |
| VestGen Advisors, LLC | History | Added to | 30,245 | 570 | 0.02% | 0.02% | 59 | +9,097 | 43.02% | Q1 2026 | May 14, 2026 |
| Caprock Group, LLC | History | No change | 32,665 | 569 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Dynamic Technology Lab Private Ltd | History | New | 31,425 | 547 | 0.09% | — | 61 | +31,425 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 31,228 | 543 | 0.0% | 0.0% | 62 | -5 | -0.02% | Q1 2026 | May 07, 2026 |
| Creative Planning | History | Added to | 31,079 | 541 | 0.0% | 0.0% | 63 | +2,363 | 8.23% | Q1 2026 | May 12, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 30,961 | 539 | 0.01% | 0.0% | 64 | +19,911 | 180.19% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 30,610 | 533 | 0.01% | 0.01% | 65 | +3,610 | 13.37% | Q1 2026 | Apr 28, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 30,558 | 532 | 0.0% | 0.0% | 66 | -5,329 | -14.85% | Q1 2026 | Apr 15, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 30,443 | 530 | 0.15% | 0.17% | 67 | -2,879 | -8.64% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 28,599 | 498 | 0.0% | 0.0% | 68 | -164 | -0.57% | Q1 2026 | May 08, 2026 |
| Clearstead Advisors, LLC | History | Added to | 28,085 | 489 | 0.0% | 0.0% | 69 | +11,653 | 70.92% | Q1 2026 | May 06, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 28,098 | 489 | 0.0% | 0.0% | 70 | +1,132 | 4.2% | Q1 2026 | May 15, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 27,826 | 484 | 0.02% | 0.03% | 71 | -2,299 | -7.63% | Q1 2026 | Apr 23, 2026 |
| Quantinno Capital Management LP | History | No change | 27,165 | 473 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 23,265 | 405 | 0.0% | 0.0% | 73 | +5,608 | 31.76% | Q1 2026 | May 12, 2026 |
| OpenArc Corporate Advisory, LLC | History | Reduced | 22,614 | 393 | 0.01% | 0.01% | 75 | -2,233 | -8.99% | Q1 2026 | May 11, 2026 |
| Summit Trail Advisors, LLC | History | No change | 22,616 | 393 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Ascentis Independent Advisors | History | Added to | 22,268 | 387 | 0.03% | 0.07% | 77 | +311 | 1.42% | Q1 2026 | Apr 28, 2026 |
| EAGLE GLOBAL ADVISORS LLC | History | No change | 22,255 | 387 | 0.01% | 0.02% | 76 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 20,877 | 363 | 0.01% | 0.01% | 78 | +2,481 | 13.49% | Q1 2026 | Apr 22, 2026 |
| Secure Asset Management, LLC | History | Added to | 20,564 | 358 | 0.06% | 0.05% | 79 | +5,153 | 33.44% | Q1 2026 | Apr 09, 2026 |
| Accredited Investors Inc. | History | No change | 20,000 | 348 | 0.02% | 0.02% | 80 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Prospera Financial Services Inc | History | No change | 19,966 | 347 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 19,685 | 342 | 0.0% | 0.01% | 82 | +196 | 1.01% | Q1 2026 | Apr 23, 2026 |
| Monument Capital Management | History | No change | 19,039 | 331 | 0.08% | 0.09% | 83 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 18,711 | 325 | 0.0% | 0.0% | 84 | -25,168 | -57.36% | Q1 2026 | Apr 27, 2026 |
| Purpose Unlimited Inc. | History | New | 18,760 | 322 | 0.01% | — | 85 | +18,760 | New | Q1 2026 | May 15, 2026 |
| nVerses Capital, LLC | History | New | 18,039 | 314 | 0.29% | — | 86 | +18,039 | New | Q1 2026 | May 13, 2026 |
| Cordgrass Capital Advisors, LLC | History | No change | 17,981 | 313 | 0.07% | 0.08% | 87 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Entropy Technologies, LP | History | New | 17,511 | 305 | 0.01% | — | 88 | +17,511 | New | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 13,970 | 269 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 15,116 | 263 | 0.0% | 0.0% | 90 | +3,211 | 26.97% | Q1 2026 | Apr 22, 2026 |
| JT Stratford LLC | History | No change | 15,046 | 262 | 0.03% | 0.04% | 91 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Added to | 14,520 | 252 | 0.0% | 0.0% | 92 | +7,826 | 116.91% | Q1 2026 | May 14, 2026 |
| HB Wealth Management, LLC | History | Reduced | 13,359 | 232 | 0.0% | 0.0% | 93 | -240 | -1.76% | Q1 2026 | Apr 27, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 13,278 | 231 | 0.16% | 0.18% | 94 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Fiduciary Alliance LLC | History | No change | 12,301 | 230 | 0.01% | 0.02% | 95 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Sage Investment Counsel LLC | History | Added to | 13,070 | 227 | 0.25% | 0.26% | 96 | +1,000 | 8.29% | Q1 2026 | Apr 24, 2026 |
| Bragg Financial Advisors, Inc | History | No change | 13,011 | 226 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Annex Advisory Services, LLC | History | No change | 12,495 | 217 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 11,732 | 204 | 0.0% | 0.0% | 99 | -7,880 | -40.18% | Q1 2026 | Jul 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 11,708 | 204 | 0.0% | 0.0% | 100 | +61 | 0.52% | Q1 2026 | Apr 30, 2026 |
| Private Advisor Group, LLC | History | Reduced | 11,280 | 196 | 0.0% | 0.0% | 101 | -2,626 | -18.88% | Q1 2026 | Apr 24, 2026 |
| Kingstone Capital Partners Texas, LLC | History | Added to | 10,856 | 189 | 0.12% | 0.12% | 102 | +457 | 4.39% | Q1 2026 | May 05, 2026 |
| CALTON & ASSOCIATES, INC. | History | New | 10,314 | 179 | 0.03% | — | 103 | +10,314 | New | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 10,218 | 177 | 0.0% | 0.0% | 104 | -1,358 | -11.73% | Q1 2026 | Apr 30, 2026 |
| WNY Asset Management, LLC | History | New | 10,100 | 175 | 0.02% | — | 105 | +10,100 | New | Q1 2026 | May 22, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 8,581 | 148 | 0.0% | 0.0% | 106 | +1,235 | 16.81% | Q1 2026 | Apr 07, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 7,707 | 134 | 0.0% | 0.0% | 107 | -217 | -2.74% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 7,298 | 125 | 0.0% | 0.0% | 108 | -24,947 | -77.37% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 7,112 | 123 | 0.0% | 0.0% | 109 | +281 | 4.11% | Q1 2026 | May 14, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 5,337 | 92 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 4,899 | 85 | 0.0% | 0.0% | 111 | -104 | -2.08% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Added to | 4,132 | 71 | 0.0% | 0.0% | 112 | +1,000 | 31.93% | Q1 2026 | May 15, 2026 |
| Wilmington Savings Fund Society, FSB | History | New | 4,000 | 69 | 0.0% | — | 113 | +4,000 | New | Q1 2026 | Apr 30, 2026 |
| Millstone Evans Group, LLC | History | No change | 3,686 | 64 | 0.04% | 0.04% | 114 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| MeadowBrook Investment Advisors LLC | History | Added to | 3,355 | 58 | 0.05% | 0.05% | 115 | +265 | 8.58% | Q1 2026 | Apr 22, 2026 |
| Burk Holdings LLC | History | New | 2,454 | 42 | 0.02% | — | 116 | +2,454 | New | Q1 2026 | May 07, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 2,243 | 39 | 0.0% | 0.01% | 118 | -12,276 | -84.55% | Q1 2026 | May 15, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 2,250 | 39 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Advisory Services Network, LLC | History | New | 2,000 | 34 | 0.0% | — | 119 | +2,000 | New | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 1,708 | 29 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| ORG Partners LLC | History | No change | 1,416 | 27 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 1,550 | 27 | 0.02% | 0.02% | 122 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,500 | 26 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| State of Alaska, Department of Revenue | History | No change | 1,431 | 24 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 886 | 15 | 0.0% | 0.0% | 126 | -6,634 | -88.22% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 893 | 15 | 0.0% | 0.0% | 125 | -4,385 | -83.08% | Q1 2026 | May 14, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 830 | 14 | 0.0% | 0.0% | 127 | -600 | -41.96% | Q1 2026 | Apr 17, 2026 |
| Allworth Financial LP | History | Added to | 803 | 13 | 0.0% | 0.0% | 130 | +3 | 0.38% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 750 | 13 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 770 | 13 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| 1 NORTH WEALTH SERVICES LLC | History | No change | 600 | 10 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| SouthState Bank Corp | History | No change | 500 | 8 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| CENTRAL TRUST Co | History | New | 426 | 7 | 0.0% | — | 133 | +426 | New | Q1 2026 | Apr 17, 2026 |
| Intentional Wealth Strategies, LLC | History | New | 260 | 4 | 0.0% | — | 134 | +260 | New | Q1 2026 | May 05, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | New | 100 | 2 | 0.0% | — | 136 | +100 | New | Q1 2026 | May 01, 2026 |
| Peterson Wealth Services | History | No change | 122 | 2 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Osbon Capital Management LLC | History | New | 58 | 1 | 0.0% | — | 139 | +58 | New | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | No change | 72 | 1 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 63 | 1 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -70,546 | -100.0% | Q1 2026 | Apr 15, 2026 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -50,401 | -100.0% | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.44% | — | -38,831 | -100.0% | Q1 2026 | May 11, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -33,519 | -100.0% | Q1 2026 | May 15, 2026 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,635 | -100.0% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,514 | -100.0% | Q1 2026 | May 15, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -30,021 | -100.0% | Q1 2026 | Apr 20, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -27,051 | -100.0% | Q1 2026 | May 14, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,240 | -100.0% | Q1 2026 | May 14, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 0.16% | — | -20,239 | -100.0% | Q1 2026 | May 15, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,200 | -100.0% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,988 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Koss-Olinger Consulting, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,153 | -100.0% | Q1 2026 | May 07, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -14,841 | -100.0% | Q1 2026 | May 15, 2026 |
| Massar Capital Management, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -12,452 | -100.0% | Q1 2026 | May 15, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,362 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,583 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Laurel Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,572 | -100.0% | Q1 2026 | May 12, 2026 |
| WealthCollab, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -344 | -100.0% | Q1 2026 | May 13, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -261 | -100.0% | Q1 2026 | May 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 10 | 0 | — | 0.0% | — | -222 | -95.69% | Q1 2026 | May 11, 2026 |
| SWAN Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -173 | -100.0% | Q1 2026 | May 14, 2026 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -88 | -100.0% | Q1 2026 | Apr 06, 2026 |
| FMR LLC | History | New | 53 | 0 | — | — | — | +53 | New | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | New | 43 | 0 | — | — | — | +43 | New | Q1 2026 | May 11, 2026 |
| DANSKE BANK A/S | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| NATIXIS | History | No change | 34 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 51 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Smartleaf Asset Management LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |