ROYCE SMALL-CAP TRUST, INC. - RVT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 6,108,513 | 101,401 | 0.01% | 0.01% | 1 | -143,984 | -2.3% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 5,836,337 | 96,883 | 0.01% | 0.01% | 2 | +108,629 | 1.9% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 2,831,766 | 47,007 | 0.01% | 0.01% | 3 | -38,557 | -1.34% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Added to | 2,279,577 | 37,840 | 0.01% | 0.01% | 4 | +22,544 | 1.0% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,691,675 | 28,081 | 0.01% | 0.0% | 5 | +214,459 | 14.52% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,624,774 | 26,971 | 0.0% | 0.0% | 6 | +13,087 | 0.81% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | New | 1,331,546 | 22,103 | 0.26% | — | 7 | +1,331,546 | New | Q1 2026 | May 11, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 825,089 | 13,696 | 0.01% | 0.01% | 8 | +41,658 | 5.32% | Q1 2026 | May 12, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 728,481 | 12,093 | 0.03% | 0.03% | 9 | -54,274 | -6.93% | Q1 2026 | Apr 22, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 653,774 | 10,852 | 1.56% | 1.54% | 10 | +1,474 | 0.23% | Q1 2026 | May 11, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 612,315 | 10,164 | 0.02% | 0.02% | 11 | -3,510 | -0.57% | Q1 2026 | May 15, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 601,975 | 9,992 | 0.5% | 0.46% | 12 | +3,092 | 0.52% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 582,111 | 9,663 | 0.0% | 0.0% | 13 | -42,653 | -6.83% | Q1 2026 | May 05, 2026 |
| Waterfront Wealth Inc. | History | Reduced | 564,561 | 9,371 | 1.72% | 2.15% | 14 | -78,095 | -12.15% | Q1 2026 | Apr 30, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 491,970 | 8,353 | 0.14% | 0.15% | 15 | -11,587 | -2.3% | Q1 2026 | May 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 453,148 | 7,522 | 0.06% | 0.05% | 16 | +29,338 | 6.92% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 344,827 | 5,724 | 0.01% | 0.01% | 17 | +6,273 | 1.85% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 320,258 | 5,316 | 0.09% | 0.1% | 18 | -49,839 | -13.47% | Q1 2026 | May 15, 2026 |
| Paller Financial Services Inc | History | Reduced | 308,877 | 5,127 | 4.24% | 4.09% | 19 | -8,273 | -2.61% | Q1 2026 | Apr 28, 2026 |
| Cetera Investment Advisers | History | Added to | 294,684 | 4,891 | 0.01% | 0.0% | 20 | +164,578 | 126.5% | Q1 2026 | May 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 276,056 | 4,582 | 0.02% | 0.01% | 21 | +109,167 | 65.41% | Q1 2026 | May 08, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 257,186 | 4,269 | 0.01% | 0.01% | 22 | -9,724 | -3.64% | Q1 2026 | May 14, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 240,212 | 3,987 | 0.21% | 0.2% | 23 | +10,509 | 4.58% | Q1 2026 | May 07, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 234,911 | 3,899 | 0.02% | 0.02% | 24 | -1,624 | -0.69% | Q1 2026 | May 05, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 217,046 | 3,602 | 0.04% | 0.05% | 25 | +4,129 | 1.94% | Q1 2026 | Apr 23, 2026 |
| Cypress Capital Management LLC (WY) | History | Added to | 216,884 | 3,600 | 3.33% | 2.84% | 26 | +27,013 | 14.23% | Q1 2026 | May 08, 2026 |
| Altium Capital Management LLC | History | No change | 192,509 | 3,195 | 7.6% | 12.25% | 27 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 189,145 | 3,139 | 0.01% | 0.0% | 28 | +1,000 | 0.53% | Q1 2026 | May 05, 2026 |
| Z3 Capital Partners, LLC | History | Reduced | 185,706 | 3,082 | 0.78% | 0.72% | 29 | -926 | -0.5% | Q1 2026 | May 07, 2026 |
| Private Advisor Group, LLC | History | Added to | 182,851 | 3,035 | 0.01% | 0.01% | 30 | +703 | 0.39% | Q1 2026 | Apr 24, 2026 |
| HighTower Advisors, LLC | History | Added to | 177,803 | 2,951 | 0.0% | 0.0% | 31 | +3,304 | 1.89% | Q1 2026 | May 05, 2026 |
| RB Capital Management, LLC | History | Added to | 170,896 | 2,836 | 0.6% | 0.55% | 32 | +398 | 0.23% | Q1 2026 | May 14, 2026 |
| &PARTNERS | History | Added to | 161,158 | 2,670 | 0.01% | 0.01% | 33 | +15,065 | 10.31% | Q1 2026 | May 15, 2026 |
| INTREPID FAMILY OFFICE LLC | History | Added to | 152,777 | 2,536 | 2.05% | 1.43% | 34 | +49,417 | 47.81% | Q1 2026 | May 15, 2026 |
| GENERAL AMERICAN INVESTORS CO INC | History | No change | 150,877 | 2,504 | 0.16% | 0.14% | 35 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 138,511 | 2,299 | 0.8% | 0.93% | 36 | -42,838 | -23.62% | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 131,095 | 2,176 | 0.0% | 0.0% | 37 | +10,812 | 8.99% | Q1 2026 | Apr 27, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 122,485 | 2,033 | 0.07% | 0.05% | 38 | +33,408 | 37.5% | Q1 2026 | May 13, 2026 |
| Stolper Co | History | Reduced | 13,843 | 1,999 | 0.57% | 0.25% | 39 | -39,251 | -73.93% | Q1 2026 | Apr 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 120,196 | 1,995 | 0.01% | 0.01% | 40 | +324 | 0.27% | Q1 2026 | Apr 30, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 118,241 | 1,962 | 0.01% | 0.0% | 41 | +92,668 | 362.37% | Q1 2026 | Apr 30, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 112,755 | 1,871 | 0.66% | 0.41% | 42 | +41,159 | 57.49% | Q1 2026 | Apr 22, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 111,124 | 1,844 | 0.1% | 0.11% | 43 | -226 | -0.2% | Q1 2026 | Apr 16, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 100,222 | 1,663 | 0.01% | 0.01% | 44 | -1,849 | -1.81% | Q1 2026 | May 05, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 94,893 | 1,575 | 0.03% | 0.03% | 45 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Advisory Advocates, LLC | History | Added to | 86,511 | 1,436 | 1.47% | 1.28% | 46 | +6,670 | 8.35% | Q1 2026 | May 05, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 85,992 | 1,427 | 0.0% | 0.0% | 47 | +14,388 | 20.09% | Q1 2026 | May 13, 2026 |
| KENNEDY INVESTMENT GROUP, INC. | History | Added to | 82,083 | 1,362 | 0.53% | 0.5% | 48 | +425 | 0.52% | Q1 2026 | Apr 22, 2026 |
| Accel Wealth Management | History | Reduced | 77,074 | 1,279 | 0.33% | 0.38% | 49 | -9,637 | -11.11% | Q1 2026 | Apr 08, 2026 |
| WJ Financial Advisors LLC | History | Reduced | 77,025 | 1,278 | 1.03% | 1.13% | 50 | -1,500 | -1.91% | Q1 2026 | May 04, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Reduced | 74,901 | 1,244 | 0.09% | 0.1% | 51 | -9,000 | -10.73% | Q1 2026 | May 15, 2026 |
| TrueMark Investments, LLC | History | Added to | 74,571 | 1,237 | 0.24% | 0.22% | 52 | +3,792 | 5.36% | Q1 2026 | Apr 20, 2026 |
| Focused Wealth Management, Inc | History | Reduced | 71,464 | 1,186 | 0.12% | 0.12% | 53 | -407 | -0.57% | Q1 2026 | Apr 20, 2026 |
| FIFTH THIRD BANCORP | History | New | 71,231 | 1,182 | 0.0% | — | 54 | +71,231 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 71,223 | 1,146 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Comprehensive Money Management Services LLC | History | Added to | 65,470 | 1,086 | 0.71% | 0.63% | 56 | +8,700 | 15.32% | Q1 2026 | Apr 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 62,279 | 1,033 | 0.0% | 0.0% | 57 | +35,390 | 131.62% | Q1 2026 | May 04, 2026 |
| Prospera Financial Services Inc | History | Added to | 61,204 | 1,016 | 0.02% | 0.02% | 58 | +1,412 | 2.36% | Q1 2026 | Apr 14, 2026 |
| Jefferies Financial Group Inc. | History | Added to | 59,316 | 984 | 0.01% | 0.0% | 59 | +21,736 | 57.84% | Q1 2026 | May 07, 2026 |
| Triumph Capital Management | History | Added to | 57,270 | 950 | 0.19% | 0.19% | 60 | +3,903 | 7.31% | Q1 2026 | May 13, 2026 |
| Abel Hall, LLC | History | Reduced | 55,000 | 913 | 0.19% | 0.21% | 61 | -1,300 | -2.31% | Q1 2026 | Apr 28, 2026 |
| WHITENER CAPITAL MANAGEMENT, INC. | History | Added to | 53,292 | 884 | 0.2% | 0.19% | 62 | +2,125 | 4.15% | Q1 2026 | Apr 16, 2026 |
| Concorde Asset Management, LLC | History | No change | 54,092 | 870 | 0.35% | 0.35% | 63 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Waverly Advisors, LLC | History | Reduced | 52,254 | 867 | 0.01% | 0.01% | 64 | -145 | -0.28% | Q1 2026 | May 15, 2026 |
| Bay Rivers Group | History | Added to | 51,425 | 853 | 0.36% | 0.31% | 65 | +4,450 | 9.47% | Q1 2026 | Apr 13, 2026 |
| Mariner, LLC | History | Reduced | 51,219 | 850 | 0.0% | 0.0% | 66 | -50,902 | -49.84% | Q1 2026 | May 13, 2026 |
| Mraz, Amerine & Associates, Inc. | History | Reduced | 51,232 | 850 | 0.13% | 0.12% | 67 | -879 | -1.69% | Q1 2026 | May 05, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 50,219 | 833 | 0.04% | 0.04% | 68 | +1,056 | 2.15% | Q1 2026 | Apr 15, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 49,429 | 820 | 0.09% | 0.09% | 69 | -2,696 | -5.17% | Q1 2026 | May 04, 2026 |
| Belpointe Asset Management LLC | History | New | 47,796 | 793 | 0.03% | — | 70 | +47,796 | New | Q1 2026 | Apr 28, 2026 |
| Fortis Capital Advisors, LLC | History | New | 47,796 | 793 | 0.1% | — | 71 | +47,796 | New | Q1 2026 | Apr 28, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 43,560 | 723 | 0.0% | 0.0% | 72 | +4,700 | 12.09% | Q1 2026 | May 13, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 43,102 | 715 | 0.01% | 0.01% | 73 | -6,441 | -13.0% | Q1 2026 | May 12, 2026 |
| Atlanta Consulting Group Advisors, LLC | History | No change | 42,931 | 712 | 0.15% | 0.16% | 74 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| GABELLI FUNDS LLC | History | Reduced | 42,200 | 700 | 0.0% | 0.01% | 75 | -20,400 | -32.59% | Q1 2026 | May 14, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 41,892 | 695 | 0.01% | 0.01% | 76 | +1,018 | 2.49% | Q1 2026 | May 14, 2026 |
| Delta Wealth Advisors LLC | History | No change | 40,866 | 678 | 0.52% | 0.55% | 77 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 39,897 | 677 | 0.01% | 0.01% | 78 | -1,287 | -3.13% | Q1 2026 | Apr 07, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 40,688 | 675 | 0.01% | 0.01% | 79 | -883 | -2.12% | Q1 2026 | Apr 22, 2026 |
| MCCARTER PRIVATE WEALTH SERVICES LLC | History | No change | 37,020 | 614 | 0.27% | 0.27% | 80 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 34,992 | 580 | 0.0% | 0.0% | 81 | +4,386 | 14.33% | Q1 2026 | May 15, 2026 |
| Alexander Randolph Advisory, Inc. | History | Added to | 34,537 | 573 | 0.49% | 0.45% | 82 | +628 | 1.85% | Q1 2026 | May 06, 2026 |
| Vontobel Holding Ltd. | History | Added to | 33,044 | 548 | 0.0% | 0.0% | 83 | +1,688 | 5.38% | Q1 2026 | May 08, 2026 |
| PMG Family Office LLC | History | Added to | 32,513 | 539 | 0.6% | 0.59% | 84 | +662 | 2.08% | Q1 2026 | Apr 17, 2026 |
| World Investment Advisors | History | Added to | 29,776 | 494 | 0.01% | 0.0% | 85 | +16,659 | 127.0% | Q1 2026 | Apr 27, 2026 |
| SPIREPOINT PRIVATE CLIENT, LLC | History | Added to | 29,225 | 485 | 0.05% | 0.04% | 86 | +5,585 | 23.63% | Q1 2026 | Apr 22, 2026 |
| Baird Financial Group, Inc. | History | Added to | 28,318 | 470 | 0.0% | 0.0% | 87 | +364 | 1.3% | Q1 2026 | May 14, 2026 |
| David J Yvars Group | History | No change | 28,164 | 457 | 0.26% | 0.24% | 88 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 27,378 | 454 | 0.01% | 0.01% | 89 | +49 | 0.18% | Q1 2026 | Apr 20, 2026 |
| 1776 Wealth LLC | History | Added to | 26,783 | 444 | 0.17% | 0.16% | 90 | +475 | 1.81% | Q1 2026 | May 08, 2026 |
| Allworth Financial LP | History | Added to | 26,540 | 440 | 0.0% | 0.0% | 91 | +3,663 | 16.01% | Q1 2026 | May 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 25,938 | 431 | 0.01% | 0.01% | 92 | +1,017 | 4.08% | Q1 2026 | Apr 21, 2026 |
| BROWN ADVISORY INC | History | No change | 25,778 | 427 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Mezzasalma Advisors, LLC | History | Added to | 25,298 | 419 | 0.11% | 0.1% | 94 | +416 | 1.67% | Q1 2026 | Apr 17, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 25,210 | 418 | 0.0% | 0.0% | 95 | -2,735 | -9.79% | Q1 2026 | May 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 24,583 | 417 | 0.03% | 0.03% | 96 | +447 | 1.85% | Q1 2026 | May 01, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 24,830 | 412 | 0.0% | — | 97 | +24,830 | New | Q1 2026 | May 15, 2026 |
| Moors & Cabot, Inc. | History | Added to | 24,626 | 408 | 0.02% | 0.02% | 98 | +46 | 0.19% | Q1 2026 | May 08, 2026 |
| Cerity Partners LLC | History | New | 24,013 | 398 | 0.0% | — | 99 | +24,013 | New | Q1 2026 | May 15, 2026 |
| Uncommon Cents Investing LLC | History | Reduced | 23,774 | 394 | 0.09% | 0.09% | 100 | -100 | -0.42% | Q1 2026 | Apr 15, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | No change | 23,736 | 394 | 0.18% | 0.16% | 101 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | Added to | 22,954 | 381 | 0.05% | 0.03% | 102 | +12,812 | 126.33% | Q1 2026 | Apr 08, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Added to | 21,930 | 364 | 0.01% | 0.01% | 103 | +37 | 0.17% | Q1 2026 | May 11, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 20,841 | 345 | 0.01% | 0.02% | 104 | -15,928 | -43.32% | Q1 2026 | May 14, 2026 |
| PKS Advisory Services, LLC | History | Reduced | 20,749 | 344 | 0.08% | 0.08% | 105 | -83 | -0.4% | Q1 2026 | May 13, 2026 |
| Decker Wealth Management LLC | History | Added to | 19,547 | 324 | 0.07% | 0.07% | 107 | +216 | 1.12% | Q1 2026 | May 06, 2026 |
| Harbour Wealth Management Group, Inc. | History | Added to | 19,545 | 324 | 0.24% | 0.24% | 106 | +156 | 0.8% | Q1 2026 | Apr 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 19,241 | 319 | 0.0% | 0.0% | 108 | +6,824 | 54.96% | Q1 2026 | May 07, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 19,022 | 315 | 0.07% | 0.07% | 109 | +898 | 4.95% | Q1 2026 | Apr 27, 2026 |
| SouthState Bank Corp | History | No change | 18,972 | 314 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| HBK Sorce Advisory LLC | History | Added to | 16,634 | 310 | 0.01% | 0.01% | 111 | +244 | 1.49% | Q1 2026 | May 11, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 18,595 | 308 | 0.01% | 0.01% | 112 | +791 | 4.44% | Q1 2026 | May 15, 2026 |
| Carson Advisory Inc. | History | Added to | 18,096 | 300 | 0.16% | 0.15% | 113 | +328 | 1.85% | Q1 2026 | May 07, 2026 |
| Redmond Asset Management, LLC | History | No change | 17,900 | 297 | 0.08% | 0.07% | 114 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Simplicity Wealth,LLC | History | No change | 17,757 | 294 | 0.02% | 0.02% | 115 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| FORTEM FINANCIAL GROUP, LLC | History | New | 17,388 | 288 | 0.07% | — | 117 | +17,388 | New | Q1 2026 | Apr 16, 2026 |
| SIERRA OCEAN, LLC | History | No change | 17,377 | 288 | 0.24% | 0.23% | 116 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Kovack Advisors, Inc. | History | Added to | 16,777 | 283 | 0.02% | 0.01% | 118 | +1,648 | 10.89% | Q1 2026 | May 12, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | Reduced | 16,503 | 273 | 0.02% | 0.03% | 119 | -4,000 | -19.51% | Q1 2026 | May 14, 2026 |
| STEPHENS INC /AR/ | History | Added to | 16,277 | 270 | 0.0% | 0.0% | 120 | +281 | 1.76% | Q1 2026 | Apr 28, 2026 |
| Karpus Management, Inc. | History | New | 16,088 | 267 | 0.01% | — | 121 | +16,088 | New | Q1 2026 | May 14, 2026 |
| FCA CORP /TX | History | Added to | 15,860 | 263 | 0.07% | 0.07% | 122 | +277 | 1.78% | Q1 2026 | May 14, 2026 |
| US BANCORP \DE\ | History | Added to | 15,724 | 261 | 0.0% | 0.0% | 123 | +283 | 1.83% | Q1 2026 | May 14, 2026 |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | History | New | 15,677 | 260 | 0.0% | — | 125 | +15,677 | New | Q1 2026 | May 12, 2026 |
| Keyes, Stange & Wooten Wealth Management, LLC | History | No change | 15,695 | 260 | 0.12% | 0.12% | 124 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Independent Advisor Alliance | History | New | 15,651 | 259 | 0.0% | — | 126 | +15,651 | New | Q1 2026 | May 12, 2026 |
| Focus Partners Wealth | History | Added to | 15,596 | 258 | 0.0% | 0.0% | 127 | +102 | 0.66% | Q1 2026 | May 14, 2026 |
| SAGE PRIVATE WEALTH GROUP, LLC | History | New | 14,080 | 233 | 0.12% | — | 129 | +14,080 | New | Q1 2026 | May 01, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 14,074 | 233 | 0.02% | 0.13% | 128 | +255 | 1.85% | Q1 2026 | Apr 16, 2026 |
| Centurion Wealth Management LLC | History | No change | 13,451 | 223 | 0.05% | 0.05% | 130 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| BARRETT & COMPANY, INC. | History | Added to | 13,250 | 219 | 0.08% | 0.07% | 131 | +8 | 0.06% | Q1 2026 | May 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 13,146 | 218 | 0.0% | 0.0% | 132 | +392 | 3.07% | Q1 2026 | May 08, 2026 |
| Creative Planning | History | Reduced | 13,074 | 217 | 0.0% | 0.0% | 133 | -662 | -4.82% | Q1 2026 | May 12, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Reduced | 13,045 | 216 | 0.01% | 0.02% | 134 | -6,564 | -33.47% | Q1 2026 | May 21, 2026 |
| Tradition Wealth Management, LLC | History | Added to | 12,579 | 208 | 0.01% | 0.01% | 135 | +3 | 0.02% | Q1 2026 | May 15, 2026 |
| NORTH STAR ASSET MANAGEMENT INC | History | Reduced | 12,277 | 203 | 0.01% | 0.01% | 136 | -300 | -2.39% | Q1 2026 | May 06, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 11,938 | 198 | 0.0% | 0.0% | 137 | -61 | -0.51% | Q1 2026 | Apr 27, 2026 |
| Wedmont Private Capital | History | New | 11,023 | 192 | 0.01% | — | 138 | +11,023 | New | Q1 2026 | Apr 09, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 11,552 | 191 | 0.19% | 0.1% | 139 | +612 | 5.59% | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | Added to | 11,419 | 189 | 0.0% | 0.0% | 140 | +9,731 | 576.48% | Q1 2026 | May 14, 2026 |
| Coquina Private Wealth LLC | History | Added to | 11,402 | 189 | 0.15% | 0.14% | 141 | +205 | 1.83% | Q1 2026 | May 05, 2026 |
| ENDEAVOR PRIVATE WEALTH, INC. | History | No change | 11,280 | 187 | 0.05% | 0.05% | 142 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NorthStar Asset Management LLC /NJ/ | History | Added to | 11,068 | 183 | 0.09% | 0.08% | 143 | +201 | 1.85% | Q1 2026 | May 08, 2026 |
| ZACKS INVESTMENT MANAGEMENT | History | New | 10,788 | 179 | 0.0% | — | 145 | +10,788 | New | Q1 2026 | May 14, 2026 |
| Strategic Blueprint, LLC | History | New | 10,788 | 179 | 0.01% | — | 146 | +10,788 | New | Q1 2026 | Apr 29, 2026 |
| DAVENPORT & Co LLC | History | Added to | 10,787 | 179 | 0.0% | 0.0% | 144 | +120 | 1.12% | Q1 2026 | Apr 15, 2026 |
| Coastal Bridge Advisors, LLC | History | No change | 10,695 | 177 | 0.01% | 0.01% | 147 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Graves Light Lenhart Wealth, Inc. | History | No change | 10,253 | 170 | 0.02% | 0.02% | 148 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Mascoma Wealth Management LLC | History | No change | 10,217 | 169 | 0.03% | 0.04% | 149 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| SITTNER & NELSON, LLC | History | No change | 10,218 | 169 | 0.06% | 0.06% | 150 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 10,239 | 164 | 0.03% | 0.03% | 151 | -495 | -4.61% | Q1 2026 | Apr 22, 2026 |
| Operose Advisors LLC | History | No change | 7,000 | 116 | 0.03% | 0.03% | 152 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| North Star Investment Management Corp. | History | No change | 6,125 | 101 | 0.01% | 0.01% | 153 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Private Wealth Asset Management, LLC | History | Added to | 5,469 | 90 | 0.01% | 0.01% | 154 | +2,211 | 67.86% | Q1 2026 | May 06, 2026 |
| TRUST CO OF VERMONT | History | No change | 5,408 | 87 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| PROSPERITY BANCSHARES INC | History | New | 5,178 | 85 | 0.07% | — | 156 | +5,178 | New | Q1 2026 | May 12, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 4,500 | 74 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 4,047 | 67 | 0.0% | — | 158 | +4,047 | New | Q1 2026 | Apr 29, 2026 |
| Community Financial Services Group, LLC | History | New | 3,918 | 66 | 0.01% | — | 159 | +3,918 | New | Q1 2026 | Apr 08, 2026 |
| ASSETMARK, INC | History | Added to | 3,701 | 61 | 0.0% | 0.0% | 160 | +2,362 | 176.4% | Q1 2026 | May 06, 2026 |
| Pingora Partners LLC | History | No change | 3,733 | 61 | 0.04% | 0.04% | 161 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 3,071 | 50 | 0.0% | — | 162 | +3,071 | New | Q1 2026 | May 13, 2026 |
| Quent Capital, LLC | History | Added to | 2,999 | 49 | 0.0% | 0.0% | 163 | +54 | 1.83% | Q1 2026 | Apr 28, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 2,900 | 48 | 0.01% | 0.01% | 164 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Vermillion Wealth Management, Inc. | History | Reduced | 2,376 | 39 | 0.02% | 0.02% | 165 | -53 | -2.18% | Q1 2026 | Apr 17, 2026 |
| Salomon & Ludwin, LLC | History | No change | 2,204 | 37 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| HUNTINGTON NATIONAL BANK | History | Added to | 2,917 | 35 | 0.0% | — | 167 | +2,915 | 145750.0% | Q1 2026 | May 15, 2026 |
| Fairway Wealth LLC | History | New | 2,000 | 33 | 0.01% | — | 168 | +2,000 | New | Q1 2026 | Apr 23, 2026 |
| Westfuller Advisors, LLC | History | Added to | 1,862 | 30 | 0.01% | 0.01% | 169 | +34 | 1.86% | Q1 2026 | Apr 28, 2026 |
| Western Wealth Management, LLC | History | New | 1,657 | 27 | 0.0% | — | 170 | +1,657 | New | Q1 2026 | May 19, 2026 |
| Hughes Financial Services, LLC | History | No change | 1,617 | 26 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Osbon Capital Management LLC | History | New | 1,490 | 24 | 0.02% | — | 172 | +1,490 | New | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 1,300 | 21 | 0.0% | — | 173 | +1,300 | New | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,222 | 19 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CENTRAL TRUST Co | History | No change | 1,000 | 16 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Ascentis Independent Advisors | History | New | 929 | 15 | 0.0% | — | 176 | +929 | New | Q1 2026 | Apr 28, 2026 |
| Anfield Capital Management, LLC | History | New | 779 | 12 | 0.0% | — | 177 | +779 | New | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 634 | 10 | 0.0% | 0.0% | 178 | +510 | 411.29% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Added to | 601 | 9 | 0.0% | 0.0% | 179 | +11 | 1.86% | Q1 2026 | Apr 14, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 565 | 9 | 0.0% | 0.0% | 180 | +10 | 1.8% | Q1 2026 | May 04, 2026 |
| Ransom Advisory, Ltd | History | No change | 600 | 9 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 500 | 8 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| City State Bank | History | Added to | 472 | 7 | 0.0% | 0.0% | 183 | +8 | 1.72% | Q1 2026 | Apr 20, 2026 |
| Pinnacle Bancorp, Inc. | History | Reduced | 390 | 6 | 0.0% | 0.0% | 188 | -31 | -7.36% | Q1 2026 | Apr 22, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 402 | 6 | 0.0% | 0.0% | 187 | +7 | 1.77% | Q1 2026 | May 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 363 | 6 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 407 | 6 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 428 | 6 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| COUNTRY TRUST BANK | History | Added to | 327 | 5 | 0.0% | 0.0% | 189 | +6 | 1.87% | Q1 2026 | Apr 10, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 356 | 5 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Beaird Harris Wealth Management, LLC | History | New | 249 | 4 | 0.0% | — | 193 | +249 | New | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 292 | 4 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Game Plan Financial Advisors, LLC | History | No change | 300 | 4 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | History | New | 161 | 2 | 0.0% | — | 195 | +161 | New | Q1 2026 | May 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 137 | 2 | 0.0% | 0.0% | 194 | +12 | 9.6% | Q1 2026 | Apr 06, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 88 | 1 | 0.0% | — | 199 | +88 | New | Q1 2026 | May 15, 2026 |
| Tidemark, LLC | History | Added to | 109 | 1 | 0.0% | 0.0% | 198 | +3 | 2.83% | Q1 2026 | May 07, 2026 |
| Capital Analysts, LLC | History | No change | 34 | 1 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Lodestone Wealth Management LLC | History | No change | 107 | 1 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.69% | — | -1,437,153 | -100.0% | Q1 2026 | May 15, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -246,575 | -100.0% | Q1 2026 | May 08, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -92,701 | -100.0% | Q1 2026 | May 04, 2026 |
| Composition Wealth, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -65,470 | -100.0% | Q1 2026 | Apr 08, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -57,152 | -100.0% | Q1 2026 | May 15, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -48,819 | -100.0% | Q1 2026 | May 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.04% | — | -39,950 | -100.0% | Q1 2026 | May 12, 2026 |
| Heritage Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.14% | — | -31,505 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Quantedge Capital Pte Ltd | History | Closed out | 0 | 0 | — | 0.23% | — | -29,900 | -100.0% | Q1 2026 | May 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -25,214 | -100.0% | Q1 2026 | Apr 23, 2026 |
| SOL Capital Management CO | History | Closed out | 0 | 0 | — | 0.03% | — | -23,542 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Alpine Global Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -15,506 | -100.0% | Q1 2026 | May 15, 2026 |
| TIAA TRUST, NATIONAL ASSOCIATION | History | Closed out | 0 | 0 | — | 0.0% | — | -15,352 | -100.0% | Q1 2026 | May 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,893 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Almitas Capital LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -10,456 | -100.0% | Q1 2026 | May 15, 2026 |
| Coastline Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -3,101 | -100.0% | Q1 2026 | Apr 03, 2026 |
| Navalign, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,071 | -100.0% | Q1 2026 | Apr 29, 2026 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -838 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -397 | -100.0% | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -325 | -100.0% | Q1 2026 | May 15, 2026 |
| WPG Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -164 | -100.0% | Q1 2026 | Apr 29, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -155 | -100.0% | Q1 2026 | Apr 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -88 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -81 | -100.0% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | New | 38 | 0 | — | — | — | +38 | New | Q1 2026 | May 15, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | — | — | -35 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Nemes Rush Group LLC | History | New | 26 | 0 | — | — | — | +26 | New | Q1 2026 | Apr 21, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | Apr 28, 2026 |
| CITIGROUP INC | History | New | 7 | 0 | — | — | — | +7 | New | Q1 2026 | May 11, 2026 |
| Rockefeller Capital Management L.P. | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | May 14, 2026 |
| Key FInancial Inc | History | No change | 32 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 55 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |