LIBERTY ALL STAR EQUITY FUND - USA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Added to | 5,450,416 | 30,249 | 0.01% | 0.01% | 1 | +641,255 | 13.33% | Q1 2026 | May 14, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 5,196,239 | 28,839 | 1.44% | 1.67% | 2 | -436,260 | -7.75% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 4,692,092 | 26,041 | 0.0% | 0.0% | 3 | +1,686,866 | 56.13% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 3,400,688 | 18,873 | 0.01% | 0.01% | 4 | -384,145 | -10.15% | Q1 2026 | May 06, 2026 |
| Karpus Management, Inc. | History | Added to | 3,116,511 | 17,296 | 0.54% | 0.35% | 5 | +1,286,001 | 70.25% | Q1 2026 | May 14, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 2,415,106 | 13,403 | 1.57% | 1.95% | 6 | -283,422 | -10.5% | Q1 2026 | Apr 22, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 2,271,108 | 12,604 | 0.0% | 0.0% | 7 | +296,607 | 15.02% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 1,544,408 | 8,488 | 0.0% | 0.0% | 8 | -223,086 | -12.62% | Q1 2026 | May 15, 2026 |
| Man Group plc | History | Added to | 1,320,861 | 7,330 | 0.01% | 0.01% | 9 | +672,561 | 103.74% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,250,128 | 6,938 | 0.08% | 0.08% | 10 | +174,097 | 16.18% | Q1 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,149,513 | 6,379 | 0.0% | 0.0% | 11 | +118,856 | 11.53% | Q1 2026 | May 11, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 1,338,233 | 6,356 | 0.46% | 0.58% | 12 | -15,702 | -1.16% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 1,105,423 | 6,135 | 0.05% | 0.04% | 13 | +129,526 | 13.27% | Q1 2026 | May 15, 2026 |
| Quarry LP | History | No change | 1,067,605 | 5,925 | 1.06% | 1.05% | 14 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 948,523 | 5,264 | 1.83% | 2.2% | 15 | -137,557 | -12.67% | Q1 2026 | May 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 938,186 | 5,206 | 0.05% | 0.05% | 16 | -13,057 | -1.37% | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 815,183 | 4,524 | 0.01% | 0.01% | 17 | -6,852 | -0.83% | Q1 2026 | May 15, 2026 |
| COHEN & STEERS, INC. | History | Added to | 750,000 | 4,163 | 0.01% | 0.01% | 18 | +145,000 | 23.97% | Q1 2026 | May 15, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Added to | 641,600 | 3,560 | 0.26% | 0.19% | 19 | +233,219 | 57.11% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 616,604 | 3,422 | 0.0% | 0.01% | 20 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 613,919 | 3,407 | 0.01% | 0.0% | 21 | +210,923 | 52.34% | Q1 2026 | May 05, 2026 |
| RPO LLC | History | No change | 573,700 | 3,184 | 9.84% | 0.38% | 22 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 563,325 | 3,126 | 0.01% | 0.01% | 23 | +67,603 | 13.64% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Added to | 557,956 | 3,096 | 0.0% | 0.0% | 24 | +66,002 | 13.42% | Q1 2026 | May 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 445,126 | 2,470 | 0.06% | 0.07% | 25 | -32,680 | -6.84% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 437,776 | 2,429 | 0.0% | 0.0% | 26 | +23,626 | 5.7% | Q1 2026 | May 08, 2026 |
| Almitas Capital LLC | History | Reduced | 395,485 | 2,194 | 0.5% | 1.11% | 27 | -409,129 | -50.85% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 379,903 | 2,108 | 0.01% | 0.01% | 28 | +32,253 | 9.28% | Q1 2026 | Apr 24, 2026 |
| HighTower Advisors, LLC | History | Reduced | 373,207 | 2,071 | 0.0% | 0.0% | 29 | -4,209 | -1.12% | Q1 2026 | May 05, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 372,879 | 2,069 | 0.02% | 0.03% | 30 | -2,734 | -0.73% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 357,640 | 1,984 | 0.0% | 0.0% | 31 | -24,775 | -6.48% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 319,795 | 1,774 | 0.01% | 0.01% | 32 | -8,126 | -2.48% | Q1 2026 | Apr 30, 2026 |
| Invesco Ltd. | History | Reduced | 313,982 | 1,742 | 0.0% | 0.0% | 33 | -73,377 | -18.94% | Q1 2026 | May 12, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 286,850 | 1,592 | 0.02% | 0.03% | 34 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 283,631 | 1,574 | 0.0% | 0.0% | 35 | -37,250 | -11.61% | Q1 2026 | May 15, 2026 |
| PMG Family Office LLC | History | Added to | 265,646 | 1,474 | 1.65% | 1.81% | 36 | +23,253 | 9.59% | Q1 2026 | Apr 17, 2026 |
| MINDSET WEALTH MANAGEMENT, LLC | History | Added to | 237,598 | 1,318 | 0.35% | 0.38% | 37 | +5,199 | 2.24% | Q1 2026 | Apr 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 234,959 | 1,306 | 0.0% | 0.0% | 38 | -223,315 | -48.73% | Q1 2026 | Apr 08, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 229,021 | 1,271 | 0.03% | 0.03% | 39 | +6,749 | 3.04% | Q1 2026 | May 13, 2026 |
| Ascentis Independent Advisors | History | Added to | 209,044 | 1,160 | 0.09% | 0.11% | 40 | +101,194 | 93.83% | Q1 2026 | Apr 28, 2026 |
| CSS LLC/IL | History | Added to | 207,228 | 1,150 | 0.06% | 0.05% | 41 | +11,410 | 5.83% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 205,380 | 1,139 | 0.01% | 0.01% | 42 | +13,304 | 6.93% | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 191,316 | 1,061 | 0.01% | 0.0% | 43 | +177,413 | 1276.08% | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 188,304 | 1,045 | 0.0% | 0.0% | 44 | -47,520 | -20.15% | Q1 2026 | Apr 27, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | Added to | 174,236 | 1,028 | 0.01% | 0.01% | 45 | +18,000 | 11.52% | Q1 2026 | May 06, 2026 |
| Westbourne Investment Advisors, Inc. | History | Added to | 184,700 | 1,025 | 0.3% | 0.28% | 46 | +23,500 | 14.58% | Q1 2026 | Apr 28, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 180,994 | 1,004 | 0.01% | 0.01% | 47 | +10,914 | 6.42% | Q1 2026 | Apr 20, 2026 |
| Live Oak Private Wealth LLC | History | No change | 158,585 | 880 | 0.12% | 0.14% | 48 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 158,256 | 878 | 0.01% | 0.01% | 49 | +8,105 | 5.4% | Q1 2026 | Apr 23, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Added to | 157,158 | 872 | 0.28% | 0.34% | 50 | +3,848 | 2.51% | Q1 2026 | May 04, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 151,109 | 839 | 0.02% | 0.03% | 51 | +8,046 | 5.62% | Q1 2026 | Apr 21, 2026 |
| Advocate Investing Services LLC | History | Added to | 148,369 | 823 | 0.7% | 0.79% | 52 | +7,121 | 5.04% | Q1 2026 | Apr 22, 2026 |
| RB Capital Management, LLC | History | Reduced | 142,076 | 792 | 0.17% | 0.18% | 53 | -4,466 | -3.05% | Q1 2026 | May 14, 2026 |
| Ionic Capital Management LLC | History | Added to | 138,731 | 769 | 0.06% | 0.1% | 54 | +13,731 | 10.98% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 135,704 | 734 | 0.0% | — | 55 | +135,684 | 678420.0% | Q1 2026 | May 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 132,028 | 732 | 0.01% | 0.01% | 56 | +70,414 | 114.28% | Q1 2026 | Apr 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 128,142 | 711 | 0.0% | 0.0% | 57 | -21,764 | -14.52% | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | Reduced | 127,977 | 707 | 0.0% | 0.0% | 58 | -4,882 | -3.67% | Q1 2026 | May 13, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 125,762 | 697 | 0.01% | 0.01% | 59 | +12,571 | 11.11% | Q1 2026 | Apr 20, 2026 |
| TrueMark Investments, LLC | History | Added to | 125,376 | 695 | 0.14% | 0.14% | 60 | +6,384 | 5.37% | Q1 2026 | Apr 20, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | Reduced | 122,605 | 680 | 0.09% | 0.16% | 61 | -9,765 | -7.38% | Q1 2026 | May 18, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 114,462 | 635 | 0.0% | 0.0% | 62 | -355,060 | -75.62% | Q1 2026 | May 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 107,998 | 608 | 0.04% | 0.05% | 63 | -16,255 | -13.08% | Q1 2026 | May 01, 2026 |
| Abel Hall, LLC | History | No change | 103,000 | 571 | 0.12% | 0.15% | 64 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 102,477 | 568 | 0.2% | 0.23% | 65 | -2,195 | -2.1% | Q1 2026 | Apr 22, 2026 |
| Advisory Advocates, LLC | History | Added to | 100,528 | 557 | 0.57% | 0.61% | 66 | +3,000 | 3.08% | Q1 2026 | May 05, 2026 |
| Clear Creek Financial Management, LLC | History | No change | 99,807 | 553 | 0.04% | 0.05% | 67 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Stockman Wealth Management, Inc. | History | No change | 99,563 | 552 | 0.06% | 0.07% | 68 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 106,819 | 497 | 0.02% | 0.0% | 69 | -67,115 | -38.59% | Q1 2026 | May 15, 2026 |
| Institute for Wealth Management, LLC. | History | Added to | 89,063 | 494 | 0.05% | 0.06% | 70 | +512 | 0.58% | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | Added to | 84,080 | 466 | 0.0% | 0.0% | 71 | +6,820 | 8.83% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Added to | 79,439 | 440 | 0.0% | 0.0% | 72 | +1,187 | 1.52% | Q1 2026 | May 14, 2026 |
| Mezzasalma Advisors, LLC | History | Added to | 76,887 | 426 | 0.11% | 0.12% | 73 | +82 | 0.11% | Q1 2026 | Apr 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 75,524 | 419 | 0.0% | 0.0% | 74 | +28,169 | 59.48% | Q1 2026 | May 04, 2026 |
| Dakota Wealth Management | History | Added to | 74,978 | 416 | 0.01% | 0.0% | 75 | +45,923 | 158.06% | Q1 2026 | May 07, 2026 |
| WEALTH EFFECTS LLC | History | New | 74,244 | 412 | 0.15% | — | 76 | +74,244 | New | Q1 2026 | Apr 21, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 72,156 | 400 | 0.02% | 0.04% | 77 | -45,104 | -38.46% | Q1 2026 | Apr 28, 2026 |
| Creative Planning | History | Reduced | 70,593 | 391 | 0.0% | 0.0% | 78 | -4,915 | -6.51% | Q1 2026 | May 12, 2026 |
| Coquina Private Wealth LLC | History | Reduced | 65,353 | 362 | 0.29% | 0.39% | 79 | -12,039 | -15.56% | Q1 2026 | May 05, 2026 |
| Patten Group, Inc. | History | Reduced | 63,774 | 353 | 0.06% | 0.08% | 80 | -6,175 | -8.83% | Q1 2026 | Apr 24, 2026 |
| IHT Wealth Management, LLC | History | Added to | 62,892 | 349 | 0.01% | 0.01% | 81 | +4,304 | 7.35% | Q1 2026 | May 15, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 61,969 | 343 | 0.01% | 0.01% | 82 | -89,551 | -59.1% | Q1 2026 | May 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 59,743 | 331 | 0.0% | 0.0% | 83 | +31,893 | 114.52% | Q1 2026 | May 15, 2026 |
| Calamos Advisors LLC | History | New | 58,123 | 322 | 0.0% | — | 84 | +58,123 | New | Q1 2026 | May 04, 2026 |
| Kovack Advisors, Inc. | History | Added to | 56,284 | 314 | 0.02% | 0.01% | 85 | +5,496 | 10.82% | Q1 2026 | May 12, 2026 |
| MCDONALD PARTNERS LLC | History | No change | 55,146 | 306 | 0.07% | 0.11% | 86 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HighPoint Advisor Group LLC | History | New | 53,387 | 296 | 0.01% | — | 87 | +53,387 | New | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 53,267 | 295 | 0.0% | 0.0% | 88 | -279,554 | -84.0% | Q1 2026 | May 15, 2026 |
| Sage Capital Advisors,llc | History | Added to | 51,482 | 285 | 0.07% | 0.07% | 89 | +3,523 | 7.35% | Q1 2026 | Apr 07, 2026 |
| WealthTrust Asset Management, LLC | History | Added to | 50,851 | 282 | 0.17% | 0.17% | 90 | +13,110 | 34.74% | Q1 2026 | May 06, 2026 |
| MSH Capital Advisors LLC | History | Added to | 50,960 | 282 | 0.06% | 0.06% | 91 | +6,000 | 13.35% | Q1 2026 | May 08, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Added to | 46,460 | 257 | 0.01% | 0.01% | 92 | +20,024 | 75.75% | Q1 2026 | Apr 16, 2026 |
| Simplicity Wealth,LLC | History | No change | 45,817 | 254 | 0.01% | 0.02% | 93 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Avior Wealth Management, LLC | History | No change | 43,577 | 241 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Valmark Advisers, Inc. | History | New | 42,497 | 235 | 0.0% | — | 95 | +42,497 | New | Q1 2026 | May 01, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 42,040 | 233 | 0.0% | 0.0% | 96 | +525 | 1.26% | Q1 2026 | May 12, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 41,937 | 232 | 0.0% | 0.0% | 97 | +615 | 1.49% | Q1 2026 | May 15, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 41,696 | 231 | 0.03% | 0.03% | 98 | -435 | -1.03% | Q1 2026 | May 04, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Added to | 41,320 | 229 | 0.03% | 0.03% | 99 | +1,467 | 3.68% | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 40,899 | 226 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Added to | 38,831 | 215 | 0.02% | 0.02% | 101 | +2,032 | 5.52% | Q1 2026 | Apr 14, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 37,216 | 206 | 0.03% | 0.02% | 102 | +10,416 | 38.87% | Q1 2026 | May 11, 2026 |
| NORTHERN TRUST CORP | History | New | 35,638 | 197 | 0.0% | — | 103 | +35,638 | New | Q1 2026 | May 14, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 34,665 | 192 | 0.0% | 0.0% | 104 | +9,054 | 35.35% | Q1 2026 | May 14, 2026 |
| CHOREO, LLC | History | Added to | 33,246 | 184 | 0.0% | 0.0% | 105 | +22,277 | 203.09% | Q1 2026 | May 12, 2026 |
| Altus Wealth Group LLC | History | Reduced | 31,769 | 176 | 0.07% | 0.08% | 106 | -370 | -1.15% | Q1 2026 | Apr 27, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 31,707 | 175 | 0.01% | 0.01% | 107 | +4,903 | 18.29% | Q1 2026 | Apr 20, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 31,062 | 172 | 0.07% | 0.09% | 108 | -4,078 | -11.61% | Q1 2026 | Apr 21, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 30,949 | 171 | 0.02% | 0.02% | 109 | +1,997 | 6.9% | Q1 2026 | Apr 22, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 28,596 | 158 | 0.0% | 0.0% | 110 | -35,954 | -55.7% | Q1 2026 | May 14, 2026 |
| Astoria Portfolio Advisors LLC. | History | Reduced | 27,254 | 158 | 0.03% | 0.05% | 111 | -6,224 | -18.59% | Q1 2026 | Apr 28, 2026 |
| Focus Partners Wealth | History | No change | 27,460 | 152 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Triumph Capital Management | History | Reduced | 25,906 | 143 | 0.03% | 0.09% | 114 | -37,392 | -59.07% | Q1 2026 | May 13, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 25,925 | 143 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Procyon Advisors, LLC | History | Reduced | 25,025 | 138 | 0.01% | 0.01% | 115 | -448 | -1.76% | Q1 2026 | May 04, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 24,975 | 138 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Concorde Asset Management, LLC | History | No change | 21,140 | 132 | 0.05% | 0.05% | 117 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Next Level Wealth Planning, LLC | History | No change | 22,605 | 125 | 0.06% | 0.08% | 118 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 22,348 | 124 | 0.0% | 0.0% | 119 | -21,442 | -48.97% | Q1 2026 | May 07, 2026 |
| Cushing Capital Partners, LLC | History | No change | 22,044 | 122 | 0.09% | 0.1% | 120 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Merit Financial Group, LLC | History | Added to | 21,259 | 117 | 0.0% | 0.0% | 121 | +8,546 | 67.22% | Q1 2026 | Apr 15, 2026 |
| HUB Investment Partners, LLC | History | New | 20,764 | 115 | 0.0% | — | 123 | +20,764 | New | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 20,567 | 115 | 0.0% | 0.0% | 122 | +466 | 2.32% | Q1 2026 | Apr 07, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 20,695 | 114 | 0.0% | 0.0% | 124 | +192 | 0.94% | Q1 2026 | May 11, 2026 |
| CoreCap Advisors, LLC | History | Added to | 19,722 | 109 | 0.0% | 0.0% | 125 | +155 | 0.79% | Q1 2026 | Apr 07, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | Reduced | 19,525 | 108 | 0.05% | 0.05% | 127 | -350 | -1.76% | Q1 2026 | Apr 23, 2026 |
| INGALLS & SNYDER LLC | History | No change | 19,414 | 108 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| United Community Bank | History | Added to | 19,089 | 105 | 0.04% | 0.04% | 130 | +1,050 | 5.82% | Q1 2026 | Apr 24, 2026 |
| Ancora Advisors LLC | History | Added to | 19,070 | 105 | 0.0% | 0.0% | 128 | +633 | 3.43% | Q1 2026 | May 15, 2026 |
| SAX WEALTH ADVISORS, LLC | History | No change | 16,760 | 105 | 0.01% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 18,552 | 102 | 0.09% | 0.1% | 131 | -99 | -0.53% | Q1 2026 | May 14, 2026 |
| Manske Wealth Management | History | No change | 18,519 | 102 | 0.03% | 0.03% | 132 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Beacon Capital Management, LLC | History | Added to | 18,180 | 100 | 0.02% | 0.02% | 133 | +10 | 0.06% | Q1 2026 | May 11, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 17,769 | 98 | 0.0% | 0.0% | 134 | -93,277 | -84.0% | Q1 2026 | May 15, 2026 |
| Mendel Capital Management LLC | History | New | 17,750 | 98 | 0.05% | — | 137 | +17,750 | New | Q1 2026 | Apr 21, 2026 |
| CERTUITY, LLC | History | Added to | 17,824 | 98 | 0.01% | 0.01% | 136 | +980 | 5.82% | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | No change | 17,705 | 98 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Avidian Wealth Enterprises, LLC | History | Added to | 17,370 | 96 | 0.0% | 0.0% | 138 | +590 | 3.52% | Q1 2026 | May 07, 2026 |
| RFG Advisory, LLC | History | No change | 16,901 | 93 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| AlphaCore Capital LLC | History | Added to | 16,612 | 92 | 0.0% | 0.0% | 140 | +1,067 | 6.86% | Q1 2026 | May 15, 2026 |
| Quantum Private Wealth, LLC | History | No change | 16,715 | 92 | 0.03% | 0.03% | 141 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| WealthShield Partners, LLC | History | Added to | 16,454 | 91 | 0.01% | 0.01% | 142 | +92 | 0.56% | Q1 2026 | May 01, 2026 |
| Harbour Wealth Management Group, Inc. | History | Added to | 16,126 | 89 | 0.07% | 0.08% | 143 | +91 | 0.57% | Q1 2026 | Apr 17, 2026 |
| STEPHENS INC /AR/ | History | Added to | 15,974 | 88 | 0.0% | 0.0% | 144 | +807 | 5.32% | Q1 2026 | Apr 28, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 15,762 | 87 | 0.01% | 0.01% | 145 | +867 | 5.82% | Q1 2026 | Apr 28, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 15,677 | 87 | 0.04% | 0.05% | 146 | +858 | 5.79% | Q1 2026 | May 15, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 15,502 | 86 | 0.0% | 0.0% | 147 | -4,064 | -20.77% | Q1 2026 | Apr 14, 2026 |
| Community Financial Services Group, LLC | History | New | 15,118 | 85 | 0.01% | — | 148 | +15,118 | New | Q1 2026 | Apr 08, 2026 |
| Graves Light Lenhart Wealth, Inc. | History | No change | 15,000 | 83 | 0.01% | 0.01% | 149 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| One Capital Management, LLC | History | Reduced | 14,915 | 82 | 0.0% | 0.0% | 151 | -590 | -3.81% | Q1 2026 | May 12, 2026 |
| WEBSTER BANK, N. A. | History | No change | 14,933 | 82 | 0.01% | 0.01% | 150 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| XTX Topco Ltd | History | Reduced | 14,624 | 81 | 0.0% | 0.04% | 152 | -233,438 | -94.1% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | Reduced | 14,297 | 79 | 0.0% | 0.02% | 153 | -68,844 | -82.8% | Q1 2026 | May 14, 2026 |
| MRA Advisory Group | History | Added to | 14,263 | 79 | 0.03% | 0.04% | 154 | +809 | 6.01% | Q1 2026 | Apr 22, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 13,707 | 76 | 0.0% | 0.0% | 155 | +700 | 5.38% | Q1 2026 | Apr 28, 2026 |
| Shulman DeMeo Asset Management LLC | History | No change | 13,348 | 74 | 0.02% | 0.02% | 156 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Kapstone Financial Advisors LLC | History | Reduced | 13,064 | 72 | 0.04% | 0.06% | 157 | -6,936 | -34.68% | Q1 2026 | Apr 22, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 11,325 | 71 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Three Magnolias Financial Advisors, LLC | History | Added to | 12,500 | 69 | 0.04% | 0.04% | 160 | +2,500 | 25.0% | Q1 2026 | Apr 23, 2026 |
| PRIMORIS WEALTH ADVISORS, LLC | History | Reduced | 12,501 | 69 | 0.05% | 0.05% | 159 | -413 | -3.2% | Q1 2026 | Apr 30, 2026 |
| Bensler, LLC | History | Reduced | 12,190 | 67 | 0.01% | 0.02% | 161 | -12,594 | -50.82% | Q1 2026 | May 01, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 12,019 | 66 | 0.0% | 0.0% | 163 | -3,486 | -22.48% | Q1 2026 | May 14, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 12,000 | 66 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DECISION INVESTMENTS, INC | History | Added to | 11,890 | 65 | 0.07% | 0.08% | 165 | +50 | 0.42% | Q1 2026 | Apr 21, 2026 |
| FMB WEALTH MANAGEMENT | History | No change | 11,719 | 65 | 0.03% | 0.03% | 164 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Fiduciary Alliance LLC | History | No change | 10,897 | 64 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 11,521 | 63 | 0.0% | 0.0% | 168 | -4,519 | -28.17% | Q1 2026 | May 14, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 11,475 | 63 | 0.0% | 0.0% | 167 | -4,300 | -27.26% | Q1 2026 | May 08, 2026 |
| CIBC Bancorp USA Inc. | History | New | 11,325 | 62 | 0.0% | — | 169 | +11,325 | New | Q1 2026 | May 12, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | New | 11,214 | 62 | 0.04% | — | 170 | +11,214 | New | Q1 2026 | Apr 21, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | No change | 11,075 | 61 | 0.01% | 0.02% | 171 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Canal Capital Management, LLC | History | New | 10,900 | 60 | 0.01% | — | 173 | +10,900 | New | Q1 2026 | Apr 27, 2026 |
| Meridian Wealth Management, LLC | History | No change | 10,851 | 60 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | New | 10,770 | 59 | 0.0% | — | 174 | +10,770 | New | Q1 2026 | May 11, 2026 |
| Integrity Advisory Solutions, LLC | History | New | 10,667 | 59 | 0.01% | — | 175 | +10,667 | New | Q1 2026 | May 11, 2026 |
| Investmark Advisory Group LLC | History | New | 10,436 | 57 | 0.02% | — | 178 | +10,436 | New | Q1 2026 | May 15, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 10,432 | 57 | 0.0% | 0.0% | 176 | +1 | 0.01% | Q1 2026 | Apr 22, 2026 |
| Fifth Third Wealth Advisors LLC | History | No change | 10,425 | 57 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Csenge Advisory Group | History | New | 10,229 | 56 | 0.0% | — | 179 | +10,229 | New | Q1 2026 | Apr 30, 2026 |
| PCM Encore, LLC | History | New | 10,104 | 56 | 0.01% | — | 180 | +10,104 | New | Q1 2026 | May 12, 2026 |
| PFG Investments, LLC | History | Reduced | 10,036 | 55 | 0.0% | 0.01% | 181 | -20,757 | -67.41% | Q1 2026 | Apr 27, 2026 |
| COMERICA BANK | History | No change | 8,189 | 51 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 8,891 | 49 | 0.01% | 0.0% | 183 | +6,554 | 280.45% | Q1 2026 | May 11, 2026 |
| FIFTH THIRD BANCORP | History | New | 7,965 | 44 | 0.0% | — | 184 | +7,965 | New | Q1 2026 | May 01, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 7,595 | 42 | 0.01% | 0.02% | 185 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Westfuller Advisors, LLC | History | Added to | 7,034 | 39 | 0.02% | 0.02% | 186 | +325 | 4.84% | Q1 2026 | Apr 28, 2026 |
| Crews Bank & Trust | History | No change | 7,142 | 39 | 0.01% | 0.01% | 187 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,871 | 36 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Nova Wealth Management, Inc. | History | No change | 6,363 | 35 | 0.02% | 0.03% | 189 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Osbon Capital Management LLC | History | New | 5,860 | 32 | 0.03% | — | 190 | +5,860 | New | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | No change | 5,000 | 28 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Federation des caisses Desjardins du Quebec | History | Added to | 4,400 | 24 | 0.0% | 0.0% | 192 | +2,800 | 175.0% | Q1 2026 | May 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 4,186 | 23 | 0.0% | — | 193 | +4,186 | New | Q1 2026 | May 15, 2026 |
| Kilter Group LLC | History | New | 4,000 | 22 | 0.01% | — | 195 | +4,000 | New | Q1 2026 | May 14, 2026 |
| WPG Advisers, LLC | History | Added to | 4,019 | 22 | 0.02% | 0.0% | 194 | +3,059 | 318.65% | Q1 2026 | Apr 29, 2026 |
| Colonial Trust Co / SC | History | New | 3,867 | 21 | 0.0% | — | 196 | +3,867 | New | Q1 2026 | May 12, 2026 |
| Parallel Advisors, LLC | History | Added to | 3,723 | 20 | 0.0% | 0.0% | 197 | +678 | 22.27% | Q1 2026 | May 07, 2026 |
| Noble Wealth Management PBC | History | No change | 3,420 | 18 | 0.01% | 0.01% | 198 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| HOEY INVESTMENTS, INC | History | No change | 3,053 | 16 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| IFP Advisors, Inc | History | Added to | 2,800 | 15 | 0.0% | 0.0% | 200 | +155 | 5.86% | Q1 2026 | Apr 13, 2026 |
| Hilltop National Bank | History | No change | 2,869 | 15 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| Pandora Wealth, Inc. | History | No change | 2,274 | 14 | 0.01% | 0.01% | 202 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Community Bank, N.A. | History | No change | 2,402 | 13 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| AdvisorNet Financial, Inc | History | No change | 2,330 | 12 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Rossby Financial, LCC | History | No change | 2,296 | 12 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Advisory Services Network, LLC | History | New | 1,527 | 8 | 0.0% | — | 206 | +1,527 | New | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | New | 1,418 | 7 | 0.0% | — | 207 | +1,418 | New | Q1 2026 | May 13, 2026 |
| ASSETMARK, INC | History | No change | 1,122 | 6 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Bogart Wealth, LLC | History | No change | 1,000 | 5 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 871 | 4 | 0.0% | 0.0% | 210 | +48 | 5.83% | Q1 2026 | May 12, 2026 |
| Beaird Harris Wealth Management, LLC | History | New | 606 | 3 | 0.0% | — | 215 | +606 | New | Q1 2026 | May 14, 2026 |
| FIRST UNITED BANK & TRUST | History | No change | 627 | 3 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 650 | 3 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 600 | 3 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Aventura Private Wealth, LLC | History | No change | 712 | 3 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 500 | 2 | 0.0% | 0.0% | 216 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| SIGNATUREFD, LLC | History | No change | 181 | 1 | 0.0% | 0.0% | 217 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Roble, Belko & Company, Inc | History | No change | 100 | 1 | 0.0% | 0.0% | 218 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,321,490 | -100.0% | Q1 2026 | Apr 22, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.33% | — | -1,309,522 | -100.0% | Q1 2026 | May 15, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -794,984 | -100.0% | Q1 2026 | May 08, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -194,895 | -100.0% | Q1 2026 | May 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.07% | — | -172,503 | -100.0% | Q1 2026 | May 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -128,650 | -100.0% | Q1 2026 | Apr 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -111,739 | -100.0% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -86,088 | -100.0% | Q1 2026 | May 15, 2026 |
| Heritage Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -57,594 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Fisher Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,828 | -100.0% | Q1 2026 | May 05, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -18,714 | -100.0% | Q1 2026 | May 14, 2026 |
| World Investment Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -14,570 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Asset One Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,418 | -100.0% | Q1 2026 | May 12, 2026 |
| Valeo Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,050 | -100.0% | Q1 2026 | May 08, 2026 |
| Facet Wealth, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,097 | -100.0% | Q1 2026 | May 07, 2026 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,166 | -100.0% | Q1 2026 | May 15, 2026 |
| HBK Sorce Advisory LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,000 | -100.0% | Q1 2026 | May 11, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,373 | -100.0% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,020 | -100.0% | Q1 2026 | May 13, 2026 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -6,300 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -4,000 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Commonwealth Retirement Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,400 | -100.0% | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | May 15, 2026 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Nemes Rush Group LLC | History | Reduced | 18 | 0 | — | 0.0% | — | -602 | -97.1% | Q1 2026 | Apr 21, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -469 | -100.0% | Q1 2026 | May 13, 2026 |
| IFC & Insurance Marketing, Inc. | History | Closed out | 0 | 0 | — | — | — | -74 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Western Wealth Management, LLC | History | New | 34 | 0 | — | — | — | +34 | New | Q1 2026 | May 19, 2026 |
| DANSKE BANK A/S | History | New | 14 | 0 | — | — | — | +14 | New | Q1 2026 | May 12, 2026 |
| Root Financial Partners, LLC | History | Added to | 9 | 0 | — | — | — | +7 | 350.0% | Q1 2026 | Apr 24, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q1 2026 | May 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2026 | May 07, 2026 |
| PRIVATE TRUST CO NA | History | No change | 66 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Avion Wealth | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 01, 2026 |