LIBERTY ALL STAR EQUITY FUND - USA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 5,632,499 | 35,372 | 1.67% | 0.73% | 1 | +3,613,785 | 179.01% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 4,809,161 | 30,201 | 0.01% | 0.01% | 2 | +714,156 | 17.44% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Reduced | 3,784,833 | 23,768 | 0.01% | 0.01% | 3 | -866,617 | -18.63% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 3,005,226 | 18,872 | 0.0% | 0.0% | 4 | -404,297 | -11.86% | Q4 2025 | Feb 13, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Added to | 2,698,528 | 17,108 | 1.95% | 0.29% | 5 | +2,330,028 | 632.3% | Q4 2025 | Jan 28, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,974,501 | 12,400 | 0.0% | — | 6 | +1,974,501 | New | Q4 2025 | Feb 17, 2026 |
| Karpus Management, Inc. | History | New | 1,830,510 | 11,495 | 0.35% | — | 7 | +1,830,510 | New | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 1,767,494 | 11,101 | 0.0% | 0.0% | 8 | +25,677 | 1.47% | Q4 2025 | Feb 17, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 1,353,935 | 8,502 | 0.58% | 0.3% | 9 | +725,531 | 115.46% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 1,321,490 | 8,299 | 0.02% | 0.02% | 10 | +4,661 | 0.35% | Q4 2025 | Feb 11, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Added to | 1,309,522 | 8,223 | 0.33% | 0.24% | 11 | +411,399 | 45.81% | Q4 2025 | Feb 17, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 1,086,080 | 6,926 | 2.2% | 2.84% | 12 | -221,543 | -16.94% | Q4 2025 | Jan 26, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,076,031 | 6,757 | 0.08% | 0.07% | 13 | +99,615 | 10.2% | Q4 2025 | Feb 12, 2026 |
| Quarry LP | History | New | 1,067,605 | 6,704 | 1.05% | — | 14 | +1,067,605 | New | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,030,657 | 6,472 | 0.0% | 0.0% | 15 | +206,466 | 25.05% | Q4 2025 | Feb 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 975,897 | 6,128 | 0.04% | 0.04% | 16 | +99,805 | 11.39% | Q4 2025 | Feb 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 951,243 | 5,973 | 0.05% | 0.03% | 17 | +268,091 | 39.24% | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 822,035 | 5,162 | 0.01% | 0.01% | 18 | -60,043 | -6.81% | Q4 2025 | Feb 17, 2026 |
| Almitas Capital LLC | History | New | 804,614 | 5,052 | 1.11% | — | 19 | +804,614 | New | Q4 2025 | Feb 17, 2026 |
| Cornerstone Advisors, LLC | History | Reduced | 794,984 | 4,992 | 0.17% | 0.22% | 20 | -240,643 | -23.24% | Q4 2025 | Feb 13, 2026 |
| Man Group plc | History | New | 648,300 | 4,071 | 0.01% | — | 21 | +648,300 | New | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 616,604 | 3,872 | 0.01% | 0.0% | 22 | +392,581 | 175.24% | Q4 2025 | Feb 17, 2026 |
| COHEN & STEERS, INC. | History | Added to | 605,000 | 3,799 | 0.01% | 0.0% | 23 | +205,000 | 51.25% | Q4 2025 | Feb 13, 2026 |
| RPO LLC | History | New | 573,700 | 3,602 | 0.38% | — | 24 | +573,700 | New | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 495,722 | 3,113 | 0.01% | 0.01% | 25 | +192,164 | 63.3% | Q4 2025 | Feb 05, 2026 |
| Cetera Investment Advisers | History | Added to | 491,954 | 3,089 | 0.0% | 0.0% | 26 | +35,115 | 7.69% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 469,522 | 2,948 | 0.0% | 0.0% | 27 | +409,470 | 681.86% | Q4 2025 | Feb 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 458,274 | 2,923 | 0.0% | 0.01% | 28 | -62,639 | -12.02% | Q4 2025 | Jan 08, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 414,150 | 2,600 | 0.0% | 0.0% | 29 | +31,778 | 8.31% | Q4 2025 | Feb 06, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | New | 408,381 | 2,564 | 0.19% | — | 30 | +408,381 | New | Q4 2025 | Feb 13, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 402,996 | 2,530 | 0.0% | — | 31 | +402,996 | New | Q4 2025 | Jan 15, 2026 |
| Invesco Ltd. | History | Reduced | 387,359 | 2,432 | 0.0% | 0.0% | 32 | -100,929 | -20.67% | Q4 2025 | Feb 19, 2026 |
| UBS Group AG | History | Reduced | 382,415 | 2,401 | 0.0% | 0.0% | 33 | -43,210 | -10.15% | Q4 2025 | Jan 29, 2026 |
| HighTower Advisors, LLC | History | Reduced | 377,416 | 2,370 | 0.0% | 0.0% | 34 | -7,450 | -1.94% | Q4 2025 | Feb 06, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 375,613 | 2,358 | 0.03% | 0.02% | 35 | -17,982 | -4.57% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 347,650 | 2,183 | 0.01% | 0.01% | 36 | +9,911 | 2.93% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 332,821 | 2,090 | 0.0% | 0.0% | 37 | +277,174 | 498.09% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 327,921 | 2,059 | 0.01% | 0.01% | 38 | -6,617 | -1.98% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 320,881 | 2,015 | 0.0% | 0.0% | 39 | -16,456 | -4.88% | Q4 2025 | Feb 17, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 286,850 | 1,801 | 0.03% | — | 40 | +286,850 | New | Q4 2025 | Feb 17, 2026 |
| PMG Family Office LLC | History | Reduced | 242,393 | 1,562 | 1.81% | 2.05% | 41 | -46,495 | -16.09% | Q4 2025 | Jan 28, 2026 |
| XTX Topco Ltd | History | Added to | 248,062 | 1,557 | 0.04% | 0.01% | 42 | +214,801 | 645.8% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 235,824 | 1,480 | 0.0% | 0.0% | 43 | -7,966 | -3.27% | Q4 2025 | Feb 12, 2026 |
| MINDSET WEALTH MANAGEMENT, LLC | History | Reduced | 232,399 | 1,459 | 0.38% | 0.41% | 44 | -5,059 | -2.13% | Q4 2025 | Feb 12, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | New | 222,272 | 1,396 | 1.71% | — | 45 | +222,272 | New | Q4 2025 | Feb 25, 2026 |
| CSS LLC/IL | History | Added to | 195,818 | 1,229 | 0.05% | 0.05% | 46 | +34,000 | 21.01% | Q4 2025 | Feb 17, 2026 |
| Logan Stone Capital, LLC | History | New | 194,895 | 1,223 | 0.3% | — | 47 | +194,895 | New | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 192,076 | 1,206 | 0.01% | 0.01% | 48 | -18,783 | -8.91% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 173,934 | 1,092 | 0.0% | 0.01% | 49 | -5,903 | -3.28% | Q4 2025 | Feb 18, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Added to | 172,503 | 1,083 | 0.07% | 0.01% | 50 | +135,831 | 370.39% | Q4 2025 | Feb 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 170,080 | 1,068 | 0.01% | 0.01% | 51 | +200 | 0.12% | Q4 2025 | Jan 29, 2026 |
| Westbourne Investment Advisors, Inc. | History | Reduced | 161,200 | 1,012 | 0.28% | 0.29% | 52 | -5,000 | -3.01% | Q4 2025 | Jan 23, 2026 |
| Live Oak Private Wealth LLC | History | No change | 158,585 | 995 | 0.14% | 0.14% | 53 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | Added to | 156,236 | 981 | 0.01% | 0.01% | 54 | +6,000 | 3.99% | Q4 2025 | Jan 22, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Reduced | 153,310 | 962 | 0.34% | 0.46% | 55 | -43,105 | -21.95% | Q4 2025 | Feb 06, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 151,520 | 951 | 0.01% | 0.02% | 56 | -65,427 | -30.16% | Q4 2025 | Feb 12, 2026 |
| OPPENHEIMER & CO INC | History | No change | 150,151 | 942 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 149,906 | 941 | 0.0% | 0.0% | 58 | -13,431 | -8.22% | Q4 2025 | Feb 13, 2026 |
| RB Capital Management, LLC | History | Reduced | 146,542 | 920 | 0.18% | 0.2% | 59 | -3,248 | -2.17% | Q4 2025 | Feb 03, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 143,063 | 898 | 0.03% | 0.02% | 60 | +33,651 | 30.76% | Q4 2025 | Feb 12, 2026 |
| Advocate Investing Services LLC | History | New | 141,248 | 887 | 0.79% | — | 61 | +141,248 | New | Q4 2025 | Feb 12, 2026 |
| Mariner, LLC | History | Reduced | 132,859 | 834 | 0.0% | 0.0% | 62 | -43,371 | -24.61% | Q4 2025 | Feb 13, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | Reduced | 132,370 | 831 | 0.16% | 0.15% | 63 | -41,815 | -24.01% | Q4 2025 | Feb 02, 2026 |
| Ionic Capital Management LLC | History | New | 125,000 | 785 | 0.1% | — | 64 | +125,000 | New | Q4 2025 | Feb 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 124,253 | 780 | 0.05% | 0.02% | 65 | +95,874 | 337.83% | Q4 2025 | Feb 03, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 128,650 | 763 | 0.02% | 0.02% | 66 | -19,162 | -12.96% | Q4 2025 | Feb 11, 2026 |
| TrueMark Investments, LLC | History | Added to | 118,992 | 747 | 0.14% | 0.02% | 67 | +104,766 | 736.44% | Q4 2025 | Jan 14, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 117,260 | 736 | 0.04% | 0.04% | 68 | -80 | -0.07% | Q4 2025 | Jan 28, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 113,191 | 710 | 0.01% | 0.01% | 69 | +10,012 | 9.7% | Q4 2025 | Jan 29, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 111,739 | 701 | 0.0% | — | 70 | +111,739 | New | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 111,046 | 697 | 0.0% | 0.0% | 71 | +23,068 | 26.22% | Q4 2025 | Feb 17, 2026 |
| Golden State Equity Partners | History | Reduced | 107,850 | 677 | 0.11% | 0.12% | 72 | -2,464 | -2.23% | Q4 2025 | Jan 29, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 104,672 | 657 | 0.23% | 0.26% | 73 | -14,319 | -12.03% | Q4 2025 | Jan 30, 2026 |
| Abel Hall, LLC | History | No change | 103,000 | 646 | 0.15% | 0.26% | 74 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Clear Creek Financial Management, LLC | History | Reduced | 99,807 | 626 | 0.05% | 0.06% | 75 | -5,050 | -4.82% | Q4 2025 | Jan 23, 2026 |
| Stockman Wealth Management, Inc. | History | No change | 99,563 | 625 | 0.07% | 0.08% | 76 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 88,551 | 556 | 0.06% | 0.06% | 77 | -410 | -0.46% | Q4 2025 | Jan 27, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 86,088 | 540 | 0.01% | 0.01% | 78 | -20,158 | -18.97% | Q4 2025 | Feb 12, 2026 |
| StoneX Group Inc. | History | Added to | 83,141 | 533 | 0.02% | 0.02% | 79 | +17,970 | 27.57% | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 78,252 | 491 | 0.0% | — | 80 | +78,252 | New | Q4 2025 | Feb 05, 2026 |
| Coquina Private Wealth LLC | History | New | 77,392 | 486 | 0.39% | — | 81 | +77,392 | New | Q4 2025 | Jan 29, 2026 |
| &PARTNERS | History | Added to | 77,260 | 485 | 0.0% | 0.0% | 82 | +54,112 | 233.77% | Q4 2025 | Feb 17, 2026 |
| Mezzasalma Advisors, LLC | History | Added to | 76,805 | 482 | 0.12% | 0.12% | 83 | +1,145 | 1.51% | Q4 2025 | Jan 21, 2026 |
| Creative Planning | History | Added to | 75,508 | 474 | 0.0% | 0.0% | 84 | +6,324 | 9.14% | Q4 2025 | Feb 17, 2026 |
| Patten Group, Inc. | History | Reduced | 69,949 | 439 | 0.08% | 0.13% | 85 | -39,311 | -35.98% | Q4 2025 | Jan 23, 2026 |
| Baird Financial Group, Inc. | History | Added to | 64,550 | 405 | 0.0% | 0.0% | 86 | +12,370 | 23.71% | Q4 2025 | Feb 13, 2026 |
| Triumph Capital Management | History | Reduced | 63,298 | 397 | 0.09% | 0.21% | 87 | -62,311 | -49.61% | Q4 2025 | Feb 12, 2026 |
| Prospera Financial Services Inc | History | Added to | 61,614 | 386 | 0.01% | 0.0% | 88 | +36,140 | 141.87% | Q4 2025 | Feb 09, 2026 |
| IHT Wealth Management, LLC | History | Added to | 58,588 | 367 | 0.01% | 0.01% | 89 | +2,993 | 5.38% | Q4 2025 | Feb 17, 2026 |
| Heritage Wealth Management, Inc. | History | Reduced | 57,594 | 361 | 0.1% | 0.11% | 90 | -1,725 | -2.91% | Q4 2025 | Jan 26, 2026 |
| MCDONALD PARTNERS LLC | History | Reduced | 55,146 | 346 | 0.11% | 0.1% | 91 | -1 | -0.0% | Q4 2025 | Feb 02, 2026 |
| Kovack Advisors, Inc. | History | New | 50,788 | 318 | 0.01% | — | 92 | +50,788 | New | Q4 2025 | Feb 17, 2026 |
| Sage Capital Advisors,llc | History | Added to | 47,959 | 301 | 0.07% | 0.07% | 93 | +314 | 0.66% | Q4 2025 | Jan 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 47,355 | 297 | 0.0% | 0.0% | 94 | +6,845 | 16.9% | Q4 2025 | Feb 10, 2026 |
| Simplicity Wealth,LLC | History | New | 45,817 | 287 | 0.02% | — | 95 | +45,817 | New | Q4 2025 | Jan 30, 2026 |
| MSH Capital Advisors LLC | History | Added to | 44,960 | 282 | 0.06% | 0.08% | 96 | +690 | 1.56% | Q4 2025 | Feb 09, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 43,790 | 275 | 0.0% | 0.0% | 97 | +36,112 | 470.33% | Q4 2025 | Feb 10, 2026 |
| Avior Wealth Management, LLC | History | Reduced | 43,577 | 273 | 0.01% | 0.01% | 98 | -2,000 | -4.39% | Q4 2025 | Jan 06, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 42,131 | 264 | 0.03% | 0.04% | 99 | -14,394 | -25.46% | Q4 2025 | Mar 03, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 41,515 | 260 | 0.0% | 0.0% | 100 | -1,758 | -4.06% | Q4 2025 | Feb 02, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 41,322 | 259 | 0.0% | 0.0% | 101 | +308 | 0.75% | Q4 2025 | Feb 18, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 40,899 | 256 | 0.0% | 0.0% | 102 | +15,225 | 59.3% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 39,853 | 250 | 0.03% | 0.04% | 103 | -366 | -0.91% | Q4 2025 | Feb 17, 2026 |
| WealthTrust Asset Management, LLC | History | Reduced | 37,741 | 237 | 0.17% | 0.38% | 104 | -48,401 | -56.19% | Q4 2025 | Feb 04, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 36,799 | 231 | 0.02% | 0.02% | 105 | -1,572 | -4.1% | Q4 2025 | Jan 29, 2026 |
| Quad-Cities Investment Group, LLC | History | No change | 35,140 | 220 | 0.09% | 0.09% | 106 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Altus Wealth Group LLC | History | No change | 32,139 | 201 | 0.08% | 0.08% | 107 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Astoria Portfolio Advisors LLC. | History | Added to | 33,478 | 199 | 0.05% | 0.05% | 108 | +1,239 | 3.84% | Q4 2025 | Feb 24, 2026 |
| PFG Investments, LLC | History | Reduced | 30,793 | 193 | 0.01% | 0.02% | 109 | -32,203 | -51.12% | Q4 2025 | Jan 26, 2026 |
| Dakota Wealth Management | History | New | 29,055 | 182 | 0.0% | — | 110 | +29,055 | New | Q4 2025 | Jan 13, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 28,952 | 181 | 0.02% | 0.02% | 111 | +85 | 0.29% | Q4 2025 | Feb 18, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 27,850 | 174 | 0.0% | 0.0% | 112 | -158 | -0.56% | Q4 2025 | Feb 18, 2026 |
| Focus Partners Wealth | History | New | 27,460 | 172 | 0.0% | — | 113 | +27,460 | New | Q4 2025 | Feb 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 26,804 | 169 | 0.01% | 0.01% | 114 | +13,106 | 95.68% | Q4 2025 | Jan 15, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 26,800 | 168 | 0.02% | — | 115 | +26,800 | New | Q4 2025 | Feb 09, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 26,436 | 168 | 0.01% | — | 116 | +26,436 | New | Q4 2025 | Feb 17, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 25,925 | 162 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 25,611 | 160 | 0.0% | 0.0% | 118 | -2,399 | -8.56% | Q4 2025 | Feb 17, 2026 |
| Procyon Advisors, LLC | History | New | 25,473 | 159 | 0.01% | — | 119 | +25,473 | New | Q4 2025 | Jan 07, 2026 |
| Ameritas Advisory Services, LLC | History | Added to | 24,975 | 156 | 0.01% | 0.0% | 120 | +18,905 | 311.45% | Q4 2025 | Feb 04, 2026 |
| Bensler, LLC | History | Added to | 24,784 | 155 | 0.02% | 0.01% | 121 | +9,189 | 58.92% | Q4 2025 | Feb 04, 2026 |
| Fisher Asset Management, LLC | History | New | 23,828 | 149 | 0.0% | — | 122 | +23,828 | New | Q4 2025 | Feb 09, 2026 |
| Next Level Wealth Planning, LLC | History | No change | 22,605 | 141 | 0.08% | 0.08% | 123 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Cushing Capital Partners, LLC | History | No change | 22,044 | 138 | 0.1% | 0.11% | 124 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Concorde Asset Management, LLC | History | Reduced | 21,140 | 132 | 0.05% | 0.06% | 125 | -1,390 | -6.17% | Q4 2025 | Feb 13, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 20,503 | 128 | 0.0% | 0.01% | 126 | -780 | -3.66% | Q4 2025 | Feb 09, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 20,101 | 126 | 0.0% | 0.0% | 127 | -1,854 | -8.44% | Q4 2025 | Jan 23, 2026 |
| Kapstone Financial Advisors LLC | History | Added to | 20,000 | 125 | 0.06% | 0.06% | 128 | +1,500 | 8.11% | Q4 2025 | Feb 05, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | No change | 19,875 | 124 | 0.05% | 0.06% | 129 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 19,566 | 122 | 0.0% | 0.0% | 131 | -1,103 | -5.34% | Q4 2025 | Jan 14, 2026 |
| CoreCap Advisors, LLC | History | Added to | 19,567 | 122 | 0.0% | 0.0% | 132 | +1 | 0.01% | Q4 2025 | Jan 13, 2026 |
| INGALLS & SNYDER LLC | History | No change | 19,414 | 122 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | No change | 18,714 | 117 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Smith Asset Management Co., LLC | History | No change | 18,651 | 117 | 0.1% | 0.1% | 134 | 0 | 0.0% | Q4 2025 | Feb 19, 2026 |
| Manske Wealth Management | History | No change | 18,519 | 116 | 0.03% | 0.04% | 135 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Ancora Advisors LLC | History | No change | 18,437 | 115 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Beacon Capital Management, LLC | History | No change | 18,170 | 114 | 0.02% | 0.02% | 137 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| United Community Bank | History | No change | 18,039 | 113 | 0.04% | 0.04% | 138 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| CWM, LLC | History | No change | 17,705 | 111 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| RFG Advisory, LLC | History | Reduced | 16,901 | 106 | 0.0% | 0.0% | 140 | -3,073 | -15.39% | Q4 2025 | Feb 03, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 16,780 | 105 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| CERTUITY, LLC | History | No change | 16,844 | 105 | 0.01% | 0.01% | 142 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| SAX WEALTH ADVISORS, LLC | History | No change | 16,760 | 105 | 0.0% | 0.01% | 143 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Quantum Private Wealth, LLC | History | Reduced | 16,715 | 104 | 0.03% | 0.05% | 144 | -10,000 | -37.43% | Q4 2025 | Feb 06, 2026 |
| WealthShield Partners, LLC | History | No change | 16,362 | 102 | 0.01% | 0.01% | 145 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Harbour Wealth Management Group, Inc. | History | New | 16,035 | 100 | 0.08% | — | 148 | +16,035 | New | Q4 2025 | Feb 19, 2026 |
| AlphaCore Capital LLC | History | Reduced | 15,545 | 100 | 0.0% | 0.0% | 146 | -5,000 | -24.34% | Q4 2025 | Feb 05, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 16,040 | 100 | 0.0% | 0.0% | 147 | -18 | -0.11% | Q4 2025 | Mar 16, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 15,775 | 99 | 0.0% | 0.0% | 149 | -5,300 | -25.15% | Q4 2025 | Feb 13, 2026 |
| One Capital Management, LLC | History | Added to | 15,505 | 97 | 0.0% | 0.0% | 150 | +1,325 | 9.34% | Q4 2025 | Feb 10, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 15,505 | 97 | 0.0% | 0.0% | 151 | +873 | 5.97% | Q4 2025 | Feb 03, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 15,167 | 95 | 0.0% | 0.0% | 152 | -12,538 | -45.26% | Q4 2025 | Feb 05, 2026 |
| Graves Light Lenhart Wealth, Inc. | History | No change | 15,000 | 94 | 0.01% | 0.01% | 153 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 14,819 | 93 | 0.05% | 0.06% | 156 | -11,501 | -43.7% | Q4 2025 | Feb 18, 2026 |
| WEBSTER BANK, N. A. | History | Reduced | 14,933 | 93 | 0.01% | 0.01% | 154 | -965 | -6.07% | Q4 2025 | Jan 23, 2026 |
| Golden State Wealth Management, LLC | History | No change | 14,895 | 93 | 0.01% | 0.01% | 155 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| World Investment Advisors | History | Added to | 14,570 | 91 | 0.0% | 0.0% | 157 | +2,375 | 19.48% | Q4 2025 | Mar 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 13,903 | 87 | 0.0% | 0.0% | 158 | -29,876 | -68.24% | Q4 2025 | Feb 12, 2026 |
| MRA Advisory Group | History | Reduced | 13,454 | 84 | 0.04% | 0.04% | 159 | -953 | -6.61% | Q4 2025 | Jan 16, 2026 |
| Shulman DeMeo Asset Management LLC | History | No change | 13,348 | 83 | 0.02% | 0.02% | 160 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Asset One Wealth Management LLC | History | New | 13,418 | 81 | 0.01% | — | 164 | +13,418 | New | Q4 2025 | Feb 17, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 13,007 | 81 | 0.0% | 0.0% | 161 | -1,500 | -10.34% | Q4 2025 | Jan 20, 2026 |
| PRIMORIS WEALTH ADVISORS, LLC | History | Reduced | 12,914 | 81 | 0.05% | 0.05% | 163 | -583 | -4.32% | Q4 2025 | Feb 03, 2026 |
| Valeo Financial Advisors, LLC | History | No change | 13,050 | 81 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Merit Financial Group, LLC | History | Added to | 12,713 | 79 | 0.0% | 0.0% | 165 | +2,701 | 26.98% | Q4 2025 | Jan 26, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 12,000 | 75 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| DECISION INVESTMENTS, INC | History | New | 11,840 | 74 | 0.08% | — | 167 | +11,840 | New | Q4 2025 | Feb 17, 2026 |
| Facet Wealth, Inc. | History | New | 12,097 | 73 | 0.0% | — | 168 | +12,097 | New | Q4 2025 | Jan 29, 2026 |
| FMB WEALTH MANAGEMENT | History | No change | 11,719 | 73 | 0.03% | 0.03% | 169 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| CHOREO, LLC | History | New | 10,969 | 71 | 0.0% | — | 171 | +10,969 | New | Q4 2025 | Jan 23, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 11,325 | 71 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Summit Financial, LLC | History | Added to | 11,166 | 70 | 0.0% | 0.0% | 172 | +1,081 | 10.72% | Q4 2025 | Feb 13, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | No change | 11,075 | 69 | 0.02% | 0.02% | 173 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| Meridian Wealth Management, LLC | History | No change | 10,851 | 68 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Fiduciary Alliance LLC | History | No change | 10,897 | 68 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| HBK Sorce Advisory LLC | History | No change | 11,000 | 66 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 10,373 | 65 | 0.0% | 0.01% | 177 | -13,303 | -56.19% | Q4 2025 | Feb 13, 2026 |
| Fifth Third Wealth Advisors LLC | History | New | 10,425 | 65 | 0.0% | — | 179 | +10,425 | New | Q4 2025 | Jan 15, 2026 |
| Apollon Wealth Management, LLC | History | No change | 10,431 | 65 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Three Magnolias Financial Advisors, LLC | History | New | 10,000 | 62 | 0.04% | — | 181 | +10,000 | New | Q4 2025 | Jan 20, 2026 |
| AE Wealth Management LLC | History | No change | 10,020 | 62 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| COMERICA BANK | History | Added to | 8,189 | 51 | 0.0% | 0.0% | 182 | +149 | 1.85% | Q4 2025 | Jan 29, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 7,595 | 48 | 0.02% | 0.02% | 183 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Crews Bank & Trust | History | No change | 7,142 | 44 | 0.01% | 0.01% | 184 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Westfuller Advisors, LLC | History | Reduced | 6,709 | 42 | 0.02% | 0.02% | 185 | -57 | -0.84% | Q4 2025 | Jan 21, 2026 |
| EASTERN BANK | History | No change | 6,300 | 39 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Nova Wealth Management, Inc. | History | No change | 6,363 | 39 | 0.03% | 0.03% | 187 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Global Retirement Partners, LLC | History | New | 5,871 | 36 | 0.0% | — | 188 | +5,871 | New | Q4 2025 | Feb 06, 2026 |
| Sound Income Strategies, LLC | History | Added to | 5,000 | 31 | 0.0% | 0.0% | 189 | +971 | 24.1% | Q4 2025 | Jan 21, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 4,000 | 25 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Noble Wealth Management PBC | History | Added to | 3,420 | 21 | 0.01% | 0.0% | 191 | +2,770 | 426.15% | Q4 2025 | Jan 05, 2026 |
| Parallel Advisors, LLC | History | Added to | 3,045 | 19 | 0.0% | 0.0% | 192 | +416 | 15.82% | Q4 2025 | Feb 11, 2026 |
| HOEY INVESTMENTS, INC | History | No change | 3,053 | 19 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Hilltop National Bank | History | No change | 2,869 | 18 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| IFP Advisors, Inc | History | No change | 2,645 | 16 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Commonwealth Retirement Investments LLC | History | New | 2,400 | 15 | 0.0% | — | 197 | +2,400 | New | Q4 2025 | Feb 11, 2026 |
| Community Bank, N.A. | History | No change | 2,402 | 15 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 2,337 | 14 | 0.0% | — | 199 | +2,337 | New | Q4 2025 | Feb 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 2,330 | 14 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Pandora Wealth, Inc. | History | No change | 2,274 | 14 | 0.01% | 0.01% | 200 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Rossby Financial, LCC | History | No change | 2,296 | 14 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,600 | 10 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| ASSETMARK, INC | History | No change | 1,122 | 7 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 1,000 | 6 | 0.0% | — | 204 | +1,000 | New | Q4 2025 | Feb 17, 2026 |
| FNY Investment Advisers, LLC | History | New | 1,000 | 6 | 0.0% | — | 206 | +1,000 | New | Q4 2025 | Jan 16, 2026 |
| WPG Advisers, LLC | History | Added to | 960 | 6 | 0.0% | — | 207 | +867 | 932.26% | Q4 2025 | Jan 28, 2026 |
| Bogart Wealth, LLC | History | No change | 1,000 | 6 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 823 | 5 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Aventura Private Wealth, LLC | History | No change | 712 | 4 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Nemes Rush Group LLC | History | New | 620 | 3 | 0.0% | — | 213 | +620 | New | Q4 2025 | Feb 11, 2026 |
| FINANCIAL CONSULATE, INC | History | New | 500 | 3 | 0.0% | — | 212 | +500 | New | Q4 2025 | Jan 22, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | No change | 500 | 3 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| FIRST UNITED BANK & TRUST | History | No change | 627 | 3 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 600 | 3 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Arax Advisory Partners | History | No change | 469 | 2 | 0.0% | 0.0% | 215 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Roble, Belko & Company, Inc | History | New | 100 | 1 | 0.0% | — | 217 | +100 | New | Q4 2025 | Jan 12, 2026 |
| SIGNATUREFD, LLC | History | No change | 181 | 1 | 0.0% | 0.0% | 216 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -291,758 | -100.0% | Q3 2025 | Nov 14, 2025 |
| David J Yvars Group | History | Closed out | 0 | 0 | — | 0.11% | — | -32,874 | -100.0% | Q3 2025 | Oct 27, 2025 |
| ELCO Management Co., LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -27,884 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,850 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Accuvest Global Advisors | History | Closed out | 0 | 0 | — | 0.09% | — | -22,455 | -100.0% | Q3 2025 | Nov 12, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,342 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -16,148 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Octavia Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,000 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Ashton Thomas Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,965 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Mutual Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,450 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -3,629 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GoalVest Advisory LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,075 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,033 | -100.0% | Q3 2025 | Oct 16, 2025 |
| AllSquare Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,062 | -100.0% | Q3 2025 | Jan 12, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,527 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Pathway Financial Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,250 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,080 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Concord Wealth Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -707 | -100.0% | Q3 2025 | Nov 05, 2025 |
| JPMORGAN CHASE & CO | History | Reduced | 20 | 0 | — | — | — | -91 | -81.98% | Q4 2025 | Feb 11, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 74 | 0 | — | — | — | +74 | New | Q4 2025 | Feb 12, 2026 |
| Ameritas Investment Partners, Inc. | History | Closed out | 0 | 0 | — | — | — | -33 | -100.0% | Q3 2025 | Nov 10, 2025 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | — | — | -22 | -100.0% | Q3 2025 | Nov 03, 2025 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| PRIVATE TRUST CO NA | History | No change | 66 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Avion Wealth | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Root Financial Partners, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |