FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FEX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,059,902 | 129,231 | 0.01% | 0.01% | 1 | -48,089 | -4.34% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 972,370 | 118,558 | 0.03% | 0.03% | 2 | -23,241 | -2.33% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 536,727 | 65,441 | 0.01% | 0.01% | 3 | +33,587 | 6.68% | Q1 2026 | May 11, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 511,453 | 62,360 | 0.15% | 0.14% | 4 | +4,338 | 0.86% | Q1 2026 | Apr 22, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 252,319 | 30,764 | 0.01% | 0.01% | 5 | -53,853 | -17.59% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 234,821 | 28,631 | 0.0% | 0.0% | 6 | +6,936 | 3.04% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 213,629 | 26,047 | 0.04% | 0.03% | 7 | -240 | -0.11% | Q1 2026 | Apr 27, 2026 |
| HBK Sorce Advisory LLC | History | Reduced | 176,933 | 23,228 | 0.46% | 0.52% | 8 | -3,065 | -1.7% | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | Reduced | 184,334 | 22,475 | 0.0% | 0.0% | 9 | -16,096 | -8.03% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 155,493 | 18,958 | 0.0% | 0.0% | 10 | -69,924 | -31.02% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 151,235 | 18,439 | 0.02% | 0.03% | 11 | -24,122 | -13.76% | Q1 2026 | Apr 27, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 134,610 | 16,412 | 1.2% | 1.1% | 12 | -1,889 | -1.38% | Q1 2026 | Apr 20, 2026 |
| Crusonia Wealth Advisors LLC | History | Added to | 132,254 | 16,125 | 3.32% | 3.44% | 13 | +167 | 0.13% | Q1 2026 | May 12, 2026 |
| BIP Wealth, LLC | History | Reduced | 127,052 | 15,491 | 0.63% | 0.56% | 14 | -5,667 | -4.27% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 123,184 | 15,022 | 0.02% | 0.03% | 15 | -38,473 | -23.8% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 118,123 | 14,402 | 0.02% | 0.01% | 16 | +3,454 | 3.01% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 93,341 | 11,380 | 0.05% | 0.05% | 17 | -15 | -0.02% | Q1 2026 | Apr 24, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 91,910 | 11,206 | 0.03% | 0.03% | 18 | -13,167 | -12.53% | Q1 2026 | Apr 30, 2026 |
| US BANCORP \DE\ | History | Reduced | 61,938 | 7,552 | 0.01% | 0.01% | 19 | -16,939 | -21.48% | Q1 2026 | May 14, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 61,636 | 7,514 | 0.14% | 0.14% | 20 | -101 | -0.16% | Q1 2026 | May 11, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 60,989 | 7,436 | 0.1% | 0.11% | 21 | -2,901 | -4.54% | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 60,069 | 7,324 | 0.0% | 0.0% | 22 | -242 | -0.4% | Q1 2026 | May 04, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 54,831 | 7,098 | 0.16% | 0.17% | 23 | -42 | -0.08% | Q1 2026 | May 04, 2026 |
| &PARTNERS | History | Added to | 56,623 | 6,903 | 0.03% | 0.04% | 24 | +114 | 0.2% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 54,982 | 6,753 | 0.01% | 0.0% | 25 | +51,957 | 1717.59% | Q1 2026 | Apr 08, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 53,160 | 6,481 | 0.0% | 0.0% | 26 | -2,624 | -4.7% | Q1 2026 | May 07, 2026 |
| Triumph Capital Management | History | Reduced | 51,784 | 6,313 | 1.29% | 1.33% | 27 | -192 | -0.37% | Q1 2026 | May 13, 2026 |
| Elevation Capital Advisory, LLC | History | New | 49,089 | 5,985 | 2.55% | — | 28 | +49,089 | New | Q1 2026 | May 08, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 46,690 | 5,692 | 0.0% | 0.0% | 29 | +12,177 | 35.28% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 45,937 | 5,600 | 0.01% | 0.01% | 30 | -677 | -1.45% | Q1 2026 | May 14, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 33,098 | 4,035 | 0.0% | 0.0% | 31 | -14,251 | -30.1% | Q1 2026 | May 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 31,436 | 3,832 | 0.01% | 0.0% | 32 | +27,488 | 696.25% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 30,711 | 3,744 | 0.0% | — | 33 | +30,711 | New | Q1 2026 | May 15, 2026 |
| KPP Advisory Services LLC | History | Reduced | 29,954 | 3,652 | 0.53% | 0.55% | 34 | -1,863 | -5.86% | Q1 2026 | Apr 24, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 28,653 | 3,493 | 0.02% | 0.02% | 35 | +7 | 0.02% | Q1 2026 | May 05, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 24,834 | 3,028 | 0.02% | 0.02% | 36 | -757 | -2.96% | Q1 2026 | May 05, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 23,242 | 2,833 | 0.0% | 0.0% | 37 | -462 | -1.95% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 22,078 | 2,691 | 0.0% | 0.0% | 38 | +17,447 | 376.74% | Q1 2026 | May 15, 2026 |
| TCFG Investment Advisors, LLC | History | New | 21,507 | 2,622 | 0.98% | — | 40 | +21,507 | New | Q1 2026 | May 05, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Added to | 21,507 | 2,622 | 0.98% | 0.99% | 39 | +201 | 0.94% | Q1 2026 | Apr 23, 2026 |
| Keystone Wealth Services, LLC | History | New | 20,181 | 2,460 | 0.53% | — | 41 | +20,181 | New | Q1 2026 | May 13, 2026 |
| HighTower Advisors, LLC | History | Added to | 17,869 | 2,178 | 0.0% | 0.0% | 42 | +6 | 0.03% | Q1 2026 | May 05, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Reduced | 16,875 | 2,081 | 0.23% | 0.31% | 43 | -510 | -2.93% | Q1 2026 | Apr 10, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 16,722 | 2,038 | 0.02% | 0.03% | 44 | -613 | -3.54% | Q1 2026 | Apr 23, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 16,436 | 2,003 | 0.01% | 0.01% | 45 | +3,789 | 29.96% | Q1 2026 | Apr 30, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 16,237 | 1,979 | 0.0% | 0.0% | 46 | +26 | 0.16% | Q1 2026 | May 14, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 16,215 | 1,977 | 0.07% | 0.07% | 47 | -683 | -4.04% | Q1 2026 | Apr 28, 2026 |
| Creative Planning | History | Added to | 15,483 | 1,887 | 0.0% | 0.0% | 48 | +242 | 1.59% | Q1 2026 | May 12, 2026 |
| Atlanta Consulting Group Advisors, LLC | History | No change | 15,049 | 1,834 | 0.39% | 0.4% | 49 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Focus Financial Network, Inc. | History | Reduced | 14,783 | 1,802 | 0.06% | 0.06% | 50 | -235 | -1.56% | Q1 2026 | Apr 14, 2026 |
| Independent Advisor Alliance | History | New | 14,398 | 1,755 | 0.02% | — | 51 | +14,398 | New | Q1 2026 | May 12, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 13,593 | 1,657 | 0.03% | 0.03% | 52 | -1,136 | -7.71% | Q1 2026 | May 18, 2026 |
| Hershey Financial Advisers, LLC | History | New | 13,231 | 1,613 | 1.39% | — | 53 | +13,231 | New | Q1 2026 | May 06, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 12,455 | 1,518 | 0.0% | 0.0% | 54 | -815 | -6.14% | Q1 2026 | May 12, 2026 |
| Focus Partners Wealth | History | Added to | 12,388 | 1,510 | 0.0% | 0.0% | 55 | +650 | 5.54% | Q1 2026 | May 14, 2026 |
| Golden State Wealth Management, LLC | History | No change | 12,209 | 1,488 | 0.16% | 0.15% | 56 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Wedmont Private Capital | History | No change | 11,679 | 1,471 | 0.05% | 0.05% | 57 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 12,007 | 1,463 | 1.04% | 1.02% | 58 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Summit Financial, LLC | History | Reduced | 11,839 | 1,443 | 0.02% | 0.02% | 59 | -733 | -5.83% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 11,382 | 1,387 | 0.02% | 0.03% | 60 | +655 | 6.11% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 11,288 | 1,376 | 0.01% | 0.01% | 61 | +434 | 4.0% | Q1 2026 | May 08, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 10,650 | 1,298 | 0.06% | 0.06% | 62 | -22 | -0.21% | Q1 2026 | May 18, 2026 |
| Kaydan Wealth Management, Inc. | History | Reduced | 10,629 | 1,295 | 0.43% | 0.37% | 63 | -54 | -0.51% | Q1 2026 | Apr 29, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 10,471 | 1,276 | 0.01% | 0.01% | 64 | -69 | -0.65% | Q1 2026 | Apr 28, 2026 |
| AE Wealth Management LLC | History | Reduced | 10,415 | 1,269 | 0.01% | 0.01% | 65 | -1,329 | -11.32% | Q1 2026 | May 13, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 10,388 | 1,266 | 0.01% | 0.01% | 66 | +2,763 | 36.24% | Q1 2026 | May 15, 2026 |
| POTENTIA WEALTH | History | Reduced | 10,214 | 1,245 | 0.48% | 0.49% | 67 | -1,017 | -9.06% | Q1 2026 | May 11, 2026 |
| Prosperity Consulting Group, LLC | History | Reduced | 10,210 | 1,244 | 0.06% | 0.06% | 68 | -294 | -2.8% | Q1 2026 | May 05, 2026 |
| Ancora Advisors LLC | History | Reduced | 9,667 | 1,178 | 0.03% | 0.02% | 69 | -300 | -3.01% | Q1 2026 | May 15, 2026 |
| WETZEL INVESTMENT ADVISORS, INC. | History | Reduced | 9,470 | 1,154 | 0.46% | 0.46% | 70 | -10 | -0.11% | Q1 2026 | Apr 22, 2026 |
| FMR LLC | History | Added to | 9,392 | 1,145 | 0.0% | 0.0% | 71 | +848 | 9.93% | Q1 2026 | May 15, 2026 |
| RIK SAYLOR FINANCIAL, INC. | History | Added to | 9,371 | 1,142 | 0.87% | 0.81% | 72 | +6 | 0.06% | Q1 2026 | May 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 9,295 | 1,117 | 0.0% | 0.0% | 73 | +1,497 | 19.2% | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 9,117 | 1,111 | 0.01% | 0.01% | 74 | -610 | -6.27% | Q1 2026 | Apr 20, 2026 |
| Farrell Financial LLC | History | Added to | 8,509 | 1,037 | 0.62% | 0.59% | 75 | +3 | 0.04% | Q1 2026 | Apr 13, 2026 |
| PARK NATIONAL CORP /OH/ | History | No change | 8,305 | 1,012 | 0.03% | 0.03% | 76 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 8,460 | 1,010 | 0.0% | 0.0% | 77 | +2 | 0.02% | Q1 2026 | May 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 7,487 | 912 | 0.0% | 0.0% | 78 | -326 | -4.17% | Q1 2026 | May 04, 2026 |
| Richmond Investment Services, LLC | History | No change | 7,438 | 906 | 0.15% | 0.15% | 79 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| COZAD ASSET MANAGEMENT INC | History | Reduced | 7,365 | 897 | 0.07% | 0.07% | 80 | -208 | -2.75% | Q1 2026 | May 28, 2026 |
| Lido Advisors, LLC | History | Reduced | 7,161 | 873 | 0.0% | 0.0% | 81 | -96 | -1.32% | Q1 2026 | May 13, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 7,053 | 860 | 0.0% | 0.0% | 82 | -180 | -2.49% | Q1 2026 | May 01, 2026 |
| Equitable Holdings, Inc. | History | Added to | 6,893 | 820 | 0.01% | 0.0% | 83 | +740 | 12.03% | Q1 2026 | May 15, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 6,554 | 799 | 0.07% | 0.1% | 84 | -3,979 | -37.78% | Q1 2026 | May 15, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 6,389 | 779 | 0.15% | 0.15% | 85 | +3,202 | 100.47% | Q1 2026 | Apr 29, 2026 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | Added to | 6,331 | 772 | 0.01% | 0.01% | 86 | +205 | 3.35% | Q1 2026 | May 15, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 6,314 | 769 | 0.14% | 0.14% | 87 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Prospera Financial Services Inc | History | Added to | 5,801 | 707 | 0.01% | 0.01% | 88 | +1 | 0.02% | Q1 2026 | Apr 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 5,625 | 685 | 0.0% | 0.0% | 89 | -66 | -1.16% | Q1 2026 | Jun 02, 2026 |
| WealthPlan Investment Management, LLC | History | No change | 5,316 | 648 | 0.04% | 0.04% | 90 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Virtu Financial LLC | History | Reduced | 5,239 | 639 | 0.03% | 0.16% | 91 | -30,027 | -85.14% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | Reduced | 5,187 | 632 | 0.01% | 0.01% | 92 | -860 | -14.22% | Q1 2026 | May 15, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 5,151 | 628 | 0.01% | 0.01% | 93 | -48 | -0.92% | Q1 2026 | May 08, 2026 |
| Regal Investment Advisors LLC | History | Added to | 5,114 | 623 | 0.04% | 0.04% | 94 | +1 | 0.02% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | Added to | 5,063 | 617 | 0.02% | 0.02% | 95 | +1 | 0.02% | Q1 2026 | May 13, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 4,870 | 593 | 0.02% | 0.02% | 96 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Ameritas Advisory Services, LLC | History | Reduced | 4,751 | 579 | 0.02% | 0.02% | 97 | -312 | -6.16% | Q1 2026 | May 12, 2026 |
| IHT Wealth Management, LLC | History | Added to | 4,740 | 577 | 0.01% | 0.01% | 98 | +202 | 4.45% | Q1 2026 | May 15, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 4,630 | 564 | 0.02% | 0.02% | 99 | -8 | -0.17% | Q1 2026 | May 14, 2026 |
| Venture Visionary Partners LLC | History | No change | 4,574 | 557 | 0.02% | 0.02% | 100 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Arkos Global Advisors | History | No change | 4,359 | 532 | 0.07% | 0.07% | 101 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HFG Advisors, Inc. | History | Reduced | 4,323 | 527 | 0.37% | 0.39% | 102 | -239 | -5.24% | Q1 2026 | May 08, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 4,302 | 524 | 0.02% | 0.03% | 103 | +2,148 | 99.72% | Q1 2026 | May 15, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 4,216 | 514 | 0.01% | 0.01% | 104 | -263 | -5.87% | Q1 2026 | May 14, 2026 |
| Sargent Investment Group, LLC | History | No change | 4,165 | 507 | 0.07% | 0.06% | 105 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Fortis Capital Advisors, LLC | History | No change | 4,000 | 487 | 0.06% | 0.07% | 106 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Mariner, LLC | History | Added to | 3,970 | 484 | 0.0% | 0.0% | 107 | +720 | 22.15% | Q1 2026 | May 13, 2026 |
| Annex Advisory Services, LLC | History | No change | 3,900 | 475 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Icon Wealth Advisors, LLC | History | No change | 3,600 | 461 | 0.03% | 0.03% | 109 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 3,725 | 454 | 0.3% | 0.31% | 110 | -65 | -1.72% | Q1 2026 | Apr 14, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 3,784 | 448 | 0.03% | 0.03% | 111 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 3,604 | 439 | 0.01% | 0.01% | 112 | +3 | 0.08% | Q1 2026 | Apr 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 3,550 | 432 | 0.01% | 0.01% | 113 | +105 | 3.05% | Q1 2026 | Apr 23, 2026 |
| Walkner Condon Financial Advisors LLC | History | Reduced | 3,522 | 429 | 0.06% | 0.07% | 114 | -706 | -16.7% | Q1 2026 | Apr 28, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 3,512 | 428 | 0.13% | 0.27% | 115 | -4,018 | -53.36% | Q1 2026 | Apr 20, 2026 |
| Element Wealth, LLC | History | Reduced | 3,495 | 426 | 0.18% | 0.17% | 116 | -63 | -1.77% | Q1 2026 | May 04, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 3,484 | 424 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Apollon Financial, LLC | History | Reduced | 3,426 | 417 | 0.06% | 0.07% | 118 | -583 | -14.54% | Q1 2026 | Apr 22, 2026 |
| Blue Trust, Inc. | History | No change | 3,419 | 416 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| IFS Group,LLC | History | New | 3,393 | 413 | 0.37% | — | 120 | +3,393 | New | Q1 2026 | May 18, 2026 |
| Savant Capital, LLC | History | Added to | 3,364 | 410 | 0.0% | 0.0% | 121 | +214 | 6.79% | Q1 2026 | May 04, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 3,353 | 408 | 0.23% | 0.23% | 122 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Clearwater Capital Advisors, LLC | History | No change | 3,301 | 402 | 0.03% | 0.03% | 123 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HB Wealth Management, LLC | History | No change | 3,303 | 402 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 3,287 | 400 | 0.0% | 0.0% | 125 | -173 | -5.0% | Q1 2026 | May 08, 2026 |
| Triton Wealth Management, PLLC | History | Reduced | 3,222 | 395 | 0.15% | 0.15% | 126 | -5 | -0.15% | Q1 2026 | May 01, 2026 |
| Merit Financial Group, LLC | History | Added to | 3,238 | 394 | 0.0% | 0.0% | 127 | +2 | 0.06% | Q1 2026 | Apr 15, 2026 |
| RDA Financial Network | History | Reduced | 3,191 | 389 | 0.1% | 0.09% | 128 | -131 | -3.94% | Q1 2026 | Apr 08, 2026 |
| CWM, LLC | History | Reduced | 3,146 | 383 | 0.0% | 0.0% | 129 | -1,018 | -24.45% | Q1 2026 | May 14, 2026 |
| Valmark Advisers, Inc. | History | No change | 3,138 | 382 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Plante Moran Financial Advisors, LLC | History | Added to | 3,094 | 377 | 0.02% | 0.02% | 131 | +425 | 15.92% | Q1 2026 | May 05, 2026 |
| TRB Wealth Management, LLC | History | New | 3,064 | 373 | 0.05% | — | 132 | +3,064 | New | Q1 2026 | May 14, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 3,053 | 372 | 0.03% | 0.03% | 133 | +8 | 0.26% | Q1 2026 | May 15, 2026 |
| MATTERN CAPITAL MANAGEMENT, LLC | History | No change | 3,032 | 369 | 0.04% | 0.04% | 134 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 3,025 | 368 | 0.0% | 0.0% | 135 | +378 | 14.28% | Q1 2026 | Apr 20, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 3,007 | 366 | 0.0% | 0.0% | 136 | -18 | -0.6% | Q1 2026 | May 15, 2026 |
| Perigon Wealth Management, LLC | History | Reduced | 2,990 | 364 | 0.01% | 0.01% | 137 | -135 | -4.32% | Q1 2026 | Apr 10, 2026 |
| FIFTH THIRD BANCORP | History | New | 2,954 | 360 | 0.0% | — | 138 | +2,954 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 3,008 | 356 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Tidemark, LLC | History | Reduced | 2,909 | 354 | 0.09% | 0.1% | 140 | -55 | -1.86% | Q1 2026 | May 07, 2026 |
| NBC SECURITIES, INC. | History | Added to | 2,883 | 351 | 0.03% | 0.03% | 141 | +42 | 1.48% | Q1 2026 | Apr 14, 2026 |
| Apeiron RIA LLC | History | No change | 2,842 | 346 | 0.08% | 0.07% | 142 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| ForthRight Wealth Management, LLC | History | Reduced | 2,803 | 341 | 0.1% | 0.1% | 143 | -50 | -1.75% | Q1 2026 | May 12, 2026 |
| Financial Partners Group, Inc | History | Added to | 2,794 | 340 | 0.04% | 0.04% | 144 | +3 | 0.11% | Q1 2026 | Apr 10, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,745 | 334 | 0.03% | 0.03% | 145 | -99 | -3.48% | Q1 2026 | Apr 30, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 2,742 | 334 | 0.07% | 0.07% | 146 | -32 | -1.15% | Q1 2026 | May 14, 2026 |
| Risk Paradigm Group, LLC | History | Reduced | 2,613 | 318 | 0.27% | 0.3% | 147 | -32 | -1.21% | Q1 2026 | May 14, 2026 |
| Three Seasons Wealth, LLC | History | No change | 2,587 | 315 | 0.12% | 0.03% | 148 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Allworth Financial LP | History | Reduced | 2,525 | 307 | 0.0% | 0.0% | 149 | -535 | -17.48% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | Added to | 2,487 | 303 | 0.0% | 0.0% | 150 | +1,257 | 102.2% | Q1 2026 | May 06, 2026 |
| Tanglewood Legacy Advisors, LLC | History | Added to | 2,490 | 303 | 0.11% | 0.11% | 151 | +6 | 0.24% | Q1 2026 | Apr 27, 2026 |
| Eukles Asset Management | History | No change | 2,464 | 300 | 0.13% | 0.11% | 152 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| IFP Advisors, Inc | History | Added to | 2,427 | 295 | 0.01% | 0.01% | 153 | +153 | 6.73% | Q1 2026 | Apr 13, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | Reduced | 2,406 | 293 | 0.01% | 0.01% | 154 | -447 | -15.67% | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 2,411 | 293 | 0.01% | 0.01% | 155 | -26 | -1.07% | Q1 2026 | May 04, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 2,394 | 291 | 0.0% | 0.0% | 156 | +188 | 8.52% | Q1 2026 | May 15, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | New | 2,385 | 290 | 0.01% | — | 157 | +2,385 | New | Q1 2026 | May 11, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 2,365 | 288 | 0.0% | 0.0% | 158 | +373 | 18.72% | Q1 2026 | May 13, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 2,342 | 285 | 0.01% | 0.02% | 159 | -401 | -14.62% | Q1 2026 | May 12, 2026 |
| Insight Advisors, LLC/ PA | History | Added to | 2,303 | 280 | 0.05% | 0.04% | 160 | +4 | 0.17% | Q1 2026 | May 11, 2026 |
| NewEdge Wealth, LLC | History | No change | 2,301 | 280 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Rathbones Group PLC | History | Reduced | 2,273 | 277 | 0.0% | 0.0% | 162 | -51 | -2.19% | Q1 2026 | May 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 2,250 | 274 | 0.03% | 0.03% | 163 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 2,164 | 263 | 0.17% | 0.17% | 164 | -4 | -0.18% | Q1 2026 | Apr 10, 2026 |
| Sigma Planning Corp | History | Reduced | 2,152 | 262 | 0.01% | 0.01% | 165 | -441 | -17.01% | Q1 2026 | May 04, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 2,153 | 262 | 0.09% | 0.09% | 166 | -100 | -4.44% | Q1 2026 | Apr 09, 2026 |
| HM PAYSON & CO | History | No change | 2,137 | 260 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| BlueChip Wealth Advisors LLC | History | No change | 2,109 | 257 | 0.11% | 0.11% | 168 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 2,039 | 248 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | No change | 2,039 | 248 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 2,016 | 245 | 0.05% | 0.05% | 171 | -221 | -9.88% | Q1 2026 | Apr 20, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 2,000 | 243 | 0.03% | 0.03% | 172 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| BESSEMER GROUP INC | History | No change | 1,984 | 242 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 1,889 | 230 | 0.0% | 0.0% | 174 | -160 | -7.81% | Q1 2026 | May 14, 2026 |
| MAGNOLIA CAPITAL ADVISORS LLC | History | No change | 1,887 | 230 | 0.05% | 0.05% | 175 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Sand Hill Global Advisors, LLC | History | Reduced | 1,821 | 222 | 0.01% | 0.01% | 176 | -142 | -7.23% | Q1 2026 | May 14, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 1,780 | 218 | 0.0% | 0.0% | 177 | -351 | -16.47% | Q1 2026 | May 14, 2026 |
| D.B. Root & Company, LLC | History | No change | 1,770 | 215 | 0.05% | 0.05% | 178 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Garden State Investment Advisory Services LLC | History | New | 1,750 | 213 | 0.05% | — | 180 | +1,750 | New | Q1 2026 | May 13, 2026 |
| Aprio Wealth Management, LLC | History | New | 1,748 | 213 | 0.01% | — | 179 | +1,748 | New | Q1 2026 | May 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 1,736 | 211 | 0.0% | — | 181 | +1,736 | New | Q1 2026 | May 15, 2026 |
| Claro Advisors Inc. | History | Added to | 1,714 | 208 | 0.03% | 0.03% | 182 | +3 | 0.18% | Q1 2026 | Apr 21, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 1,702 | 207 | 0.01% | 0.01% | 184 | -36 | -2.07% | Q1 2026 | May 12, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 1,700 | 207 | 0.01% | 0.01% | 183 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Concentrum Wealth Management | History | No change | 1,700 | 207 | 0.06% | 0.06% | 185 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| GUIDANCE CAPITAL, INC | History | New | 1,575 | 205 | 0.05% | — | 186 | +1,575 | New | Q1 2026 | May 08, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 1,676 | 204 | 0.01% | — | 187 | +1,676 | New | Q1 2026 | Apr 28, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Reduced | 1,385 | 168 | 0.15% | 0.15% | 188 | -12 | -0.86% | Q1 2026 | May 06, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 1,334 | 163 | 0.01% | 0.01% | 189 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 1,313 | 160 | 0.0% | — | 191 | +1,313 | New | Q1 2026 | May 13, 2026 |
| IAG Wealth Partners, LLC | History | Reduced | 1,317 | 160 | 0.02% | 0.03% | 190 | -600 | -31.3% | Q1 2026 | Apr 29, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,284 | 157 | 0.01% | 0.01% | 192 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Fairway Wealth LLC | History | New | 1,091 | 133 | 0.04% | — | 194 | +1,091 | New | Q1 2026 | Apr 23, 2026 |
| Spire Wealth Management | History | Added to | 1,093 | 133 | 0.0% | 0.0% | 193 | +1 | 0.09% | Q1 2026 | Apr 22, 2026 |
| Western Wealth Management, LLC | History | New | 1,021 | 124 | 0.0% | — | 195 | +1,021 | New | Q1 2026 | May 19, 2026 |
| Hills Bank & Trust Co | History | No change | 850 | 103 | 0.0% | 0.01% | 196 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 701 | 85 | 0.0% | 0.0% | 197 | +28 | 4.16% | Q1 2026 | Apr 07, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 673 | 82 | 0.0% | — | 198 | +673 | New | Q1 2026 | May 13, 2026 |
| Colonial Trust Advisors | History | No change | 670 | 81 | 0.01% | 0.01% | 199 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 555 | 67 | 0.01% | 0.01% | 200 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 534 | 63 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 475 | 57 | 0.03% | 0.03% | 202 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Indiana Trust & Investment Management Co | History | Reduced | 450 | 54 | 0.02% | 0.02% | 203 | -40 | -8.16% | Q1 2026 | Apr 28, 2026 |
| Stephens Consulting, LLC | History | No change | 462 | 54 | 0.02% | 0.02% | 204 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Signature Equity Partners, LLC | History | No change | 450 | 54 | 0.03% | 0.03% | 205 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Millstone Evans Group, LLC | History | No change | 411 | 50 | 0.03% | 0.03% | 206 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 404 | 47 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| GAMMA Investing LLC | History | New | 350 | 42 | 0.0% | — | 208 | +350 | New | Q1 2026 | Apr 06, 2026 |
| Washington Trust Advisors, Inc. | History | No change | 343 | 41 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Rossby Financial, LCC | History | No change | 336 | 41 | 0.01% | 0.01% | 210 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Hurley Capital, LLC | History | No change | 325 | 39 | 0.02% | 0.02% | 211 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Russell Investments Group, Ltd. | History | No change | 300 | 36 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MAI Capital Management | History | No change | 295 | 35 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| VANGUARD ADVISERS INC | History | New | 262 | 31 | 0.0% | — | 214 | +262 | New | Q1 2026 | May 08, 2026 |
| Larson Financial Group LLC | History | No change | 246 | 30 | 0.0% | 0.0% | 215 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ALERUS FINANCIAL NA | History | No change | 244 | 29 | 0.0% | 0.0% | 216 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Ankerstar Wealth, LLC | History | No change | 225 | 27 | 0.03% | 0.03% | 217 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Dunhill Financial, LLC | History | New | 203 | 24 | 0.01% | — | 218 | +203 | New | Q1 2026 | May 06, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 174 | 21 | 0.0% | 0.0% | 219 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| CoreCap Advisors, LLC | History | No change | 180 | 21 | 0.0% | 0.0% | 220 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Reduced | 160 | 20 | 0.01% | 0.01% | 221 | -116 | -42.03% | Q1 2026 | May 14, 2026 |
| Scarborough Advisors, LLC | History | No change | 161 | 19 | 0.0% | 0.0% | 222 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Financial Perspectives, Inc | History | No change | 160 | 19 | 0.01% | 0.0% | 223 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Park Place Capital Corp | History | New | 151 | 18 | 0.0% | — | 225 | +151 | New | Q1 2026 | Apr 09, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 150 | 18 | 0.0% | 0.0% | 224 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 145 | 17 | 0.0% | 0.0% | 226 | +9 | 6.62% | Q1 2026 | Apr 13, 2026 |
| Smartleaf Asset Management LLC | History | No change | 135 | 16 | 0.0% | 0.0% | 227 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 129 | 15 | 0.0% | 0.0% | 228 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 120 | 15 | 0.0% | 0.0% | 229 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Kozak & Associates, Inc. | History | No change | 113 | 14 | 0.0% | 0.0% | 230 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 111 | 13 | 0.0% | 0.0% | 231 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 105 | 12 | 0.01% | — | 232 | +105 | New | Q1 2026 | May 15, 2026 |
| Strategic Wealth Partners, Ltd. | History | Reduced | 75 | 9 | 0.0% | 0.0% | 233 | -25 | -25.0% | Q1 2026 | May 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 65 | 7 | 0.0% | 0.0% | 234 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.03% | — | -20,477 | -100.0% | Q1 2026 | May 12, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -15,825 | -100.0% | Q1 2026 | May 15, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,152 | -100.0% | Q1 2026 | May 15, 2026 |
| Milestones Private Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -2,033 | -100.0% | Q1 2026 | May 04, 2026 |
| Meeder Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,765 | -100.0% | Q1 2026 | May 07, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | 0.03% | — | -688 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -164 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Darwin Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2026 | May 01, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q1 2026 | May 15, 2026 |