FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FEX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,064,684 | 148,921 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 778,330 | 108,867 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Janney Montgomery Scott LLC | History | No change | 509,390 | 71,250 | 0.14% | 0.14% | 3 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 479,180 | 67,024 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 268,371 | 37,538 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 224,857 | 31,451 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Modern Wealth Management, LLC | History | No change | 212,851 | 29,772 | 0.35% | 0.35% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 214,554 | 28,450 | 0.04% | 0.04% | 8 | -3,445 | -1.58% | Q3 2026 | Nov 02, 2026 |
| ROYAL BANK OF CANADA | History | No change | 185,960 | 26,011 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 184,252 | 25,771 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 175,394 | 24,538 | 0.03% | 0.03% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HBK Sorce Advisory LLC | History | No change | 174,191 | 24,280 | 0.46% | 0.46% | 12 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| &PARTNERS | History | No change | 137,868 | 18,458 | 0.08% | 0.08% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 131,869 | 18,444 | 1.12% | 1.12% | 14 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Private Advisor Group, LLC | History | No change | 130,523 | 18,256 | 0.08% | 0.08% | 15 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Crusonia Wealth Advisors LLC | History | Reduced | 131,505 | 17,437 | 2.62% | 3.03% | 16 | -566 | -0.43% | Q3 2026 | Oct 26, 2026 |
| Cetera Investment Advisers | History | No change | 120,610 | 16,870 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 86,559 | 12,107 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 86,939 | 11,528 | 0.01% | 0.03% | 19 | -70,002 | -44.6% | Q3 2026 | Oct 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 66,153 | 9,253 | 0.15% | 0.15% | 20 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 61,448 | 8,594 | 0.1% | 0.1% | 21 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 60,274 | 8,430 | 0.17% | 0.17% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 59,540 | 8,328 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BIP Wealth, LLC | History | Reduced | 60,062 | 7,964 | 0.22% | 0.24% | 24 | -290 | -0.48% | Q3 2026 | Oct 22, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 58,808 | 7,798 | 0.02% | 0.02% | 25 | -1,040 | -1.74% | Q3 2026 | Nov 02, 2026 |
| US BANCORP \DE\ | History | Added to | 57,957 | 7,685 | 0.01% | 0.01% | 26 | +358 | 0.62% | Q3 2026 | Nov 05, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 54,499 | 7,459 | 0.14% | 0.15% | 27 | +206 | 0.38% | Q3 2026 | Oct 26, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 47,635 | 6,662 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 46,437 | 6,495 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 47,266 | 6,402 | 0.01% | 0.01% | 30 | -1,293 | -2.66% | Q3 2026 | Oct 13, 2026 |
| Elevation Capital Advisory, LLC | History | Reduced | 47,440 | 6,290 | 2.47% | 4.57% | 31 | -37,094 | -43.88% | Q3 2026 | Oct 28, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 42,213 | 5,904 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Triumph Capital Management | History | Reduced | 42,804 | 5,675 | 0.99% | 1.18% | 33 | -3,868 | -8.29% | Q3 2026 | Oct 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 34,990 | 4,894 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Pinnacle Wealth Management Group, Inc. | History | New | 36,704 | 4,867 | 2.23% | — | 35 | +36,704 | New | Q3 2026 | Oct 15, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 32,844 | 4,594 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Sanctuary Advisors, LLC | History | No change | 28,585 | 3,998 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| KPP Advisory Services LLC | History | Reduced | 28,438 | 3,770 | 0.63% | 0.53% | 38 | -1,750 | -5.8% | Q3 2026 | Oct 26, 2026 |
| Baird Financial Group, Inc. | History | No change | 25,934 | 3,627 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GTS SECURITIES LLC | History | No change | 25,392 | 3,551 | 0.07% | 0.07% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 26,015 | 3,449 | 0.02% | 0.02% | 41 | -63 | -0.24% | Q3 2026 | Oct 27, 2026 |
| TCFG Investment Advisors, LLC | History | Reduced | 20,485 | 2,716 | 0.93% | 1.01% | 42 | -1,005 | -4.68% | Q3 2026 | Oct 20, 2026 |
| Keystone Wealth Services, LLC | History | Reduced | 19,681 | 2,623 | 0.47% | 0.52% | 43 | -500 | -2.48% | Q3 2026 | Nov 03, 2026 |
| HighTower Advisors, LLC | History | No change | 17,004 | 2,378 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 16,158 | 2,260 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Belpointe Asset Management LLC | History | No change | 16,135 | 2,256 | 0.07% | 0.07% | 46 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| AssuredPartners Investment Advisors, LLC | History | No change | 15,877 | 2,220 | 0.21% | 0.21% | 47 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 15,645 | 2,188 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 15,476 | 2,166 | 0.02% | 0.02% | 49 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Atlanta Consulting Group Advisors, LLC | History | No change | 15,049 | 2,104 | 0.33% | 0.33% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 15,414 | 2,043 | 0.02% | 0.02% | 51 | +12 | 0.08% | Q3 2026 | Oct 26, 2026 |
| JANE STREET GROUP, LLC | History | No change | 14,593 | 2,041 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | No change | 14,019 | 1,960 | 0.03% | 0.03% | 53 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Focus Financial Network, Inc. | History | Reduced | 14,478 | 1,919 | 0.06% | 0.06% | 54 | -257 | -1.74% | Q3 2026 | Oct 14, 2026 |
| Hershey Financial Advisers, LLC | History | No change | 12,816 | 1,792 | 1.29% | 1.29% | 55 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 12,635 | 1,744 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 12,390 | 1,733 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 12,332 | 1,724 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 12,825 | 1,700 | 0.0% | 0.01% | 59 | +1,399 | 12.24% | Q3 2026 | Nov 02, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 12,115 | 1,694 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Summit Financial, LLC | History | No change | 12,103 | 1,692 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 11,738 | 1,641 | 0.02% | 0.02% | 62 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 11,514 | 1,610 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 11,349 | 1,587 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Wedmont Private Capital | History | No change | 11,679 | 1,582 | 0.04% | 0.04% | 65 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Reduced | 11,657 | 1,545 | 1.01% | 1.07% | 66 | -250 | -2.1% | Q3 2026 | Oct 27, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 10,585 | 1,481 | 0.06% | 0.06% | 67 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 10,476 | 1,463 | 0.15% | 0.15% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | No change | 10,419 | 1,457 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 10,187 | 1,424 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Prosperity Consulting Group, LLC | History | No change | 10,040 | 1,404 | 0.05% | 0.05% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kaydan Wealth Management, Inc. | History | Reduced | 10,388 | 1,377 | 0.47% | 0.45% | 72 | -184 | -1.74% | Q3 2026 | Oct 08, 2026 |
| RIK SAYLOR FINANCIAL, INC. | History | No change | 9,370 | 1,310 | 0.87% | 0.87% | 73 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Ancora Advisors LLC | History | No change | 8,970 | 1,254 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 8,766 | 1,219 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Arax Advisory Partners | History | No change | 8,698 | 1,216 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WETZEL INVESTMENT ADVISORS, INC. | History | Reduced | 9,129 | 1,210 | 0.42% | 0.45% | 77 | -216 | -2.31% | Q3 2026 | Oct 13, 2026 |
| Independent Wealth Network Inc. | History | Added to | 8,906 | 1,181 | 0.3% | 0.13% | 78 | +5,380 | 152.58% | Q3 2026 | Oct 19, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 8,708 | 1,154 | 0.01% | 0.01% | 79 | -37 | -0.42% | Q3 2026 | Oct 30, 2026 |
| CITADEL ADVISORS LLC | History | No change | 8,111 | 1,134 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Farrell Financial LLC | History | Reduced | 8,506 | 1,127 | 0.6% | 0.64% | 81 | -5 | -0.06% | Q3 2026 | Oct 15, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 8,409 | 1,115 | 0.1% | 0.15% | 82 | -3,450 | -29.09% | Q3 2026 | Nov 02, 2026 |
| PARK NATIONAL CORP /OH/ | History | No change | 8,140 | 1,079 | 0.03% | 0.03% | 83 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| COZAD ASSET MANAGEMENT INC | History | No change | 7,365 | 1,030 | 0.07% | 0.07% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | No change | 6,842 | 957 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Equitable Holdings, Inc. | History | No change | 6,828 | 955 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Lido Advisors, LLC | History | Reduced | 7,163 | 949 | 0.0% | 0.0% | 87 | -9 | -0.13% | Q3 2026 | Nov 04, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 6,928 | 919 | 0.0% | 0.0% | 88 | -125 | -1.77% | Q3 2026 | Nov 05, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 6,403 | 895 | 0.14% | 0.14% | 89 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Creative Planning | History | Reduced | 6,615 | 877 | 0.0% | 0.0% | 90 | -5,292 | -44.44% | Q3 2026 | Nov 02, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 6,103 | 853 | 0.07% | 0.07% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prospera Financial Services Inc | History | Added to | 5,899 | 812 | 0.01% | 0.01% | 92 | +445 | 8.16% | Q3 2026 | Nov 04, 2026 |
| Sterling Investment Advisors, Ltd. | History | Reduced | 6,114 | 810 | 0.13% | 0.15% | 93 | -200 | -3.17% | Q3 2026 | Oct 27, 2026 |
| Virtu Financial LLC | History | No change | 5,628 | 787 | 0.02% | 0.02% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 5,490 | 767 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HRT FINANCIAL LP | History | No change | 5,405 | 756 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 5,353 | 748 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Advisory Services Network, LLC | History | No change | 5,100 | 713 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WealthPlan Investment Management, LLC | History | Added to | 5,240 | 694 | 0.03% | 0.04% | 99 | +73 | 1.41% | Q3 2026 | Oct 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 5,135 | 680 | 0.03% | — | 101 | +5,135 | New | Q3 2026 | Oct 26, 2026 |
| Geneos Wealth Management Inc. | History | No change | 4,866 | 680 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IHT Wealth Management, LLC | History | No change | 4,745 | 663 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 4,631 | 647 | 0.02% | 0.02% | 103 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 4,840 | 641 | 0.01% | 0.02% | 104 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Regal Investment Advisors LLC | History | No change | 4,565 | 638 | 0.03% | 0.03% | 105 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arkos Global Advisors | History | No change | 4,368 | 611 | 0.07% | 0.07% | 106 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Venture Visionary Partners LLC | History | Added to | 4,600 | 609 | 0.02% | 0.02% | 107 | +26 | 0.57% | Q3 2026 | Oct 07, 2026 |
| HFG Advisors, Inc. | History | No change | 4,323 | 604 | 0.38% | 0.38% | 108 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Annex Advisory Services, LLC | History | No change | 4,415 | 585 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Sargent Investment Group, LLC | History | No change | 4,165 | 582 | 0.07% | 0.07% | 110 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Fortis Capital Advisors, LLC | History | No change | 4,000 | 559 | 0.06% | 0.06% | 111 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Snowden Capital Advisors LLC | History | No change | 3,850 | 538 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 3,784 | 529 | 0.03% | 0.03% | 113 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Nova Wealth Management, Inc. | History | No change | 3,728 | 521 | 0.29% | 0.29% | 114 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 3,804 | 504 | 0.01% | 0.01% | 115 | +539 | 16.51% | Q3 2026 | Oct 13, 2026 |
| Icon Wealth Advisors, LLC | History | No change | 3,603 | 503 | 0.03% | 0.03% | 116 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Richmond Investment Services, LLC | History | No change | 3,719 | 493 | 0.16% | 0.16% | 117 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 3,484 | 487 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Element Wealth, LLC | History | No change | 3,486 | 487 | 0.18% | 0.18% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFS Group,LLC | History | No change | 3,393 | 474 | 0.65% | 0.65% | 120 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Mariner, LLC | History | No change | 3,320 | 464 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Savant Capital, LLC | History | No change | 3,296 | 460 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 3,454 | 457 | 0.01% | 0.01% | 123 | +5 | 0.14% | Q3 2026 | Nov 05, 2026 |
| Merit Financial Group, LLC | History | No change | 3,240 | 453 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Blue Trust, Inc. | History | No change | 3,419 | 453 | 0.0% | 0.01% | 125 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,197 | 447 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Triton Wealth Management, PLLC | History | Added to | 3,227 | 445 | 0.13% | 0.13% | 127 | +3 | 0.09% | Q3 2026 | Nov 04, 2026 |
| Walkner Condon Financial Advisors LLC | History | Reduced | 3,328 | 441 | 0.05% | 0.06% | 128 | -164 | -4.7% | Q3 2026 | Oct 30, 2026 |
| Valmark Advisers, Inc. | History | No change | 3,138 | 438 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HB Wealth Management, LLC | History | No change | 3,303 | 437 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Clearwater Capital Advisors, LLC | History | No change | 3,101 | 433 | 0.03% | 0.03% | 131 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 3,058 | 427 | 0.03% | 0.03% | 132 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 3,205 | 424 | 0.23% | 0.23% | 133 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| RDA Financial Network | History | Reduced | 3,100 | 411 | 0.09% | 0.09% | 134 | -13 | -0.42% | Q3 2026 | Oct 15, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 2,940 | 411 | 0.02% | 0.02% | 135 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Plante Moran Financial Advisors, LLC | History | No change | 3,094 | 410 | 0.02% | 0.02% | 136 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Tidemark, LLC | History | No change | 2,909 | 406 | 0.09% | 0.09% | 137 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MATTERN CAPITAL MANAGEMENT, LLC | History | Reduced | 3,009 | 399 | 0.05% | 0.05% | 138 | -23 | -0.76% | Q3 2026 | Nov 02, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 2,832 | 396 | 0.02% | 0.02% | 139 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Perigon Wealth Management, LLC | History | No change | 2,990 | 396 | 0.01% | 0.01% | 140 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Cresset Asset Management, LLC | History | No change | 2,833 | 396 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ForthRight Wealth Management, LLC | History | No change | 2,813 | 393 | 0.1% | 0.1% | 142 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 2,854 | 378 | 0.0% | 0.0% | 143 | -51 | -1.76% | Q3 2026 | Nov 05, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 2,695 | 376 | 0.08% | 0.08% | 144 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Financial Partners Group, Inc | History | Added to | 2,800 | 371 | 0.04% | 0.04% | 146 | +4 | 0.14% | Q3 2026 | Oct 19, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,804 | 371 | 0.03% | 0.03% | 145 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 2,791 | 370 | 0.0% | 0.0% | 147 | +923 | 49.41% | Q3 2026 | Oct 16, 2026 |
| Cerity Partners LLC | History | No change | 2,638 | 369 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Risk Paradigm Group, LLC | History | No change | 2,566 | 358 | 0.28% | 0.28% | 149 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 2,697 | 357 | 0.02% | 0.03% | 150 | +3 | 0.11% | Q3 2026 | Oct 26, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 2,538 | 354 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tanglewood Legacy Advisors, LLC | History | No change | 2,495 | 349 | 0.11% | 0.11% | 152 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Three Seasons Wealth, LLC | History | No change | 2,587 | 343 | 0.03% | 0.03% | 153 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| ASSETMARK, INC | History | Added to | 2,472 | 327 | 0.0% | 0.0% | 154 | +152 | 6.55% | Q3 2026 | Oct 21, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 2,345 | 327 | 0.01% | 0.01% | 155 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Apollon Financial, LLC | History | Added to | 2,453 | 325 | 0.04% | 0.04% | 157 | +1 | 0.04% | Q3 2026 | Oct 23, 2026 |
| Allworth Financial LP | History | No change | 2,329 | 325 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Eukles Asset Management | History | Reduced | 2,433 | 322 | 0.13% | 0.14% | 158 | -31 | -1.26% | Q3 2026 | Nov 04, 2026 |
| NewEdge Wealth, LLC | History | No change | 2,301 | 321 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | No change | 2,406 | 319 | 0.01% | 0.0% | 160 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 2,198 | 307 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 2,201 | 307 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Insight Advisors, LLC/ PA | History | Added to | 2,311 | 306 | 0.05% | 0.06% | 163 | +5 | 0.22% | Q3 2026 | Oct 22, 2026 |
| HM PAYSON & CO | History | No change | 2,137 | 298 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 2,250 | 298 | 0.03% | 0.03% | 165 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Rathbones Group PLC | History | No change | 2,082 | 291 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 2,153 | 285 | 0.08% | 0.09% | 167 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 2,000 | 279 | 0.03% | 0.03% | 168 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| BlueChip Wealth Advisors LLC | History | No change | 2,109 | 279 | 0.09% | 0.11% | 169 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| BESSEMER GROUP INC | History | No change | 1,984 | 278 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 1,900 | 265 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 1,900 | 265 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MAGNOLIA CAPITAL ADVISORS LLC | History | No change | 1,887 | 263 | 0.05% | 0.05% | 173 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 1,940 | 257 | 0.04% | 0.05% | 174 | -76 | -3.77% | Q3 2026 | Oct 14, 2026 |
| Sand Hill Global Advisors, LLC | History | No change | 1,821 | 254 | 0.01% | 0.01% | 175 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MGO ONE SEVEN LLC | History | No change | 1,889 | 250 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Garden State Investment Advisory Services LLC | History | No change | 1,750 | 244 | 0.04% | 0.04% | 177 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Regatta Research & Money Management | History | No change | 1,721 | 240 | 0.23% | 0.23% | 178 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Kovack Advisors, Inc. | History | No change | 1,706 | 238 | 0.01% | 0.01% | 179 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Morton Capital Management LLC/CA | History | No change | 1,802 | 238 | 0.03% | 0.03% | 180 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 1,793 | 237 | 0.15% | 0.18% | 183 | -371 | -17.14% | Q3 2026 | Oct 07, 2026 |
| IFP Advisors, Inc | History | Added to | 1,792 | 237 | 0.0% | 0.0% | 181 | +284 | 18.83% | Q3 2026 | Oct 16, 2026 |
| Concentrum Wealth Management | History | No change | 1,700 | 237 | 0.06% | 0.06% | 182 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| D.B. Root & Company, LLC | History | No change | 1,770 | 234 | 0.05% | 0.05% | 184 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Sigma Planning Corp | History | Reduced | 1,761 | 233 | 0.01% | 0.01% | 185 | -391 | -18.17% | Q3 2026 | Oct 23, 2026 |
| Claro Advisors Inc. | History | Added to | 1,720 | 228 | 0.02% | 0.03% | 186 | +4 | 0.23% | Q3 2026 | Nov 02, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 1,700 | 225 | 0.01% | 0.01% | 187 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,606 | 224 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRB Wealth Management, LLC | History | No change | 1,581 | 221 | 0.03% | 0.03% | 189 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 1,564 | 218 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Apollon Wealth Management, LLC | History | New | 1,631 | 216 | 0.0% | — | 191 | +1,631 | New | Q3 2026 | Oct 23, 2026 |
| Peterson Wealth Advisors, LLC | History | Added to | 1,608 | 213 | 0.02% | 0.03% | 192 | +5 | 0.31% | Q3 2026 | Oct 08, 2026 |
| TRUEFG, LLC | History | No change | 1,612 | 213 | 0.05% | 0.05% | 193 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Asio Capital, LLC | History | New | 1,600 | 212 | 0.03% | — | 194 | +1,600 | New | Q3 2026 | Oct 19, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 1,527 | 202 | 0.01% | 0.01% | 195 | -147 | -8.78% | Q3 2026 | Oct 23, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 1,313 | 183 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Reduced | 1,355 | 179 | 0.13% | 0.15% | 197 | -19 | -1.38% | Q3 2026 | Nov 02, 2026 |
| IFG Advisory, LLC | History | No change | 1,275 | 178 | 0.01% | 0.01% | 198 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IAG Wealth Partners, LLC | History | No change | 1,272 | 177 | 0.02% | 0.02% | 199 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Fairway Wealth LLC | History | No change | 1,091 | 144 | 0.03% | 0.03% | 200 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Spire Wealth Management | History | Added to | 1,082 | 143 | 0.0% | 0.0% | 201 | +2 | 0.19% | Q3 2026 | Oct 30, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 991 | 138 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Johnson Financial Group, Inc. | History | No change | 910 | 127 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Russell Investments Group, Ltd. | History | No change | 853 | 119 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Hills Bank & Trust Co | History | No change | 850 | 118 | 0.01% | 0.01% | 205 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 873 | 115 | 0.0% | 0.0% | 206 | +200 | 29.72% | Q3 2026 | Oct 08, 2026 |
| Allied Private Wealth LLC | History | No change | 833 | 112 | 0.07% | 0.07% | 207 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Colonial Trust Advisors | History | No change | 670 | 93 | 0.01% | 0.01% | 208 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Buck Wealth Strategies, LLC | History | Added to | 649 | 86 | 0.01% | 0.01% | 209 | +1 | 0.15% | Q3 2026 | Oct 28, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 555 | 77 | 0.01% | 0.01% | 210 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 475 | 66 | 0.03% | 0.03% | 211 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Indiana Trust & Investment Management Co | History | No change | 450 | 59 | 0.02% | 0.02% | 212 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Signature Equity Partners, LLC | History | No change | 450 | 59 | 0.02% | 0.03% | 213 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Millstone Evans Group, LLC | History | No change | 411 | 57 | 0.03% | 0.03% | 214 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Reduced | 357 | 47 | 0.01% | 0.01% | 215 | -236 | -39.8% | Q3 2026 | Oct 30, 2026 |
| GAMMA Investing LLC | History | No change | 350 | 46 | 0.0% | 0.0% | 216 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Washington Trust Advisors, Inc. | History | No change | 343 | 45 | 0.0% | 0.0% | 217 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Rossby Financial, LCC | History | No change | 336 | 44 | 0.01% | 0.01% | 218 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Hurley Capital, LLC | History | No change | 325 | 43 | 0.02% | 0.02% | 219 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | Added to | 319 | 42 | 0.01% | 0.01% | 220 | +1 | 0.31% | Q3 2026 | Oct 16, 2026 |
| VANGUARD ADVISERS INC | History | No change | 262 | 36 | 0.0% | 0.0% | 221 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALERUS FINANCIAL NA | History | No change | 244 | 34 | 0.0% | 0.0% | 222 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Decker Retirement Planning Inc. | History | No change | 243 | 32 | 0.01% | 0.01% | 223 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Compass Wealth Management LLC | History | New | 238 | 31 | 0.01% | — | 225 | +238 | New | Q3 2026 | Oct 22, 2026 |
| Ankerstar Wealth, LLC | History | No change | 225 | 31 | 0.03% | 0.03% | 224 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Dunhill Financial, LLC | History | No change | 203 | 28 | 0.01% | 0.01% | 226 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 174 | 23 | 0.0% | 0.0% | 227 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 180 | 23 | 0.0% | 0.0% | 228 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Evelyn Partners Group Ltd | History | No change | 170 | 23 | 0.0% | 0.0% | 229 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Park Place Capital Corp | History | No change | 151 | 21 | 0.0% | 0.0% | 230 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Financial Perspectives, Inc | History | No change | 160 | 21 | 0.0% | 0.01% | 231 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 150 | 20 | 0.0% | 0.0% | 232 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 146 | 19 | 0.0% | 0.0% | 233 | +1 | 0.69% | Q3 2026 | Nov 04, 2026 |
| Global Retirement Partners, LLC | History | No change | 142 | 19 | 0.0% | 0.0% | 234 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Smartleaf Asset Management LLC | History | No change | 135 | 18 | 0.0% | 0.0% | 235 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 129 | 17 | 0.0% | 0.0% | 236 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 120 | 17 | 0.0% | 0.0% | 237 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Reduced | 110 | 15 | 0.0% | 0.01% | 238 | -50 | -31.25% | Q3 2026 | Nov 04, 2026 |
| Kozak & Associates, Inc. | History | Added to | 114 | 15 | 0.0% | 0.0% | 239 | +1 | 0.88% | Q3 2026 | Oct 29, 2026 |
| Silver Grove Financial Group, Inc. | History | No change | 105 | 13 | 0.01% | 0.01% | 240 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 75 | 10 | 0.0% | 0.0% | 241 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 65 | 9 | 0.0% | 0.0% | 242 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BFC Planning, Inc. | History | No change | 44 | 6 | 0.0% | 0.0% | 243 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Apeiron RIA LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -2,842 | -100.0% | Q3 2026 | Oct 08, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,381 | -100.0% | Q3 2026 | Oct 29, 2026 |
| GUIDANCE CAPITAL, INC | History | Closed out | 0 | 0 | — | 0.05% | — | -1,575 | -100.0% | Q3 2026 | Nov 03, 2026 |
| SEMITAM BONAM LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -1,500 | -100.0% | Q3 2026 | Oct 27, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,334 | -100.0% | Q3 2026 | Nov 02, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -1,209 | -100.0% | Q3 2026 | Oct 15, 2026 |