ROYCE SMALL-CAP TRUST, INC. - RVT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 6,252,497 | 100,665 | 0.01% | 0.01% | 1 | +519,959 | 9.07% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 5,727,708 | 92,216 | 0.01% | 0.01% | 2 | -100,845 | -1.73% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 2,870,323 | 46,212 | 0.01% | 0.01% | 3 | +15,123 | 0.53% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Added to | 2,257,033 | 36,338 | 0.01% | 0.01% | 4 | +194,412 | 9.43% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,611,687 | 25,949 | 0.0% | — | 5 | +1,611,687 | New | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,477,216 | 23,783 | 0.0% | 0.01% | 6 | -269,995 | -15.45% | Q4 2025 | Feb 13, 2026 |
| Saba Capital Management, L.P. | History | Added to | 1,437,153 | 23,138 | 0.69% | 0.62% | 7 | +32,980 | 2.35% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 783,431 | 12,613 | 0.01% | 0.01% | 8 | -537 | -0.07% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 782,755 | 12,602 | 0.03% | 0.03% | 9 | +14,540 | 1.89% | Q4 2025 | Feb 11, 2026 |
| Waterfront Wealth Inc. | History | Reduced | 642,656 | 11,291 | 2.15% | 2.21% | 10 | -36,452 | -5.37% | Q4 2025 | Jan 27, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 652,300 | 10,502 | 1.54% | 1.38% | 11 | +88,928 | 15.78% | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | Reduced | 624,764 | 10,058 | 0.0% | 0.0% | 12 | -68,871 | -9.93% | Q4 2025 | Jan 29, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Added to | 615,825 | 9,914 | 0.02% | 0.01% | 13 | +65,961 | 12.0% | Q4 2025 | Feb 17, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 598,883 | 9,642 | 0.46% | 0.55% | 14 | +2,038 | 0.34% | Q4 2025 | Feb 17, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 503,557 | 8,107 | 0.15% | 0.16% | 15 | -5,252 | -1.03% | Q4 2025 | Feb 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 423,810 | 6,823 | 0.05% | 0.05% | 16 | -10,244 | -2.36% | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 370,097 | 5,958 | 0.1% | 0.09% | 17 | +33,277 | 9.88% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 338,554 | 5,450 | 0.01% | 0.01% | 18 | +72,499 | 27.25% | Q4 2025 | Feb 17, 2026 |
| Paller Financial Services Inc | History | New | 317,150 | 5,106 | 4.09% | — | 19 | +317,150 | New | Q4 2025 | Jan 15, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 266,910 | 4,297 | 0.01% | 0.01% | 20 | -4,869 | -1.79% | Q4 2025 | Feb 17, 2026 |
| Cornerstone Advisors, LLC | History | Reduced | 246,575 | 3,969 | 0.13% | 0.36% | 21 | -438,944 | -64.03% | Q4 2025 | Feb 13, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 236,535 | 3,808 | 0.02% | 0.02% | 22 | -1,141 | -0.48% | Q4 2025 | Jan 29, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 229,703 | 3,698 | 0.2% | 0.2% | 23 | +6,010 | 2.69% | Q4 2025 | Feb 10, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 212,917 | 3,427 | 0.05% | 0.04% | 24 | -4,917 | -2.26% | Q4 2025 | Feb 02, 2026 |
| Altium Capital Management LLC | History | New | 192,509 | 3,099 | 12.25% | — | 25 | +192,509 | New | Q4 2025 | Feb 06, 2026 |
| Cypress Capital Management LLC (WY) | History | Added to | 189,871 | 3,056 | 2.84% | 0.48% | 26 | +157,348 | 483.81% | Q4 2025 | Feb 09, 2026 |
| Allspring Global Investments Holdings, LLC | History | Reduced | 188,145 | 3,029 | 0.0% | 0.0% | 27 | -4,194 | -2.18% | Q4 2025 | Jan 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 182,148 | 2,932 | 0.01% | 0.01% | 28 | +11,171 | 6.53% | Q4 2025 | Feb 17, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 181,349 | 2,919 | 0.93% | 1.6% | 29 | -108,347 | -37.4% | Q4 2025 | Jan 26, 2026 |
| HighTower Advisors, LLC | History | Added to | 174,499 | 2,809 | 0.0% | 0.0% | 30 | +13,697 | 8.52% | Q4 2025 | Feb 06, 2026 |
| RB Capital Management, LLC | History | Added to | 170,498 | 2,745 | 0.55% | 0.55% | 31 | +4,675 | 2.82% | Q4 2025 | Feb 03, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 166,889 | 2,686 | 0.01% | 0.01% | 32 | +7,610 | 4.78% | Q4 2025 | Feb 12, 2026 |
| GENERAL AMERICAN INVESTORS CO INC | History | No change | 150,877 | 2,429 | 0.14% | 0.14% | 33 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Added to | 146,093 | 2,352 | 0.01% | 0.01% | 34 | +60,888 | 71.46% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 130,106 | 2,094 | 0.0% | 0.0% | 35 | +36,621 | 39.17% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 120,283 | 1,936 | 0.0% | 0.0% | 36 | -33,952 | -22.01% | Q4 2025 | Feb 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 119,872 | 1,930 | 0.01% | 0.01% | 37 | -9,917 | -7.64% | Q4 2025 | Feb 05, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 111,350 | 1,792 | 0.11% | — | 38 | +111,350 | New | Q4 2025 | Feb 17, 2026 |
| INTREPID FAMILY OFFICE LLC | History | Added to | 103,360 | 1,664 | 1.43% | 1.16% | 39 | +17,025 | 19.72% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Added to | 102,121 | 1,644 | 0.0% | 0.0% | 40 | +38,082 | 59.47% | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 102,071 | 1,643 | 0.01% | 0.01% | 41 | -22,597 | -18.13% | Q4 2025 | Jan 29, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 94,893 | 1,527 | 0.03% | 0.03% | 42 | -3,025 | -3.09% | Q4 2025 | Feb 04, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 92,701 | 1,492 | 0.01% | 0.02% | 43 | -51,827 | -35.86% | Q4 2025 | Feb 02, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 89,077 | 1,434 | 0.05% | 0.07% | 44 | -23,423 | -20.82% | Q4 2025 | Jan 14, 2026 |
| Accel Wealth Management | History | Reduced | 86,711 | 1,396 | 0.38% | 0.47% | 45 | -14,070 | -13.96% | Q4 2025 | Jan 20, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Added to | 83,901 | 1,350 | 0.1% | 0.08% | 46 | +19,110 | 29.49% | Q4 2025 | Feb 13, 2026 |
| KENNEDY INVESTMENT GROUP | History | Added to | 81,658 | 1,314 | 0.5% | 0.51% | 47 | +2,189 | 2.75% | Q4 2025 | Feb 06, 2026 |
| WJ Financial Advisors LLC | History | Added to | 78,525 | 1,264 | 1.13% | 0.84% | 48 | +24,725 | 45.96% | Q4 2025 | Feb 02, 2026 |
| Focused Wealth Management, Inc | History | Added to | 71,871 | 1,157 | 0.12% | 0.11% | 49 | +7,997 | 12.52% | Q4 2025 | Jan 29, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 71,604 | 1,152 | 0.0% | 0.0% | 50 | +8,801 | 14.01% | Q4 2025 | Feb 13, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 71,596 | 1,152 | 0.41% | 0.42% | 51 | -3,486 | -4.64% | Q4 2025 | Jan 30, 2026 |
| COMERICA BANK | History | Reduced | 71,223 | 1,146 | 0.0% | 0.0% | 52 | -5,424 | -7.08% | Q4 2025 | Jan 29, 2026 |
| TrueMark Investments, LLC | History | Added to | 70,779 | 1,139 | 0.22% | 0.19% | 53 | +1,738 | 2.52% | Q4 2025 | Jan 14, 2026 |
| Composition Wealth, LLC | History | No change | 65,470 | 1,054 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| GABELLI FUNDS LLC | History | New | 62,600 | 1,007 | 0.01% | — | 55 | +62,600 | New | Q4 2025 | Feb 05, 2026 |
| Prospera Financial Services Inc | History | Reduced | 59,792 | 962 | 0.02% | 0.02% | 56 | -14,617 | -19.64% | Q4 2025 | Feb 09, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 57,152 | 920 | 0.0% | 0.0% | 57 | -5,015 | -8.07% | Q4 2025 | Feb 18, 2026 |
| Comprehensive Money Management Services LLC | History | Added to | 56,770 | 913 | 0.63% | 0.64% | 58 | +425 | 0.75% | Q4 2025 | Jan 22, 2026 |
| Abel Hall, LLC | History | Reduced | 56,300 | 906 | 0.21% | 0.37% | 59 | -700 | -1.23% | Q4 2025 | Feb 17, 2026 |
| Concorde Asset Management, LLC | History | Added to | 54,092 | 870 | 0.35% | 0.36% | 60 | +1,580 | 3.01% | Q4 2025 | Feb 13, 2026 |
| Triumph Capital Management | History | Added to | 53,367 | 859 | 0.19% | 0.22% | 61 | +2,333 | 4.57% | Q4 2025 | Feb 12, 2026 |
| Stolper Co | History | Added to | 53,094 | 855 | 0.25% | 0.25% | 62 | +1,715 | 3.34% | Q4 2025 | Jan 12, 2026 |
| Waverly Advisors, LLC | History | Added to | 52,399 | 843 | 0.01% | 0.01% | 63 | +4,343 | 9.04% | Q4 2025 | Feb 17, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 52,125 | 839 | 0.09% | 0.1% | 64 | -3,927 | -7.01% | Q4 2025 | Mar 03, 2026 |
| Mraz, Amerine & Associates, Inc. | History | Reduced | 52,111 | 838 | 0.12% | 0.14% | 65 | -1,914 | -3.54% | Q4 2025 | Feb 06, 2026 |
| WHITENER CAPITAL MANAGEMENT, INC. | History | Added to | 51,167 | 823 | 0.19% | 0.19% | 66 | +2,655 | 5.47% | Q4 2025 | Jan 23, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 49,543 | 797 | 0.01% | 0.01% | 67 | -5,531 | -10.04% | Q4 2025 | Feb 02, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 49,163 | 791 | 0.04% | 0.05% | 68 | +811 | 1.68% | Q4 2025 | Jan 26, 2026 |
| Logan Stone Capital, LLC | History | New | 48,819 | 785 | 0.19% | — | 69 | +48,819 | New | Q4 2025 | Feb 17, 2026 |
| Bay Rivers Group | History | Added to | 46,975 | 756 | 0.31% | 0.31% | 70 | +1,766 | 3.91% | Q4 2025 | Jan 07, 2026 |
| Atlanta Consulting Group Advisors, LLC | History | Reduced | 42,931 | 691 | 0.16% | 0.17% | 71 | -814 | -1.86% | Q4 2025 | Feb 11, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 41,571 | 669 | 0.01% | 0.01% | 72 | -1,400 | -3.26% | Q4 2025 | Jan 22, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 41,184 | 663 | 0.01% | 0.0% | 73 | +31,113 | 308.94% | Q4 2025 | Jan 23, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 40,874 | 658 | 0.01% | 0.02% | 74 | -1,335 | -3.16% | Q4 2025 | Feb 03, 2026 |
| Delta Wealth Advisors LLC | History | No change | 40,866 | 657 | 0.55% | 0.52% | 75 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 39,950 | 643 | 0.04% | 0.11% | 76 | -64,866 | -61.89% | Q4 2025 | Feb 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 38,860 | 625 | 0.0% | 0.0% | 77 | +4,300 | 12.44% | Q4 2025 | Feb 12, 2026 |
| Jefferies Financial Group Inc. | History | Added to | 37,580 | 605 | 0.0% | 0.0% | 78 | +1,218 | 3.35% | Q4 2025 | Feb 09, 2026 |
| MCCARTER PRIVATE WEALTH SERVICES LLC | History | Reduced | 37,020 | 596 | 0.27% | 0.37% | 79 | -7,946 | -17.67% | Q4 2025 | Feb 10, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 36,769 | 591 | 0.02% | 0.02% | 80 | +1,014 | 2.84% | Q4 2025 | Feb 13, 2026 |
| Alexander Randolph Advisory, Inc. | History | Added to | 33,909 | 545 | 0.45% | 0.44% | 81 | +1,102 | 3.36% | Q4 2025 | Feb 05, 2026 |
| PMG Family Office LLC | History | Reduced | 31,851 | 512 | 0.59% | 0.59% | 82 | -827 | -2.53% | Q4 2025 | Jan 28, 2026 |
| Heritage Wealth Management, Inc. | History | Reduced | 31,505 | 507 | 0.14% | 0.16% | 83 | -2,113 | -6.29% | Q4 2025 | Jan 26, 2026 |
| Vontobel Holding Ltd. | History | New | 31,356 | 504 | 0.0% | — | 84 | +31,356 | New | Q4 2025 | Feb 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 30,606 | 492 | 0.0% | 0.0% | 85 | -1,033 | -3.26% | Q4 2025 | Feb 18, 2026 |
| Quantedge Capital Pte Ltd | History | Reduced | 29,900 | 481 | 0.23% | 0.27% | 86 | -1,100 | -3.55% | Q4 2025 | Feb 17, 2026 |
| David J Yvars Group | History | No change | 28,164 | 454 | 0.24% | 0.24% | 87 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Baird Financial Group, Inc. | History | Added to | 27,954 | 450 | 0.0% | 0.0% | 88 | +1,413 | 5.32% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 27,945 | 449 | 0.0% | — | 89 | +27,945 | New | Q4 2025 | Feb 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 27,329 | 440 | 0.01% | 0.01% | 90 | -656 | -2.34% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 26,889 | 432 | 0.0% | 0.0% | 91 | +5,947 | 28.4% | Q4 2025 | Feb 10, 2026 |
| 1776 Wealth LLC | History | Added to | 26,308 | 423 | 0.16% | 0.16% | 92 | +843 | 3.31% | Q4 2025 | Feb 11, 2026 |
| BROWN ADVISORY INC | History | No change | 25,778 | 415 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 25,573 | 411 | 0.0% | 0.0% | 94 | +630 | 2.53% | Q4 2025 | Feb 13, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 24,921 | 401 | 0.01% | 0.01% | 95 | +574 | 2.36% | Q4 2025 | Feb 12, 2026 |
| Mezzasalma Advisors, LLC | History | Reduced | 24,882 | 400 | 0.1% | 0.1% | 96 | -268 | -1.07% | Q4 2025 | Jan 21, 2026 |
| Moors & Cabot, Inc. | History | Added to | 24,580 | 395 | 0.02% | 0.02% | 97 | +79 | 0.32% | Q4 2025 | Feb 10, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 25,214 | 393 | 0.01% | 0.01% | 98 | -2,580 | -9.28% | Q4 2025 | Feb 11, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 24,136 | 388 | 0.03% | 0.03% | 99 | +1,563 | 6.92% | Q4 2025 | Feb 03, 2026 |
| Uncommon Cents Investing LLC | History | No change | 23,874 | 384 | 0.09% | 0.1% | 100 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | Reduced | 23,736 | 382 | 0.16% | 0.18% | 101 | -17 | -0.07% | Q4 2025 | Jan 22, 2026 |
| SPIREPOINT PRIVATE CLIENT, LLC | History | Added to | 23,640 | 380 | 0.04% | 0.04% | 102 | +2,781 | 13.33% | Q4 2025 | Jan 22, 2026 |
| SOL Capital Management CO | History | Reduced | 23,542 | 379 | 0.03% | 0.04% | 103 | -3,105 | -11.65% | Q4 2025 | Jan 30, 2026 |
| Allworth Financial LP | History | New | 22,877 | 368 | 0.0% | — | 104 | +22,877 | New | Q4 2025 | Feb 05, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 21,893 | 352 | 0.01% | 0.01% | 105 | -1,935 | -8.12% | Q4 2025 | Jan 12, 2026 |
| PKS Advisory Services, LLC | History | Added to | 20,832 | 335 | 0.08% | 0.06% | 106 | +2,224 | 11.95% | Q4 2025 | Feb 02, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | Added to | 20,503 | 330 | 0.03% | 0.03% | 107 | +666 | 3.36% | Q4 2025 | Feb 13, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Reduced | 19,609 | 315 | 0.02% | 0.02% | 108 | -299 | -1.5% | Q4 2025 | Feb 11, 2026 |
| Harbour Wealth Management Group, Inc. | History | New | 19,389 | 312 | 0.24% | — | 109 | +19,389 | New | Q4 2025 | Feb 19, 2026 |
| SouthState Bank Corp | History | No change | 18,972 | 305 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| HBK Sorce Advisory LLC | History | Reduced | 16,390 | 292 | 0.01% | 0.01% | 111 | -1,989 | -10.82% | Q4 2025 | Feb 09, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 18,124 | 291 | 0.07% | 0.06% | 112 | +754 | 4.34% | Q4 2025 | Feb 17, 2026 |
| Redmond Asset Management, LLC | History | No change | 17,900 | 288 | 0.07% | 0.07% | 113 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Carson Advisory Inc. | History | Added to | 17,768 | 286 | 0.15% | 0.15% | 114 | +576 | 3.35% | Q4 2025 | Feb 12, 2026 |
| Simplicity Wealth,LLC | History | New | 17,757 | 285 | 0.02% | — | 115 | +17,757 | New | Q4 2025 | Jan 30, 2026 |
| SIERRA OCEAN, LLC | History | No change | 17,377 | 279 | 0.23% | 0.24% | 116 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| STEPHENS INC /AR/ | History | Added to | 15,996 | 257 | 0.0% | 0.0% | 117 | +497 | 3.21% | Q4 2025 | Feb 05, 2026 |
| Keyes, Stange & Wooten Wealth Management, LLC | History | No change | 15,695 | 252 | 0.12% | 0.12% | 118 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| FCA CORP /TX | History | Added to | 15,583 | 250 | 0.07% | 0.07% | 119 | +486 | 3.22% | Q4 2025 | Feb 11, 2026 |
| Alpine Global Management, LLC | History | New | 15,506 | 249 | 0.05% | — | 121 | +15,506 | New | Q4 2025 | Feb 26, 2026 |
| Focus Partners Wealth | History | New | 15,494 | 249 | 0.0% | — | 120 | +15,494 | New | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | New | 15,441 | 248 | 0.0% | — | 122 | +15,441 | New | Q4 2025 | Jan 30, 2026 |
| TIAA TRUST, NATIONAL ASSOCIATION | History | Added to | 15,352 | 247 | 0.0% | 0.0% | 123 | +498 | 3.35% | Q4 2025 | Feb 11, 2026 |
| Kovack Advisors, Inc. | History | Added to | 15,129 | 243 | 0.01% | 0.02% | 124 | +4,648 | 44.35% | Q4 2025 | Feb 17, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 13,819 | 222 | 0.13% | 0.13% | 125 | +451 | 3.37% | Q4 2025 | Jan 12, 2026 |
| Creative Planning | History | Added to | 13,736 | 221 | 0.0% | 0.0% | 126 | +2,737 | 24.88% | Q4 2025 | Feb 17, 2026 |
| Centurion Wealth Management LLC | History | No change | 13,451 | 216 | 0.05% | 0.05% | 127 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 12,893 | 214 | 0.0% | 0.0% | 128 | +1,528 | 13.44% | Q4 2025 | Jan 08, 2026 |
| BARRETT & COMPANY, INC. | History | Added to | 13,242 | 213 | 0.07% | 0.07% | 129 | +14 | 0.11% | Q4 2025 | Jan 28, 2026 |
| World Investment Advisors | History | New | 13,117 | 211 | 0.0% | — | 130 | +13,117 | New | Q4 2025 | Mar 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 12,754 | 205 | 0.0% | 0.0% | 131 | +41 | 0.32% | Q4 2025 | Feb 06, 2026 |
| NORTH STAR ASSET MANAGEMENT INC | History | Reduced | 12,577 | 202 | 0.01% | 0.01% | 132 | -620 | -4.7% | Q4 2025 | Feb 09, 2026 |
| Tradition Wealth Management, LLC | History | Added to | 12,576 | 202 | 0.01% | 0.01% | 133 | +6 | 0.05% | Q4 2025 | Feb 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 12,417 | 199 | 0.0% | 0.0% | 134 | +1,172 | 10.42% | Q4 2025 | Feb 10, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 11,999 | 193 | 0.0% | 0.0% | 135 | +1,623 | 15.64% | Q4 2025 | Feb 02, 2026 |
| SITTNER & NELSON, LLC | History | Added to | 10,218 | 182 | 0.06% | 0.06% | 136 | +332 | 3.36% | Q4 2025 | Feb 11, 2026 |
| ENDEAVOR PRIVATE WEALTH, INC. | History | Reduced | 11,280 | 181 | 0.05% | 0.06% | 137 | -925 | -7.58% | Q4 2025 | Feb 11, 2026 |
| Coquina Private Wealth LLC | History | New | 11,197 | 180 | 0.14% | — | 138 | +11,197 | New | Q4 2025 | Jan 29, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 10,940 | 176 | 0.1% | — | 139 | +10,940 | New | Q4 2025 | Feb 11, 2026 |
| NorthStar Asset Management LLC /NJ/ | History | Added to | 10,867 | 174 | 0.08% | 0.08% | 140 | +354 | 3.37% | Q4 2025 | Feb 10, 2026 |
| Formidable Asset Management, LLC | History | Added to | 10,734 | 173 | 0.03% | 0.03% | 141 | +47 | 0.44% | Q4 2025 | Jan 16, 2026 |
| Coastal Bridge Advisors, LLC | History | No change | 10,695 | 172 | 0.01% | 0.01% | 142 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| DAVENPORT & Co LLC | History | Added to | 10,667 | 171 | 0.0% | 0.0% | 143 | +174 | 1.66% | Q4 2025 | Jan 12, 2026 |
| Almitas Capital LLC | History | New | 10,456 | 168 | 0.04% | — | 144 | +10,456 | New | Q4 2025 | Feb 17, 2026 |
| Graves Light Lenhart Wealth, Inc. | History | No change | 10,253 | 165 | 0.02% | 0.02% | 145 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| Mascoma Wealth Management LLC | History | No change | 10,217 | 164 | 0.04% | 0.04% | 146 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | New | 10,142 | 163 | 0.03% | — | 147 | +10,142 | New | Q4 2025 | Feb 03, 2026 |
| Operose Advisors LLC | History | No change | 7,000 | 112 | 0.03% | 0.03% | 148 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| North Star Investment Management Corp. | History | No change | 6,125 | 98 | 0.01% | 0.01% | 149 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| TRUST CO OF VERMONT | History | No change | 5,408 | 87 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 4,500 | 72 | 0.0% | 0.0% | 151 | +1,000 | 28.57% | Q4 2025 | Feb 06, 2026 |
| Pingora Partners LLC | History | No change | 3,733 | 60 | 0.04% | 0.04% | 152 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Private Wealth Asset Management, LLC | History | New | 3,258 | 52 | 0.01% | — | 153 | +3,258 | New | Q4 2025 | Feb 10, 2026 |
| Coastline Trust Co | History | Added to | 3,101 | 49 | 0.0% | 0.01% | 154 | +101 | 3.37% | Q4 2025 | Jan 05, 2026 |
| Quent Capital, LLC | History | Added to | 2,945 | 47 | 0.0% | 0.0% | 155 | +95 | 3.33% | Q4 2025 | Jan 29, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 2,900 | 46 | 0.01% | 0.01% | 156 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Vermillion Wealth Management, Inc. | History | Added to | 2,429 | 39 | 0.02% | 0.01% | 157 | +179 | 7.96% | Q4 2025 | Feb 11, 2026 |
| Salomon & Ludwin, LLC | History | Reduced | 2,204 | 36 | 0.0% | 0.0% | 158 | -451 | -16.99% | Q4 2025 | Jan 28, 2026 |
| Westfuller Advisors, LLC | History | Added to | 1,828 | 29 | 0.01% | 0.01% | 159 | +59 | 3.34% | Q4 2025 | Jan 21, 2026 |
| CWM, LLC | History | Reduced | 1,688 | 27 | 0.0% | 0.0% | 160 | -55 | -3.16% | Q4 2025 | Jan 26, 2026 |
| Hughes Financial Services, LLC | History | No change | 1,617 | 26 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| ASSETMARK, INC | History | No change | 1,339 | 21 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Global Retirement Partners, LLC | History | Added to | 1,222 | 19 | 0.0% | 0.0% | 163 | +1,028 | 529.9% | Q4 2025 | Feb 06, 2026 |
| Navalign, LLC | History | New | 1,071 | 17 | 0.0% | — | 164 | +1,071 | New | Q4 2025 | Feb 05, 2026 |
| CENTRAL TRUST Co | History | No change | 1,000 | 16 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| EASTERN BANK | History | No change | 838 | 13 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| NBC SECURITIES, INC. | History | Added to | 590 | 9 | 0.0% | 0.0% | 167 | +19 | 3.33% | Q4 2025 | Jan 29, 2026 |
| Ransom Advisory, Ltd | History | No change | 600 | 9 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 555 | 8 | 0.0% | 0.0% | 170 | +17 | 3.16% | Q4 2025 | Jan 28, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 500 | 8 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| City State Bank | History | No change | 464 | 7 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Pinnacle Bancorp, Inc. | History | Reduced | 421 | 6 | 0.0% | 0.01% | 175 | -954 | -69.38% | Q4 2025 | Jan 22, 2026 |
| CIBC Private Wealth Group LLC | History | Reduced | 428 | 6 | 0.0% | 0.0% | 173 | -566 | -56.94% | Q4 2025 | Feb 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 397 | 6 | 0.0% | — | 176 | +397 | New | Q4 2025 | Feb 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 395 | 6 | 0.0% | 0.0% | 174 | +13 | 3.4% | Q4 2025 | Feb 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 407 | 6 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 325 | 5 | 0.0% | 0.0% | 177 | -889 | -73.23% | Q4 2025 | Feb 17, 2026 |
| GPS Wealth Strategies Group, LLC | History | Added to | 356 | 5 | 0.0% | 0.0% | 180 | +11 | 3.19% | Q4 2025 | Feb 06, 2026 |
| COUNTRY TRUST BANK | History | Added to | 321 | 5 | 0.0% | 0.0% | 179 | +10 | 3.22% | Q4 2025 | Jan 21, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 363 | 5 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 292 | 4 | 0.0% | 0.0% | 181 | -69 | -19.11% | Q4 2025 | Feb 11, 2026 |
| Game Plan Financial Advisors, LLC | History | No change | 300 | 4 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| WPG Advisers, LLC | History | New | 164 | 2 | 0.0% | — | 185 | +164 | New | Q4 2025 | Jan 28, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 125 | 2 | 0.0% | — | 184 | +125 | New | Q4 2025 | Jan 15, 2026 |
| IFP Advisors, Inc | History | No change | 155 | 2 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Lodestone Wealth Management LLC | History | New | 107 | 1 | 0.0% | — | 190 | +107 | New | Q4 2025 | Jan 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 88 | 1 | 0.0% | — | 188 | +88 | New | Q4 2025 | Jan 21, 2026 |
| Tidemark, LLC | History | Added to | 106 | 1 | 0.0% | 0.0% | 191 | +3 | 2.91% | Q4 2025 | Feb 10, 2026 |
| Capital Analysts, LLC | History | Added to | 34 | 1 | 0.0% | 0.0% | 187 | +1 | 3.03% | Q4 2025 | Feb 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 124 | 1 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Larson Financial Group LLC | History | No change | 81 | 1 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.26% | — | -125,510 | -100.0% | Q3 2025 | Nov 12, 2025 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.03% | — | -44,812 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -44,796 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,732 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,723 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,980 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Fortis Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,980 | -100.0% | Q3 2025 | Oct 31, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,858 | -100.0% | Q3 2025 | Nov 14, 2025 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,296 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Future Financial Wealth Managment LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -5,000 | -100.0% | Q3 2025 | Oct 15, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,047 | -100.0% | Q3 2025 | Oct 07, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,489 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,150 | -100.0% | Q3 2025 | Oct 10, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,907 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,826 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Pathway Financial Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,495 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Pacifica Partners Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,092 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -687 | -100.0% | Q3 2025 | Nov 13, 2025 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Key FInancial Inc | History | Added to | 32 | 0 | — | — | — | +1 | 3.23% | Q4 2025 | Feb 09, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 55 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Blue Trust, Inc. | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |