GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - GOF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 8,137,202 | 89,671 | 0.01% | 0.01% | 1 | +1,116,788 | 15.91% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 2,517,603 | 27,743 | 0.01% | 0.01% | 2 | -34,632 | -1.36% | Q1 2026 | May 06, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Added to | 2,477,088 | 27,297 | 1.87% | 1.86% | 3 | +150,544 | 6.47% | Q1 2026 | May 21, 2026 |
| Estate Planners Group, LLC | History | Added to | 2,370,615 | 26,124 | 12.55% | 12.8% | 4 | +77,837 | 3.39% | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | Added to | 1,917,212 | 21,127 | 0.0% | 0.0% | 5 | +224,953 | 13.29% | Q1 2026 | May 05, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 1,888,335 | 20,809 | 1.04% | 0.49% | 6 | +1,076,643 | 132.64% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 1,467,979 | 16,177 | 0.0% | 0.01% | 7 | -28,471 | -1.9% | Q1 2026 | May 04, 2026 |
| Invesco Ltd. | History | Added to | 1,457,791 | 16,064 | 0.0% | 0.0% | 8 | +134,810 | 10.19% | Q1 2026 | May 12, 2026 |
| Logan Stone Capital, LLC | History | Added to | 1,299,103 | 14,316 | 3.98% | 3.15% | 9 | +308,627 | 31.16% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 1,251,299 | 13,789 | 0.01% | 0.02% | 10 | -9,744 | -0.77% | Q1 2026 | May 13, 2026 |
| COHEN & STEERS, INC. | History | Added to | 1,221,789 | 13,464 | 0.02% | 0.02% | 11 | +450,000 | 58.31% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,145,825 | 12,628 | 0.0% | 0.0% | 12 | +163,619 | 16.66% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,066,935 | 11,757 | 0.02% | 0.02% | 13 | +113,494 | 11.9% | Q1 2026 | May 15, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 1,015,400 | 11,189 | 3.81% | 4.04% | 14 | +88,155 | 9.51% | Q1 2026 | May 12, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 946,815 | 10,433 | 0.24% | 0.28% | 15 | +47,650 | 5.3% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 842,008 | 9,278 | 0.03% | 0.02% | 16 | +46,787 | 5.88% | Q1 2026 | May 04, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 779,292 | 8,587 | 0.0% | 0.0% | 17 | +48,219 | 6.6% | Q1 2026 | May 14, 2026 |
| Secure Asset Management, LLC | History | Added to | 623,443 | 6,870 | 1.09% | 1.1% | 18 | +77,904 | 14.28% | Q1 2026 | Apr 09, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 603,335 | 6,648 | 0.0% | 0.0% | 19 | +145,498 | 31.78% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 564,460 | 6,220 | 0.01% | 0.01% | 20 | -202,476 | -26.4% | Q1 2026 | Apr 27, 2026 |
| PETRA FINANCIAL ADVISORS INC | History | Added to | 469,379 | 5,172 | 3.2% | 3.46% | 21 | +11,063 | 2.41% | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 420,263 | 4,631 | 0.01% | 0.01% | 22 | +13,957 | 3.44% | Q1 2026 | Apr 22, 2026 |
| Harpswell Capital Advisors, LLC | History | Added to | 327,617 | 3,610 | 2.69% | 2.03% | 23 | +128,694 | 64.7% | Q1 2026 | Apr 10, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 316,813 | 3,491 | 0.09% | 0.1% | 24 | +10,070 | 3.28% | Q1 2026 | Apr 07, 2026 |
| XTX Topco Ltd | History | Added to | 278,101 | 3,064 | 0.05% | 0.06% | 25 | +108,013 | 63.5% | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 273,821 | 3,017 | 0.02% | 0.04% | 26 | +33,303 | 13.85% | Q1 2026 | May 15, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 268,902 | 2,963 | 0.11% | 0.16% | 27 | -64,469 | -19.34% | Q1 2026 | May 11, 2026 |
| Richmond Brothers, Inc. | History | Added to | 258,405 | 2,847 | 1.9% | 1.97% | 28 | +17,860 | 7.42% | Q1 2026 | May 11, 2026 |
| Baird Financial Group, Inc. | History | Added to | 252,913 | 2,787 | 0.0% | 0.0% | 29 | +8,212 | 3.36% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | Added to | 251,106 | 2,767 | 0.01% | 0.01% | 30 | +113,861 | 82.96% | Q1 2026 | May 13, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 246,738 | 2,719 | 0.08% | 0.12% | 31 | -40,817 | -14.19% | Q1 2026 | May 04, 2026 |
| Private Advisor Group, LLC | History | Reduced | 239,681 | 2,641 | 0.01% | 0.01% | 32 | -1,603 | -0.66% | Q1 2026 | Apr 24, 2026 |
| Illumine Investment Management, LLC | History | Added to | 227,556 | 2,507 | 1.93% | 2.13% | 33 | +333 | 0.15% | Q1 2026 | May 04, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 225,267 | 2,482 | 0.03% | 0.04% | 34 | -22,210 | -8.97% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Reduced | 221,191 | 2,437 | 0.0% | 0.0% | 35 | -1,399,936 | -86.36% | Q1 2026 | May 13, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 219,535 | 2,419 | 0.06% | 0.15% | 36 | -27,942 | -11.29% | Q1 2026 | Apr 27, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 205,507 | 2,264 | 0.0% | 0.0% | 37 | -17,038 | -7.66% | Q1 2026 | May 15, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Reduced | 201,355 | 2,218 | 0.23% | 0.31% | 38 | -21,263 | -9.55% | Q1 2026 | Apr 30, 2026 |
| Marks Group Wealth Management, Inc | History | Reduced | 190,195 | 2,095 | 0.2% | 0.24% | 39 | -6,067 | -3.09% | Q1 2026 | May 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 188,994 | 2,082 | 0.03% | 0.03% | 40 | +19,391 | 11.43% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 187,367 | 2,065 | 0.01% | 0.01% | 41 | +33,086 | 21.45% | Q1 2026 | Apr 30, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 185,392 | 2,043 | 0.06% | 0.07% | 42 | -6,215 | -3.24% | Q1 2026 | Apr 21, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Added to | 179,382 | 1,976 | 0.05% | 0.05% | 43 | +17,753 | 10.98% | Q1 2026 | Apr 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 173,578 | 1,912 | 0.0% | 0.0% | 44 | -24,442 | -12.34% | Q1 2026 | May 08, 2026 |
| Tennessee Valley Asset Management Partners | History | Added to | 171,680 | 1,891 | 0.25% | 0.25% | 45 | +20,294 | 13.41% | Q1 2026 | Apr 27, 2026 |
| Significant Wealth Partners LLC | History | New | 158,176 | 1,743 | 2.15% | — | 46 | +158,176 | New | Q1 2026 | Apr 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 157,393 | 1,734 | 0.0% | 0.0% | 47 | -12,090 | -7.13% | Q1 2026 | Apr 27, 2026 |
| Smith Asset Management Co., LLC | History | Added to | 138,980 | 1,531 | 1.31% | 1.31% | 48 | +15,921 | 12.94% | Q1 2026 | May 14, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Reduced | 137,946 | 1,520 | 0.49% | 0.65% | 49 | -4,145 | -2.92% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 134,337 | 1,480 | 0.01% | 0.01% | 50 | -16,622 | -11.01% | Q1 2026 | Apr 30, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 121,132 | 1,334 | 0.22% | 0.21% | 51 | +3,004 | 2.54% | Q1 2026 | May 15, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 119,934 | 1,321 | 0.24% | 0.28% | 52 | +3,314 | 2.84% | Q1 2026 | May 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 110,841 | 1,221 | 0.01% | 0.01% | 53 | -6,902 | -5.86% | Q1 2026 | May 08, 2026 |
| Z3 Capital Partners, LLC | History | Reduced | 108,656 | 1,197 | 0.3% | 0.35% | 54 | -5,664 | -4.95% | Q1 2026 | May 07, 2026 |
| Mutual Advisors, LLC | History | Added to | 107,787 | 1,187 | 0.03% | 0.03% | 55 | +12,668 | 13.32% | Q1 2026 | May 01, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 98,677 | 1,087 | 0.03% | 0.03% | 56 | +14,101 | 16.67% | Q1 2026 | Apr 08, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 91,531 | 1,008 | 0.05% | — | 57 | +91,531 | New | Q1 2026 | May 15, 2026 |
| PMG Family Office LLC | History | Added to | 88,938 | 980 | 1.09% | 0.95% | 58 | +25,390 | 39.95% | Q1 2026 | Apr 17, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 88,677 | 977 | 0.0% | 0.0% | 59 | +11,878 | 15.47% | Q1 2026 | May 01, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 84,087 | 926 | 0.04% | 0.01% | 60 | +66,062 | 366.5% | Q1 2026 | May 12, 2026 |
| PFG Investments, LLC | History | Added to | 80,693 | 889 | 0.04% | 0.05% | 61 | +1,032 | 1.3% | Q1 2026 | Apr 27, 2026 |
| Kovack Advisors, Inc. | History | Added to | 72,509 | 799 | 0.04% | 0.04% | 62 | +4,086 | 5.97% | Q1 2026 | May 12, 2026 |
| UMB Bank, n.a. | History | No change | 70,038 | 771 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Focus Financial Network, Inc. | History | Added to | 69,299 | 763 | 0.03% | 0.03% | 64 | +332 | 0.48% | Q1 2026 | Apr 14, 2026 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 68,999 | 760 | 0.01% | 0.07% | 65 | -352,720 | -83.64% | Q1 2026 | May 08, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 68,178 | 751 | 0.0% | 0.0% | 66 | -12,786 | -15.79% | Q1 2026 | May 15, 2026 |
| CHOREO, LLC | History | Added to | 65,664 | 723 | 0.01% | 0.01% | 67 | +8,597 | 15.06% | Q1 2026 | May 12, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 60,200 | 663 | 0.0% | 0.0% | 68 | -308,141 | -83.66% | Q1 2026 | May 12, 2026 |
| Sigma Planning Corp | History | Reduced | 60,030 | 661 | 0.02% | 0.02% | 69 | -9,512 | -13.68% | Q1 2026 | May 04, 2026 |
| Western Wealth Management, LLC | History | Reduced | 58,893 | 649 | 0.02% | 0.04% | 70 | -1,811 | -2.98% | Q1 2026 | May 19, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 58,676 | 646 | 0.01% | 0.02% | 71 | -651 | -1.1% | Q1 2026 | May 04, 2026 |
| Noble Wealth Management PBC | History | Reduced | 54,400 | 599 | 0.3% | 0.86% | 73 | -78,165 | -58.96% | Q1 2026 | Apr 02, 2026 |
| Equitable Holdings, Inc. | History | Added to | 46,527 | 599 | 0.0% | 0.0% | 72 | +14,642 | 45.92% | Q1 2026 | May 15, 2026 |
| Parisi Gray Wealth Management | History | Added to | 51,004 | 562 | 0.13% | 0.13% | 74 | +6,003 | 13.34% | Q1 2026 | Apr 08, 2026 |
| Mallini Complete Financial Planning LLC | History | Added to | 50,418 | 555 | 0.44% | 0.48% | 75 | +3,585 | 7.65% | Q1 2026 | Apr 13, 2026 |
| Strategic Financial Concepts, LLC | History | New | 50,164 | 552 | 0.14% | — | 76 | +50,164 | New | Q1 2026 | May 12, 2026 |
| Almanack Investment Partners, LLC. | History | Reduced | 49,455 | 544 | 0.09% | 0.24% | 77 | -58,140 | -54.04% | Q1 2026 | May 05, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 48,968 | 539 | 0.05% | 0.05% | 78 | +6,555 | 15.46% | Q1 2026 | Apr 30, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Added to | 48,306 | 532 | 0.03% | 0.04% | 79 | +24,449 | 102.48% | Q1 2026 | Apr 22, 2026 |
| Sovran Advisors, LLC | History | Reduced | 46,126 | 527 | 0.04% | 0.06% | 80 | -9,558 | -17.16% | Q1 2026 | May 01, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 47,412 | 522 | 0.01% | 0.01% | 81 | +1,943 | 4.27% | Q1 2026 | Apr 23, 2026 |
| Fiduciary Alliance LLC | History | Reduced | 45,220 | 513 | 0.03% | 0.04% | 82 | -361 | -0.79% | Q1 2026 | Apr 20, 2026 |
| New England Private Wealth Advisors LLC | History | New | 43,327 | 477 | 0.06% | — | 83 | +43,327 | New | Q1 2026 | May 08, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 42,857 | 472 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Brookstone Capital Management | History | Reduced | 42,599 | 469 | 0.01% | 0.01% | 85 | -4,446 | -9.45% | Q1 2026 | Apr 16, 2026 |
| Prosperity Wealth Management, Inc. | History | No change | 33,416 | 430 | 0.14% | 0.14% | 86 | 0 | 0.0% | Q4 2025 | Mar 27, 2026 |
| Capital CS Group, LLC | History | Added to | 38,420 | 423 | 0.87% | 0.55% | 87 | +10,756 | 38.88% | Q1 2026 | May 13, 2026 |
| Kera Capital Partners, Inc. | History | Reduced | 38,197 | 420 | 0.05% | 0.57% | 88 | -324,604 | -89.47% | Q1 2026 | May 06, 2026 |
| Jacobi Capital Management LLC | History | Added to | 38,108 | 419 | 0.02% | 0.03% | 89 | +336 | 0.89% | Q1 2026 | May 13, 2026 |
| Capital Analysts, LLC | History | Added to | 37,367 | 412 | 0.01% | 0.01% | 90 | +1,538 | 4.29% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 29,629 | 381 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Mariner, LLC | History | New | 32,942 | 363 | 0.0% | — | 92 | +32,942 | New | Q1 2026 | May 13, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 32,807 | 361 | 0.01% | 0.01% | 93 | +1,362 | 4.33% | Q1 2026 | Apr 22, 2026 |
| Bank of New York Mellon Corp | History | No change | 31,507 | 347 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Discipline Wealth Solutions, LLC | History | Reduced | 30,418 | 335 | 0.04% | 0.11% | 95 | -15,071 | -33.13% | Q1 2026 | Apr 17, 2026 |
| Merit Financial Group, LLC | History | Added to | 29,742 | 327 | 0.0% | 0.0% | 96 | +660 | 2.27% | Q1 2026 | Apr 15, 2026 |
| NBC SECURITIES, INC. | History | Added to | 29,438 | 324 | 0.02% | 0.02% | 97 | +7,795 | 36.02% | Q1 2026 | Apr 14, 2026 |
| DAVENPORT & Co LLC | History | Added to | 29,474 | 324 | 0.0% | 0.0% | 98 | +1,872 | 6.78% | Q1 2026 | Apr 15, 2026 |
| GREENBERG FINANCIAL GROUP | History | No change | 24,791 | 319 | 0.13% | 0.13% | 99 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| FIFTH THIRD BANCORP | History | New | 28,475 | 313 | 0.0% | — | 100 | +28,475 | New | Q1 2026 | May 01, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 28,293 | 311 | 0.02% | 0.02% | 101 | +3,833 | 15.67% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 28,186 | 310 | 0.0% | 0.0% | 102 | +4,540 | 19.2% | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 23,634 | 304 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Compound Planning, Inc. | History | No change | 27,591 | 304 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Disciplined Investments, LLC | History | Added to | 27,563 | 303 | 0.11% | 0.13% | 105 | +352 | 1.29% | Q1 2026 | May 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 26,837 | 295 | 0.0% | 0.0% | 106 | +23,799 | 783.38% | Q1 2026 | May 04, 2026 |
| JB Capital LLC | History | Added to | 26,046 | 287 | 0.01% | 0.01% | 107 | +160 | 0.62% | Q1 2026 | Apr 27, 2026 |
| Corient Private Wealth LLC | History | New | 26,041 | 286 | 0.0% | — | 108 | +26,041 | New | Q1 2026 | May 15, 2026 |
| Encompass More Asset Management | History | Reduced | 25,272 | 278 | 0.05% | 0.06% | 109 | -1,053 | -4.0% | Q1 2026 | Apr 28, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Reduced | 25,166 | 277 | 0.02% | 0.03% | 110 | -10,000 | -28.44% | Q1 2026 | May 12, 2026 |
| Vann Equity Management LLC | History | New | 23,672 | 260 | 0.19% | — | 111 | +23,672 | New | Q1 2026 | May 08, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 23,100 | 254 | 0.03% | — | 112 | +23,100 | New | Q1 2026 | Apr 22, 2026 |
| United Advisor Group, LLC | History | Added to | 22,415 | 247 | 0.03% | 0.03% | 113 | +883 | 4.1% | Q1 2026 | Apr 17, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 23,032 | 245 | 0.02% | 0.01% | 114 | +93 | 0.41% | Q1 2026 | Apr 24, 2026 |
| David J Yvars Group | History | Reduced | 21,467 | 233 | 0.13% | 0.15% | 115 | -226 | -1.04% | Q1 2026 | Apr 08, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 20,971 | 231 | 0.0% | 0.0% | 116 | -21,142 | -50.2% | Q1 2026 | May 05, 2026 |
| Arkadios Wealth Advisors | History | New | 20,968 | 231 | 0.0% | — | 117 | +20,968 | New | Q1 2026 | May 18, 2026 |
| CoreCap Advisors, LLC | History | Added to | 20,764 | 228 | 0.01% | 0.01% | 118 | +7,000 | 50.86% | Q1 2026 | Apr 07, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 20,143 | 221 | 0.04% | 0.05% | 119 | +445 | 2.26% | Q1 2026 | Apr 24, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 20,011 | 220 | 0.0% | 0.0% | 120 | -6,787 | -25.33% | Q1 2026 | May 12, 2026 |
| HRT FINANCIAL LP | History | New | 19,443 | 214 | 0.0% | — | 121 | +19,443 | New | Q1 2026 | May 14, 2026 |
| Waverly Advisors, LLC | History | Added to | 19,392 | 213 | 0.0% | 0.0% | 122 | +695 | 3.72% | Q1 2026 | May 15, 2026 |
| NORTHSTAR ASSET MANAGEMENT INC | History | No change | 19,005 | 209 | 0.06% | 0.06% | 123 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | Added to | 18,882 | 208 | 0.08% | 0.09% | 124 | +840 | 4.66% | Q1 2026 | Apr 09, 2026 |
| Moors & Cabot, Inc. | History | No change | 18,705 | 206 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 17,950 | 197 | 0.11% | 0.13% | 126 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 17,756 | 195 | 0.0% | 0.0% | 127 | +2,429 | 15.85% | Q1 2026 | May 11, 2026 |
| Creative Planning | History | Added to | 17,481 | 192 | 0.0% | 0.0% | 128 | +3,812 | 27.89% | Q1 2026 | May 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 16,882 | 189 | 0.01% | 0.01% | 129 | +68 | 0.4% | Q1 2026 | May 01, 2026 |
| Silverleafe Capital Partners, LLC | History | New | 16,987 | 187 | 0.06% | — | 130 | +16,987 | New | Q1 2026 | Apr 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 16,160 | 178 | 0.0% | — | 132 | +16,160 | New | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Reduced | 16,183 | 178 | 0.0% | 0.0% | 131 | -4,262 | -20.85% | Q1 2026 | May 05, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 16,088 | 177 | 0.0% | 0.0% | 133 | -6,423 | -28.53% | Q1 2026 | Apr 28, 2026 |
| CWM, LLC | History | Added to | 15,635 | 172 | 0.0% | 0.0% | 134 | +14,135 | 942.33% | Q1 2026 | May 14, 2026 |
| Garden State Investment Advisory Services LLC | History | Reduced | 15,428 | 170 | 0.04% | 0.12% | 135 | -28,050 | -64.52% | Q1 2026 | May 13, 2026 |
| Fisher Asset Management, LLC | History | New | 15,126 | 166 | 0.0% | — | 136 | +15,126 | New | Q1 2026 | May 05, 2026 |
| NOMURA HOLDINGS INC | History | Reduced | 15,000 | 165 | 0.0% | 0.0% | 137 | -19,129 | -56.05% | Q1 2026 | May 15, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 12,613 | 162 | 0.01% | 0.01% | 138 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | No change | 14,539 | 160 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Annex Advisory Services, LLC | History | Reduced | 14,370 | 158 | 0.0% | 0.0% | 140 | -801 | -5.28% | Q1 2026 | Apr 16, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 14,044 | 154 | 0.0% | 0.0% | 141 | -2,000 | -12.47% | Q1 2026 | Apr 20, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 13,622 | 150 | 0.06% | 0.07% | 142 | +477 | 3.63% | Q1 2026 | Apr 21, 2026 |
| LVZ, Inc. | History | No change | 12,682 | 139 | 0.02% | 0.02% | 143 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Kapstone Financial Advisors LLC | History | Added to | 12,570 | 138 | 0.07% | 0.06% | 144 | +2,500 | 24.83% | Q1 2026 | Apr 22, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 12,273 | 135 | 0.0% | 0.01% | 145 | -28 | -0.23% | Q1 2026 | May 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 12,070 | 134 | 0.0% | 0.0% | 146 | +1,164 | 10.67% | Q1 2026 | Apr 08, 2026 |
| Gladstone Institutional Advisory LLC | History | New | 11,558 | 127 | 0.0% | — | 148 | +11,558 | New | Q1 2026 | May 14, 2026 |
| TSFG, LLC | History | No change | 11,516 | 127 | 0.02% | 0.02% | 147 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| IHT Wealth Management, LLC | History | New | 11,335 | 124 | 0.0% | — | 149 | +11,335 | New | Q1 2026 | May 15, 2026 |
| Ameritas Advisory Services, LLC | History | New | 11,312 | 124 | 0.0% | — | 150 | +11,312 | New | Q1 2026 | May 12, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 11,166 | 123 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Core Wealth Partners LLC | History | No change | 10,979 | 120 | 0.06% | 0.06% | 152 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | Reduced | 10,711 | 118 | 0.05% | 0.09% | 153 | -5,531 | -34.05% | Q1 2026 | Apr 23, 2026 |
| Prospera Financial Services Inc | History | New | 10,608 | 116 | 0.0% | — | 155 | +10,608 | New | Q1 2026 | Apr 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 10,567 | 116 | 0.0% | 0.0% | 154 | +996 | 10.41% | Q1 2026 | May 11, 2026 |
| Uniting Wealth Partners, LLC | History | New | 10,000 | 110 | 0.02% | — | 158 | +10,000 | New | Q1 2026 | Apr 22, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 10,068 | 110 | 0.01% | 0.0% | 156 | +4,509 | 81.11% | Q1 2026 | May 15, 2026 |
| Larson Financial Group LLC | History | Added to | 10,056 | 110 | 0.0% | 0.0% | 157 | +3,277 | 48.34% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 9,950 | 109 | 0.0% | 0.0% | 159 | +472 | 4.98% | Q1 2026 | May 15, 2026 |
| Quarry LP | History | New | 9,623 | 106 | 0.02% | — | 160 | +9,623 | New | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 9,351 | 103 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Triumph Capital Management | History | Reduced | 7,735 | 85 | 0.02% | 0.02% | 162 | -550 | -6.64% | Q1 2026 | May 13, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 7,000 | 77 | 0.04% | 0.05% | 163 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | New | 5,569 | 61 | 0.0% | — | 164 | +5,569 | New | Q1 2026 | May 15, 2026 |
| PETERSON WEALTH MANAGEMENT | History | New | 4,588 | 50 | 0.03% | — | 165 | +4,588 | New | Q1 2026 | May 15, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,826 | 49 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 4,188 | 46 | 0.0% | 0.0% | 167 | +1,860 | 79.9% | Q1 2026 | May 07, 2026 |
| EASTERN BANK | History | Reduced | 4,073 | 44 | 0.0% | 0.0% | 168 | -4,000 | -49.55% | Q1 2026 | Apr 07, 2026 |
| COUNTRY TRUST BANK | History | No change | 4,000 | 44 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Anfield Capital Management, LLC | History | No change | 3,654 | 40 | 0.01% | 0.01% | 170 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 3,055 | 34 | 0.01% | 0.01% | 171 | +600 | 24.44% | Q1 2026 | May 14, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 2,942 | 32 | 0.01% | — | 173 | +2,942 | New | Q1 2026 | Apr 13, 2026 |
| Nova Wealth Management, Inc. | History | No change | 2,940 | 32 | 0.02% | 0.03% | 172 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CENTRAL TRUST Co | History | New | 2,500 | 27 | 0.0% | — | 175 | +2,500 | New | Q1 2026 | Apr 17, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 2,461 | 27 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | Reduced | 1,997 | 22 | 0.0% | 0.0% | 176 | -280 | -12.3% | Q1 2026 | May 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 2,000 | 21 | 0.0% | — | 177 | +2,000 | New | Q1 2026 | May 15, 2026 |
| Kentucky Trust Co | History | No change | 1,500 | 16 | 0.01% | 0.01% | 178 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 1,390 | 15 | 0.0% | 0.01% | 179 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| ASSETMARK, INC | History | Added to | 1,318 | 14 | 0.0% | 0.0% | 180 | +262 | 24.81% | Q1 2026 | May 06, 2026 |
| IFP Advisors, Inc | History | Added to | 1,344 | 14 | 0.0% | 0.0% | 181 | +59 | 4.59% | Q1 2026 | Apr 13, 2026 |
| Kozak & Associates, Inc. | History | Added to | 1,297 | 14 | 0.0% | 0.0% | 182 | +58 | 4.68% | Q1 2026 | Apr 14, 2026 |
| North Star Investment Management Corp. | History | New | 1,000 | 11 | 0.0% | — | 183 | +1,000 | New | Q1 2026 | Apr 23, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | Added to | 903 | 10 | 0.01% | 0.01% | 184 | +28 | 3.2% | Q1 2026 | May 15, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 777 | 8 | 0.0% | 0.0% | 185 | +34 | 4.58% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | No change | 722 | 7 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Gen-Wealth Partners Inc | History | No change | 659 | 7 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Advisors Asset Management, Inc. | History | New | 550 | 6 | 0.0% | — | 188 | +550 | New | Q1 2026 | May 15, 2026 |
| GHP Investment Advisors, Inc. | History | New | 515 | 5 | 0.0% | — | 190 | +515 | New | Q1 2026 | Apr 21, 2026 |
| Roble, Belko & Company, Inc | History | No change | 498 | 5 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Beaird Harris Wealth Management, LLC | History | New | 412 | 4 | 0.0% | — | 193 | +412 | New | Q1 2026 | May 14, 2026 |
| Bollard Group LLC | History | New | 399 | 4 | 0.0% | — | 192 | +399 | New | Q1 2026 | May 14, 2026 |
| MATHER GROUP, LLC. | History | New | 365 | 4 | 0.0% | — | 191 | +365 | New | Q1 2026 | Apr 13, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 300 | 3 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 250 | 2 | 0.0% | — | 197 | +250 | New | Q1 2026 | Apr 29, 2026 |
| Osbon Capital Management LLC | History | New | 242 | 2 | 0.0% | — | 198 | +242 | New | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Added to | 246 | 2 | 0.0% | 0.0% | 195 | +116 | 89.23% | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 230 | 2 | 0.0% | 0.0% | 196 | -20 | -8.0% | Q1 2026 | Apr 06, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -114,671 | -100.0% | Q1 2026 | May 15, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -109,842 | -100.0% | Q1 2026 | Apr 20, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -95,343 | -100.0% | Q1 2026 | May 12, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -90,270 | -100.0% | Q1 2026 | May 11, 2026 |
| Quantinno Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -87,593 | -100.0% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -76,193 | -100.0% | Q1 2026 | Apr 23, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.05% | — | -61,187 | -100.0% | Q1 2026 | May 12, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -54,682 | -100.0% | Q1 2026 | May 13, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -46,290 | -100.0% | Q1 2026 | May 14, 2026 |
| Buska Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -38,013 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,598 | -100.0% | Q1 2026 | May 13, 2026 |
| Presper Financial Architects, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -27,749 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Bauman Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -20,660 | -100.0% | Q1 2026 | May 06, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -19,610 | -100.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,065 | -100.0% | Q1 2026 | May 14, 2026 |
| Altus Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -10,092 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Elm3 Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -10,026 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Gridiron Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,000 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,230 | -100.0% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,761 | -100.0% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 26 | 0 | — | 0.0% | — | -1,526 | -98.32% | Q1 2026 | Apr 07, 2026 |
| Strategic Advocates LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,106 | -100.0% | Q1 2026 | May 15, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -930 | -100.0% | Q1 2026 | May 07, 2026 |
| Darwin Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q1 2026 | May 01, 2026 |
| Ares Financial Consulting, LLC | History | Closed out | 0 | 0 | — | — | — | -54 | -100.0% | Q1 2026 | Apr 02, 2026 |
| DANSKE BANK A/S | History | New | 3 | 0 | — | — | — | +3 | New | Q1 2026 | May 12, 2026 |
| DV Trading LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 15, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Financial Perspectives, Inc | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Tidemark, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Bank & Trust Co | History | No change | 32 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |