PIMCO CORPORATE & INCOME STRATEGY FUND - PCN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Mission Hills Financial Advisory, LLC | History | Added to | 1,268,336 | 15,093 | 7.73% | 8.29% | 1 | +38,402 | 3.12% | Q1 2026 | May 01, 2026 |
| MORGAN STANLEY | History | Added to | 1,235,752 | 14,705 | 0.0% | 0.0% | 2 | +2,723 | 0.22% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 1,178,335 | 14,022 | 0.11% | 0.11% | 3 | -42,133 | -3.45% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 687,771 | 8,184 | 0.0% | 0.0% | 4 | +114,667 | 20.01% | Q1 2026 | May 06, 2026 |
| GHE, LLC | History | Added to | 649,542 | 7,729 | 3.21% | 2.65% | 5 | +23,535 | 3.76% | Q1 2026 | May 04, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 503,762 | 5,994 | 0.0% | 0.0% | 6 | +122,445 | 32.11% | Q1 2026 | May 11, 2026 |
| Invesco Ltd. | History | Added to | 488,526 | 5,813 | 0.0% | 0.0% | 7 | +12,732 | 2.68% | Q1 2026 | May 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 483,975 | 5,759 | 0.08% | 0.1% | 8 | -18,789 | -3.74% | Q1 2026 | May 13, 2026 |
| Elevated Capital Advisors, LLC | History | Added to | 399,746 | 4,756 | 1.2% | 1.08% | 9 | +37,135 | 10.24% | Q1 2026 | Apr 30, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 355,256 | 4,227 | 0.21% | 0.18% | 10 | +51,607 | 17.0% | Q1 2026 | May 15, 2026 |
| Noble Wealth Management PBC | History | Reduced | 339,736 | 4,042 | 2.03% | 2.38% | 11 | -31,723 | -8.54% | Q1 2026 | Apr 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 275,557 | 3,279 | 0.0% | 0.0% | 12 | -8,668 | -3.05% | Q1 2026 | May 15, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Reduced | 250,450 | 2,980 | 0.21% | 0.23% | 13 | -250 | -0.1% | Q1 2026 | May 12, 2026 |
| Smith Asset Management Co., LLC | History | Added to | 244,440 | 2,908 | 2.5% | 2.4% | 14 | +16,686 | 7.33% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 215,931 | 2,569 | 0.0% | 0.0% | 15 | -5,319 | -2.4% | Q1 2026 | May 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 199,521 | 2,374 | 0.04% | 0.04% | 16 | +15,238 | 8.27% | Q1 2026 | Apr 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 183,602 | 2,184 | 0.0% | 0.0% | 17 | +414 | 0.23% | Q1 2026 | May 15, 2026 |
| Venture Visionary Partners LLC | History | Added to | 173,373 | 2,063 | 0.07% | 0.05% | 18 | +50,000 | 40.53% | Q1 2026 | May 14, 2026 |
| AG Asset Advisory, LLC | History | Added to | 171,926 | 2,045 | 1.7% | 0.26% | 19 | +148,092 | 621.35% | Q1 2026 | Apr 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 164,619 | 1,958 | 0.0% | 0.0% | 20 | +4,980 | 3.12% | Q1 2026 | Apr 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 159,024 | 1,892 | 0.0% | 0.0% | 21 | +24,129 | 17.89% | Q1 2026 | May 04, 2026 |
| NorthRock Partners, LLC | History | New | 136,941 | 1,629 | 0.03% | — | 22 | +136,941 | New | Q1 2026 | May 15, 2026 |
| Astoria Portfolio Advisors LLC. | History | New | 126,866 | 1,523 | 0.32% | — | 23 | +126,866 | New | Q1 2026 | Apr 28, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 122,072 | 1,452 | 0.0% | 0.0% | 24 | +33,567 | 37.93% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 120,628 | 1,435 | 0.01% | 0.01% | 25 | +11,304 | 10.34% | Q1 2026 | Apr 30, 2026 |
| Vision Retirement, LLC | History | Added to | 98,616 | 1,173 | 0.33% | 0.33% | 26 | +1,166 | 1.2% | Q1 2026 | May 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 82,445 | 981 | 0.0% | 0.0% | 27 | -2,551 | -3.0% | Q1 2026 | May 14, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 80,735 | 960 | 0.11% | 0.11% | 28 | +3,770 | 4.9% | Q1 2026 | May 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 78,653 | 935 | 0.0% | 0.0% | 29 | +33,693 | 74.94% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 78,213 | 930 | 0.0% | 0.0% | 30 | +1,326 | 1.72% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 73,837 | 887 | 0.06% | 0.07% | 31 | -2,632 | -3.44% | Q1 2026 | May 01, 2026 |
| UBS Group AG | History | Added to | 74,337 | 884 | 0.0% | 0.0% | 32 | +16,821 | 29.25% | Q1 2026 | May 05, 2026 |
| Cyndeo Wealth Partners, LLC | History | No change | 70,000 | 833 | 0.04% | 0.05% | 33 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Westbourne Investment Advisors, Inc. | History | Added to | 64,000 | 761 | 0.22% | 0.18% | 34 | +12,500 | 24.27% | Q1 2026 | Apr 28, 2026 |
| LongView Wealth Management | History | Reduced | 45,005 | 540 | 0.14% | 0.15% | 35 | -4,171 | -8.48% | Q1 2026 | Apr 15, 2026 |
| IHT Wealth Management, LLC | History | Added to | 45,282 | 538 | 0.01% | 0.0% | 36 | +32,856 | 264.41% | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | Added to | 41,094 | 489 | 0.0% | 0.0% | 37 | +10,183 | 32.94% | Q1 2026 | May 14, 2026 |
| XTX Topco Ltd | History | New | 37,477 | 445 | 0.01% | — | 38 | +37,477 | New | Q1 2026 | May 15, 2026 |
| Elm3 Financial Group, LLC | History | Added to | 34,667 | 412 | 0.35% | 0.35% | 39 | +1,167 | 3.48% | Q1 2026 | Apr 13, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 34,596 | 411 | 0.01% | 0.01% | 40 | +527 | 1.55% | Q1 2026 | Apr 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 33,563 | 399 | 0.0% | 0.0% | 41 | +8,584 | 34.36% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 32,641 | 388 | 0.0% | 0.0% | 42 | -1,963 | -5.67% | Q1 2026 | Apr 30, 2026 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | Reduced | 29,619 | 352 | 0.0% | 0.0% | 43 | -135 | -0.45% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 29,527 | 351 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 28,363 | 337 | 0.0% | 0.0% | 45 | +853 | 3.1% | Q1 2026 | May 05, 2026 |
| Sovran Advisors, LLC | History | Reduced | 26,687 | 320 | 0.03% | 0.03% | 46 | -147 | -0.55% | Q1 2026 | May 01, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 26,771 | 318 | 0.01% | 0.01% | 47 | +44 | 0.16% | Q1 2026 | Apr 22, 2026 |
| CDKV HOLDINGS LLC | History | Added to | 26,232 | 312 | 0.27% | 0.28% | 48 | +16 | 0.06% | Q1 2026 | May 01, 2026 |
| Rathbones Group PLC | History | Added to | 24,500 | 291 | 0.0% | 0.0% | 49 | +10,000 | 68.97% | Q1 2026 | May 12, 2026 |
| NWAM LLC | History | Reduced | 23,724 | 282 | 0.02% | 0.02% | 50 | -403 | -1.67% | Q1 2026 | May 04, 2026 |
| Private Advisor Group, LLC | History | Added to | 22,816 | 271 | 0.0% | 0.0% | 51 | +12 | 0.05% | Q1 2026 | Apr 24, 2026 |
| Estate Planners Group, LLC | History | Added to | 21,357 | 254 | 0.12% | 0.12% | 52 | +241 | 1.14% | Q1 2026 | May 11, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 21,301 | 253 | 0.0% | 0.0% | 53 | +2,072 | 10.78% | Q1 2026 | May 12, 2026 |
| ShoreHaven Wealth Partners, LLC | History | New | 20,000 | 238 | 0.09% | — | 55 | +20,000 | New | Q1 2026 | May 13, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 20,036 | 238 | 0.0% | 0.0% | 54 | -4,718 | -19.06% | Q1 2026 | May 12, 2026 |
| Creative Planning | History | Reduced | 19,402 | 230 | 0.0% | 0.0% | 56 | -5,500 | -22.09% | Q1 2026 | May 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 19,372 | 230 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Added to | 19,166 | 228 | 0.03% | 0.02% | 58 | +6,611 | 52.66% | Q1 2026 | May 15, 2026 |
| Lido Advisors, LLC | History | New | 18,836 | 225 | 0.0% | — | 59 | +18,836 | New | Q1 2026 | May 13, 2026 |
| StoneX Group Inc. | History | Reduced | 18,566 | 222 | 0.01% | 0.03% | 61 | -38,108 | -67.24% | Q1 2026 | May 14, 2026 |
| NOMURA HOLDINGS INC | History | Added to | 18,705 | 222 | 0.0% | 0.0% | 62 | +7,855 | 72.4% | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 18,657 | 222 | 0.0% | 0.01% | 60 | -555 | -2.89% | Q1 2026 | May 15, 2026 |
| PFG Investments, LLC | History | Reduced | 18,527 | 220 | 0.01% | 0.02% | 63 | -10,255 | -35.63% | Q1 2026 | Apr 27, 2026 |
| Allworth Financial LP | History | Added to | 16,579 | 197 | 0.0% | 0.0% | 64 | +337 | 2.07% | Q1 2026 | May 14, 2026 |
| Prosperity Wealth Management, Inc. | History | No change | 15,367 | 196 | 0.07% | 0.07% | 65 | 0 | 0.0% | Q4 2025 | Mar 27, 2026 |
| First Heartland Consultants, Inc. | History | No change | 14,755 | 175 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Mutual Advisors, LLC | History | New | 14,621 | 173 | 0.0% | — | 67 | +14,621 | New | Q1 2026 | May 01, 2026 |
| Symphony Financial Services, Inc. | History | Added to | 13,980 | 166 | 0.09% | 0.09% | 68 | +18 | 0.13% | Q1 2026 | May 07, 2026 |
| PlanVest Financial, Inc | History | New | 13,451 | 160 | 0.12% | — | 69 | +13,451 | New | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 13,006 | 154 | 0.0% | 0.0% | 70 | +10,006 | 333.53% | Q1 2026 | May 01, 2026 |
| Detalus Advisors, LLC | History | No change | 12,990 | 154 | 0.04% | 0.04% | 71 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Blue Trust, Inc. | History | No change | 12,744 | 151 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Regal Investment Advisors LLC | History | Reduced | 12,686 | 150 | 0.01% | 0.01% | 73 | -341 | -2.62% | Q1 2026 | May 14, 2026 |
| Equitable Holdings, Inc. | History | New | 11,729 | 149 | 0.0% | — | 74 | +11,729 | New | Q1 2026 | May 15, 2026 |
| SEGALL BRYANT & HAMILL, LLC | History | New | 11,724 | 144 | 0.0% | — | 76 | +11,724 | New | Q1 2026 | May 15, 2026 |
| Sound View Wealth Advisors Group, LLC | History | No change | 12,123 | 144 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 11,479 | 136 | 0.0% | 0.0% | 77 | +1,072 | 10.3% | Q1 2026 | Apr 14, 2026 |
| BlackRock, Inc. | History | No change | 11,253 | 133 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 11,151 | 132 | 0.0% | — | 80 | +11,151 | New | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Added to | 11,120 | 132 | 0.0% | 0.0% | 79 | +5,865 | 111.61% | Q1 2026 | Apr 07, 2026 |
| COMERICA BANK | History | No change | 9,881 | 126 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Integrity Advisory Solutions, LLC | History | New | 10,499 | 124 | 0.02% | — | 82 | +10,499 | New | Q1 2026 | May 11, 2026 |
| Shay Capital LLC | History | New | 10,000 | 119 | 0.01% | — | 85 | +10,000 | New | Q1 2026 | May 15, 2026 |
| Keystone Financial Group | History | No change | 10,000 | 119 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Benchmark Financial, LLC | History | No change | 10,000 | 119 | 0.11% | 0.13% | 84 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 9,672 | 115 | 0.0% | 0.0% | 86 | +956 | 10.97% | Q1 2026 | May 07, 2026 |
| MAIMON WEALTH MANAGEMENT LTD. | History | No change | 10,000 | 115 | 0.1% | 0.12% | 87 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| TD Waterhouse Canada Inc. | History | New | 9,000 | 108 | 0.0% | — | 88 | +9,000 | New | Q1 2026 | May 12, 2026 |
| NBC SECURITIES, INC. | History | Added to | 9,000 | 107 | 0.01% | 0.01% | 89 | +1,900 | 26.76% | Q1 2026 | Apr 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 8,764 | 104 | 0.0% | 0.0% | 90 | +480 | 5.79% | Q1 2026 | May 08, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 7,660 | 97 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 6,820 | 81 | 0.0% | 0.0% | 92 | +21 | 0.31% | Q1 2026 | Apr 07, 2026 |
| Sunbelt Securities, Inc. | History | New | 5,800 | 69 | 0.0% | — | 93 | +5,800 | New | Q1 2026 | May 15, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 4,300 | 51 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 49,520 | 49 | 0.0% | 0.0% | 96 | -2,000 | -3.88% | Q1 2026 | May 15, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 4,192 | 49 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Advisory Services Network, LLC | History | New | 3,371 | 40 | 0.0% | — | 98 | +3,371 | New | Q1 2026 | May 15, 2026 |
| BOK Financial Private Wealth, Inc. | History | No change | 3,412 | 40 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 2,071 | 24 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,920 | 22 | 0.0% | 0.0% | 100 | +661 | 52.5% | Q1 2026 | May 15, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 1,835 | 21 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| CWM, LLC | History | No change | 1,845 | 21 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MAI Capital Management | History | New | 1,500 | 17 | 0.0% | — | 104 | +1,500 | New | Q1 2026 | May 15, 2026 |
| PFS Partners, LLC | History | No change | 1,500 | 17 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| ASSETMARK, INC | History | New | 1,187 | 14 | 0.0% | — | 105 | +1,187 | New | Q1 2026 | May 06, 2026 |
| Clearstead Advisors, LLC | History | No change | 1,155 | 13 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| GHP Investment Advisors, Inc. | History | New | 1,000 | 11 | 0.0% | — | 108 | +1,000 | New | Q1 2026 | Apr 21, 2026 |
| FNY Investment Advisers, LLC | History | No change | 1,000 | 11 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 800 | 9 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| TOMPKINS FINANCIAL CORP | History | No change | 729 | 8 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| CITIGROUP INC | History | Reduced | 631 | 7 | 0.0% | 0.0% | 111 | -18,520 | -96.71% | Q1 2026 | May 11, 2026 |
| Advisors Asset Management, Inc. | History | New | 506 | 6 | 0.0% | — | 112 | +506 | New | Q1 2026 | May 15, 2026 |
| Osbon Capital Management LLC | History | New | 481 | 5 | 0.0% | — | 115 | +481 | New | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | No change | 500 | 5 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 500 | 5 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Triumph Capital Management | History | No change | 400 | 4 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 400 | 4 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Asset Dedication, LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Key FInancial Inc | History | No change | 312 | 3 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| SIGNATUREFD, LLC | History | New | 210 | 2 | 0.0% | — | 120 | +210 | New | Q1 2026 | Apr 07, 2026 |
| Decker Retirement Planning Inc. | History | New | 200 | 2 | 0.0% | — | 121 | +200 | New | Q1 2026 | Apr 20, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 140 | 1 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| WFA of San Diego, LLC | History | No change | 135 | 1 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -116,913 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Arlington Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.54% | — | -68,319 | -100.0% | Q1 2026 | May 01, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -58,613 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -44,001 | -100.0% | Q1 2026 | May 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -26,432 | -100.0% | Q1 2026 | Apr 23, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,878 | -100.0% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -14,466 | -100.0% | Q1 2026 | May 14, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,811 | -100.0% | Q1 2026 | May 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,265 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Uptown Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -11,050 | -100.0% | Q1 2026 | Apr 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,847 | -100.0% | Q1 2026 | May 04, 2026 |
| Collaborative Wealth Managment Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -10,071 | -100.0% | Q1 2026 | May 05, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,370 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Vermillion & White Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q1 2026 | May 15, 2026 |
| SHP Wealth Management | History | Reduced | 38 | 0 | — | 0.0% | — | -305 | -88.92% | Q1 2026 | May 08, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 13, 2026 |
| Kingdom Financial Group LLC. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |