GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - GOF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 6,845,822 | 74,756 | 0.0% | 0.01% | 1 | -1,291,380 | -15.87% | Q2 2026 | Aug 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 2,666,430 | 29,117 | 1.38% | 1.04% | 2 | +778,095 | 41.21% | Q2 2026 | Aug 14, 2026 |
| Estate Planners Group, LLC | History | Added to | 2,464,791 | 26,915 | 12.17% | 12.55% | 3 | +94,176 | 3.97% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Reduced | 2,448,496 | 26,737 | 0.01% | 0.01% | 4 | -69,107 | -2.74% | Q2 2026 | Aug 07, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Reduced | 2,402,001 | 26,229 | 1.42% | 1.87% | 5 | -75,087 | -3.03% | Q2 2026 | Aug 06, 2026 |
| UBS Group AG | History | Added to | 2,071,032 | 22,615 | 0.0% | 0.0% | 6 | +153,820 | 8.02% | Q2 2026 | Aug 13, 2026 |
| Kera Capital Partners, Inc. | History | Added to | 1,787,381 | 19,518 | 1.87% | 0.05% | 7 | +1,749,184 | 4579.38% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,734,753 | 18,943 | 0.0% | 0.0% | 8 | +266,774 | 18.17% | Q2 2026 | Sep 23, 2026 |
| Invesco Ltd. | History | Added to | 1,568,820 | 17,131 | 0.0% | 0.0% | 9 | +111,029 | 7.62% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 1,562,805 | 17,065 | 0.02% | 0.01% | 10 | +311,506 | 24.89% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,455,400 | 15,893 | 0.0% | 0.0% | 11 | +309,575 | 27.02% | Q2 2026 | Aug 14, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 1,336,680 | 14,596 | 4.48% | 3.81% | 12 | +321,280 | 31.64% | Q2 2026 | Aug 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,335,061 | 14,578 | 0.02% | 0.02% | 13 | +268,126 | 25.13% | Q2 2026 | Aug 14, 2026 |
| COHEN & STEERS, INC. | History | Added to | 1,256,789 | 13,724 | 0.02% | 0.02% | 14 | +35,000 | 2.86% | Q2 2026 | Aug 14, 2026 |
| Logan Stone Capital, LLC | History | Reduced | 1,204,833 | 13,156 | 2.78% | 3.98% | 15 | -94,270 | -7.26% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 955,315 | 10,432 | 0.0% | 0.0% | 16 | +176,023 | 22.59% | Q2 2026 | Aug 14, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 948,818 | 10,361 | 0.22% | 0.24% | 17 | +2,003 | 0.21% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 936,545 | 10,227 | 0.02% | 0.03% | 18 | +94,537 | 11.23% | Q2 2026 | Aug 07, 2026 |
| Secure Asset Management, LLC | History | Added to | 631,456 | 6,895 | 0.97% | 1.09% | 19 | +8,013 | 1.29% | Q2 2026 | Jul 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 627,834 | 6,855 | 0.0% | 0.0% | 20 | +24,499 | 4.06% | Q2 2026 | Aug 14, 2026 |
| PETRA FINANCIAL ADVISORS INC | History | Added to | 476,910 | 5,207 | 2.41% | 3.2% | 21 | +7,531 | 1.6% | Q2 2026 | Jul 24, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 476,318 | 5,201 | 0.01% | 0.01% | 22 | -88,142 | -15.62% | Q2 2026 | Jul 28, 2026 |
| Advisory Solutions Group, LLC | History | New | 472,129 | 5,155 | 1.75% | — | 23 | +472,129 | New | Q2 2026 | Jul 29, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 423,639 | 4,626 | 0.01% | 0.01% | 24 | +3,376 | 0.8% | Q2 2026 | Aug 05, 2026 |
| Arax Advisory Partners | History | Added to | 328,860 | 3,591 | 0.02% | 0.0% | 25 | +326,863 | 16367.7% | Q2 2026 | Aug 10, 2026 |
| Retirement Planning Group, LLC | History | Added to | 328,435 | 3,586 | 0.09% | 0.08% | 26 | +81,697 | 33.11% | Q2 2026 | Aug 05, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 316,813 | 3,491 | 0.09% | 0.09% | 27 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Harpswell Capital Advisors, LLC | History | Reduced | 304,093 | 3,320 | 2.13% | 2.69% | 28 | -23,524 | -7.18% | Q2 2026 | Aug 05, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 298,689 | 3,261 | 0.1% | 0.11% | 29 | +29,787 | 11.08% | Q2 2026 | Jul 31, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 277,401 | 3,029 | 0.02% | 0.02% | 30 | +3,580 | 1.31% | Q2 2026 | Sep 08, 2026 |
| Baird Financial Group, Inc. | History | Added to | 269,991 | 2,948 | 0.0% | 0.0% | 31 | +17,078 | 6.75% | Q2 2026 | Aug 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 260,787 | 2,847 | 0.03% | 0.03% | 32 | +71,793 | 37.99% | Q2 2026 | Aug 04, 2026 |
| Private Advisor Group, LLC | History | Added to | 253,258 | 2,765 | 0.01% | 0.01% | 33 | +13,577 | 5.66% | Q2 2026 | Jul 27, 2026 |
| AE Wealth Management LLC | History | Added to | 252,886 | 2,761 | 0.01% | 0.01% | 34 | +1,780 | 0.71% | Q2 2026 | Aug 03, 2026 |
| Integrity Advisory Solutions, LLC | History | New | 252,389 | 2,756 | 0.28% | — | 35 | +252,389 | New | Q2 2026 | Jul 31, 2026 |
| Richmond Brothers, Inc. | History | Reduced | 247,151 | 2,698 | 1.4% | 1.9% | 36 | -11,254 | -4.36% | Q2 2026 | Aug 11, 2026 |
| Gridiron Partners, LLC | History | New | 226,477 | 2,473 | 1.3% | — | 37 | +226,477 | New | Q2 2026 | Aug 05, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Added to | 225,080 | 2,457 | 0.16% | 0.23% | 38 | +23,725 | 11.78% | Q2 2026 | Aug 05, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 224,433 | 2,450 | 0.05% | 0.06% | 40 | +4,898 | 2.23% | Q2 2026 | Aug 12, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 224,433 | 2,450 | 0.02% | 0.03% | 39 | -834 | -0.37% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 221,191 | 2,415 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IMC-Chicago, LLC | History | New | 217,872 | 2,379 | 0.0% | — | 42 | +217,872 | New | Q2 2026 | Aug 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 196,502 | 2,146 | 0.0% | 0.01% | 43 | +9,135 | 4.88% | Q2 2026 | Jul 27, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 192,139 | 2,098 | 0.05% | 0.06% | 44 | +6,747 | 3.64% | Q2 2026 | Jul 28, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 190,195 | 2,076 | 0.18% | 0.2% | 45 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Added to | 182,722 | 1,995 | 0.04% | 0.05% | 46 | +3,340 | 1.86% | Q2 2026 | Jul 17, 2026 |
| XTX Topco Ltd | History | Reduced | 176,409 | 1,926 | 0.02% | 0.05% | 47 | -101,692 | -36.57% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 166,928 | 1,822 | 0.0% | 0.0% | 48 | +9,535 | 6.06% | Q2 2026 | Jul 29, 2026 |
| Quantinno Capital Management LP | History | New | 166,360 | 1,816 | 0.0% | — | 49 | +166,360 | New | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 164,030 | 1,791 | 0.0% | 0.0% | 50 | -9,548 | -5.5% | Q2 2026 | Aug 07, 2026 |
| Significant Wealth Partners LLC | History | Added to | 160,924 | 1,757 | 1.9% | 2.15% | 51 | +2,748 | 1.74% | Q2 2026 | Jul 14, 2026 |
| Tennessee Valley Asset Management Partners | History | Reduced | 158,023 | 1,725 | 0.19% | 0.25% | 52 | -13,657 | -7.95% | Q2 2026 | Aug 10, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Added to | 145,296 | 1,586 | 0.43% | 0.49% | 53 | +7,350 | 5.33% | Q2 2026 | Jul 24, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 140,503 | 1,534 | 0.2% | 0.22% | 54 | +19,371 | 15.99% | Q2 2026 | Aug 11, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 140,260 | 1,531 | 0.0% | 0.01% | 55 | +5,923 | 4.41% | Q2 2026 | Jul 28, 2026 |
| Smith Asset Management Co., LLC | History | Added to | 140,005 | 1,528 | 1.2% | 1.31% | 56 | +1,025 | 0.74% | Q2 2026 | Jul 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 130,868 | 1,429 | 0.0% | 0.01% | 57 | +4,054 | 3.2% | Q2 2026 | Aug 12, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 126,215 | 1,378 | 0.05% | 0.04% | 58 | +42,128 | 50.1% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 118,698 | 1,296 | 0.01% | 0.01% | 59 | +7,857 | 7.09% | Q2 2026 | Aug 13, 2026 |
| Founders Financial Alliance, LLC | History | Reduced | 117,396 | 1,281 | 0.17% | 0.24% | 60 | -2,538 | -2.12% | Q2 2026 | Aug 04, 2026 |
| PMG Family Office LLC | History | Added to | 112,594 | 1,229 | 1.13% | 1.09% | 61 | +23,656 | 26.6% | Q2 2026 | Jul 16, 2026 |
| Mutual Advisors, LLC | History | Added to | 108,650 | 1,186 | 0.02% | 0.03% | 62 | +863 | 0.8% | Q2 2026 | Aug 14, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 108,583 | 1,185 | 0.03% | 0.03% | 63 | +9,906 | 10.04% | Q2 2026 | Jul 07, 2026 |
| Z3 Capital Partners, LLC | History | Reduced | 101,711 | 1,110 | 0.23% | 0.3% | 64 | -6,945 | -6.39% | Q2 2026 | Jul 28, 2026 |
| CHOREO, LLC | History | Added to | 87,805 | 958 | 0.01% | 0.01% | 65 | +22,141 | 33.72% | Q2 2026 | Aug 04, 2026 |
| Kovack Advisors, Inc. | History | Added to | 81,351 | 888 | 0.04% | 0.04% | 66 | +8,842 | 12.19% | Q2 2026 | Jul 28, 2026 |
| IFG Advisory, LLC | History | New | 76,653 | 837 | 0.03% | — | 67 | +76,653 | New | Q2 2026 | Aug 13, 2026 |
| Virtu Financial LLC | History | New | 75,659 | 826 | 0.03% | — | 68 | +75,659 | New | Q2 2026 | Aug 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 72,180 | 788 | 0.01% | — | 69 | +72,180 | New | Q2 2026 | Jul 21, 2026 |
| Focus Financial Network, Inc. | History | Added to | 70,645 | 771 | 0.02% | 0.03% | 70 | +1,346 | 1.94% | Q2 2026 | Jul 09, 2026 |
| UMB Bank, n.a. | History | No change | 70,038 | 764 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sigma Planning Corp | History | Added to | 69,622 | 760 | 0.02% | 0.02% | 72 | +9,592 | 15.98% | Q2 2026 | Aug 07, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 69,404 | 757 | 0.0% | 0.0% | 73 | +1,226 | 1.8% | Q2 2026 | Aug 19, 2026 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 66,842 | 729 | 0.01% | 0.01% | 74 | -2,157 | -3.13% | Q2 2026 | Aug 05, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 64,030 | 699 | 0.0% | 0.0% | 75 | -24,647 | -27.79% | Q2 2026 | Aug 14, 2026 |
| PFG Investments, LLC | History | Reduced | 63,255 | 690 | 0.03% | 0.04% | 76 | -17,438 | -21.61% | Q2 2026 | Jul 23, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 60,971 | 665 | 0.0% | 0.0% | 77 | -144,536 | -70.33% | Q2 2026 | Aug 14, 2026 |
| Almanack Investment Partners, LLC. | History | Added to | 57,683 | 629 | 0.08% | 0.09% | 78 | +8,228 | 16.64% | Q2 2026 | Jul 30, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 57,582 | 628 | 0.01% | 0.01% | 79 | -1,094 | -1.86% | Q2 2026 | Aug 06, 2026 |
| Mallini Complete Financial Planning LLC | History | Added to | 55,467 | 605 | 0.43% | 0.44% | 80 | +5,049 | 10.01% | Q2 2026 | Jul 08, 2026 |
| Western Wealth Management, LLC | History | Reduced | 55,122 | 601 | 0.02% | 0.02% | 81 | -3,771 | -6.4% | Q2 2026 | Aug 14, 2026 |
| StoneX Group Inc. | History | New | 54,497 | 595 | 0.02% | — | 82 | +54,497 | New | Q2 2026 | Aug 12, 2026 |
| HRT FINANCIAL LP | History | Added to | 53,082 | 579 | 0.0% | 0.0% | 83 | +33,639 | 173.01% | Q2 2026 | Aug 14, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 51,819 | 565 | 0.0% | 0.0% | 84 | +8,962 | 20.91% | Q2 2026 | Aug 13, 2026 |
| Parisi Gray Wealth Management | History | No change | 51,004 | 556 | 0.11% | 0.13% | 85 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 50,563 | 552 | 0.04% | 0.05% | 86 | +1,595 | 3.26% | Q2 2026 | Jul 28, 2026 |
| Turner Financial Group, Inc. | History | New | 50,317 | 549 | 0.55% | — | 87 | +50,317 | New | Q2 2026 | Aug 14, 2026 |
| Strategic Financial Concepts, LLC | History | Reduced | 49,936 | 545 | 0.16% | 0.14% | 88 | -228 | -0.45% | Q2 2026 | Jul 27, 2026 |
| Stonebridge Financial Group, LLC/CA | History | New | 47,687 | 520 | 0.07% | — | 89 | +47,687 | New | Q2 2026 | Aug 13, 2026 |
| Equitable Holdings, Inc. | History | Added to | 47,153 | 514 | 0.0% | 0.0% | 90 | +626 | 1.35% | Q2 2026 | Aug 17, 2026 |
| Fiduciary Alliance LLC | History | Added to | 46,097 | 503 | 0.03% | 0.03% | 91 | +877 | 1.94% | Q2 2026 | Jul 20, 2026 |
| Sovran Advisors, LLC | History | Reduced | 44,923 | 469 | 0.03% | 0.04% | 92 | -1,203 | -2.61% | Q2 2026 | Jul 29, 2026 |
| Capital CS Group, LLC | History | Added to | 42,445 | 463 | 0.37% | 0.87% | 93 | +4,025 | 10.48% | Q2 2026 | Aug 12, 2026 |
| New England Private Wealth Advisors LLC | History | No change | 43,327 | 454 | 0.04% | 0.06% | 94 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Discipline Wealth Solutions, LLC | History | Added to | 41,322 | 451 | 0.04% | 0.04% | 95 | +10,904 | 35.85% | Q2 2026 | Jul 21, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 38,268 | 417 | 0.0% | 0.01% | 96 | -9,144 | -19.29% | Q2 2026 | Aug 03, 2026 |
| Capital Analysts, LLC | History | Added to | 37,376 | 408 | 0.01% | 0.01% | 97 | +9 | 0.02% | Q2 2026 | Aug 05, 2026 |
| Jacobi Capital Management LLC | History | Reduced | 36,697 | 400 | 0.02% | 0.02% | 98 | -1,411 | -3.7% | Q2 2026 | Jul 31, 2026 |
| Clear Creek Financial Management, LLC | History | New | 36,457 | 398 | 0.03% | — | 99 | +36,457 | New | Q2 2026 | Jul 27, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 34,375 | 375 | 0.0% | 0.01% | 100 | +1,568 | 4.78% | Q2 2026 | Jul 22, 2026 |
| Mariner, LLC | History | Reduced | 32,294 | 352 | 0.0% | 0.0% | 101 | -648 | -1.97% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | No change | 31,507 | 344 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GLENMEDE TRUST CO NA | History | New | 31,451 | 343 | 0.0% | — | 103 | +31,451 | New | Q2 2026 | Aug 10, 2026 |
| NOMURA HOLDINGS INC | History | Added to | 31,326 | 342 | 0.0% | 0.0% | 104 | +16,326 | 108.84% | Q2 2026 | Aug 14, 2026 |
| DAVENPORT & Co LLC | History | No change | 29,474 | 321 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 28,546 | 311 | 0.02% | 0.02% | 106 | +253 | 0.89% | Q2 2026 | Aug 14, 2026 |
| Disciplined Investments, LLC | History | Added to | 27,956 | 305 | 0.1% | 0.11% | 108 | +393 | 1.43% | Q2 2026 | Aug 07, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 27,959 | 305 | 0.0% | 0.0% | 107 | -227 | -0.81% | Q2 2026 | Aug 13, 2026 |
| Compound Planning, Inc. | History | No change | 27,591 | 301 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Merit Financial Group, LLC | History | Reduced | 27,528 | 300 | 0.0% | 0.0% | 110 | -2,214 | -7.44% | Q2 2026 | Jul 20, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | Reduced | 27,170 | 296 | 0.08% | 0.16% | 111 | -20,868 | -43.44% | Q2 2026 | Aug 07, 2026 |
| United Advisor Group, LLC | History | Added to | 26,523 | 289 | 0.03% | 0.03% | 112 | +4,108 | 18.33% | Q2 2026 | Jul 29, 2026 |
| JB Capital LLC | History | Added to | 26,224 | 286 | 0.01% | 0.01% | 113 | +178 | 0.68% | Q2 2026 | Jul 29, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Added to | 25,868 | 282 | 0.01% | 0.02% | 114 | +702 | 2.79% | Q2 2026 | Aug 14, 2026 |
| Moors & Cabot, Inc. | History | Added to | 25,705 | 280 | 0.01% | 0.01% | 115 | +7,000 | 37.42% | Q2 2026 | Aug 10, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 25,425 | 277 | 0.0% | 0.0% | 116 | -3,050 | -10.71% | Q2 2026 | Aug 05, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 24,483 | 267 | 0.02% | 0.02% | 117 | -4,955 | -16.83% | Q2 2026 | Jul 21, 2026 |
| CoreCap Advisors, LLC | History | Added to | 23,764 | 259 | 0.01% | 0.01% | 118 | +3,000 | 14.45% | Q2 2026 | Jul 06, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 22,794 | 246 | 0.01% | 0.02% | 119 | -238 | -1.03% | Q2 2026 | Jul 14, 2026 |
| Ameritas Advisory Services, LLC | History | Added to | 22,352 | 244 | 0.0% | 0.0% | 120 | +11,040 | 97.6% | Q2 2026 | Aug 14, 2026 |
| Encompass More Asset Management | History | Reduced | 22,341 | 243 | 0.04% | 0.05% | 121 | -2,931 | -11.6% | Q2 2026 | Jul 14, 2026 |
| NORDEN GROUP LLC | History | New | 22,109 | 241 | 0.02% | — | 122 | +22,109 | New | Q2 2026 | Jul 29, 2026 |
| Brookstone Capital Management | History | Reduced | 21,898 | 239 | 0.0% | 0.01% | 123 | -20,701 | -48.6% | Q2 2026 | Jul 15, 2026 |
| Avantax Planning Partners, Inc. | History | New | 21,726 | 237 | 0.01% | — | 124 | +21,726 | New | Q2 2026 | Jul 28, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 21,696 | 236 | 0.02% | — | 126 | +21,696 | New | Q2 2026 | Aug 11, 2026 |
| David J Yvars Group | History | Added to | 21,740 | 236 | 0.11% | 0.13% | 125 | +273 | 1.27% | Q2 2026 | Jul 07, 2026 |
| Silverleafe Capital Partners, LLC | History | Added to | 20,475 | 223 | 0.06% | 0.06% | 127 | +3,488 | 20.53% | Q2 2026 | Jul 02, 2026 |
| Main Street Financial Solutions, LLC | History | Added to | 20,418 | 222 | 0.01% | 0.01% | 128 | +5,234 | 34.47% | Q2 2026 | Aug 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 20,277 | 221 | 0.0% | 0.0% | 129 | +4,117 | 25.48% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 20,169 | 220 | 0.0% | 0.0% | 130 | +158 | 0.79% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 20,047 | 218 | 0.0% | 0.0% | 131 | +19,497 | 3544.91% | Q2 2026 | Aug 13, 2026 |
| Cerity Partners LLC | History | New | 19,800 | 216 | 0.0% | — | 133 | +19,800 | New | Q2 2026 | Aug 14, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | Added to | 19,817 | 216 | 0.07% | 0.08% | 132 | +935 | 4.95% | Q2 2026 | Jul 15, 2026 |
| Alpine Global Management, LLC | History | New | 19,691 | 215 | 0.03% | — | 134 | +19,691 | New | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 19,497 | 212 | 0.0% | 0.0% | 135 | -1,474 | -7.03% | Q2 2026 | Aug 13, 2026 |
| NORTHSTAR ASSET MANAGEMENT INC | History | No change | 19,005 | 207 | 0.06% | 0.06% | 136 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 18,741 | 204 | 0.01% | 0.05% | 137 | -72,790 | -79.52% | Q2 2026 | Aug 14, 2026 |
| Walkner Condon Financial Advisors LLC | History | New | 18,545 | 202 | 0.02% | — | 139 | +18,545 | New | Q2 2026 | Jul 27, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 18,499 | 202 | 0.04% | 0.04% | 138 | -1,644 | -8.16% | Q2 2026 | Jul 24, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 17,950 | 196 | 0.11% | 0.11% | 140 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 16,858 | 184 | 0.01% | 0.01% | 141 | -24 | -0.14% | Q2 2026 | Jul 22, 2026 |
| Sage Capital Management, LLC | History | New | 16,600 | 181 | 0.07% | — | 142 | +16,600 | New | Q2 2026 | Jul 20, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 15,786 | 172 | 0.0% | — | 144 | +15,786 | New | Q2 2026 | Aug 14, 2026 |
| CWM, LLC | History | No change | 15,635 | 172 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TrueMark Investments, LLC | History | New | 15,486 | 169 | 0.02% | — | 145 | +15,486 | New | Q2 2026 | Jul 22, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 15,150 | 165 | 0.0% | 0.0% | 146 | -2,606 | -14.68% | Q2 2026 | Aug 14, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 15,047 | 164 | 0.0% | 0.0% | 147 | -11,790 | -43.93% | Q2 2026 | Aug 10, 2026 |
| HighTower Advisors, LLC | History | Reduced | 15,044 | 164 | 0.0% | 0.0% | 148 | -1,139 | -7.04% | Q2 2026 | Aug 05, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 14,872 | 162 | 0.02% | 0.03% | 149 | -8,228 | -35.62% | Q2 2026 | Jul 21, 2026 |
| Marex Group Ltd | History | New | 14,580 | 159 | 0.0% | — | 150 | +14,580 | New | Q2 2026 | Aug 14, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 14,121 | 154 | 0.0% | 0.0% | 152 | +2,955 | 26.46% | Q2 2026 | Aug 18, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 14,153 | 154 | 0.06% | 0.06% | 151 | +531 | 3.9% | Q2 2026 | Jul 07, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 14,044 | 153 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Prospera Financial Services Inc | History | Added to | 13,938 | 152 | 0.0% | 0.0% | 154 | +3,330 | 31.39% | Q2 2026 | Jul 15, 2026 |
| Vann Equity Management LLC | History | Reduced | 13,701 | 149 | 0.09% | 0.19% | 155 | -9,971 | -42.12% | Q2 2026 | Aug 05, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Reduced | 13,438 | 146 | 0.01% | 0.03% | 156 | -34,868 | -72.18% | Q2 2026 | Jul 16, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 13,153 | 143 | 0.0% | 0.0% | 157 | +2,586 | 24.47% | Q2 2026 | Aug 14, 2026 |
| IHT Wealth Management, LLC | History | Added to | 13,021 | 142 | 0.0% | 0.0% | 158 | +1,686 | 14.87% | Q2 2026 | Aug 14, 2026 |
| Kapstone Financial Advisors LLC | History | Reduced | 12,130 | 132 | 0.06% | 0.07% | 160 | -440 | -3.5% | Q2 2026 | Aug 07, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 12,171 | 132 | 0.0% | 0.0% | 159 | -102 | -0.83% | Q2 2026 | Jul 31, 2026 |
| Waverly Advisors, LLC | History | Reduced | 11,402 | 124 | 0.0% | 0.0% | 161 | -7,990 | -41.2% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 11,304 | 123 | 0.0% | 0.0% | 162 | -766 | -6.35% | Q2 2026 | Jul 15, 2026 |
| Triton Wealth Management, PLLC | History | New | 11,139 | 121 | 0.04% | — | 163 | +11,139 | New | Q2 2026 | Aug 05, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 10,961 | 119 | 0.0% | 0.0% | 164 | +1,610 | 17.22% | Q2 2026 | Aug 13, 2026 |
| Creative Planning | History | Reduced | 10,896 | 118 | 0.0% | 0.0% | 165 | -6,585 | -37.67% | Q2 2026 | Aug 13, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | New | 10,803 | 117 | 0.0% | — | 166 | +10,803 | New | Q2 2026 | Aug 10, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | No change | 10,711 | 116 | 0.05% | 0.05% | 167 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Global Retirement Partners, LLC | History | New | 10,537 | 115 | 0.0% | — | 168 | +10,537 | New | Q2 2026 | Aug 06, 2026 |
| Larson Financial Group LLC | History | Added to | 10,346 | 112 | 0.0% | 0.0% | 169 | +290 | 2.88% | Q2 2026 | Aug 14, 2026 |
| Sunbelt Securities, Inc. | History | No change | 10,068 | 110 | 0.01% | 0.01% | 170 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Uniting Wealth Partners, LLC | History | No change | 10,000 | 109 | 0.02% | 0.02% | 171 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Quarry LP | History | No change | 9,623 | 105 | 0.01% | 0.02% | 172 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 8,725 | 95 | 0.0% | 0.0% | 173 | -1,225 | -12.31% | Q2 2026 | Aug 12, 2026 |
| Triumph Capital Management | History | Added to | 8,435 | 92 | 0.02% | 0.02% | 174 | +700 | 9.05% | Q2 2026 | Jul 20, 2026 |
| Clear Street Group Inc. | History | New | 7,272 | 79 | 0.0% | — | 175 | +7,272 | New | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 5,364 | 58 | 0.0% | 0.0% | 176 | +1,176 | 28.08% | Q2 2026 | Aug 12, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Reduced | 5,000 | 54 | 0.02% | 0.04% | 177 | -2,000 | -28.57% | Q2 2026 | Aug 13, 2026 |
| TSFG, LLC | History | Reduced | 4,871 | 53 | 0.01% | 0.02% | 178 | -6,645 | -57.7% | Q2 2026 | Jul 23, 2026 |
| PETERSON WEALTH MANAGEMENT | History | No change | 4,588 | 50 | 0.02% | 0.03% | 179 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| IFP Advisors, Inc | History | Added to | 4,414 | 48 | 0.0% | 0.0% | 180 | +3,070 | 228.42% | Q2 2026 | Jul 20, 2026 |
| Atlantic Union Bankshares Corp | History | New | 4,204 | 45 | 0.0% | — | 181 | +4,204 | New | Q2 2026 | Aug 11, 2026 |
| EASTERN BANK | History | No change | 4,073 | 44 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q2 2026 | Jul 01, 2026 |
| COUNTRY TRUST BANK | History | No change | 4,000 | 43 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Allied Private Wealth LLC | History | New | 3,920 | 42 | 0.03% | — | 184 | +3,920 | New | Q2 2026 | Jul 09, 2026 |
| Anfield Capital Management, LLC | History | No change | 3,654 | 40 | 0.01% | 0.01% | 185 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 3,412 | 37 | 0.01% | 0.01% | 186 | +357 | 11.69% | Q2 2026 | Jul 30, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | No change | 2,942 | 32 | 0.01% | 0.01% | 187 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| Nova Wealth Management, Inc. | History | No change | 2,940 | 32 | 0.02% | 0.02% | 188 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 1,783 | 18 | 0.0% | — | 189 | +1,783 | New | Q2 2026 | Aug 12, 2026 |
| First Bancorp, Inc /ME/ | History | New | 1,500 | 16 | 0.01% | — | 190 | +1,500 | New | Q2 2026 | Aug 11, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 1,390 | 15 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BESSEMER GROUP INC | History | New | 1,123 | 12 | 0.0% | — | 192 | +1,123 | New | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | Reduced | 1,056 | 11 | 0.0% | 0.0% | 193 | -262 | -19.88% | Q2 2026 | Jul 30, 2026 |
| North Star Investment Management Corp. | History | No change | 1,000 | 10 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Institute for Wealth Management, LLC. | History | New | 855 | 9 | 0.0% | — | 195 | +855 | New | Q2 2026 | Jul 28, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 817 | 8 | 0.0% | 0.0% | 196 | +40 | 5.15% | Q2 2026 | Aug 13, 2026 |
| Gen-Wealth Partners Inc | History | No change | 659 | 7 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 583 | 6 | 0.0% | 0.0% | 198 | -1,417 | -70.85% | Q2 2026 | Aug 14, 2026 |
| LifeSteps Financial, Inc. | History | New | 600 | 6 | 0.0% | — | 200 | +600 | New | Q2 2026 | Jul 17, 2026 |
| Spire Wealth Management | History | Reduced | 619 | 6 | 0.0% | 0.0% | 199 | -103 | -14.27% | Q2 2026 | Jul 15, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Added to | 475 | 5 | 0.0% | 0.0% | 201 | +225 | 90.0% | Q2 2026 | Jul 14, 2026 |
| Bollard Group LLC | History | Added to | 419 | 5 | 0.0% | 0.0% | 202 | +20 | 5.01% | Q2 2026 | Aug 12, 2026 |
| Roble, Belko & Company, Inc | History | No change | 498 | 5 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Noble Wealth Management PBC | History | Reduced | 350 | 3 | 0.0% | 0.3% | 205 | -54,050 | -99.36% | Q2 2026 | Jul 01, 2026 |
| MATHER GROUP, LLC. | History | No change | 365 | 3 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 300 | 3 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HUNTINGTON NATIONAL BANK | History | Added to | 201 | 2 | 0.0% | — | 207 | +200 | 20000.0% | Q2 2026 | Aug 13, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 230 | 2 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Illumine Investment Management, LLC | History | Closed out | 0 | 0 | — | 1.93% | — | -227,556 | -100.0% | Q2 2026 | Jul 29, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60,200 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | Closed out | 0 | 0 | — | 0.0% | — | -26,041 | -100.0% | Q2 2026 | Aug 27, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -20,968 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,088 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Garden State Investment Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -15,428 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Fisher Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,126 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -14,539 | -100.0% | Q2 2026 | Jul 14, 2026 |
| Annex Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,370 | -100.0% | Q2 2026 | Jul 10, 2026 |
| LVZ, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,682 | -100.0% | Q2 2026 | Jul 09, 2026 |
| Gladstone Institutional Advisory LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,558 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Core Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -10,979 | -100.0% | Q2 2026 | Jul 17, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,569 | -100.0% | Q2 2026 | Aug 12, 2026 |
| CENTRAL TRUST Co | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q2 2026 | Jul 31, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,461 | -100.0% | Q2 2026 | Jul 24, 2026 |
| Kentucky Trust Co | History | Closed out | 0 | 0 | — | 0.01% | — | -1,500 | -100.0% | Q2 2026 | Jul 10, 2026 |
| Kozak & Associates, Inc. | History | Reduced | 1 | 0 | — | 0.0% | — | -1,296 | -99.92% | Q2 2026 | Jul 02, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -903 | -100.0% | Q2 2026 | Aug 18, 2026 |
| GHP Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -515 | -100.0% | Q2 2026 | Jul 17, 2026 |
| Beaird Harris Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -412 | -100.0% | Q2 2026 | Jul 08, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -246 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Osbon Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -242 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 75 | 0 | — | — | — | +75 | New | Q2 2026 | Aug 11, 2026 |
| JPMORGAN CHASE & CO | History | New | 11 | 0 | — | — | — | +11 | New | Q2 2026 | Aug 12, 2026 |
| DANSKE BANK A/S | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q2 2026 | Aug 10, 2026 |
| CITIGROUP INC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Farther Finance Advisors, LLC | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Financial Perspectives, Inc | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Tidemark, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Bank & Trust Co | History | No change | 32 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |