GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - GOF
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 7,020,414 | 90,422 | 0.01% | 0.01% | 1 | -1,135,746 | -13.93% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 2,552,235 | 32,872 | 0.01% | 0.01% | 2 | +151,730 | 6.32% | Q4 2025 | Feb 11, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Added to | 2,326,544 | 29,965 | 1.86% | 2.45% | 3 | +55,134 | 2.43% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Added to | 1,692,259 | 21,796 | 0.0% | 0.0% | 4 | +111,064 | 7.02% | Q4 2025 | Jan 29, 2026 |
| BlackRock, Inc. | History | Added to | 1,621,127 | 20,880 | 0.0% | 0.0% | 5 | +1,605,725 | 10425.43% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,496,450 | 19,274 | 0.01% | 0.0% | 6 | +699,678 | 87.81% | Q4 2025 | Feb 10, 2026 |
| Invesco Ltd. | History | New | 1,322,981 | 17,039 | 0.0% | — | 7 | +1,322,981 | New | Q4 2025 | Feb 19, 2026 |
| Cetera Investment Advisers | History | Added to | 1,261,043 | 16,242 | 0.02% | 0.02% | 8 | +57,105 | 4.74% | Q4 2025 | Feb 17, 2026 |
| Logan Stone Capital, LLC | History | New | 990,476 | 12,757 | 3.15% | — | 9 | +990,476 | New | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 982,206 | 12,650 | 0.0% | — | 10 | +982,206 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 953,441 | 12,280 | 0.02% | 0.02% | 11 | +1,748 | 0.18% | Q4 2025 | Feb 17, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 927,245 | 11,942 | 4.04% | — | 12 | +927,245 | New | Q4 2025 | Feb 13, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 899,165 | 11,581 | 0.28% | 0.3% | 13 | +79,116 | 9.65% | Q4 2025 | Feb 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 811,692 | 10,454 | 0.49% | — | 14 | +811,692 | New | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 795,221 | 10,242 | 0.02% | 0.03% | 15 | -36,203 | -4.35% | Q4 2025 | Feb 13, 2026 |
| COHEN & STEERS, INC. | History | Added to | 771,789 | 9,941 | 0.02% | 0.01% | 16 | +435,000 | 129.16% | Q4 2025 | Feb 13, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 766,936 | 9,878 | 0.01% | 0.01% | 17 | +342,456 | 80.68% | Q4 2025 | Feb 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 731,073 | 9,416 | 0.0% | 0.0% | 18 | +24,100 | 3.41% | Q4 2025 | Feb 18, 2026 |
| Secure Asset Management, LLC | History | Added to | 545,539 | 7,026 | 1.1% | 1.17% | 19 | +73,039 | 15.46% | Q4 2025 | Jan 20, 2026 |
| PETRA FINANCIAL ADVISORS INC | History | Added to | 458,316 | 5,903 | 3.46% | 3.98% | 20 | +2,487 | 0.55% | Q4 2025 | Jan 21, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 457,837 | 5,896 | 0.0% | 0.0% | 21 | -46,528 | -9.23% | Q4 2025 | Feb 17, 2026 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 421,719 | 5,431 | 0.07% | 0.08% | 22 | -19,778 | -4.48% | Q4 2025 | Jan 21, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 406,306 | 5,233 | 0.01% | 0.01% | 23 | +36,845 | 9.97% | Q4 2025 | Feb 11, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 368,341 | 4,744 | 0.0% | 0.0% | 24 | +281,482 | 324.07% | Q4 2025 | Feb 12, 2026 |
| Kera Capital Partners, Inc. | History | New | 362,801 | 4,636 | 0.57% | — | 25 | +362,801 | New | Q4 2025 | Feb 23, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 333,371 | 4,293 | 0.16% | 0.22% | 26 | +23,802 | 7.69% | Q4 2025 | Feb 09, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 306,743 | 3,950 | 0.1% | 0.01% | 27 | +280,020 | 1047.86% | Q4 2025 | Jan 23, 2026 |
| Retirement Planning Group, LLC | History | Added to | 287,555 | 3,703 | 0.12% | 0.14% | 28 | +13,654 | 4.99% | Q4 2025 | Feb 03, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 247,477 | 3,187 | 0.04% | 0.07% | 29 | +18,181 | 7.93% | Q4 2025 | Feb 06, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 247,477 | 3,187 | 0.15% | 0.24% | 30 | +18,181 | 7.93% | Q4 2025 | Feb 12, 2026 |
| Baird Financial Group, Inc. | History | Added to | 244,701 | 3,151 | 0.0% | 0.0% | 31 | +55,601 | 29.4% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 241,284 | 3,107 | 0.01% | 0.01% | 32 | +109,106 | 82.54% | Q4 2025 | Feb 17, 2026 |
| Richmond Brothers, Inc. | History | Added to | 240,545 | 3,098 | 1.97% | 2.17% | 33 | +11,217 | 4.89% | Q4 2025 | Feb 12, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 240,518 | 3,097 | 0.04% | 0.03% | 34 | +4,291 | 1.82% | Q4 2025 | Feb 13, 2026 |
| Illumine Investment Management, LLC | History | Added to | 227,223 | 2,926 | 2.13% | 2.41% | 35 | +1,347 | 0.6% | Q4 2025 | Feb 09, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Added to | 222,618 | 2,867 | 0.31% | 0.38% | 36 | +6,722 | 3.11% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 222,545 | 2,866 | 0.0% | 0.0% | 37 | +146,604 | 193.05% | Q4 2025 | Feb 17, 2026 |
| Harpswell Capital Advisors, LLC | History | New | 198,923 | 2,562 | 2.03% | — | 38 | +198,923 | New | Q4 2025 | Feb 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 198,020 | 2,550 | 0.0% | 0.0% | 39 | +11,632 | 6.24% | Q4 2025 | Feb 06, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 196,262 | 2,527 | 0.24% | 0.27% | 40 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 191,607 | 2,468 | 0.07% | 0.09% | 41 | +12,646 | 7.07% | Q4 2025 | Feb 12, 2026 |
| XTX Topco Ltd | History | New | 170,088 | 2,190 | 0.06% | — | 42 | +170,088 | New | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 169,603 | 2,184 | 0.03% | 0.04% | 43 | +16,043 | 10.45% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 169,483 | 2,182 | 0.0% | 0.0% | 44 | -61,984 | -26.78% | Q4 2025 | Feb 12, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Added to | 161,629 | 2,081 | 0.05% | 0.04% | 45 | +60,229 | 59.4% | Q4 2025 | Feb 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 154,281 | 1,987 | 0.01% | 0.01% | 46 | -137,341 | -47.1% | Q4 2025 | Feb 05, 2026 |
| Tennessee Valley Asset Management Partners | History | Added to | 151,386 | 1,949 | 0.25% | 0.29% | 47 | +9,530 | 6.72% | Q4 2025 | Feb 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 150,959 | 1,944 | 0.01% | 0.01% | 48 | +22,383 | 17.41% | Q4 2025 | Feb 13, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Reduced | 142,091 | 1,830 | 0.65% | 0.9% | 49 | -20,179 | -12.44% | Q4 2025 | Feb 06, 2026 |
| AE Wealth Management LLC | History | Added to | 137,245 | 1,767 | 0.01% | 0.0% | 50 | +106,132 | 341.12% | Q4 2025 | Jan 26, 2026 |
| Noble Wealth Management PBC | History | New | 132,565 | 1,707 | 0.86% | — | 51 | +132,565 | New | Q4 2025 | Jan 05, 2026 |
| Smith Asset Management Co., LLC | History | Added to | 123,059 | 1,585 | 1.31% | 1.3% | 52 | +21,188 | 20.8% | Q4 2025 | Feb 19, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 118,128 | 1,521 | 0.21% | — | 53 | +118,128 | New | Q4 2025 | Feb 09, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 117,743 | 1,516 | 0.01% | 0.01% | 54 | -15,853 | -11.87% | Q4 2025 | Feb 12, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 116,620 | 1,502 | 0.28% | 0.33% | 55 | +117 | 0.1% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 114,671 | 1,476 | 0.01% | 0.01% | 56 | -3,500 | -2.96% | Q4 2025 | Feb 18, 2026 |
| TrueMark Investments, LLC | History | New | 109,842 | 1,414 | 0.27% | — | 57 | +109,842 | New | Q4 2025 | Jan 14, 2026 |
| Almanack Investment Partners, LLC. | History | Reduced | 107,595 | 1,385 | 0.24% | 0.27% | 58 | -10,464 | -8.86% | Q4 2025 | Jan 29, 2026 |
| IFG Advisory, LLC | History | Reduced | 95,343 | 1,228 | 0.05% | 0.07% | 59 | -2,704 | -2.76% | Q4 2025 | Feb 10, 2026 |
| Mutual Advisors, LLC | History | Added to | 95,119 | 1,225 | 0.03% | 0.03% | 60 | +1,056 | 1.12% | Q4 2025 | Feb 02, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 90,270 | 1,162 | 0.02% | 0.04% | 61 | -51,766 | -36.45% | Q4 2025 | Feb 12, 2026 |
| Quantinno Capital Management LP | History | New | 87,593 | 1,128 | 0.0% | — | 62 | +87,593 | New | Q4 2025 | Feb 17, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 84,576 | 1,089 | 0.03% | 0.04% | 63 | +3,681 | 4.55% | Q4 2025 | Jan 09, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 80,964 | 1,042 | 0.0% | 0.0% | 64 | +9,531 | 13.34% | Q4 2025 | Feb 18, 2026 |
| PFG Investments, LLC | History | Reduced | 79,661 | 1,026 | 0.05% | 0.06% | 65 | -2,389 | -2.91% | Q4 2025 | Jan 26, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 76,799 | 985 | 0.0% | 0.0% | 66 | -3,692 | -4.59% | Q4 2025 | Feb 05, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 76,193 | 936 | 0.02% | 0.01% | 67 | +31,436 | 70.24% | Q4 2025 | Feb 11, 2026 |
| UMB Bank, n.a. | History | No change | 70,038 | 902 | 0.01% | 0.02% | 68 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Sigma Planning Corp | History | Reduced | 69,542 | 895 | 0.02% | 0.03% | 69 | -9,316 | -11.81% | Q4 2025 | Jan 30, 2026 |
| Focus Financial Network, Inc. | History | Added to | 68,967 | 888 | 0.03% | 0.03% | 70 | +7,747 | 12.65% | Q4 2025 | Jan 12, 2026 |
| Kovack Advisors, Inc. | History | New | 68,423 | 881 | 0.04% | — | 71 | +68,423 | New | Q4 2025 | Feb 17, 2026 |
| PMG Family Office LLC | History | Added to | 63,548 | 818 | 0.95% | 0.94% | 72 | +7,252 | 12.88% | Q4 2025 | Jan 28, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 61,187 | 788 | 0.05% | — | 73 | +61,187 | New | Q4 2025 | Feb 13, 2026 |
| Western Wealth Management, LLC | History | Added to | 60,704 | 781 | 0.04% | 0.03% | 74 | +23,768 | 64.35% | Q4 2025 | Feb 05, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 59,327 | 764 | 0.02% | 0.02% | 75 | +86 | 0.15% | Q4 2025 | Jan 28, 2026 |
| CHOREO, LLC | History | Reduced | 57,067 | 746 | 0.01% | 0.01% | 76 | -12,234 | -17.65% | Q4 2025 | Jan 23, 2026 |
| Sovran Advisors, LLC | History | Reduced | 55,684 | 712 | 0.06% | 0.09% | 77 | -17,958 | -24.39% | Q4 2025 | Jan 20, 2026 |
| Marex Group plc | History | New | 54,682 | 704 | 0.0% | — | 78 | +54,682 | New | Q4 2025 | Feb 12, 2026 |
| Focus Partners Wealth | History | Added to | 46,290 | 680 | 0.0% | 0.0% | 79 | +6,290 | 15.73% | Q4 2025 | Feb 13, 2026 |
| Brookstone Capital Management | History | Reduced | 47,045 | 605 | 0.01% | 0.01% | 80 | -1,839 | -3.76% | Q4 2025 | Jan 15, 2026 |
| Mallini Complete Financial Planning LLC | History | Added to | 46,833 | 603 | 0.48% | 0.55% | 81 | +1,256 | 2.76% | Q4 2025 | Jan 06, 2026 |
| Fiduciary Alliance LLC | History | Reduced | 45,581 | 587 | 0.04% | 0.06% | 82 | -9,299 | -16.94% | Q4 2025 | Jan 22, 2026 |
| Discipline Wealth Solutions, LLC | History | Added to | 45,489 | 585 | 0.11% | 0.14% | 84 | +9,554 | 26.59% | Q4 2025 | Jan 26, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 45,469 | 585 | 0.01% | 0.01% | 83 | -8,853 | -16.3% | Q4 2025 | Feb 02, 2026 |
| Parisi Gray Wealth Management | History | Reduced | 45,001 | 579 | 0.13% | 0.2% | 85 | -5,232 | -10.42% | Q4 2025 | Jan 07, 2026 |
| Garden State Investment Advisory Services LLC | History | Reduced | 43,478 | 559 | 0.12% | 0.17% | 86 | -8,428 | -16.24% | Q4 2025 | Feb 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 42,857 | 551 | 0.0% | 0.0% | 87 | -6,300 | -12.82% | Q4 2025 | Feb 17, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 42,413 | 546 | 0.05% | 0.0% | 88 | +41,700 | 5848.53% | Q4 2025 | Jan 26, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 42,113 | 542 | 0.0% | 0.0% | 89 | +4,200 | 11.08% | Q4 2025 | Jan 29, 2026 |
| Buska Wealth Management, LLC | History | Reduced | 38,013 | 489 | 0.18% | 0.18% | 90 | -1,229 | -3.13% | Q4 2025 | Jan 22, 2026 |
| Jacobi Capital Management LLC | History | Added to | 37,772 | 486 | 0.03% | 0.03% | 91 | +4,801 | 14.56% | Q4 2025 | Feb 13, 2026 |
| Capital Analysts, LLC | History | Added to | 35,829 | 461 | 0.01% | 0.01% | 92 | +10,120 | 39.36% | Q4 2025 | Feb 11, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Reduced | 35,166 | 452 | 0.03% | 0.04% | 93 | -2,000 | -5.38% | Q4 2025 | Feb 12, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 34,598 | 445 | 0.0% | 0.0% | 94 | -3,912 | -10.16% | Q4 2025 | Feb 12, 2026 |
| NOMURA HOLDINGS INC | History | New | 34,129 | 439 | 0.0% | — | 95 | +34,129 | New | Q4 2025 | Feb 17, 2026 |
| Prosperity Wealth Management, Inc. | History | New | 33,416 | 430 | 0.14% | — | 96 | +33,416 | New | Q4 2025 | Mar 27, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 31,885 | 410 | 0.0% | 0.01% | 97 | -19,534 | -37.99% | Q4 2025 | Feb 17, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 31,445 | 405 | 0.01% | 0.01% | 99 | -2,645 | -7.76% | Q4 2025 | Jan 22, 2026 |
| Bank of New York Mellon Corp | History | No change | 31,507 | 405 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| COMERICA BANK | History | Reduced | 29,629 | 381 | 0.0% | 0.0% | 100 | -1,427 | -4.59% | Q4 2025 | Jan 29, 2026 |
| Merit Financial Group, LLC | History | Added to | 29,082 | 374 | 0.0% | 0.0% | 101 | +2,470 | 9.28% | Q4 2025 | Jan 26, 2026 |
| Presper Financial Architects, LLC | History | Reduced | 27,749 | 357 | 0.2% | 0.42% | 102 | -20,529 | -42.52% | Q4 2025 | Feb 05, 2026 |
| Capital CS Group, LLC | History | Added to | 27,664 | 356 | 0.55% | 0.5% | 103 | +6,402 | 30.11% | Q4 2025 | Jan 09, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 27,602 | 355 | 0.0% | 0.0% | 104 | -8,000 | -22.47% | Q4 2025 | Jan 12, 2026 |
| Compound Planning, Inc. | History | No change | 27,591 | 355 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q4 2025 | Feb 19, 2026 |
| Disciplined Investments, LLC | History | Added to | 27,211 | 350 | 0.13% | 0.16% | 106 | +311 | 1.16% | Q4 2025 | Feb 05, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 26,798 | 345 | 0.0% | 0.0% | 107 | -3,465 | -11.45% | Q4 2025 | Feb 13, 2026 |
| Encompass More Asset Management | History | Reduced | 26,325 | 339 | 0.06% | 0.08% | 108 | -632 | -2.34% | Q4 2025 | Feb 03, 2026 |
| JB Capital LLC | History | Added to | 25,886 | 333 | 0.01% | 0.02% | 109 | +949 | 3.81% | Q4 2025 | Jan 20, 2026 |
| GREENBERG FINANCIAL GROUP | History | New | 24,791 | 319 | 0.13% | — | 110 | +24,791 | New | Q4 2025 | Jan 22, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 24,460 | 315 | 0.02% | 0.03% | 111 | +2,037 | 9.08% | Q4 2025 | Feb 17, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Added to | 23,857 | 307 | 0.04% | 0.05% | 112 | +167 | 0.7% | Q4 2025 | Jan 26, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 23,646 | 304 | 0.0% | 0.0% | 113 | -7,537 | -24.17% | Q4 2025 | Mar 16, 2026 |
| Global Retirement Partners, LLC | History | Added to | 23,634 | 304 | 0.01% | 0.01% | 114 | +7,332 | 44.98% | Q4 2025 | Feb 06, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 22,939 | 295 | 0.01% | 0.02% | 115 | -4,797 | -17.3% | Q4 2025 | Feb 17, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 22,511 | 289 | 0.0% | 0.01% | 116 | -16,788 | -42.72% | Q4 2025 | Jan 20, 2026 |
| David J Yvars Group | History | Reduced | 21,693 | 278 | 0.15% | 0.18% | 118 | -973 | -4.29% | Q4 2025 | Jan 12, 2026 |
| NBC SECURITIES, INC. | History | No change | 21,643 | 278 | 0.02% | 0.02% | 117 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| United Advisor Group, LLC | History | Added to | 21,532 | 277 | 0.03% | 0.03% | 119 | +8,980 | 71.54% | Q4 2025 | Jan 26, 2026 |
| Bauman Advisory Group, LLC | History | New | 20,660 | 266 | 0.21% | — | 120 | +20,660 | New | Q4 2025 | Feb 20, 2026 |
| HighTower Advisors, LLC | History | Reduced | 20,445 | 263 | 0.0% | 0.0% | 121 | -6,491 | -24.1% | Q4 2025 | Feb 06, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 19,698 | 253 | 0.05% | 0.07% | 122 | +221 | 1.13% | Q4 2025 | Jan 30, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 19,610 | 252 | 0.03% | — | 123 | +19,610 | New | Q4 2025 | Feb 17, 2026 |
| NORTHSTAR ASSET MANAGEMENT INC | History | New | 19,005 | 244 | 0.06% | — | 124 | +19,005 | New | Q4 2025 | Feb 12, 2026 |
| Moors & Cabot, Inc. | History | Added to | 18,705 | 240 | 0.01% | 0.01% | 126 | +5,650 | 43.28% | Q4 2025 | Feb 10, 2026 |
| Waverly Advisors, LLC | History | Reduced | 18,697 | 240 | 0.0% | 0.0% | 125 | -1,158 | -5.83% | Q4 2025 | Feb 17, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 18,025 | 232 | 0.01% | 0.07% | 127 | -82,562 | -82.08% | Q4 2025 | Feb 13, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | Added to | 18,042 | 232 | 0.09% | 0.06% | 128 | +7,062 | 64.32% | Q4 2025 | Jan 08, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | New | 17,950 | 231 | 0.13% | — | 129 | +17,950 | New | Q4 2025 | Jan 16, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 16,814 | 216 | 0.01% | 0.02% | 130 | +874 | 5.48% | Q4 2025 | Feb 03, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | Added to | 16,242 | 209 | 0.09% | 0.1% | 131 | +1,650 | 11.31% | Q4 2025 | Jan 22, 2026 |
| Virtu Financial LLC | History | New | 16,065 | 207 | 0.01% | — | 132 | +16,065 | New | Q4 2025 | Feb 23, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 16,044 | 206 | 0.0% | 0.0% | 133 | -871 | -5.15% | Q4 2025 | Jan 29, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 15,327 | 197 | 0.0% | 0.0% | 134 | -7,238 | -32.08% | Q4 2025 | Feb 10, 2026 |
| Annex Advisory Services, LLC | History | New | 15,171 | 195 | 0.0% | — | 135 | +15,171 | New | Q4 2025 | Jan 26, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Reduced | 14,539 | 187 | 0.0% | 0.01% | 136 | -4,200 | -22.41% | Q4 2025 | Jan 16, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 13,764 | 177 | 0.01% | 0.02% | 137 | -31,627 | -69.68% | Q4 2025 | Jan 13, 2026 |
| Creative Planning | History | Reduced | 13,669 | 176 | 0.0% | 0.0% | 138 | -15,925 | -53.81% | Q4 2025 | Feb 17, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 13,145 | 169 | 0.07% | 0.09% | 139 | -1,714 | -11.54% | Q4 2025 | Jan 14, 2026 |
| LVZ, Inc. | History | No change | 12,682 | 163 | 0.02% | 0.02% | 140 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Main Street Financial Solutions, LLC | History | New | 12,613 | 162 | 0.01% | — | 141 | +12,613 | New | Q4 2025 | Feb 17, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 12,301 | 158 | 0.01% | 0.01% | 142 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| TSFG, LLC | History | No change | 11,516 | 148 | 0.02% | 0.03% | 143 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 11,166 | 143 | 0.0% | 0.0% | 144 | -830 | -6.92% | Q4 2025 | Feb 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 10,906 | 142 | 0.0% | — | 145 | +10,906 | New | Q4 2025 | Jan 08, 2026 |
| Core Wealth Partners LLC | History | No change | 10,979 | 141 | 0.06% | 0.08% | 146 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Elm3 Financial Group, LLC | History | Reduced | 10,026 | 129 | 0.11% | 0.17% | 149 | -3,549 | -26.14% | Q4 2025 | Jan 22, 2026 |
| Kapstone Financial Advisors LLC | History | Reduced | 10,070 | 129 | 0.06% | 0.08% | 148 | -1,000 | -9.03% | Q4 2025 | Feb 05, 2026 |
| Altus Wealth Group LLC | History | No change | 10,092 | 129 | 0.05% | 0.06% | 147 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Gridiron Partners, LLC | History | Reduced | 10,000 | 128 | 0.07% | 0.08% | 150 | -84,765 | -89.45% | Q4 2025 | Jan 08, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 9,571 | 123 | 0.0% | 0.0% | 151 | -4,338 | -31.19% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 9,478 | 122 | 0.0% | 0.0% | 152 | -3,164 | -25.03% | Q4 2025 | Feb 09, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 9,351 | 120 | 0.0% | — | 153 | +9,351 | New | Q4 2025 | Feb 10, 2026 |
| Triumph Capital Management | History | New | 8,285 | 106 | 0.02% | — | 154 | +8,285 | New | Q4 2025 | Feb 12, 2026 |
| EASTERN BANK | History | No change | 8,073 | 103 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 7,000 | 90 | 0.05% | 0.06% | 156 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Larson Financial Group LLC | History | Added to | 6,779 | 87 | 0.0% | 0.0% | 157 | +464 | 7.35% | Q4 2025 | Feb 06, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 5,559 | 71 | 0.0% | 0.01% | 158 | -5,963 | -51.75% | Q4 2025 | Feb 20, 2026 |
| COUNTRY TRUST BANK | History | No change | 4,000 | 51 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,826 | 49 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Anfield Capital Management, LLC | History | No change | 3,654 | 47 | 0.01% | 0.02% | 161 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 3,038 | 39 | 0.0% | — | 162 | +3,038 | New | Q4 2025 | Feb 02, 2026 |
| Nova Wealth Management, Inc. | History | No change | 2,940 | 37 | 0.03% | 0.03% | 163 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 2,455 | 31 | 0.01% | 0.01% | 164 | +1,100 | 81.18% | Q4 2025 | Feb 10, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 2,461 | 31 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 2,328 | 29 | 0.0% | 0.0% | 166 | -816 | -25.95% | Q4 2025 | Feb 10, 2026 |
| Arax Advisory Partners | History | No change | 2,277 | 29 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Cape Investment Advisory, Inc. | History | New | 2,230 | 28 | 0.01% | — | 168 | +2,230 | New | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 1,761 | 22 | 0.0% | — | 169 | +1,761 | New | Q4 2025 | Feb 05, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,552 | 19 | 0.0% | — | 171 | +1,526 | 5869.23% | Q4 2025 | Jan 23, 2026 |
| CWM, LLC | History | New | 1,500 | 19 | 0.0% | — | 170 | +1,500 | New | Q4 2025 | Jan 26, 2026 |
| Kentucky Trust Co | History | No change | 1,500 | 19 | 0.01% | 0.01% | 172 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| IFP Advisors, Inc | History | New | 1,285 | 16 | 0.0% | — | 173 | +1,285 | New | Q4 2025 | Feb 06, 2026 |
| Kozak & Associates, Inc. | History | Added to | 1,239 | 15 | 0.0% | 0.0% | 174 | +35 | 2.91% | Q4 2025 | Jan 12, 2026 |
| Strategic Advocates LLC | History | Added to | 1,106 | 14 | 0.0% | 0.0% | 175 | +22 | 2.03% | Q4 2025 | Feb 11, 2026 |
| ASSETMARK, INC | History | New | 1,056 | 13 | 0.0% | — | 176 | +1,056 | New | Q4 2025 | Jan 23, 2026 |
| Parallel Advisors, LLC | History | Reduced | 930 | 11 | 0.0% | 0.0% | 178 | -4,920 | -84.1% | Q4 2025 | Feb 11, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | Added to | 875 | 11 | 0.01% | 0.01% | 177 | +236 | 36.93% | Q4 2025 | Feb 13, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 743 | 9 | 0.0% | 0.01% | 181 | -699 | -48.47% | Q4 2025 | Feb 18, 2026 |
| Darwin Wealth Management, LLC | History | No change | 750 | 9 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Spire Wealth Management | History | No change | 722 | 9 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Gen-Wealth Partners Inc | History | No change | 659 | 8 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Roble, Belko & Company, Inc | History | New | 498 | 6 | 0.0% | — | 183 | +498 | New | Q4 2025 | Jan 12, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 300 | 3 | 0.0% | — | 185 | +300 | New | Q4 2025 | Feb 19, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| MAI Capital Management | History | Reduced | 130 | 1 | 0.0% | 0.0% | 186 | -44 | -25.29% | Q4 2025 | Feb 13, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Closed out | 0 | 0 | — | 0.36% | — | -202,327 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -106,612 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Strategic Financial Concepts, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -55,676 | -100.0% | Q3 2025 | Nov 13, 2025 |
| New England Private Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -43,327 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -31,504 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,943 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Realta Investment Advisors | History | Closed out | 0 | 0 | — | 0.11% | — | -21,383 | -100.0% | Q3 2025 | Oct 23, 2025 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.0% | — | -14,970 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Semus Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -14,486 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Vantage Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -12,951 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,374 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,336 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Claro Advisors Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -10,876 | -100.0% | Q3 2025 | Nov 12, 2025 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,600 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Beacon Financial Advisory LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -10,296 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Uniting Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -10,000 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,625 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Future Financial Wealth Managment LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -4,000 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Aspect Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,809 | -100.0% | Q3 2025 | Nov 06, 2025 |
| J.Safra Asset Management Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -843 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -656 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MATHER GROUP, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -365 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -325 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Ares Financial Consulting, LLC | History | New | 54 | 0 | — | — | — | +54 | New | Q4 2025 | Jan 30, 2026 |
| Winch Advisory Services, LLC | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q3 2025 | Nov 05, 2025 |
| DV Trading LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Feb 17, 2026 |
| Tidemark, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 10, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 13, 2025 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CITIGROUP INC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Financial Perspectives, Inc | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Bank & Trust Co | History | No change | 32 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |