FIDUS INVESTMENT Corp - FDUS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC | History | Added to | 2,193,829 | 41,880 | 1.87% | 0.06% | 1 | +2,120,925 | 2909.2% | Q3 2026 | Oct 09, 2026 |
| VAN ECK ASSOCIATES CORP | History | No change | 929,242 | 17,720 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 829,588 | 15,820 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 499,624 | 9,527 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 416,390 | 7,940 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Muzinich & Co., Inc. | History | Added to | 378,400 | 7,291 | 2.42% | 2.4% | 6 | +10,102 | 2.74% | Q3 2026 | Oct 22, 2026 |
| Legal & General Group Plc | History | No change | 310,317 | 5,920 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 302,643 | 5,771 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 230,108 | 4,434 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Qube Research & Technologies Ltd | History | No change | 230,205 | 4,390 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 224,978 | 4,290 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PFG Advisors | History | Added to | 220,656 | 4,252 | 0.22% | 0.2% | 12 | +15,568 | 7.59% | Q3 2026 | Oct 15, 2026 |
| NOVARE CAPITAL MANAGEMENT LLC | History | No change | 219,069 | 4,177 | 0.3% | 0.3% | 13 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 194,900 | 3,716 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Plan Group Financial, LLC | History | Added to | 157,727 | 2,910 | 0.57% | 0.49% | 15 | +32,207 | 25.66% | Q3 2026 | Oct 22, 2026 |
| RIVERBRIDGE PARTNERS LLC | History | Added to | 150,241 | 2,895 | 0.08% | 0.06% | 16 | +39,372 | 35.51% | Q3 2026 | Nov 05, 2026 |
| BlackRock, Inc. | History | No change | 138,053 | 2,632 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Ethos Financial Group, LLC | History | No change | 130,999 | 2,498 | 0.17% | 0.17% | 18 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 111,853 | 2,133 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| MARSHALL WACE, LLP | History | No change | 110,489 | 2,107 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 107,804 | 2,077 | 0.13% | 0.13% | 21 | +830 | 0.78% | Q3 2026 | Oct 30, 2026 |
| IHT Wealth Management, LLC | History | No change | 104,311 | 1,989 | 0.04% | 0.04% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 101,253 | 1,930 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 99,700 | 1,901 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 98,290 | 1,894 | 0.03% | 0.02% | 25 | +46,575 | 90.06% | Q3 2026 | Oct 13, 2026 |
| Advisors Asset Management, Inc. | History | No change | 99,294 | 1,893 | 0.03% | 0.03% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 91,353 | 1,760 | 0.37% | 0.31% | 27 | +5,363 | 6.24% | Q3 2026 | Oct 21, 2026 |
| Schonfeld Strategic Advisors LLC | History | No change | 90,246 | 1,720 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 90,103 | 1,718 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| LPL Financial LLC | History | No change | 80,352 | 1,532 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Creative Planning | History | Added to | 74,377 | 1,433 | 0.0% | 0.0% | 31 | +2,518 | 3.5% | Q3 2026 | Nov 02, 2026 |
| Palogic Value Management, L.P. | History | No change | 70,647 | 1,347 | 0.44% | 0.44% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Davis Investment Partners, LLC | History | Reduced | 68,946 | 1,328 | 0.41% | 0.41% | 33 | -1,825 | -2.58% | Q3 2026 | Nov 05, 2026 |
| Greenland Capital Management LP | History | No change | 67,000 | 1,277 | 0.16% | 0.16% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Significant Wealth Partners LLC | History | No change | 64,831 | 1,236 | 1.34% | 1.34% | 35 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 61,331 | 1,181 | 0.01% | 0.01% | 36 | -2,482 | -3.89% | Q3 2026 | Oct 27, 2026 |
| NewEdge Advisors, LLC | History | No change | 60,317 | 1,150 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROCKLAND TRUST CO | History | No change | 55,912 | 1,077 | 0.04% | 0.04% | 38 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Cetera Investment Advisers | History | No change | 55,251 | 1,053 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Trexquant Investment LP | History | No change | 51,779 | 987 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WT Wealth Management | History | No change | 51,113 | 984 | 0.28% | 0.27% | 41 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Haven Private, LLC | History | Reduced | 47,422 | 913 | 0.36% | 0.36% | 42 | -2,646 | -5.28% | Q3 2026 | Oct 27, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 47,506 | 904 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 45,952 | 876 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VARCOV Co. | History | No change | 45,067 | 859 | 0.33% | 0.33% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 39,313 | 749 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 38,370 | 739 | 0.0% | 0.0% | 47 | +2,084 | 5.74% | Q3 2026 | Nov 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 38,692 | 737 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Campbell & CO Investment Adviser LLC | History | No change | 33,855 | 645 | 0.03% | 0.03% | 49 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Adams Asset Advisors, LLC | History | No change | 32,919 | 634 | 0.06% | 0.07% | 50 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| VestGen Advisors, LLC | History | Reduced | 32,695 | 630 | 0.02% | 0.02% | 51 | -720 | -2.15% | Q3 2026 | Oct 27, 2026 |
| Global Retirement Partners, LLC | History | No change | 32,589 | 621 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 31,228 | 595 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 31,042 | 591 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 29,878 | 575 | 0.02% | 0.02% | 55 | +16 | 0.05% | Q3 2026 | Nov 04, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 29,228 | 557 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Clearstead Advisors, LLC | History | No change | 28,240 | 538 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 27,534 | 530 | 0.01% | 0.01% | 58 | +523 | 1.94% | Q3 2026 | Oct 23, 2026 |
| NORTHERN TRUST CORP | History | No change | 27,459 | 523 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quantbot Technologies LP | History | No change | 27,126 | 517 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 26,293 | 501 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ascentis Independent Advisors | History | New | 25,122 | 484 | 0.03% | — | 62 | +25,122 | New | Q3 2026 | Nov 03, 2026 |
| Monument Capital Management | History | Reduced | 25,059 | 482 | 0.1% | 0.1% | 64 | -1,401 | -5.29% | Q3 2026 | Oct 08, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 25,058 | 482 | 0.0% | 0.0% | 63 | -1,000 | -3.84% | Q3 2026 | Oct 14, 2026 |
| Secure Asset Management, LLC | History | Added to | 24,883 | 479 | 0.06% | 0.06% | 65 | +1,155 | 4.87% | Q3 2026 | Oct 19, 2026 |
| UMB Bank, n.a. | History | No change | 25,050 | 477 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 24,436 | 465 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 24,072 | 459 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Summit Trail Advisors, LLC | History | No change | 23,377 | 445 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| OpenArc Corporate Advisory, LLC | History | No change | 22,614 | 435 | 0.0% | 0.01% | 70 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 22,003 | 419 | 0.1% | 0.1% | 71 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| EAGLE GLOBAL ADVISORS LLC | History | Added to | 20,555 | 396 | 0.01% | 0.01% | 72 | +140 | 0.69% | Q3 2026 | Nov 02, 2026 |
| Accredited Investors Inc. | History | No change | 20,024 | 385 | 0.02% | 0.02% | 73 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Prospera Financial Services Inc | History | No change | 19,966 | 385 | 0.0% | 0.01% | 74 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Cordgrass Capital Advisors, LLC | History | No change | 17,981 | 346 | 0.13% | 0.13% | 75 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 17,388 | 335 | 0.0% | 0.0% | 76 | -3,345 | -16.13% | Q3 2026 | Oct 26, 2026 |
| Kingstone Capital Partners Texas, LLC | History | No change | 16,741 | 322 | 0.16% | 0.17% | 77 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Janney Montgomery Scott LLC | History | No change | 15,116 | 288 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| JT Stratford LLC | History | No change | 15,046 | 286 | 0.03% | 0.03% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| nVerses Capital, LLC | History | No change | 14,780 | 281 | 0.43% | 0.43% | 80 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| JANE STREET GROUP, LLC | History | No change | 14,410 | 274 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sage Investment Counsel LLC | History | No change | 14,070 | 271 | 0.27% | 0.27% | 82 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 13,672 | 263 | 0.0% | 0.0% | 83 | +432 | 3.26% | Q3 2026 | Nov 02, 2026 |
| HB Wealth Management, LLC | History | No change | 13,359 | 257 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Bragg Financial Advisors, Inc | History | No change | 13,011 | 248 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 12,702 | 245 | 0.0% | 0.0% | 86 | +2,237 | 21.38% | Q3 2026 | Nov 02, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Reduced | 12,378 | 238 | 0.16% | 0.16% | 87 | -900 | -6.78% | Q3 2026 | Oct 27, 2026 |
| Fiduciary Alliance LLC | History | No change | 12,301 | 237 | 0.02% | 0.02% | 88 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 11,972 | 230 | 0.0% | 0.0% | 89 | -800 | -6.26% | Q3 2026 | Oct 30, 2026 |
| Caprock Group, LLC | History | No change | 12,000 | 228 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| XTX Topco Ltd | History | No change | 11,800 | 225 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 11,435 | 218 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| First Affirmative Financial Network | History | New | 11,188 | 215 | 0.05% | — | 93 | +11,188 | New | Q3 2026 | Oct 21, 2026 |
| JPMORGAN CHASE & CO | History | No change | 10,459 | 198 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 10,199 | 194 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 10,079 | 192 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WNY Asset Management, LLC | History | No change | 10,100 | 192 | 0.02% | 0.02% | 97 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 9,886 | 188 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 9,256 | 177 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 8,471 | 163 | 0.0% | 0.0% | 100 | +150 | 1.8% | Q3 2026 | Oct 08, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 6,708 | 127 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFG Advisory, LLC | History | No change | 6,230 | 118 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 5,337 | 101 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Purpose Unlimited Inc. | History | No change | 3,949 | 74 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Millstone Evans Group, LLC | History | No change | 3,686 | 70 | 0.04% | 0.04% | 105 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MeadowBrook Investment Advisors LLC | History | Reduced | 2,840 | 53 | 0.04% | 0.05% | 106 | -650 | -18.62% | Q3 2026 | Oct 29, 2026 |
| Burk Holdings LLC | History | No change | 2,454 | 47 | 0.02% | 0.02% | 107 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 2,250 | 43 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 2,196 | 41 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 2,100 | 40 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Laurel Wealth Advisors LLC | History | New | 1,572 | 30 | 0.0% | — | 111 | +1,572 | New | Q3 2026 | Oct 27, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 1,550 | 29 | 0.02% | 0.01% | 112 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,500 | 28 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| State of Alaska, Department of Revenue | History | No change | 1,431 | 27 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| BFC Planning, Inc. | History | No change | 1,367 | 26 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | No change | 1,109 | 21 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 1,100 | 20 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 770 | 14 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Latitude Advisors, LLC | History | New | 714 | 13 | 0.0% | — | 119 | +714 | New | Q3 2026 | Oct 27, 2026 |
| 1 NORTH WEALTH SERVICES LLC | History | No change | 600 | 11 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| SUMMIT SECURITIES GROUP LLC | History | New | 523 | 10 | 0.0% | — | 121 | +523 | New | Q3 2026 | Nov 05, 2026 |
| SouthState Bank Corp | History | No change | 500 | 9 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FMR LLC | History | No change | 163 | 3 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Key Capital Management, INC | History | New | 146 | 2 | 0.0% | — | 127 | +146 | New | Q3 2026 | Nov 03, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 117 | 2 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 100 | 2 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Peterson Wealth Services | History | No change | 122 | 2 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 54 | 1 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Russell Investments Group, Ltd. | History | No change | 72 | 1 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 63 | 1 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -35,921 | -100.0% | Q3 2026 | Oct 16, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -29,739 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,227 | -100.0% | Q3 2026 | Nov 02, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,331 | -100.0% | Q3 2026 | Oct 15, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -142 | -100.0% | Q3 2026 | Nov 04, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q3 2026 | Oct 29, 2026 |
| DANSKE BANK A/S | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NATIXIS | History | No change | 34 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 51 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Smartleaf Asset Management LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |