FIDUS INVESTMENT Corp - FDUS
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 24 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | History | Reduced | 851,637 | 16,437 | 0.01% | 0.02% | 1 | -51,806 | -5.73% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 736,025 | 14,205 | 0.0% | 0.01% | 2 | -39,548 | -5.1% | Q4 2025 | Feb 18, 2026 |
| Cetera Investment Advisers | History | Added to | 523,659 | 10,106 | 0.01% | 0.01% | 3 | +71,723 | 15.87% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 520,330 | 10,042 | 0.0% | 0.0% | 4 | +80,415 | 18.28% | Q4 2025 | Feb 10, 2026 |
| Columbus Macro, LLC | History | Added to | 485,780 | 9,375 | 1.03% | 0.93% | 5 | +84,320 | 21.0% | Q4 2025 | Jan 15, 2026 |
| UBS Group AG | History | Added to | 439,945 | 8,490 | 0.0% | 0.0% | 6 | +64,209 | 17.09% | Q4 2025 | Jan 29, 2026 |
| Baird Financial Group, Inc. | History | Added to | 385,598 | 7,442 | 0.01% | 0.01% | 7 | +29,298 | 8.22% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 382,391 | 7,380 | 0.01% | 0.01% | 8 | +161,739 | 73.3% | Q4 2025 | Feb 17, 2026 |
| Muzinich & Co., Inc. | History | Added to | 347,114 | 6,699 | 2.11% | 1.94% | 9 | +99,671 | 40.28% | Q4 2025 | Jan 21, 2026 |
| Legal & General Group Plc | History | Added to | 252,442 | 4,868 | 0.0% | 0.0% | 10 | +39,644 | 18.63% | Q4 2025 | Feb 09, 2026 |
| MORGAN STANLEY | History | Added to | 249,524 | 4,815 | 0.0% | 0.0% | 11 | +2,433 | 0.98% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 247,580 | 4,778 | 0.0% | — | 12 | +247,580 | New | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Reduced | 244,357 | 4,716 | 0.0% | 0.0% | 13 | -4,268 | -1.72% | Q4 2025 | Feb 12, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Added to | 213,385 | 4,118 | 0.0% | 0.0% | 14 | +4,144 | 1.98% | Q4 2025 | Jan 23, 2026 |
| NOVARE CAPITAL MANAGEMENT LLC | History | Added to | 204,889 | 3,954 | 0.3% | 0.31% | 15 | +5,050 | 2.53% | Q4 2025 | Feb 05, 2026 |
| FRANKLIN RESOURCES INC | History | Added to | 184,152 | 3,554 | 0.0% | 0.0% | 16 | +18,368 | 11.08% | Q4 2025 | Feb 11, 2026 |
| PFG Advisors | History | Added to | 183,987 | 3,550 | 0.17% | 0.15% | 17 | +4,672 | 2.61% | Q4 2025 | Jan 27, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 138,173 | 2,666 | 0.2% | 0.23% | 18 | -4,691 | -3.28% | Q4 2025 | Jan 20, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 112,724 | 2,175 | 0.04% | 0.05% | 19 | -38,569 | -25.49% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | New | 109,758 | 2,118 | 0.0% | — | 20 | +109,758 | New | Q4 2025 | Feb 12, 2026 |
| RIVERBRIDGE PARTNERS LLC | History | Added to | 101,578 | 1,960 | 0.04% | 0.02% | 21 | +43,098 | 73.7% | Q4 2025 | Jan 13, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 100,180 | 1,933 | 0.14% | 0.15% | 22 | +8,098 | 8.79% | Q4 2025 | Jan 21, 2026 |
| LPL Financial LLC | History | Added to | 95,795 | 1,848 | 0.0% | 0.0% | 23 | +2,087 | 2.23% | Q4 2025 | Feb 11, 2026 |
| HighTower Advisors, LLC | History | Added to | 93,215 | 1,799 | 0.0% | 0.0% | 24 | +187 | 0.2% | Q4 2025 | Feb 06, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 81,870 | 1,580 | 0.01% | 0.02% | 25 | -73,881 | -47.44% | Q4 2025 | Jan 29, 2026 |
| Plan Group Financial, LLC | History | Added to | 79,689 | 1,537 | 0.4% | 0.37% | 26 | +10,976 | 15.97% | Q4 2025 | Feb 03, 2026 |
| Davis Investment Partners, LLC | History | Reduced | 76,703 | 1,498 | 0.52% | 0.54% | 27 | -430 | -0.56% | Q4 2025 | Jan 06, 2026 |
| IHT Wealth Management, LLC | History | Added to | 74,606 | 1,439 | 0.03% | 0.04% | 28 | +2,925 | 4.08% | Q4 2025 | Feb 17, 2026 |
| Palogic Value Management, L.P. | History | Added to | 73,993 | 1,428 | 0.6% | 0.59% | 29 | +1,320 | 1.82% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 72,995 | 1,408 | 0.01% | 0.01% | 30 | -15,108 | -17.15% | Q4 2025 | Feb 18, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 72,921 | 1,407 | 0.3% | 0.29% | 31 | +7,472 | 11.42% | Q4 2025 | Jan 16, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 72,084 | 1,391 | 0.0% | 0.0% | 32 | -11,130 | -13.38% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 72,013 | 1,389 | 0.0% | 0.0% | 33 | -24,200 | -25.15% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 70,706 | 1,364 | 0.0% | 0.0% | 34 | +32,906 | 87.05% | Q4 2025 | Feb 17, 2026 |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | History | Reduced | 70,546 | 1,361 | 0.4% | 0.54% | 35 | -14,486 | -17.04% | Q4 2025 | Jan 21, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 68,832 | 1,328 | 0.0% | 0.0% | 36 | -3,230 | -4.48% | Q4 2025 | Feb 17, 2026 |
| Greenland Capital Management LP | History | Added to | 65,000 | 1,254 | 0.13% | 0.11% | 37 | +10,000 | 18.18% | Q4 2025 | Feb 17, 2026 |
| MGB Wealth Management, LLC | History | Reduced | 61,793 | 1,192 | 0.34% | 0.47% | 38 | -20,327 | -24.75% | Q4 2025 | Feb 17, 2026 |
| ROCKLAND TRUST CO | History | No change | 55,912 | 1,079 | 0.04% | 0.05% | 39 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| WT Wealth Management | History | No change | 51,113 | 986 | 0.28% | 0.3% | 40 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| CREDIT AGRICOLE S A | History | No change | 50,401 | 972 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 45,814 | 883 | 0.0% | 0.0% | 42 | +2,105 | 4.82% | Q4 2025 | Feb 13, 2026 |
| MQS Management LLC | History | New | 44,143 | 851 | 0.5% | — | 43 | +44,143 | New | Q4 2025 | Feb 09, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 43,879 | 846 | 0.0% | 0.0% | 44 | -993 | -2.21% | Q4 2025 | Feb 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 43,604 | 841 | 0.0% | 0.0% | 45 | +3,659 | 9.16% | Q4 2025 | Feb 12, 2026 |
| Schonfeld Strategic Advisors LLC | History | New | 41,679 | 804 | 0.0% | — | 46 | +41,679 | New | Q4 2025 | Feb 17, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Reduced | 41,518 | 801 | 0.02% | 0.03% | 47 | -16,728 | -28.72% | Q4 2025 | Feb 13, 2026 |
| Sound Income Strategies, LLC | History | Added to | 38,096 | 758 | 0.04% | 0.0% | 48 | +36,313 | 2036.62% | Q4 2025 | Jan 21, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 38,831 | 749 | 0.44% | — | 50 | +38,831 | New | Q4 2025 | Feb 11, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 38,831 | 749 | 0.03% | 0.03% | 49 | -3,147 | -7.5% | Q4 2025 | Jan 14, 2026 |
| DAVENPORT & Co LLC | History | No change | 35,887 | 692 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Haven Private, LLC | History | New | 33,656 | 649 | 0.28% | — | 52 | +33,656 | New | Q4 2025 | Feb 12, 2026 |
| XTX Topco Ltd | History | New | 33,519 | 646 | 0.02% | — | 53 | +33,519 | New | Q4 2025 | Feb 17, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 33,322 | 643 | 0.17% | 0.23% | 54 | -6,522 | -16.37% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 32,879 | 634 | 0.0% | 0.0% | 55 | +10,360 | 46.01% | Q4 2025 | Feb 17, 2026 |
| Caprock Group, LLC | History | No change | 32,665 | 630 | 0.01% | 0.02% | 56 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Jump Financial, LLC | History | New | 32,635 | 629 | 0.01% | — | 57 | +32,635 | New | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 32,514 | 627 | 0.0% | — | 58 | +32,514 | New | Q4 2025 | Mar 25, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 32,245 | 622 | 0.0% | 0.0% | 59 | +23,452 | 266.71% | Q4 2025 | Feb 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 31,233 | 602 | 0.0% | 0.0% | 60 | +5 | 0.02% | Q4 2025 | Feb 10, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 30,128 | 581 | 0.0% | 0.0% | 62 | +7,500 | 33.14% | Q4 2025 | Feb 18, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 30,125 | 581 | 0.03% | 0.03% | 61 | +2,333 | 8.39% | Q4 2025 | Feb 05, 2026 |
| TrueMark Investments, LLC | History | New | 30,021 | 579 | 0.11% | — | 63 | +30,021 | New | Q4 2025 | Jan 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 28,763 | 555 | 0.0% | 0.0% | 64 | +1,039 | 3.75% | Q4 2025 | Feb 12, 2026 |
| Creative Planning | History | Added to | 28,716 | 554 | 0.0% | 0.0% | 65 | +672 | 2.4% | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | No change | 27,165 | 524 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 27,051 | 522 | 0.02% | 0.02% | 67 | -3,943 | -12.72% | Q4 2025 | Feb 13, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 27,000 | 521 | 0.01% | 0.01% | 68 | +800 | 3.05% | Q4 2025 | Jan 20, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 26,966 | 520 | 0.0% | 0.0% | 69 | -3,123 | -10.38% | Q4 2025 | Feb 18, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 24,941 | 481 | 0.0% | — | 70 | +24,941 | New | Q4 2025 | Feb 17, 2026 |
| OpenArc Corporate Advisory, LLC | History | New | 24,847 | 479 | 0.01% | — | 71 | +24,847 | New | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 23,300 | 449 | 0.0% | 0.0% | 72 | +3,600 | 18.27% | Q4 2025 | Feb 17, 2026 |
| Summit Trail Advisors, LLC | History | Added to | 22,616 | 436 | 0.01% | 0.01% | 73 | +114 | 0.51% | Q4 2025 | Feb 17, 2026 |
| EAGLE GLOBAL ADVISORS LLC | History | Reduced | 22,255 | 429 | 0.02% | 0.02% | 74 | -70 | -0.31% | Q4 2025 | Jan 28, 2026 |
| Golden State Equity Partners | History | Added to | 21,957 | 423 | 0.07% | 0.06% | 75 | +5,652 | 34.66% | Q4 2025 | Jan 29, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 21,240 | 409 | 0.0% | 0.0% | 76 | -1,929 | -8.33% | Q4 2025 | Feb 17, 2026 |
| VestGen Advisors, LLC | History | Added to | 21,148 | 408 | 0.02% | 0.01% | 77 | +520 | 2.52% | Q4 2025 | Feb 17, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | New | 20,239 | 390 | 0.16% | — | 78 | +20,239 | New | Q4 2025 | Feb 17, 2026 |
| Verition Fund Management LLC | History | Added to | 20,200 | 389 | 0.0% | 0.0% | 79 | +4,500 | 28.66% | Q4 2025 | Feb 13, 2026 |
| Accredited Investors Inc. | History | No change | 20,000 | 386 | 0.02% | 0.02% | 80 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Prospera Financial Services Inc | History | No change | 19,966 | 385 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 19,612 | 378 | 0.0% | 0.0% | 82 | -757 | -3.72% | Q4 2025 | Feb 13, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 19,489 | 376 | 0.01% | 0.01% | 83 | -1,370 | -6.57% | Q4 2025 | Feb 02, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 18,988 | 374 | 0.0% | 0.0% | 84 | -985 | -4.93% | Q4 2025 | Jan 08, 2026 |
| Monument Capital Management | History | No change | 19,039 | 367 | 0.09% | 0.1% | 85 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 18,396 | 355 | 0.01% | 0.01% | 86 | +544 | 3.05% | Q4 2025 | Jan 22, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 18,194 | 351 | 0.0% | 0.0% | 87 | -12,897 | -41.48% | Q4 2025 | Feb 17, 2026 |
| OAK HARBOR WEALTH PARTNERS, LLC | History | No change | 17,981 | 347 | 0.08% | 0.09% | 88 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 17,657 | 340 | 0.0% | 0.0% | 89 | +1,092 | 6.59% | Q4 2025 | Feb 13, 2026 |
| Quantbot Technologies LP | History | New | 17,353 | 334 | 0.01% | — | 90 | +17,353 | New | Q4 2025 | Feb 10, 2026 |
| Clearstead Advisors, LLC | History | No change | 16,432 | 317 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Secure Asset Management, LLC | History | Added to | 15,411 | 297 | 0.05% | 0.04% | 92 | +4,045 | 35.59% | Q4 2025 | Jan 20, 2026 |
| Koss-Olinger Consulting, LLC | History | Reduced | 15,153 | 292 | 0.02% | 0.03% | 93 | -1,000 | -6.19% | Q4 2025 | Feb 10, 2026 |
| JT Stratford LLC | History | No change | 15,046 | 290 | 0.04% | 0.04% | 94 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Quadrature Capital Ltd | History | New | 14,841 | 286 | 0.0% | — | 95 | +14,841 | New | Q4 2025 | Feb 17, 2026 |
| Aquatic Capital Management LLC | History | New | 14,519 | 280 | 0.01% | — | 96 | +14,519 | New | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 13,970 | 269 | 0.0% | 0.01% | 97 | -7,367 | -34.53% | Q4 2025 | Feb 06, 2026 |
| Private Advisor Group, LLC | History | Reduced | 13,906 | 268 | 0.0% | 0.0% | 98 | -1,179 | -7.82% | Q4 2025 | Feb 17, 2026 |
| HB Wealth Management, LLC | History | No change | 13,599 | 262 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 13,278 | 256 | 0.18% | 0.2% | 100 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Bragg Financial Advisors, Inc | History | No change | 13,011 | 251 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Annex Advisory Services, LLC | History | New | 12,495 | 241 | 0.0% | — | 102 | +12,495 | New | Q4 2025 | Jan 26, 2026 |
| Massar Capital Management, LP | History | New | 12,452 | 240 | 0.03% | — | 103 | +12,452 | New | Q4 2025 | Feb 17, 2026 |
| Squarepoint Ops LLC | History | New | 12,362 | 238 | 0.0% | — | 104 | +12,362 | New | Q4 2025 | Feb 13, 2026 |
| Fiduciary Alliance LLC | History | Reduced | 12,301 | 237 | 0.02% | 0.02% | 105 | -724 | -5.56% | Q4 2025 | Jan 22, 2026 |
| Sage Investment Counsel LLC | History | No change | 12,070 | 232 | 0.26% | 0.27% | 106 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 11,905 | 230 | 0.0% | 0.0% | 107 | +1,447 | 13.84% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 11,647 | 225 | 0.0% | 0.0% | 108 | -14,948 | -56.21% | Q4 2025 | Feb 05, 2026 |
| Kestra Advisory Services, LLC | History | No change | 11,576 | 223 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 10,793 | 208 | 0.0% | — | 110 | +10,793 | New | Q4 2025 | Feb 17, 2026 |
| Kingstone Capital Partners Texas, LLC | History | New | 10,399 | 201 | 0.12% | — | 111 | +10,399 | New | Q4 2025 | Feb 03, 2026 |
| ROYAL BANK OF CANADA | History | New | 7,924 | 153 | 0.0% | — | 112 | +7,924 | New | Q4 2025 | Feb 17, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 7,520 | 145 | 0.0% | — | 113 | +7,520 | New | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | No change | 7,346 | 141 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 6,831 | 131 | 0.0% | 0.0% | 115 | +147 | 2.2% | Q4 2025 | Mar 16, 2026 |
| CWM, LLC | History | Added to | 6,694 | 129 | 0.0% | 0.0% | 116 | +2,571 | 62.36% | Q4 2025 | Jan 26, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 5,337 | 103 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 5,278 | 101 | 0.0% | 0.0% | 118 | +2,702 | 104.89% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 5,003 | 96 | 0.0% | 0.0% | 119 | -8,089 | -61.79% | Q4 2025 | Feb 17, 2026 |
| Millstone Evans Group, LLC | History | No change | 3,686 | 71 | 0.04% | 0.05% | 120 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| MAI Capital Management | History | No change | 3,132 | 60 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| MeadowBrook Investment Advisors LLC | History | New | 3,090 | 59 | 0.05% | — | 122 | +3,090 | New | Q4 2025 | Jan 14, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 2,250 | 43 | 0.0% | 0.01% | 123 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 1,708 | 32 | 0.0% | 0.0% | 124 | -515 | -23.17% | Q4 2025 | Feb 10, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 1,583 | 30 | 0.0% | — | 125 | +1,583 | New | Q4 2025 | Jan 21, 2026 |
| Laurel Wealth Advisors LLC | History | New | 1,572 | 30 | 0.0% | — | 126 | +1,572 | New | Q4 2025 | Jan 30, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 1,550 | 29 | 0.02% | — | 127 | +1,550 | New | Q4 2025 | Feb 11, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,500 | 28 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 1,430 | 27 | 0.0% | 0.0% | 130 | +201 | 16.35% | Q4 2025 | Jan 20, 2026 |
| State of Alaska, Department of Revenue | History | No change | 1,431 | 27 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| ORG Partners LLC | History | No change | 1,416 | 27 | 0.0% | 0.01% | 131 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Allworth Financial LP | History | New | 800 | 15 | 0.0% | — | 132 | +800 | New | Q4 2025 | Feb 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 770 | 14 | 0.0% | — | 134 | +770 | New | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 750 | 14 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| 1 NORTH WEALTH SERVICES LLC | History | No change | 600 | 11 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SouthState Bank Corp | History | No change | 500 | 9 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| WealthCollab, LLC | History | New | 344 | 6 | 0.0% | — | 137 | +344 | New | Q4 2025 | Jan 27, 2026 |
| Quarry LP | History | Reduced | 261 | 5 | 0.0% | 0.0% | 138 | -512 | -66.24% | Q4 2025 | Feb 13, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 232 | 4 | 0.0% | — | 139 | +228 | 5700.0% | Q4 2025 | Mar 03, 2026 |
| SWAN Capital LLC | History | New | 173 | 3 | 0.0% | — | 140 | +173 | New | Q4 2025 | Feb 12, 2026 |
| Peterson Wealth Services | History | Reduced | 122 | 2 | 0.0% | 0.0% | 142 | -221 | -64.43% | Q4 2025 | Feb 12, 2026 |
| CX Institutional | History | New | 88 | 2 | 0.0% | — | 141 | +88 | New | Q4 2025 | Feb 02, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 63 | 1 | 0.0% | 0.0% | 144 | +1 | 1.61% | Q4 2025 | Jan 28, 2026 |
| Russell Investments Group, Ltd. | History | No change | 72 | 1 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -497,921 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GraniteShares Advisors LLC | History | Closed out | 0 | 0 | — | 1.7% | — | -145,333 | -100.0% | Q3 2025 | Oct 21, 2025 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -64,929 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Trexquant Investment LP | History | Closed out | 0 | 0 | — | 0.01% | — | -50,151 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NATIXIS | History | Reduced | 34 | 0 | — | 0.0% | — | -25,491 | -99.87% | Q4 2025 | Feb 13, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,038 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,403 | -100.0% | Q3 2025 | Nov 13, 2025 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.0% | — | -9,883 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,002 | -100.0% | Q3 2025 | Nov 18, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,378 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Cedar Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -992 | -100.0% | Q3 2025 | Nov 12, 2025 |
| FLAGSHIP WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84 | -100.0% | Q3 2025 | Oct 30, 2025 |
| DANSKE BANK A/S | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Geneos Wealth Management Inc. | History | No change | 51 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Smartleaf Asset Management LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |